-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ac20LepksemkmBsnSkQxF9Zz9rg93JIFwKiOjww6bxl+bD1S5Nk4TUkhWfq+uM3E /vaFDcNPLXPBwu770R2ftQ== 0000049071-09-000060.txt : 20091216 0000049071-09-000060.hdr.sgml : 20091216 20091216142238 ACCESSION NUMBER: 0000049071-09-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091215 FILED AS OF DATE: 20091216 DATE AS OF CHANGE: 20091216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDonald William J. CENTRAL INDEX KEY: 0001415604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 091244136 MAIL ADDRESS: STREET 1: CAPITAL ONE STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 221023491 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-15 0000049071 HUMANA INC HUM 0001415604 McDonald William J. CAPITAL ONE 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 0 0 0 Humana Common 250 D Stock Unit Humana Common 12909 12909 D Stock Unit 2009-12-15 4 A 0 147 42.42 A Humana Common 147 4104 D Annual Director's fee payable in stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). The amount of securities beneficially owned is increased by 147 shares for the December 15, 2009 cash fee conversion to stock and 1 share due to fractional share accumulations that have occurred since October 15, 2009. William J. McDonald 2009-12-15 -----END PRIVACY-ENHANCED MESSAGE-----