0000049071-14-000043.txt : 20140219
0000049071-14-000043.hdr.sgml : 20140219
20140219173932
ACCESSION NUMBER: 0000049071-14-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140217
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bierbower Elizabeth D
CENTRAL INDEX KEY: 0001561149
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 14626966
MAIL ADDRESS:
STREET 1: HUMANA INC., 500 W. MAIN ST.
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-17
1
0000049071
HUMANA INC
HUM
0001561149
Bierbower Elizabeth D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Segment Pres., Employer Group
Humana Common
2014-02-17
4
M
0
2860
.1667
A
19333
D
Humana Common
2014-02-17
4
F
0
807
99.235
D
18526
D
Options
41.83
2016-02-19
Humana Common
6981
6981
D
Options
79.655
2019-06-20
Humana Common
5411
5411
D
Options
72.84
2020-02-20
Humana Common
5200
5200
D
Options
102.155
2014-02-18
4
A
0
8381
0
A
2021-02-18
Humana Common
8381
8381
D
Restricted Stock Units
.1667
2014-02-17
4
M
0
2860
.1667
D
Humana Common
2860
0
D
Restricted Stock Units
0
Humana Common
1692
1692
D
Restricted Stock Units
0
Humana Common
1883
1883
D
Restricted Stock Units
Humana Common
1716
1716
D
Restricted Stock Units
2014-02-18
4
A
0
1835
0
A
Humana Common
1835
1835
D
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan.
Non-Qualified stock options granted to Reporting Person on 2/19/09, 100% vested.
Non-Qualified stock options granted to Reporting Person on 6/20/12, vesting in three increments from 06/20/13 to 06/20/15.
Incentive and Non-Qualified stock options granted to Reporting Person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Incentive and Non-Qualified stock options granted to Reporting Person on 02/18/14, vesting in three increments from 02/18/2015 to 02/18/17.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to Reporting Person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to Reporting Person on 2/23/12, 100% of the award is vesting on 2/23/15.
Restricted stock units granted to Reporting Person on 6/20/12, 100% of the award is vesting on 6/20/15.
Restricted stock units granted to Reporting Person on 02/20/13, 100% of the award is vesting on 02/20/16.
Restricted stock units granted to Reporting Person on 02/18/14, 100% of the award is vesting on 02/18/17.
The Form 4 is additionally being filed to notify that effective February 19, 2014, the Reporting Person is no longer designated as an Officer, and is no longer subject to Section 16.
Elizabeth D. Bierbower
2014-02-19