0000049071-12-000040.txt : 20120229
0000049071-12-000040.hdr.sgml : 20120229
20120229123245
ACCESSION NUMBER: 0000049071-12-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120227
FILED AS OF DATE: 20120229
DATE AS OF CHANGE: 20120229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kusserow Paul B. K.
CENTRAL INDEX KEY: 0001456688
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 12651015
MAIL ADDRESS:
STREET 1: HUMANA INC.
STREET 2: 500 W. MAIN ST.
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-02-27
0000049071
HUMANA INC
HUM
0001456688
Kusserow Paul B. K.
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Sr VP & Ch Strat Dev Officer
Humana Common
2012-02-27
4
M
0
33334
41.83
A
58526
D
Humana Common
2012-02-27
4
M
0
12117
46.40
A
70643
D
Humana Common
2012-02-27
4
M
0
7589
61.18
A
78232
D
Humana Common
2012-02-27
4
S
0
61040
88.8593
D
17192
D
Options
41.83
2012-02-27
4
M
0
33334
41.83
D
2016-02-19
Humana Common
33334
0
D
Options
29.53
2016-04-28
Humana Common
16667
16667
D
Options
46.40
2012-02-27
4
M
0
12117
46.40
D
2017-02-18
Humana Common
12117
12118
D
Options
61.18
2012-02-27
4
M
0
7589
61.18
D
2018-02-17
Humana Common
7589
15178
D
Options
88.6475
2019-02-23
Humana Common
24374
24374
D
Restricted Stock Units
Humana Common
5149
5149
D
Restricted Stock Units
Humana Common
4738
4738
D
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Non-Qualified stock option grant vests in three increments from 4/28/10 to 4/28/12.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $88.59 to $89.33. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
Paul B. K. Kusserow
2012-02-28