-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MlmoN5SHxtl+Uo9xKdl4dK4SijVbSkLr6iS5b8bfaOsh+DIY8VZMHIui8GKVrs3B TUTIUogCQZ0OcYNUN01sfg== 0000049071-03-000045.txt : 20030516 0000049071-03-000045.hdr.sgml : 20030516 20030516153426 ACCESSION NUMBER: 0000049071-03-000045 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030515 FILED AS OF DATE: 20030516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARGULIS HEIDI S CENTRAL INDEX KEY: 0001103605 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 03708506 BUSINESS ADDRESS: STREET 1: C/O HUMANA INC STREET 2: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: C/O HUMANA INC STREET 2: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 3 1 edgar.xml PRIMARY DOCUMENT X0101 32003-05-15 0 049071 HUMANA INC HUM1103605 MARGULIS HEIDI S 0100Senior Vice President-Gov. AffHumana Inc.48895DHumana Retirement & Savings PlanHumana Common15.59382001-01-152008-01-15Humana Common 8700DHumana Common15.59382000-01-092007-01-09Humana Common9170DHumana Common15.59381999-09-172008-09-17Humana Common6090DHumana Common15.59381999-09-172005-01-12Humana Common10320DHumana Common19.252002-01-152009-01-15Humana Common10000DHumana Common9.59382002-09-092009-09-09Humana Common15000DHumana Common9.262004-03-132013-03-13Humana Common3334DHumana Common9.262005-03-132013-03-13Humana Common3333DHumana Common9.262006-03-132013-03-13Humana Common3333DHumana Phantom Stock Units01988-08-081988-08-08Humana Common< /value>357DEach share of Common Stock contains a Right adopted on March 5, 1987, pursuant to the Company Rights Agreement, as amended and restated on February 14, 1996, and amended as of May 27, 1998 and March 1, 1999, which entitles holders of the Company's Common Stock, in the event certain specified events occur, to acquire 1/100 of a share of Series A Participating Preferred Stock at a price of $145 per fractional share.Right to buy pursuant to the Humana's 1996 Stock Incentive Plan for Employees.Reporting person has 6,312 shares held for her benefit, as of April 30, 2003, under the Humana Retirement &am p; Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).Reporting person has 357 Phantom Stock Units held for her benefit, as of April 30, 2003, under the Humana Excess Plan, exempt under Rule 16b-3(d).Heidi S. Margulis2003-05-19 -----END PRIVACY-ENHANCED MESSAGE-----