-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LmrNK6Wp5FMMQns9e3BOiMzpDVvgKR23mCej7GLJjWtbLpcMlz4IOxqcx+P5/ZXp bq7s6eUpuseJqqcY3iai6g== 0000049071-04-000009.txt : 20040106 0000049071-04-000009.hdr.sgml : 20040106 20040106130301 ACCESSION NUMBER: 0000049071-04-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LERNER IRWIN CENTRAL INDEX KEY: 0001018651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 04508969 BUSINESS ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025803778 MAIL ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-02 0000049071 HUMANA INC HUM 0001018651 LERNER IRWIN 17 EAST GREENBROOK ROAD NORTH CALDWELL NJ 07006 1000Humana Common2004-01-024A0380223.05A30637D< value/>Humana Common1000ISee FootnoteOptions22.43751996-01-032005-01-03Humana Common50005000DOptions26.93751997-01-022006-01-02Humana Common50005000DOptions18.93751998-01-022007-01-02Humana Common50005000DOptions21.251999-01-022008-01-02Humana Common50005000DOptions18.78132000-01-042009-01-04Humana Common50005000DOptions7.8752001-01-032010-01-02Humana Common50005000DOptions14.78132002-01-022011-01-02Humana Common50005000DOptions11.552003-01-022012-01-02Humana Common50005000DOptions10.192004-01-022013-01-02Humana Common50005000DOptions23.052004-01-024A0250023.05A2005-01-022014-01-02Humana Common25002500DEach share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share.Shares held by reporting person's spouse.Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors.Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan.Award of stock pursuant to Humana Inc.'s 2003 Stock Incentive Plan in lieu of director fees exempt under 16(b)-3(d)(1).Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.Irwin Lerner2004-01-02 -----END PRIVACY-ENHANCED MESSAGE-----