0000049071-13-000016.txt : 20130104 0000049071-13-000016.hdr.sgml : 20130104 20130104162205 ACCESSION NUMBER: 0000049071-13-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130104 DATE AS OF CHANGE: 20130104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NASH DAVID CENTRAL INDEX KEY: 0001251968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 13512051 MAIL ADDRESS: STREET 1: C/O I-TRAX INC STREET 2: 4 HILLMAN DRIVE, SUITE 130 CITY: CHADDS FORD, STATE: PA ZIP: 19317 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-01-02 0000049071 HUMANA INC HUM 0001251968 NASH DAVID JEFFERSON SCHOOL OF POPULATION HEALTH 1015 WALNUT ST., SUITE 115 PHILADELPHIA PA 19107 1 0 0 0 Humana Common 112 D Stock Unit Humana Common 14310 14310 D Stock Unit Humana Common 107 107 D Restricted Stock Units 2013-01-02 4 A 0 2026 0 A Humana Common 2026 2026 D Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2013. David B. Nash 2013-01-04