0000049071-14-000040.txt : 20140219
0000049071-14-000040.hdr.sgml : 20140219
20140219173632
ACCESSION NUMBER: 0000049071-14-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140217
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McClain Tim S
CENTRAL INDEX KEY: 0001560914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 14626956
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST.
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-17
1
0000049071
HUMANA INC
HUM
0001560914
McClain Tim S
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Group Pres, Govt & Other Busin
Humana Common
2014-02-17
4
M
0
1635
.1667
A
1717
D
Humana Common
2014-02-17
4
F
0
616
99.235
D
1101
D
Options
36.52
2016-08-27
Humana Common
1667
1667
D
Options
88.6475
2019-02-23
Humana Common
3971
3971
D
Options
72.84
2020-02-20
Humana Common
4940
4940
D
Options
102.155
2014-02-18
4
A
0
4470
0
A
2021-02-18
Humana Common
4470
4470
D
Restricted Stock Units
2014-02-17
4
M
0
1635
.1667
D
Humana Common
1635
0
D
Restricted Stock Units
Humana Common
3130
3130
D
Restricted Stock Units
Humana Common
1630
1630
D
Restricted Stock Units
2014-02-18
4
A
0
979
0
A
Humana Common
979
979
D
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan.
Non-Qualified stock options granted to reporting person on 8/27/09, 100% vested.
Non-qualified stock options granted to reporting person on 2/23/12, vesting in three increments from 2/23/13 to 2/23/15.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2003 Stock Incentive Plan. 100% of the award is vesting on 02/17/14.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/23/15.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/20/16.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/18/17.
The Form 4 is additionally being filed to notify that effective February 19, 2014, the reporting person is no longer designated as an Officer, and is no longer subject to Section 16.
Tim S. McClain
2014-02-19