0000049071-11-000084.txt : 20110502 0000049071-11-000084.hdr.sgml : 20110502 20110502124605 ACCESSION NUMBER: 0000049071-11-000084 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110502 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20110502 DATE AS OF CHANGE: 20110502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 11799334 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 8-K 1 humana8-k050211.htm HUMANA INC. 8-K 05-02-11 humana8-k050211.htm
 
UNITED STATES
 
 
SECURITIES AND EXCHANGE COMMISSION
 
 
Washington, DC  20549
 
 
 
FORM 8-K
 
 
 
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE
 
 
SECURITIES EXCHANGE ACT OF 1934
 
 
Date of report (Date of earliest event reported):    May 2, 2011
 
Humana Inc.
 
(Exact Name of Registrant as Specified in Its Charter)
 
 
Delaware
 
(State or Other Jurisdiction of Incorporation)
 
 
1-5975                                          61-0647538
 
(Commission File Number)                      (IRS Employer Identification No.)
 
 
 
500 West Main Street, Louisville, KY                          40202
 
(Address of Principal Executive Offices)                         (Zip Code)
 
 
502-580-1000
 
(Registrant's Telephone Number, Including Area Code)
 
 
(Former Name or Former Address, if Changed Since Last Report)
 
 
      Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
      o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
      o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
      o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
      o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
 
 

 
Item 2.02   Results of Operations and Financial Condition.
Item 7.01   Regulation FD Disclosure.
 
On May 2, 2011, Humana Inc. released additional membership detail for historical periods restated in accordance with the Company’s new financial reporting segments, a copy of which is attached hereto as Exhibit 99 and is incorporated herein by reference.
 
Item 9.01   Financial Statements and Exhibits.
 
(d)   Exhibits:
 
Exhibit No.                                          Description                                                                  
 
       99              Additional Membership Detail
 
 
 
 
SIGNATURES
 
 
                  Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
 
HUMANA INC.
 
 
 
BY:     /s/   Steven E. McCulley                               
              Steven E. McCulley
              Vice President and Controller
              (Principal Accounting Officer)
 
 
 

 
 
Dated:    May 2, 2011
 
 
INDEX TO EXHIBITS
 
 
Exhibit No.                                                  Description                                                                 
 
 
       99              Additional Membership Detail
 
 EX-99 2 humana8-k050211ex99.htm HUMANA INC. 8-K 05-02-11 EX. 99 humana8-k050211ex99.htm
Humana Inc.
             As of May 2, 2011   
Membership Detail - Restated for New Segments
                
In thousands
                  
                       
     
March 31, 2010
  
June 30, 2010
  
September 30, 2010
  
December 31, 2010
  
March 31, 2011
Medical Membership:
                  
Retail
                    
 
Medicare Advantage
1,446.1
  
1,462.9
  
1,462.2
  
1,460.7
  
1,594.8
 
Medicare stand-alone PDPs
1,733.7
  
1,708.0
  
1,688.2
  
1,670.3
  
2,353.1
 
Medicare Supplement
33.7
  
35.6
  
37.8
  
38.9
  
49.9
 
Individual
370.5
  
371.5
  
374.9
  
372.3
  
382.9
   
Total Retail
3,584.0
  
3,578.0
  
3,563.1
  
3,542.2
  
4,380.7
                       
Employer Group
                  
 
Medicare Advantage
267.2
  
269.5
  
274.2
  
273.1
  
280.7
 
Medicare Advantage ASO
29.0
  
28.7
  
28.4
  
28.2
  
27.9
 
Medicare stand-alone PDPs
2.4
  
2.4
  
2.4
  
2.4
  
4.1
 
Fully-insured medical
1,338.8
  
1,295.4
  
1,257.9
  
1,252.2
  
1,178.5
 
ASO
1,588.5
  
1,582.6
  
1,460.3
  
1,453.6
  
1,319.3
   
Total Employer Group
3,225.9
  
3,178.6
  
3,023.2
  
3,009.5
  
2,810.5
                       
Other Businesses
                  
 
Military Services
3,031.4
  
3,030.7
  
3,031.1
  
3,027.8
  
3,012.9
 
Medicaid and other (a)
448.9
  
453.7
  
457.1
  
621.0
  
619.3
 
LI-NET
181.0
  
83.0
  
95.0
  
86.1
  
98.5
   
Total Other Businesses
3,661.3
  
3,567.4
  
3,583.2
  
3,734.9
  
3,730.7
                       
Total Medical Membership
10,471.2
  
10,324.0
  
10,169.5
  
10,286.6
  
10,921.9
                       
                       
Specialty Membership:
                  
Retail
                    
 
Dental - fully-insured
296.0
  
326.7
  
363.6
  
383.9
  
444.4
 
Vision
39.3
  
44.8
  
49.2
  
51.7
  
61.2
 
Other supplemental benefits (b)
63.4
  
68.9
  
74.2
  
74.4
  
84.9
   
Total Retail
398.7
  
440.4
  
487.0
  
510.0
  
590.5
                       
Employer Group
                  
 
Dental - fully-insured
2,360.3
  
2,350.8
  
2,242.2
  
2,254.5
  
2,252.5
 
Dental - ASO
1,213.9
  
1,211.6
  
1,236.5
  
1,242.3
  
1,229.8
 
Vision
2,400.2
  
2,397.3
  
2,159.2
  
2,134.7
  
2,194.1
 
Other supplemental benefits (b)
814.5
  
847.2
  
864.8
  
886.0
  
960.4
   
Total Employer Group
6,788.9
  
6,806.9
  
6,502.7
  
6,517.5
  
6,636.8
                       
Total Specialty Membership
7,187.6
  
7,247.3
  
6,989.7
  
7,027.5
  
7,227.3
                       
(a) - Approximately 50K members, previously lised as Specialty membership, are now listed under Medicaid and other.       
(b) - Other supplemental benefits include life, disability, and fixed benefit products including cancer and critical illness policies.