0000049071-13-000149.txt : 20131108
0000049071-13-000149.hdr.sgml : 20131108
20131108163147
ACCESSION NUMBER: 0000049071-13-000149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131107
FILED AS OF DATE: 20131108
DATE AS OF CHANGE: 20131108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLOEM JAMES H
CENTRAL INDEX KEY: 0001133713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 131205150
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-07
0000049071
HUMANA INC
HUM
0001133713
BLOEM JAMES H
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Sr. VP, CFO & Treasurer
Humana Common
2013-11-07
4
M
0
17201
.1667
A
38968
D
Humana Common
2013-11-07
4
F
0
8642
96.005
D
30326
D
Options
61.18
2018-02-17
Humana Common
7589
7589
D
Options
88.6475
2019-02-23
Humana Common
28436
28436
D
Options
72.84
2020-02-20
Humana Common
18201
18201
D
Restricted Stock Units
Humana Common
5149
5149
D
Restricted Stock Units
2013-11-07
4
M
0
17201
.1667
D
Humana Common
17201
0
D
Restricted Stock Units
Humana Common
5528
5528
D
Restricted Stock Units
Humana Common
6006
6006
D
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/17/11, 100% of the award is vesting on 02/17/14.
Restricted stock units granted to reporting person on 11/7/11, 100% of the award is vesting on 11/7/13.
Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15.
Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
James H. Bloem
2013-11-08