0000049071-11-000166.txt : 20111004
0000049071-11-000166.hdr.sgml : 20111004
20111004162238
ACCESSION NUMBER: 0000049071-11-000166
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111004
DATE AS OF CHANGE: 20111004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES DAVID A JR/KY
CENTRAL INDEX KEY: 0001025393
STATE OF INCORPORATION: KY
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 111123817
MAIL ADDRESS:
STREET 1: C/O HUMANA INC
STREET 2: 500 WEST MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-09-30
0000049071
HUMANA INC
HUM
0001025393
JONES DAVID A JR/KY
CHRYSALIS VENTURES, INC.
101 S. FIFTH STREET, SUITE 1650
LOUISVILLE
KY
40202
1
0
0
0
Humana Common
2011-09-30
4
A
0
204
73.79
A
201747
D
Humana Common
72
I
See Footnote
Humana Common
1300
I
See Footnote
Humana Common
1300
I
See Footnote
Humana Common
300
I
See Footnote
Options
10.19
2004-01-02
2013-01-02
Humana Common
5000
5000
D
Options
23.05
2005-01-02
2014-01-02
Humana Common
2500
2500
D
Stock Units
Humana Common
5022
5022
D
Stock Units
Humana Common
16
16
D
Reporting person indirectly owns 1,300 shares held by spouse as custodian for daughter.
Reporting person indirectly owns 1,300 shares held by spouse as custodian for son.
Reporting person indirectly owns 300 shares held in an Individual Retirement Account.
Reporting person indirectly owns 72 shares held by spouse.
Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan.
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
Incremental addition to annual award of stock pursuant to Humana Inc.'s 2003 Stock Incentive Plan in lieu of director fees exempt under 16(b)-3(d)(1).
David A. Jones, Jr.
2011-10-03