0000049071-11-000106.txt : 20110518 0000049071-11-000106.hdr.sgml : 20110518 20110518201000 ACCESSION NUMBER: 0000049071-11-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110515 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS W ANN CENTRAL INDEX KEY: 0001018652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 11856171 MAIL ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-15 1 0000049071 HUMANA INC HUM 0001018652 REYNOLDS W ANN 56 FRONT STREET KEY WEST FL 33040 1 0 0 0 Humana Common 2011-05-15 4 M 0 401 78.635 A 39727 D Humana Common 87 I See Footnote Options 11.55 2003-01-02 2012-01-02 Humana Common 5000 5000 D Options 10.19 2004-01-02 2013-01-02 Humana Common 5000 5000 D Options 23.05 2005-01-02 2014-01-02 Humana Common 2500 2500 D Stock Unit 2011-05-15 4 M 0 401 78.635 D Humana Common 401 7355 D Share disbursement of annual Director's fees, which were deferred at the election of the reporting person until her resignation from the Board. The remaining 7,355 shares will be disbursed annually through May 15, 2014. Shares held by reporting person's spouse. Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan. Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). W. Ann Reynolds, Ph.D. 2011-05-17