0000049071-14-000010.txt : 20140103 0000049071-14-000010.hdr.sgml : 20140103 20140103150038 ACCESSION NUMBER: 0000049071-14-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSON MARISSA T CENTRAL INDEX KEY: 0001220067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 14505095 MAIL ADDRESS: STREET 1: SUN MICROSYSTEMS, INC. STREET 2: 7777 GATEWAY BLVD, BLDG 11, MSUNWK11-260 CITY: NEWARK STATE: CA ZIP: 94560 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-31 0000049071 HUMANA INC HUM 0001220067 PETERSON MARISSA T 713 HILLCREST TERRACE FREMONT CA 94539 1 0 0 0 Humana Common 2013-12-31 4 M 0 2026 0 A 2026 D Humana Common 2014-01-02 4 A 0 1358 0 A 3384 D Stock Unit Humana Common 17687 17687 D Stock Unit Humana Common 169 169 D Restricted Stock Units 2013-12-31 4 M 0 2026 0 D Humana Common 2026 0 D Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2013. Includes 1,358 restricted stock unit representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2014 if Reporting Person remains on Board. Marissa T. Peterson 2014-01-03