0000049071-14-000036.txt : 20140219 0000049071-14-000036.hdr.sgml : 20140219 20140219171400 ACCESSION NUMBER: 0000049071-14-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140217 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christopher M Todoroff CENTRAL INDEX KEY: 0001441437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 14626611 MAIL ADDRESS: STREET 1: HUMANA INC. STREET 2: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-17 0000049071 HUMANA INC HUM 0001441437 Christopher M Todoroff HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Sr. VP and General Counsel Humana Common 2014-02-17 4 M 0 5149 .1667 A 21375 D Humana Common 2014-02-17 4 F 0 1849 99.235 D 19526 D Options 46.40 2017-02-18 Humana Common 11694 11694 D Options 61.18 2018-02-17 Humana Common 7589 7589 D Options 88.6475 2019-02-23 Humana Common 24374 24374 D Options 72.84 2020-02-20 Humana Common 14041 14041 D Options 102.155 2014-02-18 4 A 0 15086 0 A 2021-02-18 Humana Common 15086 15086 D Restricted Stock Units 2014-02-17 4 M 0 5149 .1667 D Humana Common 5149 0 D Restricted Stock Units Humana Common 4738 4738 D Restricted Stock Units Humana Common 4633 4633 D Restricted Stock Units 2014-02-18 4 A 0 3304 0 A Humana Common 3304 3304 D Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 02/17/11, 100% of the award is vesting on 02/17/14. Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15. Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16. Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17. Christopher M. Todoroff 2014-02-19