-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+yB1yT8mvE7G1hT/+6iNofHo4xUpLqKLuEgoifrKDc7IySnD9z+5IgFvDntfS8s 2fYB2LRcJLWrnSiM0jQC2w== 0000049071-04-000090.txt : 20041217 0000049071-04-000090.hdr.sgml : 20041217 20041217092137 ACCESSION NUMBER: 0000049071-04-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041216 FILED AS OF DATE: 20041217 DATE AS OF CHANGE: 20041217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GELLERT MICHAEL E CENTRAL INDEX KEY: 0001018650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 041209920 BUSINESS ADDRESS: BUSINESS PHONE: 5025803778 MAIL ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-12-16 0000049071 HUMANA INC HUM 0001018650 GELLERT MICHAEL E WINDCREST PARTNERS 122 EAST 42ND STREET, 34TH FLOOR NEW YORK NY 10168 1 0 0 0 Humana Common 2004-12-16 4 M 0 5000 22.4375 A 123837 D Options 22.4375 2004-12-16 4 M 0 5000 22.4375 D 1996-01-03 2005-01-03 Humana Common 5000 0 D Options 26.9375 1997-01-02 2006-01-02 Humana Common 5000 5000 D Options 18.9375 1998-01-02 2007-01-02 Humana Common 5000 5000 D Options 21.25 1999-01-02 2008-01-02 Humana Common 5000 5000 D Options 18.7813 2000-01-04 2009-01-04 Humana Common 5000 5000 D Options 7.875 2001-01-03 2010-01-03 Humana Common 5000 5000 D Options 14.7813 2002-01-02 2011-01-02 Humana Common 5000 5000 D Options 11.55 2003-01-02 2012-01-02 Humana Common 5000 5000 D Options 10.19 2004-01-02 2013-01-02 Humana Common 5000 5000 D Options 23.05 2005-01-02 2014-01-02 Humana Common 2500 2500 D Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share. Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors. Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan. Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Michael E. Gellert 2004-12-16 -----END PRIVACY-ENHANCED MESSAGE-----