-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HAnzWJ8aEMavztseceLXEfKM9MlF7jg+ZFyEMzDT6479+fTQ3BJn1M2hlUB2eeqw atEF6eVkpfDuXYql5rF9KA== 0000950129-04-003615.txt : 20040525 0000950129-04-003615.hdr.sgml : 20040525 20040525163224 ACCESSION NUMBER: 0000950129-04-003615 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040525 EFFECTIVENESS DATE: 20040525 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAKER BOTTS LLP CENTRAL INDEX KEY: 0001127752 IRS NUMBER: 741195457 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 2001 ROSS AVE CITY: DALLAS STATE: TX ZIP: 75201 MAIL ADDRESS: STREET 1: 1299 PENNSYLVANIA AVE CITY: WASHINGTON STATE: DC ZIP: 20004-2400 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN ELECTRIC POWER CO INC CENTRAL INDEX KEY: 0000004904 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 134922640 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: 1935 Act SEC FILE NUMBER: 012-00066 FILM NUMBER: 04830225 BUSINESS ADDRESS: STREET 1: 1 RIVERSIDE PLAZA CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-716-1193 MAIL ADDRESS: STREET 1: 1 RIVERSIDE PLAZA CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: KINGSPORT UTILITIES INC DATE OF NAME CHANGE: 19660906 U-12-IB 1 h15776auv12vib.txt BAKER BOTTS L.L.P. FOR AMERICAN ELECTRIC POWER CO. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Three Year Period ending January 30, 2007 FORM U-12 (I) - B (THREE-YEAR STATEMENT) Statement Pursuant to Section 12(i) of the Public Utility Holding Company Act of 1935 by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses as Specified in Rule 71(b). 1. Name and business address of persons filing statement. Baker Botts L.L.P. ("Baker Botts"), The Warner, 1299 Pennsylvania Avenue, Washington, D.C. 20004. Baker Botts has additional offices that may provide services to American Electric Power Company or its subsidiaries covered by Section 12(i) of the Public Utility Holding Company Act of 1935, as amended. 2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule 71. Joanne Rutkowski, James Doty, Stephanie Smith, and other attorneys at Baker Botts. 3. Registered holding company and subsidiary companies by which the undersigned is regularly employed or retained. American Electric Power Company and its subsidiaries. 4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3 and a brief description of the nature of services to be rendered in each such relationship or capacity. Attorneys; provide legal counsel and representation to American Electric Power Company before the Securities and Exchange Commission and the Federal Energy Regulatory Commission and in that capacity render services to its subsidiaries. 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3.
Salary or other compensation: ----------------------------- Name of recipient received (a) to be Person or company from whom received (b) received or to be received _____________ Baker Botts See 5(b) below American Electric Power Company
(b) Basis for compensation if other than salary. Hourly fees and disbursements. 6. Expenses incurred by the undersigned or other person in item 2, above, during the calendar year in connection with activities described in item 4, above, and the source or sources of reimbursement of same. To be answered in supplemental statement. Date: May 25, 2004 /s/ Joanne C. Rutkowski ----------------------------- Joanne C. Rutkowski, Esq. 2
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