-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FI6Sj+/u4Jz0wt1kvDAAOq0N61L4Z/1HBVKtxQ7PKlQnndyEY54nw//g7+5sAcZ0 HNtqRJ2IyEiDG1Up0yH6oQ== 0000049071-04-000099.txt : 20041229 0000049071-04-000099.hdr.sgml : 20041229 20041229115031 ACCESSION NUMBER: 0000049071-04-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041229 FILED AS OF DATE: 20041229 DATE AS OF CHANGE: 20041229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS W ANN CENTRAL INDEX KEY: 0001018652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 041229922 BUSINESS ADDRESS: BUSINESS PHONE: 5025803778 MAIL ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-12-29 0000049071 HUMANA INC HUM 0001018652 REYNOLDS W ANN 130 WEST 67TH STREET NEW YORK NY 10023 1 0 0 0 Humana Common 2004-12-29 4 M 0 5000 22.4375 A 25237 D Humana Common 2004-12-29 4 S 0 4000 0 D 21237 D Humana Common 87 I See Footnote Options 22.4375 2004-12-29 4 M 0 5000 22.4375 D 1996-01-03 2005-01-03 Humana Common 5000 0 D Options 26.9375 1997-01-02 2006-01-02 Humana Common 5000 5000 D Options 18.9375 1998-01-02 2007-01-02 Humana Common 5000 5000 D Options 21.25 1999-01-02 2008-01-02 Humana Common 5000 5000 D Options 18.7813 2000-01-04 2009-01-04 Humana Common 5000 5000 D Options 7.875 2001-01-03 2010-01-03 Humana Common 5000 5000 D Options 14.7813 2002-01-02 2011-01-02 Humana Common 5000 5000 D Options 11.55 2003-01-02 2012-01-02 Humana Common 5000 5000 D Options 10.19 2004-01-02 2013-01-02 Humana Common 5000 5000 D Options 23.05 2005-01-02 2014-01-02 Humana Common 2500 2500 D Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share. Shares held by reporting person's spouse. Shares sold by reporting person were sold at the following prices: 400 shares @ $29.71; 500 shares @ $29.70; and 3,100 shares @ $29.68. Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors. Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan. Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. W. Ann Reynolds, Ph.D. 2004-12-29 -----END PRIVACY-ENHANCED MESSAGE-----