-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vk0vMWkmhR08wPM+Bu7j2Sahu/mgTyPEtC2ep0+lUDP3H/LGMy0/KKNQ2KEGCtMk 7e0V2HRYNj/IcExkauPpMQ== 0000004904-97-000115.txt : 19970912 0000004904-97-000115.hdr.sgml : 19970912 ACCESSION NUMBER: 0000004904-97-000115 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970903 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN ELECTRIC POWER COMPANY INC CENTRAL INDEX KEY: 0000004904 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 134922640 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-08429 FILM NUMBER: 97674603 BUSINESS ADDRESS: STREET 1: 1 RIVERSIDE PLZ CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6142231000 FORMER COMPANY: FORMER CONFORMED NAME: KINGSPORT UTILITIES INC DATE OF NAME CHANGE: 19660906 35-CERT 1 UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION _____________________________________________ : In the Matter of : : AMERICAN ELECTRIC POWER COMPANY, INC. : CERTIFICATE OF 1 Riverside Plaza : NOTIFICATION Columbus, Ohio 43215 : NO. 10 : (70-8429) : : (Public Utility Holding Company Act of 1935) : _____________________________________________: THIS IS TO CERTIFY THAT AMERICAN ELECTRIC POWER COMPANY, INC. ("American"), in accordance with the terms and conditions of, and for the purposes represented by, the Application - Declaration herein and the Order of the Securities and Exchange Commission with respect thereto, dated December 22, 1994, HCAR No. 35-26200 (the "Order"), has carried out the transactions set forth below: 1. During the calendar quarter ended June 30, 1997, American guaranteed the bank loans to AEP Resources, Inc. listed on Exhibits A and B attached hereto. 2. During the calendar quarter ended June 30, 1997, AEP Resources, Inc. made capital contributions to AEP Resources Delaware, Inc. as follows: (i) $2,630,000 on April 28, 1997; (ii) $3,400,000 on May 14, 1997; (iii) $5,000 on May 28, 1997 and (iv) $1,117,000 on June 11, 1997. On June 12, 1997 AEP Resources, Inc. made a capital contribution of $167,805 to AEP Resources International, Limited ("AEPRIL"). AEP Resources, Inc. also made capital contributions to AEP Resources Project Management Company, Ltd. ("AEPPMC") as follows: (i) $10,000 on May 31, 1997 and (ii) $1,695 on June 12, 1997. Expenses of AEP Pushan Power, LDC, a subsidiary of AEPPMC and AEPRIL, in the amount of $1,929,361.16, were capitalized during the quarter ended June 30, 1997. The total amount capitalized in 1997 is $2,537,099.97. AEP Resources Delaware, Inc., AEPPMC and AEPRIL are Project Parents for Nanyang General Light Electric Co. Ltd., a foreign utility company. 3. During the calendar quarter ended June 30, 1997, AEP Resources, Inc. made capital contributions to Yorkshire Power Group Limited as follows: (i) $355,849,838 on April 14, 1997; (ii) $1,622 on May 13, 1997; and (iii) $3,496 on May 20, 1997. Yorkshire Power Group Limited is a Project Parent for Yorkshire Electricity Group plc, a foreign utility company. 4. American's total investments for the year-to-date is $379,446,000. This Certificate of Notification is filed pursuant to the Commission's Order in this proceeding. AMERICAN ELECTRIC POWER COMPANY, INC. By: /s/ G. P. Maloney Vice President September 3, 1997 certnot.10 Exhibit A AMERICAN ELECTRIC POWER SERVICE CORPORATION CASH MANAGEMENT SYSTEM QUARTERLY SHORT-TERM DEBT REPORT AEP RESOURCES, INC.
Issue Maturity Interest Principal Maturity Date Date Days Rate % Borrowed Interest Value 04/04/97 04/10/97 6 5.7400 $ 5,700,000.00 $ 5,453.00 $ 5,705,453.00 04/10/97 04/16/97 6 5.7700 17,575,000.00 16,901.29 17,591,901.29 04/10/97 04/16/97 6 5.7000 5,000,000.00 4,750.00 5,004,750.00 04/14/97 04/30/97 16 5.7792 5,900,000.00 15,154.35 5,915,154.35 04/16/97 04/24/97 8 5.8000 10,000,000.00 12,888.89 10,012,888.89 04/16/97 04/24/97 8 5.8000 12,575,000.00 16,207.78 12,591,207.78 04/24/97 04/29/97 5 5.7000 10,000,000.00 7,916.67 10,007,916.67 04/24/97 04/29/97 5 5.6500 12,600,000.00 9,887.50 12,609,887.50 04/25/97 05/21/97 26 5.7700 675,000.00 2,812.88 677,812.88 04/28/97 05/29/97 31 5.8300 2,625,000.00 13,178.23 2,638,178.23 04/29/97 05/08/97 9 5.7700 22,600,000.00 32,600.50 22,632,600.50 04/30/97 05/21/97 21 5.8492 6,000,000.00 20,472.20 6,020,472.20 05/01/97 05/06/97 5 5.7700 300,000.00 240.42 300,240.42 05/06/97 05/21/97 15 5.8300 2,300,000.00 5,587.08 2,305.587.08 05/08/97 05/14/97 6 5.7700 22,600,000.00 21,733.67 22,621,733.67 05/14/97 05/29/97 15 5.7700 15,900,000.00 38,226.25 15,938,226.25 05/14/97 05/29/97 15 5.8600 10,000,000.00 24,416.67 10,024,416.67 05/21/97 07/02/97 42 5.8300 9,025,000.00 61,385.04 9,086,385.04 05/23/97 07/02/97 40 5.9500 800,000.00 5,288.89 805,288.89 05/29/97 07/21/97 53 5.9000 18,900,000.00 164,167.50 19,064,167.50 05/29/97 07/21/97 53 5.9400 10,000,000.00 87,450.00 10,087,450.00 06/05/97 07/02/97 27 5.8300 600,000.00 2,623.50 602,623.50 06/09/97 07/02/97 23 5.8300 600,000.00 2,234.83 602,234.83 06/11/97 07/02/97 21 5.8300 1,100,000.00 3,740.92 1,103,740.92 06/12/97 07/02/97 20 5.8300 200,000.00 647.78 200,647.78 06/16/97 07/02/97 16 5.7700 2,500,000.00 6,411.11 2,506,411.11 06/30/97 07/03/97 3 6.2700 200,000.00 104.50 200,104.50 TOTAL 206,275,000.00 582,481.45 206,857,481.45 AEP RESOURCES, INC. TOTAL $206,275.000.00 $582,481.45 $206,857,481.45
Average Number of Days 18.56 Weighted Average Rate 5.7931 Exhibit B QUARTERLY DEBT REPORT AEP RESOURCES, INC.
Issue Maturity Interest Principal Date Date Rate % Borrowed 04/14/97 04/15/97 5.8425 $300,000,000.00 04/15/97 06/16/97 5.9300 $300,000,000.00 06/16/97 09/16/97 6.0550 $275,000,000.00
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