0000049071-13-000031.txt : 20130220
0000049071-13-000031.hdr.sgml : 20130220
20130220133718
ACCESSION NUMBER: 0000049071-13-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130218
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bierbower Elizabeth D
CENTRAL INDEX KEY: 0001561149
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 13626073
MAIL ADDRESS:
STREET 1: HUMANA INC., 500 W. MAIN ST.
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-02-18
0000049071
HUMANA INC
HUM
0001561149
Bierbower Elizabeth D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Segment Pres., Employer Group
Humana Common
2013-02-18
4
M
0
2694
.1667
A
8794
D
Humana Common
2013-02-18
4
F
0
926
78.175
D
7868
D
Options
21.275
2014-02-24
Humana Common
18000
18000
D
Options
62.10
2014-02-22
Humana Common
4605
4605
D
Options
69.475
2015-02-21
Humana Common
6063
6063
D
Options
45.975
2015-04-01
Humana Common
17673
17673
D
Options
41.83
2016-02-19
Humana Common
6981
6981
D
Options
79.655
2019-06-20
Humana Common
5411
5411
D
Restricted Stock Units
.1667
2013-02-18
4
M
0
2694
.1667
D
Humana Common
0
0
D
Restricted Stock Units
.1667
Humana Common
2860
2860
D
Restricted Stock Units
0
Humana Common
1692
1692
D
Restricted Stock Units
0
Humana Common
1883
1883
D
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Non-Qualified stock options granted to reporting person on 2/24/04, 100% vested.
Non-Qualified stock options granted to reporting person on 2/22/07, 100% vested.
Non-Qualified stock options granted to reporting person on 2/21/08, 100% vested.
Non-Qualified stock options granted to reporting person on 4/1/08, vesting in three increments from 4/1/11 to 4/1/13.
Non-Qualified stock options granted to reporting person on 2/19/09, 100% vested.
Non-Qualified stock options granted to reporting person on 6/20/12, vesting in three increments from 6/20/13 to 6/20/15.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/18/10, 100% of the award is vesting on 2/18/13.
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
Restricted stock units granted to reporting person on 6/20/12, 100% of the award is vesting on 6/20/15.
Elizabeth D. Bierbower
2013-02-20