0000049071-13-000113.txt : 20130802 0000049071-13-000113.hdr.sgml : 20130802 20130802153522 ACCESSION NUMBER: 0000049071-13-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130802 DATE AS OF CHANGE: 20130802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kusserow Paul B. K. CENTRAL INDEX KEY: 0001456688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 131006345 MAIL ADDRESS: STREET 1: HUMANA INC. STREET 2: 500 W. MAIN ST. CITY: LOUISVILLE STATE: KY ZIP: 40202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-31 1 0000049071 HUMANA INC HUM 0001456688 Kusserow Paul B. K. HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Former Sr VP Humana Common 19347 D Options 61.18 2018-02-17 Humana Common 7589 7589 D Options 88.6475 2019-02-23 Humana Common 24374 24374 D Options 72.84 2020-02-20 Humana Common 14041 14041 D Restricted Stock Units Humana Common 5149 5149 D Restricted Stock Units Humana Common 4738 4738 D Restricted Stock Units Humana Common 4633 4633 D Form 4 is being filed to notify that the reporting person is no longer an officer as of 07/31/2013, and is no longer subject to Section 16. Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 02/17/11, 100% of the award is vesting on 02/17/14. Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15. Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16. Paul B. K. Kusserow 2013-08-02