0000049071-11-000097.txt : 20110511
0000049071-11-000097.hdr.sgml : 20110511
20110511083521
ACCESSION NUMBER: 0000049071-11-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110509
FILED AS OF DATE: 20110511
DATE AS OF CHANGE: 20110511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES DAVID A JR/KY
CENTRAL INDEX KEY: 0001025393
STATE OF INCORPORATION: KY
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 11830276
MAIL ADDRESS:
STREET 1: C/O HUMANA INC
STREET 2: 500 WEST MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-05-09
0000049071
HUMANA INC
HUM
0001025393
JONES DAVID A JR/KY
CHRYSALIS VENTURES, INC.
101 S. FIFTH STREET, SUITE 1650
LOUISVILLE
KY
40202
1
0
0
0
Humana Common
2011-05-09
4
S
0
10000
77.1366
D
197293
D
Humana Common
72
I
See Footnote
Humana Common
1300
I
See Footnote
Humana Common
1300
I
See Footnote
Humana Common
300
I
See Footnote
Options
11.55
2003-01-02
2012-01-02
Humana Common
5000
5000
D
Options
10.19
2004-01-02
2013-01-02
Humana Common
5000
5000
D
Options
23.05
2005-01-02
2014-01-02
Humana Common
2500
2500
D
Stock Units
Humana Common
5022
5022
D
The shares sold in multiple lots ranging from $77.00 to $77.505. The weighted average sale price was $77.1366.
Reporting person indirectly owns 1,300 shares held by spouse as custodian for daughter.
Reporting person indirectly owns 1,300 shares held by spouse as custodian for son.
Reporting person indirectly owns 300 shares held in an Individual Retirement Account.
Reporting person indirectly owns 72 shares held by spouse.
Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan.
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
David A. Jones, Jr.
2011-05-10