0000049071-11-000140.txt : 20110822
0000049071-11-000140.hdr.sgml : 20110822
20110822151228
ACCESSION NUMBER: 0000049071-11-000140
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110817
FILED AS OF DATE: 20110822
DATE AS OF CHANGE: 20110822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LeClaire Brian P.
CENTRAL INDEX KEY: 0001528285
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 111049728
MAIL ADDRESS:
STREET 1: HUMANA INC., 500 W. MAIN ST.
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
3
1
edgar.xml
PRIMARY DOCUMENT
X0204
3
2011-08-17
0
0000049071
HUMANA INC
HUM
0001528285
LeClaire Brian P.
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
SVP & Chief Service & Info Off
Humana Common
3269
D
Humana Common
133
I
See Footnote
Options
45.975
2015-04-01
Humana Common
23706
D
Options
41.83
2016-02-19
Humana Common
5818
D
Restricted Stock Units
.1667
Humana Common
3772
D
Restricted Stock Units
.1667
Humana Common
6048
D
Restricted Stock Units
.1667
Humana Common
5475
D
Phantom Stock Units
Humana Common
164
I
See Footnote
Shares held for the benefit of reporting person as of July 29, 2011 under the Humana Retirement & Savings Plan, including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
Right to buy pursuant to the Humana's 2003 Stock Incentive Plan.
Non-Qualified stock options granted to reporting person on 4/1/08, vesting in three increments from 4/1/11 to 4/1/13.
Non-qualified stock options granted to reporting person on 2/19/09, vesting in three increments from 2/19/10 to 2/19/12.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Restricted stock units granted to reporting person on 2/18/10, 100% of the award is vesting on 2/18/13.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Restricted stock units granted to reporting person on 6/29/11, 100% of the award is vesting on 6/29/14.
Phantom Stock Units held for the benefit of reporting person as of July 29, 2011 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Excess Plan exempt under Rule 16b-3(c and d).
Brian P LeClaire
2011-08-22