0000049071-11-000114.txt : 20110523 0000049071-11-000114.hdr.sgml : 20110523 20110523155135 ACCESSION NUMBER: 0000049071-11-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110519 FILED AS OF DATE: 20110523 DATE AS OF CHANGE: 20110523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kusserow Paul B. K. CENTRAL INDEX KEY: 0001456688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 11865008 MAIL ADDRESS: STREET 1: HUMANA INC. STREET 2: 500 W. MAIN ST. CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-19 0000049071 HUMANA INC HUM 0001456688 Kusserow Paul B. K. HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Sr VP & Ch Strat Dev Officer Humana Common 2011-05-19 4 M 0 66666 41.83 A 76666 D Humana Common 2011-05-19 4 M 0 33333 29.53 A 109999 D Humana Common 2011-05-19 4 M 0 12117 46.40 A 122116 D Humana Common 2011-05-19 4 S 0 69000 79.3862 D 53116 D Humana Common 2011-05-19 4 F 0 24450 79.83 D 28666 D Options 41.83 2011-05-19 4 M 0 66666 41.83 D 2016-02-19 Humana Common 66666 33334 D Options 29.53 2011-05-19 4 M 0 33333 29.53 D 2016-04-28 Humana Common 33333 16667 D Options 46.40 2011-05-19 4 M 0 12117 46.40 D 2017-02-18 Humana Common 12117 24235 D Options 61.18 2018-02-17 Humana Common 22767 22767 D Restricted Stock Units Humana Common 5149 5149 D Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12. Non-Qualified stock option grant vests in three increments from 4/28/10 to 4/28/12. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14. Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14. Paul B. K. Kusserow 2011-05-20