-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EsAzxQB/XsV/xmy9wvg19g8JTEabyymYUfm+9zJkoDztLjKnjwMqeG9GPwnJoZxC t0nkvAX06SBUbztYKwkjkw== 0000049071-04-000005.txt : 20040106 0000049071-04-000005.hdr.sgml : 20040106 20040106124905 ACCESSION NUMBER: 0000049071-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALL JOHN R /KY CENTRAL INDEX KEY: 0001023589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 04508868 BUSINESS ADDRESS: STREET 1: PO BOX 391 CITY: ASHLAND STATE: KY ZIP: 41114 BUSINESS PHONE: 6063294784 MAIL ADDRESS: STREET 1: C/O ASHLAND INC STREET 2: 1000 ASHLAND DRIVE PO BOX 391 CITY: RUSSELL STATE: KY ZIP: 41169 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-02 0000049071 HUMANA INC HUM 0001023589 HALL JOHN R /KY ASHLAND INC. 500 DIEDERICH BOULEVARD RUSSELL KY 41169 1000Humana Common22423DOptions22.43751996-01-032005-01-03Humana Common50005000DOptions26.93751997-01-022006-01-02Humana Common50005000DOptions18.93751998-01-022007-01-02Humana Common50005000DOptions21.251999-01-022008-01-02Humana Common50005000DOptions18.78132000-01-042009-01 - -04Humana Common50005000DOptions7.8752001-01-032010-01-03Humana Common50005000DOptions14.78132002-01-022011-01-02Humana Common50005000DOptions11.552003-01-022012-01-02Humana Common50005000DOptions10.192004-01-022013-01-02Humana Common50005000DOptions23.052004-01-024A0250023.05A2005-01-022014-01-02Humana Common25002500DStock Unit2004-01-024A03802AHumana Common38023802DEach share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share.Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors.Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan.Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.The units of stock have been de ferred at the election of the reporting person until his termination of services as a director at which time they will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-6(b).John R. Hall2004-01-02 -----END PRIVACY-ENHANCED MESSAGE-----