-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FQqXc7EvBTiwhuqrG0xdc08hWViZI1xH0tD+n47Su7pmof14ZGHOxebjFli5lwOt zYnxaUNjxT3h3Gq/qkeWEQ== 0000049071-09-000052.txt : 20091104 0000049071-09-000052.hdr.sgml : 20091104 20091104095207 ACCESSION NUMBER: 0000049071-09-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091102 FILED AS OF DATE: 20091104 DATE AS OF CHANGE: 20091104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS W ANN CENTRAL INDEX KEY: 0001018652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 091156480 MAIL ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-02 0000049071 HUMANA INC HUM 0001018652 REYNOLDS W ANN 130 WEST 67TH STREET NEW YORK NY 10023 1 0 0 0 Humana Common 2009-11-02 4 M 0 5000 7.875 A 39279 D Humana Common 2009-11-03 4 S 0 2000 37.27 D 37279 D Humana Common 2009-11-03 4 S 0 100 37.28 D 37179 D Humana Common 2009-11-03 4 S 0 200 37.285 D 36979 D Humana Common 2009-11-03 4 S 0 600 37.29 D 36379 D Humana Common 2009-11-03 4 S 0 1500 37.30 D 34879 D Humana Common 2009-11-03 4 S 0 400 37.3003 D 34479 D Humana Common 2009-11-03 4 S 0 200 37.3002 D 34279 D Humana Common 87 I See Footnote Options 7.875 2009-11-02 4 M 0 5000 7.875 D 2001-01-03 2010-01-03 Humana Common 5000 0 D Options 14.7813 2002-01-02 2011-01-02 Humana Common 5000 5000 D Options 11.55 2003-01-02 2012-01-02 Humana Common 5000 5000 D Options 10.19 2004-01-02 2013-01-02 Humana Common 5000 5000 D Options 23.05 2005-01-02 2014-01-02 Humana Common 2500 2500 D Stock Unit Humana Common 4984 4984 D Shares held by reporting person's spouse. Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors. Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan. Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). W. Ann Reynolds, Ph.D. 2009-11-03 -----END PRIVACY-ENHANCED MESSAGE-----