-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NCRtdYuJ+aAVDsJG3QdVPpD9WMvawDEEad7Jupn2uYti3Bdt+Sy57TF17UmZ9gXN QAy5lrP1LxxsxnC2C3pPNA== 0000049071-04-000044.txt : 20040423 0000049071-04-000044.hdr.sgml : 20040423 20040423151457 ACCESSION NUMBER: 0000049071-04-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040422 FILED AS OF DATE: 20040423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LERNER IRWIN CENTRAL INDEX KEY: 0001018651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 04750870 BUSINESS ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025803778 MAIL ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-22 1 0000049071 HUMANA INC HUM 0001018651 LERNER IRWIN 17 EAST GREENBROOK ROAD NORTH CALDWELL NJ 07006 1 0 0 0 Humana Common 30637 D Humana Common 1000 I See Footnote Options 22.4375 1996-01-03 2005-01-03 Humana Common 5000 5000 D Options 26.9375 1997-01-02 2006-01-02 Humana Common 5000 5000 D Options 18.9375 1998-01-02 2007-01-02 Humana Common 5000 5000 D Options 21.25 1999-01-02 2008-01-02 Humana Common 5000 5000 D Options 18.7813 2000-01-04 2009-01-04 Humana Common 5000 5000 D Options 7.875 2001-01-03 2010-01-02 Humana Common 5000 5000 D Options 14.7813 2002-01-02 2011-01-02 Humana Common 5000 5000 D Options 11.55 2003-01-02 2012-01-02 Humana Common 5000 5000 D Options 10.19 2004-01-02 2013-01-02 Humana Common 5000 5000 D Options 23.05 2004-04-22 2014-01-02 Humana Common 2500 2500 D Each share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share. Shares held by reporting person's spouse. Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors. Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan. RIght to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Acceleration of vesting of option to retirement date by Compensation & Organization Committee pursuant to authority vested in them by the Plan . Irwin Lerner 2004-04-22 -----END PRIVACY-ENHANCED MESSAGE-----