0000049071-14-000059.txt : 20140314
0000049071-14-000059.hdr.sgml : 20140314
20140314132132
ACCESSION NUMBER: 0000049071-14-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140313
FILED AS OF DATE: 20140314
DATE AS OF CHANGE: 20140314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUSSARD BRUCE D
CENTRAL INDEX KEY: 0001185643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 14693727
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-03-13
0000049071
HUMANA INC
HUM
0001185643
BROUSSARD BRUCE D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
President & CEO
Humana Common
2014-03-13
4
M
0
107534
88.6836
A
151610
D
Humana Common
2014-03-13
4
M
0
17334
72.84
A
168944
D
Humana Common
2014-03-13
4
S
0
109000
109.8446
D
59944
D
Options
88.6836
2014-03-13
4
M
0
107534
0
D
2018-12-01
Humana Common
107534
0
D
Options
72.84
2014-03-13
4
M
0
17334
0
D
2020-02-20
Humana Common
17334
34669
D
Options
102.155
2021-02-18
Humana Common
75429
75429
D
Restricted Stock Units
Humana Common
17161
17161
D
Restricted Stock Units
Humana Common
16519
16519
D
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in two increments from 12/01/12 to 12/01/13.
Incentive and Non-Qualified stock options granted to Reporting Person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Incentive and Non-Qualified stock options granted to Reporting Person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to Reporting Person on 02/20/2013, 100% of the award is vesting on 02/20/16.
Restricted stock units granted to Reporting Person on 02/18/2014, 100% of the award is vesting on 02/18/17.
Sold at prices ranging from $109.4743 to $110.1000.
Bruce D. Broussard
2014-03-14