0000049071-12-000135.txt : 20121114
0000049071-12-000135.hdr.sgml : 20121114
20121114120120
ACCESSION NUMBER: 0000049071-12-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121112
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES DAVID A JR/KY
CENTRAL INDEX KEY: 0001025393
STATE OF INCORPORATION: KY
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 121202302
MAIL ADDRESS:
STREET 1: C/O HUMANA INC
STREET 2: 500 WEST MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-11-12
0000049071
HUMANA INC
HUM
0001025393
JONES DAVID A JR/KY
CHRYSALIS VENTURES, INC.
101 S. FIFTH STREET, SUITE 1650
LOUISVILLE
KY
40202
1
0
0
0
Humana Common
2012-11-12
4
G
0
7001
0
D
168325
D
Humana Common
2012-11-12
4
G
0
7001
0
A
28573
I
See Footnote
Humana Common
1300
I
See Footnote
Humana Common
1300
I
See Footnote
Humana Common
300
I
See Footnote
Options
23.05
2005-01-02
2014-01-02
Humana Common
2500
2500
D
Stock Units
Humana Common
5022
5022
D
Stock Units
Humana Common
95
95
D
Shares held by spouse as custodian for daughter.
Shares held by spouse as custodian for son.
Shares held in an Individual Retirement Account.
Shares held by spouse.
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
David A. Jones, Jr.
2012-11-14