-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tfa8wYq83RC7C+4N/1mit2dx3qlQGaTS/I0U7yp12T2B4LSfghZevd5fV3d9Z5GO 9kQAKvurfFZKgDc8DdmxHw== 0000049071-04-000097.txt : 20041222 0000049071-04-000097.hdr.sgml : 20041222 20041222123910 ACCESSION NUMBER: 0000049071-04-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041222 FILED AS OF DATE: 20041222 DATE AS OF CHANGE: 20041222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALL JOHN R /KY CENTRAL INDEX KEY: 0001023589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 041219842 BUSINESS ADDRESS: STREET 1: PO BOX 391 CITY: ASHLAND STATE: KY ZIP: 41114 BUSINESS PHONE: 6063294784 MAIL ADDRESS: STREET 1: C/O ASHLAND INC STREET 2: 1000 ASHLAND DRIVE PO BOX 391 CITY: RUSSELL STATE: KY ZIP: 41169 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-12-22 0000049071 HUMANA INC HUM 0001023589 HALL JOHN R /KY ASHLAND INC. 500 DIEDERICH BOULEVARD RUSSELL KY 41169 1 0 0 0 Humana Common 2004-12-21 4 M 0 5000 22.4375 A 27423 D Humana Common 2004-12-21 4 S 0 5000 29.40 D 22423 D Options 22.4375 2004-12-21 4 M 0 5000 22.4375 D 1996-01-03 2005-01-03 Humana Common 5000 0 D Options 26.9375 1997-01-02 2006-01-02 Humana Common 5000 5000 D Options 18.9375 1998-01-02 2007-01-02 Humana Common 5000 5000 D Options 21.25 1999-01-02 2008-01-02 Humana Common 5000 5000 D Options 18.7813 2000-01-04 2009-01-04 Humana Common 5000 5000 D Options 7.875 2001-01-03 2010-01-03 Humana Common 5000 5000 D Options 14.7813 2002-01-02 2011-01-02 Humana Common 5000 5000 D Options 11.55 2003-01-02 2012-01-02 Humana Common 5000 5000 D Options 10.19 2004-01-02 2013-01-02 Humana Common 5000 5000 D Options 23.05 2005-01-02 2014-01-02 Humana Common 2500 2500 D Stock Unit Humana Common 3802 3802 D Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share. Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors. Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan. Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. The units of stock have been deferred at the election of the reporting person until his termination of services as a director at which time they will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-6(b). John R. Hall 2004-12-22 -----END PRIVACY-ENHANCED MESSAGE-----