0000049071-12-000039.txt : 20120228
0000049071-12-000039.hdr.sgml : 20120228
20120228160153
ACCESSION NUMBER: 0000049071-12-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120227
FILED AS OF DATE: 20120228
DATE AS OF CHANGE: 20120228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Christopher M Todoroff
CENTRAL INDEX KEY: 0001441437
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 12647137
MAIL ADDRESS:
STREET 1: HUMANA INC.
STREET 2: 500 WEST MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-02-27
0000049071
HUMANA INC
HUM
0001441437
Christopher M Todoroff
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Sr. VP and General Counsel
Humana Common
2012-02-27
4
M
0
15000
45.98
A
41307
D
Humana Common
2012-02-27
4
M
0
19351
41.83
A
60658
D
Humana Common
2012-02-27
4
M
0
11667
29.53
A
72325
D
Humana Common
2012-02-27
4
M
0
13848
46.40
A
86173
D
Humana Common
2012-02-27
4
F
0
2218
90.09
D
83955
D
Humana Common
2012-02-27
4
S
0
61729
90.4132
D
22226
D
Options
45.98
2012-02-27
4
M
0
15000
45.98
D
2015-08-28
Humana Common
15000
0
D
Options
41.83
2012-02-27
4
M
0
19351
41.83
D
2016-02-19
Humana Common
19351
0
D
Options
29.53
2012-02-27
4
M
0
11667
29.53
D
2016-04-28
Humana Common
11667
11667
D
Options
46.40
2012-02-27
4
M
0
13848
46.40
D
2017-02-18
Humana Common
13848
13849
D
Options
61.18
2018-02-17
Humana Common
22767
22767
D
Options
88.6475
2019-02-23
Humana Common
24374
24374
D
Restricted Stock Units
Humana Common
5149
5149
D
Restricted Stock Units
Humana Common
4738
4738
D
Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 8/28/08 vesting in three increments from 8/28/09 to 8/28/2011.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Non-Qualified stock option grant vests in three increments from 4/28/10 to 4/28/12.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $90.00 to $90.95. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
Christopher M. Todoroff
2012-02-28