0000049071-12-000062.txt : 20120329
0000049071-12-000062.hdr.sgml : 20120329
20120329172602
ACCESSION NUMBER: 0000049071-12-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120329
FILED AS OF DATE: 20120329
DATE AS OF CHANGE: 20120329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLOEM JAMES H
CENTRAL INDEX KEY: 0001133713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 12725164
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-03-29
0000049071
HUMANA INC
HUM
0001133713
BLOEM JAMES H
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Sr. VP, CFO & Treasurer
Humana Common
2012-03-29
4
M
0
35005
62.10
A
78575
D
Humana Common
2012-03-29
4
S
0
35005
90.2669
D
43570
D
Options
62.10
2012-03-29
4
M
0
35005
62.10
D
2014-02-22
Humana Common
35005
0
D
Options
69.475
2015-02-21
Humana Common
46436
46436
D
Options
46.40
2017-02-18
Humana Common
12118
12118
D
Options
61.18
2018-02-17
Humana Common
15178
15178
D
Options
88.6475
2019-02-23
Humana Common
28436
28436
D
Restricted Stock Units
Humana Common
5149
5149
D
Restricted Stock Units
Humana Common
17201
17201
D
Restricted Stock Units
Humana Common
5528
5528
D
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 11/7/11, 100% of the award is vesting on 11/7/13.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $90.24 to $90.39. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
James H. Bloem
2012-03-29