-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M0UiGcLREhKOrB3p8WL6d3+aj9nJUp4p74o67nvJ3jkSxpBmLl3G1MrHnnYgS+hS aWcnIIwAamu4GLAFuA0tIg== 0000049071-09-000059.txt : 20091209 0000049071-09-000059.hdr.sgml : 20091209 20091209171746 ACCESSION NUMBER: 0000049071-09-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091209 FILED AS OF DATE: 20091209 DATE AS OF CHANGE: 20091209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES DAVID A JR/KY CENTRAL INDEX KEY: 0001025393 STATE OF INCORPORATION: KY FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 091231568 MAIL ADDRESS: STREET 1: C/O HUMANA INC STREET 2: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-09 0000049071 HUMANA INC HUM 0001025393 JONES DAVID A JR/KY CHRYSALIS VENTURES, INC. 101 S. FIFTH STREET, SUITE 1650 LOUISVILLE KY 40202 1 0 0 0 Humana Common 2009-12-09 4 S 0 100000 D 348844 D Humana Common 72 I See Footnote Humana Common 1300 I See Footnote Humana Common 1300 I See Footnote Humana Common 300 I See Footnote Options 14.7813 2002-01-02 2011-01-02 Humana Common 5000 5000 D Options 11.55 2003-01-02 2012-01-02 Humana Common 5000 5000 D Options 10.19 2004-01-02 2013-01-02 Humana Common 5000 5000 D Options 23.05 2005-01-02 2014-01-02 Humana Common 2500 2500 D Stock Units Humana Common 5022 5022 D Reporting person sold a total of 100,000 shares at the following prices: 300 @ $40.66; 1,000 @ $40.67; 1,029 @ $40.68; 2,171 @ $40.69; 8,800 @ $40.7; 1,600 @ $40.71; 500 @ $40.72; 1,600 @ $40.73; 3,396 @ $40.74; 13,300 @ $40.75; 304 @ $40.76; 29,972 @ $40.85; 2,900 @ $40.855; 3,228 @ $40.86; 3,700 @ $40.865; 3,702 @ $40.87; 12,000 @ $40.875; 1,428 @ $40.88; 4,300 @ $40.885; 1,700 @ $40.89; 800 @ $40.895; 700 @ $40.905; 800 @ $40.91; 470 @ $40.92; 300 @ $40.93. Reporting person indirectly owns 72 shares held by spouse. Reporting person indirectly owns 1,300 shares held by spouse as custodian for son. Reporting person indirectly owns 1,300 shares held by spouse as custodian for daughter. Reporting person indirectly owns 300 shares held in an Individual Retirement Account. Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan. Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). David A. Jones, Jr. 2009-12-09 -----END PRIVACY-ENHANCED MESSAGE-----