0000049071-14-000038.txt : 20140219
0000049071-14-000038.hdr.sgml : 20140219
20140219173429
ACCESSION NUMBER: 0000049071-14-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140217
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERKINS BRUCE D
CENTRAL INDEX KEY: 0001018659
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 14626941
MAIL ADDRESS:
STREET 1: 500 WEST MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-17
1
0000049071
HUMANA INC
HUM
0001018659
PERKINS BRUCE D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Sgmt Pres, Healthcare Services
Humana Common
2014-02-17
4
M
0
7355
.1667
A
18340
D
Humana Common
2014-02-17
4
F
0
2394
99.235
D
15946
D
Humana Common
416
I
See Footnote
Options
79.655
2019-06-20
Humana Common
5411
5411
D
Options
72.84
2020-02-20
Humana Common
7800
7800
D
Options
102.155
2014-02-18
4
A
0
8940
0
A
2021-02-18
Humana Common
8940
8940
D
Restricted Stock Units
.1667
2014-02-17
4
M
0
7355
.1667
D
Humana Common
7355
0
D
Restricted Stock Units
0
Humana Common
6768
6768
D
Restricted Stock Units
0
Humana Common
1883
1883
D
Restricted Stock Units
0
Humana Common
2574
2574
D
Restricted Stock Units
0
2014-02-18
4
A
0
1958
0
A
Humana Common
1958
1958
D
Phantom Stock Units
Humana Common
504
504
I
See Footnote
Shares held for the benefit of reporting person as of January 31, 2014 under the Humana Retirement & Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan.
Non-Qualified stock options granted to reporting person on 6/20/12, NQ options vesting in three increments from 6/20/13 to 6/20/15.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Restricted stock units granted to reporting person on 6/20/12, 100% of the award is vesting on 6/20/15.
Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.
Phantom Stock Units held for the benefit of reporting person as of January 31, 2014 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price.
The Form 4 is additionally being filed to notify that effective February 19, 2014, the reporting person is no longer designated as an Officer, and is no longer subject to Section 16.
Bruce D. Perkins
2014-02-19