U5S 1 edgar_master.txt 2001 File No.30-150 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U5S ANNUAL REPORT For the year ended December 31, 2001 Filed Pursuant to the Public Utility Holding Company Act of 1935 by AMERICAN ELECTRIC POWER COMPANY, INC. 1 Riverside Plaza, Columbus, Ohio 43215 AMERICAN ELECTRIC POWER COMPANY, INC. FORM U5S - ANNUAL REPORT For the Year Ended December 31, 2001 TABLE OF CONTENTS Page ITEM 1. SYSTEM COMPANIES AND INVESTMENT THEREIN AS OF DECEMBER 31, 2001. . . . . . . . . . . . . . . . . . . 1 - 6 ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS. . . . . . . . . . . 7 ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES . . . . . . . . . . . . . . . . . . . . 7 ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF SYSTEM SECURITIES. . . . . . . . . . . . . . . . . . . . . . 8 - 11 ITEM 5. INVESTMENTS IN SECURITIES OF NON-SYSTEM COMPANIES. . . . . . . . . . . . . . . . . . . . . . . . . . 12 - 13 ITEM 6. OFFICERS AND DIRECTORS Part I. Names, principal business address and positions held as of December 31, 2001. . . . . . . . . . . 14 - 34 Part II. Banking connections . . . . . . . . . . . . . . . 35 Part III. Compensation and other related information. . . . 36 - 47 ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS . . . . . . . . . . . . . 48 ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS Part I. Contracts for services or goods between system companies. . . . . . . . . . . . . . . . . . . . 49 - 50 Part II. Contracts to purchase services or goods between any system company and any affiliate . . . . . . 50 Part III. Employment of any person by any system company for the performance on a continuing basis of management services. . . . . . . . . . . . . . . 50 ITEM 9. WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES. . . . . . . . . . . . . . . . . . 51 - 55 ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS (Index). . . . . . . . . . 56 SIGNATURE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
Item 1. System Companies and Investment Therein As Of December 31, 2001. Number of Common Issuer Owner's Shares Voting Book Value Book Value Name of Company Owned Power (in OOO's) (in 000'S) --------------------------------------------------------------------------------------------------------------------------------- 00. American Electric Power Company, Inc. [Note A] 01. American Electric Power Service Corporation [Note B] 13,500 100% (8,573) (8,573) 01. AEP C&I Company, LLC [Note W] Uncertified 100% (3,267) (3,267) 02. AEP Ohio Commercial & Industrial Retail Company, LLC [Note W] Uncertified 100% (6) (6) 02. AEP Texas Commercial & Industrial Retail GP, LLC [Note W] Uncertified 100% (158) (158) 03. AEP Texas Commercial & Industrial Retail Limited Partnership [Note W] Partnership 1% (1) (1) 02. AEP Texas Commercial & Industrial Retail Limited Partnership [Note W] Partnership 100% (238) (238) 02. AEP Gas Power GP, LLC [Note G] Uncertified 100% (3,089) (3,089) 03. AEP Gas Power Systems, LLC [Note G] 100 75% (133) (100) 01. AEP Coal, Inc. [Note L] - 100% 635 635 01. AEP Communications, Inc. [Note C] 100 100% (53,093) (53,093) 02. AEP Communications, LLC [Note C] Uncertified 100% (56,954) (56,954) 03. American Fiber Touch, LLC [Note C] Uncertified 50% 15,149 12,267 03. AEP Fiber Venture, LLC [Note C] Uncertified 100% 30,470 30,470 04. AFN Communications, LLC [Note C] 5,008 48% 32,235 26,152 01. AEP Energy Services, Inc. [Note D] 200 100% 78,472 78,472 01. AEP Generating Company [Note J] 1,000 100% 38,195 38,195 01. AEP Indian Mesa LP, LLC [Note X] Uncertified 100% - - 02. Indian Mesa Power Partners I LP [Note X] Partnership 99% - - 02. Indian Mesa Power Partners II LP [Note X] Partnership 99% - - 02. AEP Indian Mesa GP, LLC [Note X] Uncertified 100% - - 03. Indian Mesa Power Partners I LP [Note X] Partnership 1% - - 03. Indian Mesa Power Partners II LP [Note X] Partnership 1% - - 01. AEP Investments, Inc. [Note F] 100 100% 19,359 19,359 02. AEP EmTech, LLC [Note DD] Uncertified 100% (1,028) (1,028) 03. Altra Energy Technologies, Inc. [Note DD] N/A 5% 5,300 5,300 03. Amperion, Inc. [Note DD] N/A 38% 3,743 3,743 02. Pantellos Corporation [Note DD] 28,883 5% 2,492 2,492 01. Mutual Energy L.L.C. [Note W] Uncertified 100% (8,082) (8,082) 02. Mutual Energy Service Company, L.L.C. [Note W] Uncertified 100% (7,555) (7,555) 02. AEP Ohio Retail Energy, LLC [Note W] Uncertified 100% (521) (521) 01. AEP Power Marketing, Inc. [Note N] 100 100% - - 01. AEP T&D Services, LLC [Note BB] Uncertified 100% (77) (77) 01. AEP Pro Serv, Inc. [Note I] 110 100% (800) (800) 02. Power-span Corp [Note DD] N/A 10% 5,000 5,000 02. PHPK Technologies, Inc. [Note DD] N/A 40% 1,237 1,237 01. AEP Retail Energy LLC [Note W] Uncertified 100% (224) (224) 01. AEP Texas POLR, LLC [Note W] Uncertified 100% (2) (2) 02. AEP Texas POLR GP, LLC [Note W] Uncertified 100% - - 03. POLR Power, L.P. [Note W] Partnership 1% - - 02. POLR Power, L.P. [Note W] Partnership 100% - - 01. AEP Resources, Inc. [Note H] 100 100% 155,095 155,095 02. AEP Delaware Investment Company [Note H] 100 100% 29,303 29,303 03. AEP Holdings I CV [Note H] 10 15% 56,341 56,341 04. AEPR Global Investments B.V. [Note H] N/A 85% 178,033 178,033 05. Energia de Mexicali, S de RL de CV [Note H] Uncertified 0% - - 05. AEPR Global Holland Holding B.V. [Note H] Uncertified 100% 178,017 178,017 04. AEP Holdings II CV [Note H] Partnership 85% 185,161 157,588 05. AEP Energy Services Limited [Note H] Uncertified 100% 33,147 34,766 06. AEP Energy Services (Austria) GmbH [Note H] Uncertified 100% 13 13 06. AEP Energy Services (Switzerland) GmbH [Note H] Uncertified 100% 10 10 06. AEP Energy Services GmbH [Note H] Uncertified 100% 23 23 05. AEPR Global Ventures B.V. [Note H] Uncertified 100% (621) (621) 06. Energia de Mexicali, S de RL de CV [Note H] Uncertified 100% (243) (243) 06. AEP Energy Services (Norway) AS [Note H] Uncertified 100% - - 06. Operaciones Azteca VIII, S. de R.L. de C.V. [Note H] Uncertified 50% 2 2 06. Servicios Azteca VIII, S. de R.L. de C.V. [Note H] Uncertified 50% (222) (222) 05. Intergen Denmark, Aps [Note H] Partnership 50% 23,474 23,474 06. Intergen Denmark Finance Aps [Note H] Partnership 100% N/A N/A 06. Intergen Mexico, B.V. [Note H] Partnership 100% N/A N/A 07. Intergen Aztec Energy VIII B.V. [Note H] Partnership 100% N/A N/A 08. Intergen Aztec Energy VI B.V. [Note H] Partnership 100% N/A N/A 08. Energia Azteca VIII S. de R.L. de C.V. [Note H] Partnership 100% N/A N/A 05. AEP Energy Services UK Generation Limited [Note H] Uncertified 100% 52,678 52,678 05. Compresion Bajio S de R.L. de C.V. [Note H] Uncertified 50% 2,655 2,655 02. AEP Delaware Investment Company II [Note H] 1,000 100% 85,119 85,119 03. AEP Holdings II CV [Note H] Uncertified 15% 32,676 27,810 04. AEP Energy Services Limited [Note H] Uncertified 100% 6,135 6,135 05. AEP Energy Services (Austria) GmbH [Note H] Uncertified 100% 2 2 05. AEP Energy Services (Switzerland) GmbH [Note H] Uncertified 100% 2 2 05. AEP Energy Services GmbH [Note H] Uncertified 100% 4 4 04. AEPR Global Ventures B.V. [Note H] Uncertified 100% (110) (110) 05. Energia de Mexicali, S de RL de CV [Note H] Uncertified 100% (1) 1 05. AEP Energy Services (Norway) AS [Note H] Uncertified 100% - - 05. Operaciones Azteca VIII, S. de R.L. de C.V. [Note H] Uncertified 50% 2 2 05. Servicios Azteca VIII, S. de R.L. de C.V. [Note H] Uncertified 50% (222) (222) 04. Intergen Denmark, Aps [Note H] Partnership 50% 23,499 23,499 05. Intergen Denmark Finance Aps [Note H] Partnership 50% N/A N/A 05. Intergen Mexico, B.V. [Note H] Partnership 100% N/A N/A 06. Intergen Aztec Energy VIII B.V. [Note H] Partnership 100% N/A N/A
Item 1. System Companies and Investment Therein As Of December 31, 2001. (Continued) Number of Common Issuer Owner's Shares Voting Book Value Book Value Name of Company Owned Power (in OOO's) (in 000'S) --------------------------------------------------------------------------------------------------------------------------------- 07. Intergen Aztec Energy VI B.V. [Note H] Partnership 100% N/A N/A 07. Energia Azteca VIII S. de R.L. de C.V. [Note H] Partnership 100% N/A N/A 04. AEP Energy Services UK Generation Limited [Note H] Uncertified 100% 9,296 9,296 04. Compresion Bajio S de R.L. de C.V. [Note H] Uncertified 50% 2,655 2,655 02. AEP Delaware Investment Company III [Note H] Uncertified 100% 985,730 985,730 03. AEP Holdings I CV [Note H] Partnership 85% 319,264 319,264 04. AEPR Global Investments BV [Note H] Uncertified 15% 31,418 31,418 05. Energia de Mexicali, S de RL de CV [Note H] Uncertified 0% - - 05. AEPR Global Holland Holding BV [Note H] Uncertified 100% 31,415 31,415 04. AEP Holdings II CV [Note H] Partnership 15% 27,810 27,810 05. AEP Energy Services Limited [Note H] Uncertified 100% 6,135 6,135 06. AEP Energy Services (Austria) GmbH [Note H] Uncertified 100% 2 2 06. AEP Energy Services (Switzerland) GmbH [Note H] Uncertified 100% 2 2 06. AEP Energy Services GmbH [Note H] Uncertified 100% 10 10 05. AEPR Global Ventures B.V. [Note H] Uncertified 100% (234) (234) 06. Energia de Mexicali, S de RL de CV [Note H] Uncertified 100% (286) (286) 06. AEP Energy Services (Norway) AS [Note H] Uncertified 100% - - 06. Operaciones Azteca VIII, S. de R.L. de C.V. [Note H] Uncertified 50% 2 2 06. Servicios Azteca VIII, S. de R.L. de C.V. [Note H] Uncertified 50% (222) (222) 05. Intergen Denmark, Aps [Note H] Partnership 50% 23,474 23,474 06. Intergen Denmark Finance Aps [Note H] Partnership 100% N/A N/A 06. Intergen Mexico, B.V. [Note H] Partnership 100% N/A N/A 07. Intergen Aztec Energy VIII B.V. [Note H] Partnership 100% N/A N/A 08. Intergen Aztec Energy VI B.V. [Note H] Partnership 100% N/A N/A 08. Energia Azteca VIII S. de R.L. de C.V. [Note H] Partnership 100% N/A N/A 05. AEP Energy Services UK Generation Limited [Note H] Uncertified 100% 9,296 9,296 05. Compresion Bajio S de R.L. de C.V. [Note H] Uncertified 50% 2,655 2,655 03. AEPR Global Investments BV [Note H] Uncertified 15% 31,418 31,418 04. AEPR Global Holland Holding BV [Note H] Uncertified 100% 31,415 31,415 02. AEP Memco LLC [Note Y] Uncertified 100% 41,925 41,925 03. AEP Elmwood LLC [Note Y] Uncertified 100% 4,463 4,463 04. Conlease, Inc. [Note Y] Uncertified 100% - - 04. International Marine Terminals [Note Y] Uncertified 33-1/3% - - 02. AEP Resources Australia Holdings Pty Ltd [Note H] 1 100% 140,560 143,849 03. AEP Resources CitiPower I Pty Ltd [Note H] 1 100% N/A N/A 04. Australia's Energy Partnership [Note H] Partnership 99% 1,104,060 1,104,060 05. Marregon (No. 2) Pty Ltd [Note H] 179,190,000 100% - - 06. CitiPower Pty [Note H] 5 100% 8,112 8,112 07. CitiPower Trust [Note H] Uncertified 100% 1,128,656 1,128,656 06. Marregon Pty Ltd [Note H] 1 100% - - 04. AEP Resources CitiPower II Pty Ltd [Note H] 1 100% 1,953 1,953 05. Australia's Energy Partnership [Note H] Uncertified 1% 11,152 11,152 06. Marregon (No. 2) Pty Ltd [Note H] 1,810,000 100% - - 07. CitiPower Pty [Note H] - 100% 82 82 08. CitiPower Trust [Note H] Uncertified 100% 11,401 11,401 07. Marregon Pty Ltd [Note H] - 100% - - 02. AEP Resources Australia Pty., Ltd. [Note H] 3,753,752 100% 15,042 17,958 03. Pacific Hydro Limited [Note H] 23,478,300 20% 17,809 17,809 02. AEP Resources Limited [Note H] 1 100% 755 755 02. AEP Energy Services Gas Holding Company [Note CC] 10 100% 67,777 67,777 03. AEP Energy Services Gas Holding Company II, LLC [Note CC] Uncertified 100% 622,626 622,626 04. Caddis Partners, LLC [Note CC] Uncertified 100% 2,211 2,211 04. AEP Energy Services Ventures III, Inc. [Note CC] 10 100% 158,297 158,297 04. HPL Holdings Inc. [Note CC] 100 100% 852,953 852,953 05. AEP Gas Marketing, LP [Note CC] Uncertified 100% 7,185 7,185 05. HPL GP, LLC [Note CC] 5 100% 611 611 06. HPL Resources Company LP [Note CC] Uncertified 1% - - 06. AEP Gas Marketing, LP [Note CC] Uncertified 1% 34 34 06. Houston Pipe Line Company LP [Note CC] Uncertified 1% 585 585 07. Mid-Texas Pipeline Company [Note CC] Uncertified 50% 34,635 34,635 05. HPL Resources Company LP [Note CC] Uncertified 100% (1) (1) 05. Houston Pipe Line Company LP [Note CC] 995 100% 845,141 845,141 06. Mid-Texas Pipeline Company [Note CC] N/A 50% (1) (1) 04. AEP Energy Services Investments, Inc. [Note CC] 100 100% 116,672 116,672 05. LIG Pipeline Company [Note CC] 100 100% 116,627 116,627 06. LIG, Inc. [Note CC] 100 100% 11,645 11,645 07. Louisiana Intrastate Gas Company, L.L.C. [Note CC] 100 10% 10,501 10,501 08. LIG Chemical Company [Note CC] 100 100% (12,693) (12,693) 09. LIG Liquids Company, L.L.C. [Note CC] 10 10% 1,240 1,240 08. LIG Liquids Company, L.L.C. [Note CC] 90 90% 11,158 11,158
Item 1. System Companies and Investment Therein As Of December 31, 2001. (Continued) Number of Common Issuer Owner's Shares Voting Book Value Book Value Name of Company Owned Power (in OOO's) (in 000'S) --------------------------------------------------------------------------------------------------------------------------------- 08. Tuscaloosa Pipeline Company [Note CC] 100 100% 703 703 06. Louisiana Intrastate Gas Company, L.L.C. [ [Note CC] 900 90% 94,509 94,509 07. LIG Chemical Company [Note CC] 900 100% (12,693) (12,693) 08. LIG Liquids Company, L.L.C. [Note CC] 90 10% 1,378 1,378 07. LIG Liquids Company, L.L.C. [Note CC] 810 90% 12,398 12,398 07. Tuscaloosa Pipeline Company [Note CC] 900 100% 705 705 04. AEP Energy Services Ventures, Inc. [Note CC] 100 100% 15,012 15,012 05. AEP Acquisition, LLC [Note CC] Uncertified 50% 9,125 9,125 06. Jefferson Island Storage & Hub L.L.C. [Note CC] 50 100% 102,637 102,637 04. AEP Energy Services Ventures II, Inc. [Note CC] 10 100% 15,014 15,014 05. AEP Acquisition, LLC [Note CC] Uncertified 50% 9,125 9,125 06. Jefferson Island Storage & Hub L.L.C. [Note CC] 50 100% 102,637 102,637 02. AEP Resources International, Limited [Note H] 2 100% 41,885 41,885 03. NGLE Pushan Power, LDC [Note H] 99 99% 41,498 41,498 04. Nanyang General Light Electric Co., Ltd. [Note H] Uncertified 70% 31,894 31,894 03. AEP Resources Project Management Company, Ltd. [Note H] Uncertified 100% 412 405 04. NGLE Pushan Power, LDC [Note H] 99 1% 419 419 05. Nanyang General Light Electric Co., Ltd. [Note H] Uncertified 70% 13,669 13,669 02. AEP Resource Services, LLC [Note H] Uncertified 100% 1,433 1,433 02. Ventures Lease Co., LLC [Note Q] Uncertified 100% - - 01. Appalachian Power Company [Note J] 13,499,500 99% 112,671 112,671 02. Cedar Coal Co. [Note K] 2,000 100% 4,954 4,954 02. Central Appalachian Coal Company [Note K] 3,000 100% 760 760 02. Central Coal Company [Note K] 3,000 50% 604 604 02. Southern Appalachian Coal Company [Note K] 6,950 100% 9,786 9,786 02. West Virginia Power Company [Note N] 100 100% 267 257 01. Columbus Southern Power Company [Note J] 16,410,426 100% 791,498 791,419 02. Colomet, Inc. [Note T] 1,500 100% 2,277 2,277 02. Conesville Coal Preparation Company [Note M] 100 100% 1,600 1,100 02. Simco Inc. [Note N] 90,000 100% 363 363 02. Ohio Valley Electric Corporation [Note E] 4,300 4% 430 430 03. Indiana-Kentucky Electric Corporation [Note E] 17,000 100% 3,400 3,400 01. Franklin Real Estate Company [Note T] 100 100% 30 30 02. Indiana Franklin Realty, Inc. [Note T] 10 100% 1 1 01. Indiana Michigan Power Company [Note J] 1,400,000 100% 860,570 860,510 02. Blackhawk Coal Company [Note K] 39,521 100% 50,661 50,661 02. Price River Coal Company [Note K] 1,091 100% 27 27 01. Kentucky Power Company [Note J] 1,009,000 100% 256,130 256,130 01. Kingsport Power Company [Note J] 410,000 100% 23,782 23,782 01. Ohio Power Company [Note J] 27,952,473 99% 1,184,785 1,184,785 02. Cardinal Operating Company [Note E] 250 50% - - 02. Central Coal Company [Note K] 1,500 50% 604 604 01. Ohio Valley Electric Corporation [Note E] 39,900 40% 3,990 3,990 02. Indiana-Kentucky Electric Corporation [Note E] 17,000 100% 3,400 3,400 01. Wheeling Power Company [Note J] 150,000 100% 27,838 27,838 01. Central and South West Corporation [Note O] 100 100% 4,132,276 4,133,875 02. Central Power and Light Company [Note J] 6,755,535 100% 1,400,086 1,400,086 03. CPL Transition Funding LLC (DE) [Note AA] Uncertified 100% - - 02. Public Service Company of Oklahoma [Note J] 9,013,000 100% 480,225 480,225 03. Ash Creek Mining Company [Note K] 383,904 100% 3 3 02. Southwestern Electric Power Company [Note J] 7,536,640 100% 689,574 689,574 03. The Arklahoma Corporation [Note P] 238 44% 367 175 03. Southwest Arkansas Utilities Corporation [Note N] 100 N/A 10 10 03. Dolet Hills Lignite Company, LLC [Note L] Uncertified 100% 25,910 25,910 02. West Texas Utilities Company [Note J] 5,488,560 100% 245,420 245,420 02. CSW Leasing, Inc. [Note Q] 800 80% 27,468 21,974 02. AEP Credit, Inc. [Note R] 246 100% 65,578 65,578 02. C3 Communications, Inc. [Note C] 1,000 100% (89,664) (89,664) 04. CSWC TeleChoice Management, Inc. [Note C] 100 100% 1 1 04. CSWC TeleChoice, Inc. [Note C] 100 100% 1 1 03. INFINITEC [Note C] 1,000 100% 162,924 162,924 02. CSW Energy Inc. [Note S] 1,000 100% 162,974 162,974 03. AEP Wind GP, LLC [Note X] Uncertified 100% 1 1 04. Trent Wind Farm, LP [Note X] Partnership 1% 1 1 03. AEP Wind LP, LLC [Note X] Uncertified 100% 145 145 04. Trent Wind Farm, LP [Note X] Partnership 99% 94 94 03. CSW Development-I, Inc. [Note S] 1,000 100% 51,815 51,815 04. Polk Power GP II, Inc. [Note S] 500 50% 145 145 05. Polk Power GP, Inc. [Note S] 1,000 100% 181 181 06. Polk Power Partners, LP [Note S] Partnership 1% 588 588 04. CSW Mulberry II, Inc. [[Note S] 1,000 100% 26,644 26,644 05. CSW Mulberry, Inc. [Note S] 1,000 100% 28,502 28,502 04. Polk Power Partners, LP [Note S] Partnership 46% 26,910 26,910 04. Noah I Power GP, Inc. [Note S] 1,000 100% (1) (1) 05. Noah I Power Partners, LP [Note S] Partnership 1% 167 167 04. Noah I Power Partners, LP [Note S] Partnership 95% 15,774 15,774 05. Brush Cogeneration Partners [Note S] Partnership 50% 17,017 17,017 04. Orange Cogeneration GP II, Inc. [Note S] 500 50% 9 9 05. Orange Cogeneration G.P., Inc. [Note S] 1,000 100% 16 16 06. Orange Cogeneration Limited Partnership [Note S] Partnership 1% (61) (61)
Item 1. System Companies and Investment Therein As Of December 31, 2001. (Continued) Number of Common Issuer Owner's Shares Voting Book Value Book Value Name of Company Owned Power (in OOO's) (in 000'S) --------------------------------------------------------------------------------------------------------------------------------- 07. Orange Cogen Funding Corp. [Note S] 1,000 100% 1 1 04. CSW Orange II, Inc. [Note S] 1,000 100% 2,923 2,923 05. CSW Orange, Inc. [Note S] 1,000 100% 5,284 5,284 06. Orange Cogeneration Limited Partnership [Note S] Partnership 50% (3,028) (3,028) 07. Orange Cogen Funding Corp. [Note S] 1,000 100% N/A N/A 03. CSW Development-II, Inc. [Note S] 1,000 100% (3,999) (3,999) 03. CSW Ft. Lupton, Inc. [Note S] 1,000 100% 97,640 97,640 04. Thermo Cogeneration Partnership, L.P. [Note S] Partnership 50% 13,752 13,752 03. Newgulf Power Venture, Inc. [Note S] 1,000 100% 11,522 11,522 03. CSW Sweeny GP I, Inc. [Note S] 1,000 100% 232 232 04. CSW Sweeny GP II, Inc. [Note S] 1,000 100% 831 831 05. Sweeney Cogeneration Limited Partnership [Note S] Partnership 1% 654 654 03. CSW Sweeny LP I, Inc. [Note S] 1,000 50% 8,925 8,925 04. CSW Sweeny LP II, Inc. [Note S] 1,000 100% 41,711 41,711 05. Sweeney Cogeneration Limited Partnership [Note S] Partnership 49% 32,030 32,030 03. CSW Services International, Inc. [Note I] 1,000 100% 1,529 1,529 03. Diversified Energy Contractors Company, LLC [Note I] 1,000 100% 17,595 17,595 04. DECCO II LLC [Note I] 1,000 100% - - 05. Diversified Energy Contractors, LP [Note I] Partnership 99% (21) (21) 04. Diversified Energy Contractors, LP [Note I] Partnership 99% (2,052) (2,052) 04. Industry and Energy Associates, L.L.C. [Note I] 1,000 100% 1,485 1,485 03. CSW Eastex GP I, Inc. [Note S] 1,000 100% 424 424 04. CSW Eastex GP II, Inc. [Note S] 1,000 100% 427 427 05. Eastex Cogeneration Limited Partnership [Note S] Partnership 1% 423 423 03. CSW Eastex LP I, Inc. [Note S] 1,000 100% 20,266 20,266 04. CSW Eastex LP II, Inc. [Note S] 1,000 100% 20,687 20,687 05. Eastex Cogeneration Limited Partnership [Note S] Partnership 49% 20,721 20,721 02. CSW International, Inc. [Note H] 1,000 100% 963,364 963,364 03. CSWI Netherlands, Inc. [Note H] N/A 100% N/A N/A 03. CSW International Two, Inc. [Note H] 1,000 100% 610,218 610,218 04. CSW UK Holdings [Note H] 427,275,004 100% 636,079 636,079 05. CSWI Europe Limited [Note H] 1,000 100% 28,787 28,787 06. South Coast Power Limited [Note H] 1 50% - - 06. Shoreham Operations Company Limited [Note H] 2 50% - - 05. CSW UK Finance Company [Note H] 427,275,002 90% 693,699 693,699 06. CSW Investments [Note H] 699,825,002 90% 1,100,550 1,100,550 07. SEEBOARD Group plc [Note H] 969,169 100% 1,340,850 1,340,850 08. SEEBOARD (Generation) Limited [Note H] 1,000 100% 18,031 18,031 09. Medway Power Limited [Note H] 3,750 38% 61,354 61,354 08. SEEBOARD Natural Gas Limited [Note H] 2 100% (1,961) (1,961) 09. SEEBOARD Energy Gas Limited [Note H] Uncertified 100% - - 08. SEEBOARD plc [Note H] 250,493,703 100% 394,051 394,051 09. Longfield Insurance Company Limited [Note H] 500,000 100% 1,234 1,234 09. Seeb Limited [Note H] 10,000 100% 23 23 09. SEEBOARD Employment Services Limited [Note H] 2 100% 970 970 09. SEEBOARD Insurance Company Limited [Note H] 1,000,000 100% 10,861 10,861 09. SEEBOARD International Limited [Note H] 500,000 100% 1,028 1,028 09. SEEBOARD Share Scheme Trustees Limited [Note L] 2 N/A - - 09. SEEBOARD Trading Limited [Note H] 10,000,002 100% 36,471 36,471 09. SEEPOWER Limited [Note H] 10,000 100% 2,898 2,898 10. SEEBOARD Metering Limited [Note H] 10,000 100% (180) (180) 10. Power Asset Development Company Limited [Note H] 50 50% 1,002 1,002 10. SEEBOARD Powerlink Limited [Note H] 800,000 80% 20,478 20,478 09. Southern Gas Limited [Note H] 500,000 100% (11,109) (11,109) 09. SEEBOARD Power Networks plc [Note N] 50,000 100% 306,193 306,193 09. SEEBOARD Energy Limited [Note N] 50,000 100% 75,348 75,348 09. SEEBOARD Energy Gas Limited [Note N] 6,000,000 100% (6,463) (6,463) 03. CSW International Three, Inc. [Note H] 1,000 100% 145 145 05. CSW Investments [Note H] 100 10% 145 145 03. CSW International, Inc. (a Cayman Island Company) [Note H] 1,000 100% 166,595 166,595 04. CSW Vale L.L.C. [Note H] Partnership 99% 179,445 179,445 05. Caiua-Servicos de Electricidade S/A [Note H] 8,724,909 20% - - 05. Empresa de Electricidade Vale de Paranapanema S.A. [Note H] 21,498,445 21% - - 06. Caiua-Servicos de Electricidade S/A [Note H] N/A 61% N/A N/A 04. CSW Power do Brazil, Ltda [Note H] Uncertified 0% - - 03. CSW Vale L.L.C. [Note H] Partnership 1% 1,813 1,813 04. CSW Power do Brazil, Ltda [Note H] Uncertified 100% - - 04. Caiua-Servicos de Electricidade S/A [Note H] N/A 20% N/A N/A 04. Empresa de Electricidade Vale de Paranapanema S.A. [Note H] N/A 44% N/A N/A 05. Caiua-Servicos de Electricidade S/A [Note H] N/A 20% N/A N/A 03. Chile Energy Holdings, L.L.C. [Note H] N/A 90% N/A N/A 03. Latin American Energy Holdings, Inc. [Note H] N/A 100% N/A N/A 04. Chile Energy Holdings, L.L.C. [Note H] N/A 10% N/A N/A 03. CSW International Energy Development Ltd. [Note H] Uncertified 100% - - 04. Tenaska CSW International Ltd. [Note H] 1,000 50% - - 02. EnerShop Inc. [Note I] N/A 100% (17,959) (17,959) 03. Envirotherm, Inc. [Note I] N/A 100% N/A N/A 02. CSW Energy Services, Inc. [Note I] N/A 100% (47,163) (47,163) 03. Nuvest, L.L.C. [Note U] N/A 93% (18,398) (18,398) 04. National Temporary Services, Inc. [Note U] N/A 100% N/A N/A
Item 1. System Companies and Investment Therein As Of December 31, 2001. (Continued) Number of Common Issuer Owner's Shares Voting Book Value Book Value Name of Company Owned Power (in OOO's) (in 000'S) --------------------------------------------------------------------------------------------------------------------------------- 05. Octagon, Inc. [Note U] N/A 100% N/A N/A 04. Numanco, L.L.C. [Note U] N/A 100% N/A N/A 05. NuSun, Inc. [Note U] N/A 100% N/A N/A 06. Sun Technical Services, Inc. [Note U] N/A 100% N/A N/A 06. Calibration and Testing Corporation [Note U] N/A 100% N/A N/A 05. ESG Technical Services, L.L.C. [Note U] N/A 100% N/A N/A 05. National Environmental Services Technology, L.L.C. [Note U] N/A 100% N/A N/A 05. ESG Indonesia, L.L.C. [Note U] N/A 100% N/A N/A 05. ESG, L.L.C. [Note U] N/A 50% N/A N/A 05. Numanco Services, LLC N/A 100% N/A N/A 02. REP Holdco, Inc. [Note W] 3,000 100% (1,125) (1,125) 03. Mutual Energy CPL L.P. [Note W] Uncertified 100% (1,494) (1,494) 03. Mutual Energy WTU L.P. [Note W] Uncertified 100% (398) (398) 03. Mutual Energy SWEPCO L.P. [Note W] Uncertified 100% (4) (4) 03. REP General Partner LLC [Note W] Uncertified 100% 5 5 04. Mutual Energy CPL L.P. [Note W] Uncertified 1% (1,494) (7) 04. Mutual Energy WTU L.P. [Note W] Uncertified 1% (398) (2) 04. Mutual Energy SWEPCO L.P. [Note W] Uncertified 1% (4) (4)
Notes: A. Public utility holding company. B. Management, professional and technical services. C. Telecommunications. D. Broker and market energy commodities. E. Generation. F. Investor in companies developing energy-related ideas, products and technologies. G. Distributed generation products. H. International energy-related investments, trading and other projects. I. Non-regulated energy-related services and products. J. Domestic electric utility. K. Coal mining (inactive). L. Coal mining (active). M. Coal preparation. N. Inactive. O. Subsidiary public utility holding company. P. Electric transmission. Q. Leasing. R. Accounts receivable factoring. S. Independent power. T. Real estate. U. Staff augmentation to power plants. V. Retail energy sales. W. Marketing of natural gas, electricity or energy-related products. X. Wind Power Generation. Y. Barging Services AA. Finance Subsidiary BB. Energy services including operations, supply chain, transmission and distribution CC. Gas pipeline and processing DD. Domestic energy-related investments, trading and other projects N/A. Information not available
ITEM 2. ACQUISITIONS OR SALES OF UTILITY ASSETS Brief Description Name of Company Consideration of Transaction Location Exemption --------------- ------------- ---------------- -------- --------- Columbus Southern Power 1,284,000 OSU Transformers and CSP's OSU 138 KV Rule 44 Facilities Substation
ITEM 3. ISSUE, SALE, PLEDGE, GUARANTEE OR ASSUMPTION OF SYSTEM SECURITIES Name of Issuer and Authorization Description of Issues Date and Form of Transactions Consideration or Exemption (1) (2) (3) (4) --------------------- ----------------------------- ------------- ------------- (in thousands) Appalachian Power Company: ------------------------- Floating Rate Notes, Series A, Due 2003 08/20/2001 - Public Offering 124,588 Rule 52 Indiana Michigan Power Company: ------------------------------ 6.125% Notes, Due December 15, 2006 12/12/2001 - Public Offering 297,656 Rule 52 Kingsport Power Company: ----------------------- 6.73% Notes, Due February 15, 2004 2/16/2001 - Private Sale to Bank 20,000 Rule 52
GUARANTEE: At December 31, 2001, American Electric Power Company, Inc. had outstanding parental guaranties of approximately $2.5 billion. Note: We have not reported transactions previously reported on form U-6B2.
ITEM 4. ACQUISITION, REDEMPTION OR RETIREMENT OF SYSTEM SECURITIES Name of Company Extinguished (EXT) Name of Issuer and Acquiring, Redeeming or or Held (H) for Authorization Title of Issue Retiring Securities Consideration Further Disposition or Exemption (1) (2) (3) (4) (5) ------------------ ----------------------- ------------- ------------------- ------------- (in thousands) American Electric Power Service Corp: Mortgage Notes 9.60% Series Due 2008 AEPSC 2,000 EXT Rule 42 Appalachian Power Company: ------------------------- First Mortgage Bonds 6.38% Series Due 2001 APCo 100,000 EXT Rule 42 Senior Unsecured Note Payable - Variable Due 2001 APCo 75,000 EXT Rule 42 Central Power and Light Company: ------------------------------- First Mortgage Bonds 6.875% Series Due 2003 CPL 800 EXT Rule 42 Note Payable Variable Due 2001 CPL 200,000 EXT Rule 42 Trust Preferred Securities 8.00% Due 2037 CPL 12,250 EXT Rule 42
ITEM 4. (CONTINUED) Name of Company Extinguished (EXT) Name of Issuer and Acquiring, Redeeming or or Held (H) for Authorization Title of Issue Retiring Securities Consideration Further Disposition or Exemption (1) (2) (3) (4) (5) ------------------ ----------------------- ------------- ------------------- ------------- (in thousands) Columbus Southern Power Company: ------------------------------- Cumulative Preferred Stock $100 Par Value 7.00% Series CSPCo 5,000 EXT Rule 42 Senior Unsecured Note Payable 6.85% Due 2005 CSPCo 11,730 EXT Rule 42 Junior Debentures 8.375% Due 2025 CSPCo 2,189 EXT Rule 42 First Mortgage Bonds 6.10% Series Due 2003 CSPCo 14,880 EXT Rule 42 6.55% Series Due 2004 CSPCo 23,432 EXT Rule 42 6.60% Series Due 2003 CSPCo 14,994 EXT Rule 42 6.75% Series Due 2004 CSPCo 23,944 EXT Rule 42 6.80% Series Due 2003 CSPCo 31,975 EXT Rule 42 7.15% Series Due 2002 CSPCo 13,616 EXT Rule 42 7.25% Series Due 2002 CSPCo 42,821 EXT Rule 42 7.45% Series Due 2024 CSPCo 31,550 EXT Rule 42 7.60% Series Due 2024 CSPCo 30,851 EXT Rule 42 7.90% Series Due 2023 CSPCo 10,425 EXT Rule 42 8.40% Series Due 2022 CSPCo 15,557 EXT Rule 42 8.70% Series Due 2022 CSPCo 34,667 EXT Rule 42 8.40% Series Due 2022 CSPCo 12,102 EXT Rule 42 CSW Energy: ---------- Senior Unsecured Note Payable 6.875% Due 2001 CSWE 200,000 EXT Rule 42
ITEM 4. (CONTINUED) Name of Company Extinguished (EXT) Name of Issuer and Acquiring, Redeeming or or Held (H) for Authorization Title of Issue Retiring Securities Consideration Further Disposition or Exemption (1) (2) (3) (4) (5) ------------------ ----------------------- ------------- ------------------- ------------- (in thousands) Indiana Michigan Power Company: ------------------------------ First Mortgage Bonds 7.35% Series Due 2023 I&M 5,051 EXT Rule 42 7.63% Series Due 2001 I&M 40,000 EXT Rule 42 Kentucky Power Company: ---------------------- First Mortgage Bonds 8.90% Series Due 2001 KPCo 40,000 EXT Rule 42 8.95% Series Due 2001 KPCo 20,000 EXT Rule 42 Kingsport Power Company: ----------------------- Notes Payable 6.75% Due 2001 KGPCo 10,000 EXT Rule 42 Ohio Power Company: ------------------ First Mortgage Bonds 6.00% Series Due 2003 OPCo 12,359 EXT Rule 42 6.15% Series Due 2023 OPCo 29,760 EXT Rule 42 8.80% Series Due 2022 OPCo 47,146 EXT Rule 42 6.75% Series Due 2003 OPCo 9,027 EXT Rule 42 6.55% Series Due 2003 OPCo 4,817 EXT Rule 42 7.75% Series Due 2023 OPCo 35,876 EXT Rule 42 7.375% Series Due 2023 OPCo 20,934 EXT Rule 42 7.10% Series Due 2023 OPCo 8,304 EXT Rule 42 7.30% Series Due 2024 OPCo 12,129 EXT Rule 42 Senior Unsecured Notes Payable Variable - Due 2001 OPCo 75,000 EXT Rule 42 Public Service Company of Oklahoma: ---------------------------------- First Mortgage Bonds 5.91% Series Due 2001 PSO 6,000 EXT Rule 42 6.02% Series Due 2001 PSO 14,000 EXT Rule 42
ITEM 4. (CONTINUED) Name of Company Extinguished (EXT) Name of Issuer and Acquiring, Redeeming or or Held (H) for Authorization Title of Issue Retiring Securities Consideration Further Disposition or Exemption (1) (2) (3) (4) (5) ------------------ ----------------------- ------------- ------------------- ------------- (in thousands) SEEBOARD: Yankeebonds: 7.98% Due 2001 SEE 186,817 EXT Rule 42 Southern Ohio Coal Company: -------------------------- Notes Payable 6.20% Due 2001 SOCCo 30,000 EXT Rule 42 Finance Obligation 6.98% Due 2001 SOCCo 12,506 EXT Rule 42 Wheeling Power Company: ---------------------- Notes Payable 6.75% Due 2001 WPCo 10,000 EXT Rule 42 7.5625% Due 2001 WPCo 11,000 EXT Rule 42 Note: We have not reported transactions previously reported on form U-6B2.
ITEM 5. INVESTMENTS IN SECURITIES OF NONSYSTEM COMPANIES AS OF DECEMBER 31, 2001. 1. Aggregate amount of investments in persons operating in the retail service area of AEP or of its subsidiaries. Aggregate Amount of Investments Number of Name of in Persons (Entities), Operating in Persons Description of Company Retail Service Area of Owner (Entities) Persons (Entities) (1) (2) (3) (4) ------- ----------------------------------- ---------- ------------------ (in thousands) APCo $ 731 9 Industrial Development Corporations AEPINV 1,237 1 Economic Development Company AEPINV 100 1 Economic Development Company WPCo 13 1 Industrial Development Corporation
2. Securities owned not included in 1 above. Name of Nature of Description Number Percent of Owner's Company Name of Issuer Issuer's Business of Securities of Shares Voting Power Book Value (1) (2) (3) (4) (5) (6) (7) ------- -------------- ----------------- ------------- --------- ------------ ---------- (in thousands) AEPINV Intersource Research & Common Stock 800,000 9.9 - Technologies, Inc. Technology Development Preferred Stock 95,000 AEPINV EnviroTech Investment Research & Fund I Technology Development Limited Partner * 9.8 2,492 AEPINV Altra Energy Internet-based Energy Convertible Technologies, Inc. Trading Preferred Stock 952,381 ** 5,000 Redeemable Preferred 300,000 300 AEPPRO Powerspan Corp. Research & Convertible Technology Development Preferred Stock 5,369,851 9.8 5,000 AEPES IntercontinentalExchange Trading platform for Limited Liability LLC Electric Utilities Company *** 5.3 6,541 AEP Integrated Communica- Development of tions System, Inc. Demand Side Management Common Stock 80,000 8.4 - AEPINV Pantellos Corporation Internet-based Supply Common Stock 538,935 5.0 5,289 Chain AEPINV Active Power, Inc. Research & Common Stock 118,843 0.3 2,906 Technology Development SEEBOARD Electricity Pension plc Trustee Limited Trustee Company Common Stock 20,000 4.9 29,860 SEEBOARD ESN Holdings Limited Trustee Company Common Stock 104 4.9 155 plc SEEBOARD ESN Holdings Limited Trustee Company Preference shares 50,000 N/A 74,650 plc PSO AEMT, Inc Manufacturer and sells Preferred Stock residential surge Series 1, protectors and power Class A Non-voting 250,000 N/A 322 quality devices for Class B Non-voting 781,250 N/A 1,506 industrial customers PSO The RIKA Companies Engaged in the Membership Units 217 4.0 1,918 development and RIKA Management commercialization of Company, LLC computer automation technology for the Universal Power electric power industry Products Company, LLC Automated Substation Development Co, LLC RC Training, LLC * Limited Partnership Interests ** Less than 3% *** One-third Membership Interest
ITEM 6. OFFICERS AND DIRECTORS PART I as of December 31, 2001 The following are the abbreviations to be used for principal business address and positions. Principal Business Address Code 1 Riverside Plaza Columbus, OH 43215 (a) 40 Franklin Road Roanoke, VA 24022 (b) 700 Morrison Road Gahanna, OH 43230 (c) One Summit Square Fort Wayne, IN 46801 (d) 555 Office Center Place Gahanna, OH 43230 (e) Dayuan Zhuan Village Pushan Town, Nanyang City People's Republic of China (f) Walker House P.O. Box 908GT George Town, Grand Cayman Cayman Islands (g) 400 W. 15th Street Austin, TX 78701 (h) 1105 North Market Street Wilmington, DE 19801 (i) 600 Bourke Street Melbourne, Victoria 3000 Australia (j) 29/30 St. James's Street, London SW1A 1HB, Great Britain (k) P.O. Box B Brilliant, OH 43913 (l) 301 Cleveland Ave., SW Canton, OH 44702 (m) 225 South 15th Street Philadelphia, PA 19102 (n) 222 Bayou Road Belle Chasse, LA 70037 (o) P.O. Box 127, Convent, LA 70723 (p) Herengracht 548 1017 CG Amsterdam The Netherlands (q) Suite 400, Deseret Building Salt Lake City, UT 84111 (r) 1701 Central Avenue Ashland, KY 41101 (s) 301 Virginia Street East Charleston, WV 25301 (t) P.O. Box 75 Wheeling, WV 26003 (u) 16090 Swingley Ridge Rd.#600 Chesterfield, MO 63017 (v) P.O. Box 468 Piketon, Ohio 45661 (w) 2600 Via Fortuna, Ste 500 Austin, TX 78746 (x) P.O. Box 309, S. Church St. George Town, Grand Cayman Cayman Islands (y) Hoffsveien 1D 0275 Oslo, Norway (z) 474 Flinders Street Melbourne, Victoria 3000 Australia (aa) 1201 Louisiana St., Suite 1200 Houston, TX 77002 (bb) Av Dr. Churcrizaldan, 920-8E 13 Andares, Market Place Tower 04583-404-Sao Paulo-SP-Brazil (cc) Level 15, 624 Bourke Street Melbourne, Victoria 3000 Australia (dd) Bahnstrasse 16, 40212 Dusseldorf, Germany (ee) 50 Berkeley Street, 6th Fl. Mayfair, London W1J8AP GB (ff) Dr Karl Lueger-Ring 12 1010 Wien, Austria (gg) Alpenstrasse 12 CH-6304 Zug, Switzerland (hh) 130 N. Main Street Butte, MT 59701 (ii) 212 E. 6th Street Tulsa, OK 74119 (jj) 539 N. Carancahua Street Corpus Christi, TX 78401 (kk) 1616 Woodall Rodgers Fwy Dallas, TX 75202 (ll) Forest Gate, Brighton Road Crawley, West Sussex RH11 9BH Great Britain (mm) Torre Chapultepec Piso 13 Ruben Dario, No.281, Bosques de Chapultepec 11580 Mexico, D.F. (pp) Williams Tower 2, W. 2nd Street Tulsa, OK 74121 (qq) 428 Travis Street Shreveport, LA 71156 (rr) 301 Cypress Street Abilene, TX 79601 (ss) Position Code Director D Chairman of the Board CB Vice Chairman of the Board VCB President P Chief Executive Officer CEO Chief Operating Officer COO Executive Vice President EVP Senior Vice President SVP Vice President VP Controller C Deputy Controller DC Secretary S Treasurer T Acting General Counsel AGC Chief Financial Officer CFO Chief Accounting Officer CAO Chief Information Officer CIO Chief Risk Officer CRO Managing Director MD Board of Managers B Delegate Manager DM General Manager GM General Counsel GC Assistant Controller AC Assistant Secretary AS Assistant Treasurer AT Assistant General Counsel AstGC The officer's or director's principal business address is the same as indicated in the Company heading unless another address is provided with the individual's name. American Electric Power Company, Inc. Name and Principal Address(a) Position E. R. Brooks D 3919 Crescent Drive Granbury, TX 76049 Donald M. Carlton D 8501 Mo-Pac Blvd. Austin, TX 78720 John P. DesBarres D P.O. Box 189 Park City, UT 84060 E. Linn Draper, Jr. D,CB,P,CEO Robert W. Fri D 6001 Overlea Road Bethesda, MD 20816 William R. Howell D 6501 Legacy Drive Plano, TX 75024 Lester A Hudson, Jr. D P.O. Box 8583 Greenville, SC 29604 Leonard J. Kujawa D 225 Peachtree St.,NE Atlanta, GA 30303 James L. Powell D 301 W. Beauregard San Angelo, TX 76903 Richard L. Sandor D 111 W. Jackson Blvd., 14th FL. Chicago, IL 60604 Thomas V. Shockley, III D,VCB Donald G. Smith D P.O. Box 13948 Roanoke, VA 24038 Linda Gillespie Stuntz D 1275 Pennsylvania Ave.,NW Washington, DC 20004 Kathryn D. Sullivan D 795 Old Oak Trace Columbus, OH 43235 Henry W. Fayne VP Susan Tomasky VP,S,CFO Armando A. Pena T Joseph M. Buonaiuto C,CAO Leonard V. Assante DC William L. Scott AC Thomas G. Berkemeyer AS Jeffrey D. Cross AS Geoffrey S. Chatas AT Wendy G. Hargus (ll) AT AEP Acquisition, L.L.C. Name and Principal Address(a) Position Thomas V. Shockley,III CB Eric J. van der Walde P Geoffrey S. Chatas VP Jeffrey D. Cross VP Armando A. Pena VP,T Leonard V. Assante C Timothy A. King S AEP Coal, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Charles A. Ebetino,Jr.(e) D,P Armando A. Pena D,VP,T Susan Tomasky D,VP Timothy A. King S AEP Communications, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley, III D,VP Susan Tomasky D,P Frederick J. Boyle VP Holly Keller Koeppel VP Peter R. Thomas VP Jeffrey J. Tolnar VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S AEP Communications, LLC Name and Principal Address(a) Position Holly Keller Koeppel B,VP Armando A. Pena B,T Susan Tomasky B,P Jeffrey D. Cross S AEP Credit, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO,P Henry W. Fayne D,VP L. T. McDowell (ll) D Armando A. Pena D,T Thomas V. Shockley, III D Susan Tomasky D,VP Joseph H. Vipperman D Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) AEP C&I Company, LLC Name and Principal Address(a) Position Steven A. Appelt B,VP Jeffrey D. Cross B,VP Armando A. Pena B,VP,T Thomas V. Shockley,III B,CB,P Geoffrey S. Chatas VP Timothy A. King S AEP Delaware Investment Company Name and Principal Address(i) Position Sean Breiner D Geoffrey S. Chatas (a) D,VP Jeffrey D. Cross (a) D,VP David W. Dupert D Timothy A. King (a) D,S Armando A. Pena (a) D,P,T Mark A. Pyle (a) D Joseph M. Buonaiuto (a) C AEP Delaware Investment Company II Name and Principal Address(i) Position Sean Breiner D Geoffrey S. Chatas (a) D,VP Jeffrey D. Cross (a) D,VP David W. Dupert D Timothy A. King (a) D,S Armando A. Pena (a) D,P,T Mark A. Pyle (a) D Joseph M. Buonaiuto(a) C AEP Delaware Investment Company III Name and Principal Address(i) Position Sean Breiner D Geoffrey S. Chatas (a) D,VP Jeffrey D. Cross (a) D,VP David W. Dupert D Timothy A. King (a) D,S Armando A. Pena (a) D,P,T Mark A. Pyle (a) D Joseph M. Buonaiuto(a) C AEP Elmwood LLC Name and Principal Address(o) Position Steven A. Appelt (a) B,VP Dwayne L. Hart (a) B,VP Armando A. Pena (a) B,T Douglas K. Penrod (a) B,VP Eric J. van der Walde(a) B,P Joseph M. Buonaiuto (a) C Timothy A. King (a) S AEP EmTech, LLC Name and Principal Address(a) Position Henry W. Fayne B Thomas V. Shockley,III B Susan Tomasky B John D. Harper P Geoffrey S. Chatas VP Jeffrey D. Cross VP Thomas L. Jones VP Holly Keller Koeppel VP John H. Provanzana VP Timothy A. King S Armando A. Pena T AEP Energy Services Gas Holding Company Name and Principal Address(i) Position E. Linn Draper, Jr.(a) D,CB,CEO Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,P Susan Tomasky (a) D Eric J. van der Walde (a) D,VP Geoffrey S. Chatas (a) VP Jeffrey D. Cross (a) VP Dwayne L. Hart (a) VP Joseph M. Buonaiuto (a) C Thomas S. Ashford (a) S AEP Energy Services Gas Holding Company II Name and Principal Address(a) Position None AEP Energy Services GmbH Name and Principal Address(ee)Position Henry D. Jones (ff) MD Armando A. Pena (a) MD,T Thomas V. Shockley,III(a) MD AEP Energy Services Investments, Inc. Name and Principal Address(i) Position Sean Breiner D Geoffrey S. Chatas (a) D,VP Jeffrey D. Cross (a) D,VP David W. Dupert D Timothy A. King (a) D,S Armando A. Pena (a) D,VP,T Mark A. Pyle (a) D Thomas V. Shockley,III(a) P Joseph M. Buonaiuto (a) C AEP Energy Services Limited Name and Principal Address(ff)Position Geoffrey S. Chatas (a) D Jeffrey D. Cross (a) D John Whitehead D Henry D. Jones MD Armando A. Pena (a) T Linda M. Pszon S AEP Energy Servies Norway AS Name and Prinipal Address(z) Position Thor Lien D AEP Energy Services Trading Limited Name and Principal Address(ff)Position Henry D. Jones D John Whitehead D Linda M. Pszon S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) AEP Energy Services UK Generation Limited Name and Principal Address(ff)Position Geoffrey S. Chatas (a) D Jeffrey D. Cross (a) D Henry D. Jones D Armando A. Pena (a) D,T John Whitehead D Linda M. Pszon S AEP Energy Services (Austria) GmbH Name and Principal Address(gg)Position Paul D. Addis (a) MD Henry D. Jones (ff) MD Armando A. Pena (a) MD,T AEP Energy Services (Switzerland) GmbH Name and Principal Address(hh)Position Paul D. Addis (a) MD Henry D. Jones (ff) MD Armando A. Pena (a) MD,T AEP Energy Services Ventures, Inc. Name and Principal Address(i) Position Sean Breiner D Geoffrey S. Chatas (a) D,VP Jeffrey D. Cross (a) D,VP David W. Dupert D Timothy A. King (a) D,S Armando A. Pena (a) D,VP,T Mark A. Pyle (a) D Thomas V. Shockley,III(a) P Joseph M. Buonaiuto (a) C AEP Energy Services Ventures II, Inc. Name and Principal Address(i) Position Sean Breiner D Geoffrey S. Chatas (a) D,VP Jeffrey D. Cross (a) D,VP David W. Dupert D Timothy A. King (a) D,S Armando A. Pena (a) D,VP,T Mark A. Pyle (a) D Thomas V. Shockley,III(a) P Joseph M. Buonaiuto (a) C AEP Energy Services Ventures III, Inc. Name and Principal Address(i) Position Sean Breiner D Geoffrey S. Chatas (a) D,VP Jeffrey D. Cross (a) D,VP David W. Dupert D Timothy A. King (a) D,S Armando A. Pena (a) D,VP,T Mark A. Pyle (a) D Thomas V. Shockley,III(a) P Joseph M. Buonaiuto (a) C AEP Energy Services, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley, III D,P Susan Tomasky D,VP Eric J. van der Walde D,EVP Steven A. Appelt EVP Dwayne L. Hart SVP Henry D. Jones (ff) SVP Andrew W. Patterson SVP William C. Reed, II SVP George Rooney SVP David A. Banks VP Thomas A. Barry VP Robert W. DeLarm VP David B. Dunn VP Paul S. Mason VP Kevin McGowan VP Lylwyn T. Michals (bb) VP Glenn Riepl VP Donald M. Norman VP P. M. O'Brien VP Douglas K. Penrod VP Brent A. Price VP Richard R. Snowdon VP Brian X. Tierney VP Gregory E. Wolfe VP Koin Cntr, 222 SW Columbia St. Suite 1550, Portland, OR 97201 Charles E. Zebula VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S AEP Fiber Venture, LLC Name and Principal Address(a) Position Holly Keller Koeppel B,VP Armando A. Pena B,VP,T Susan Tomasky B,P Geoffrey S. Chatas VP Jeffrey D. Cross VP Timothy A. King S AEP Funding Limited Name and Principal Address(g) Position Jeffrey D. Cross (a) D,S Armando A. Pena (a) D,T AEP Gas Marketing LP Name and Principal Address(bb)Position Thomas V. Shockley,III(a) P Steven A. Appelt (a) VP Geoffrey S. Chatas (a) VP Jeffrey D. Cross (a) VP Edward D. Gottlob VP Dwayne L. Hart (a) VP Armando A. Pena (a) VP,T Eric J. van der Walde (a) VP Joseph M. Buonaiuto (a) C Timothy A. King (a) S AEP Gas Power GP, LLC Name and Principal Address(a) Position Steven A. Appelt B,VP Jeffrey D. Cross B,VP Armando A. Pena B,T Thomas V. Shockley,III B,CB,P Timothy A. King S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) AEP Gas Power Systems, LLC Name and Principal Address(a) Position Steven A. Appelt B Charles C. Cooper B 430 Telser Road Lake Zurich, IL 60047-1588 Daniel O. Dickinson B 430 Telser Road Lake Zurich, IL 60047-1588 Mark W. Marano B,P,CEO John F. Norris, Jr. B Armando A. Pena T Timothy A. King S AEP Generating Company Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,P Armando A. Pena D,VP,T Robert P. Powers D Thomas V. Shockley, III D,VP Susan Tomasky D,VP Joseph H. Vipperman D,VP John F. Norris, Jr. VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S AEP Indian Mesa GP, LLC Name and Principal Address(a) Position Jeffrey D. Cross B,VP Dwayne L. Hart B,VP Armando A. Pena B,VP,T Thomas V. Shockley,III B,CB,P Geoffrey S. Chatas VP Timothy A. King S AEP Indian Mesa LP, LLC Name and Principal Address(a) Position Jeffrey D. Cross B,VP Dwayne L. Hart B,VP Armando A. Pena B,VP,T Thomas V. Shockley,III B,CB,P Geoffrey S. Chatas VP Timothy A. King S AEP Investments, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley, III D,VP Susan Tomasky D,P Frederick J. Boyle VP Holly Keller Koeppel VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S AEP Kentucky Coal, L.L.C. Name and Principal Address(a) Position Jeffrey D. Cross B,VP Charles A. Ebetino,Jr.(e) B,P Armando A. Pena B,VP,T Susan Tomasky VP Timothy A. King S AEP MEMCo LLC Name and Principal Address(v) Position Steven A. Appelt (a) B,VP Dwayne L. Hart (a) B,VP Armando A. Pena (a) B,T Douglas K. Penrod (a) B,VP Eric J. van der Walde(a) B,P Joseph M. Buonaiuto (a) C Timothy A. King (a) S AEP Ohio Coal, L.L.C. Name and Principal Address(a) Position Jeffrey D. Cross B,VP Charles A. Ebetino, Jr. B,P Armando A. Pena B,VP,T Susan Tomasky VP Timothy A. King S AEP Ohio Commercial & Industrial Retail Company, LLC Name and Principal Address(a) Position Steven A. Appelt B,VP Jeffrey D. Cross B,VP Armando A. Pena B,VP,T Thomas V. Shockley,III B,CB,P Geoffrey S. Chatas VP Timothy A. King S AEP Ohio Retail Energy, LLC Name and Principal Address(a) Position Steven A. Appelt B,VP Jeffrey D. Cross B,VP,S Armando A. Pena B,T Thomas V. Shockley,III B,CB,P AEP Power Marketing, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Susan Tomasky D,VP Thomas V. Shockley,III P Joseph M. Buonaiuto C,CAO Thomas S. Ashford S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) AEP Pro Serv, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP John F. Norris, Jr. D Armando A. Pena D,VP,T Robert P. Powers D,VP Thomas V. Shockley, III D,VP Susan Tomasky D,VP John R. Jones P V. A. Lepore SVP L. E. Dillahunty (ll) VP Mark A. Gray VP James A. Howard VP Dennis A. Lantzy VP John A. Mazzone VP J. K. McWilliams VP Martin L. Mearhoff VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S AEP Resource Services, LLC Name and Principal Address(a) Position Frederick J. Boyle B,VP Armando A. Pena P,T Geoffrey S. Chatas VP Jeffrey D. Cross VP Timothy A. King S AEP Resources, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley, III D,VP Susan Tomasky D,P Donald E. Boyd SVP Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Frederick J. Boyle VP Henry D. Jones (ff) VP Holly Keller Koeppel VP James H. Sweeney VP 155 West Nationwide Blvd. Columbus, OH 43215 Christopher Wilson (k) VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S AEP Resources Australia Holdings Pty Ltd Name and Principal Address(j) Position -------------------------------------- Donald E. Boyd D Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Frederick J. Boyle (a) D Holly Keller Koeppel (a) D John Marshall (dd) D Armando A. Pena (a) D,T Jeffrey D. Cross (a) S Simon Lucas (dd) S AEP Resources Australia Pty., Ltd. Name and Principal Address(j) Position Donald E. Boyd D Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Jeffrey D. Cross (a) D,S Armando A. Pena (a) D Timothy A. King (a) S AEP Resources do Brasil Ltda. Name and Principal Address(cc)Position Hercules Celescuekci DM AEP Resources CitiPower I Pty Ltd Name and Principal Address(j) Position Donald E. Boyd D Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Frederick J. Boyle (a) D Holly Keller Koeppel (a) D John Marshall (dd) D Armando A. Pena (a) D,T Jeffrey D. Cross (a) S Simon Lucas (dd) S AEP Resources CitiPower II Pty Ltd Name and Principal Address(j) Position Donald E. Boyd D Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Frederick J. Boyle (a) D Holly Keller Koeppel (a) D John Marshall (dd) D Armando A. Pena (a) D,T Jeffrey D. Cross (a) S Simon Lucas (dd) S AEP Resources International, Limited Name and Principal Address(g) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T,CFO David Mustine (c) SVP Jeffrey D. Cross (a) VP,GC John R. Jones (a) VP Dennis A. Lantzy (a) VP Leonard V. Assante(a) C,CAO AEP Resources Limited Name and Principal Address(k) Position Jeffrey D. Cross (a) D,S Armando A. Pena (a) D,T Christopher Wilson MD AEP Resources Project Management Company, Ltd. Name and Principal Address(g) Position Jeffrey D. Cross (a) D Armando A. Pena (a) D,T Walkers SPV Limited S AEP Retail Energy, LLC Name and Principal Address(a) Position Henry W. Fayne B,VP Susan Tomasky B,S Armando A. Pena T ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) AEP Texas Commercial & Industrial Retail GP, LLC Name and Principal Address(a) Position Steven A. Appelt B,VP Jeffrey D. Cross B,VP Armando A. Pena B,T Thomas V. Shockley,III B,CB,P Timothy A. King S AEP Texas Commercial & Industrial Retail Limited Partnership Name and Principal Address(h) Position Thomas V. Shockley,III(a) P Steven A. Appelt (a) VP Geoffrey S. Chatas (a) VP Jeffrey D. Cross (a) VP Andrew W. Patterson (a) VP Armando A. Pena (a) VP,T George Rooney (a) VP Timothy A. King (a) S AEP Texas POLR, LLC Name and Principal Address(a) Position Steven A. Appelt B,VP Jeffrey D. Cross B,VP Armando A. Pena B,T Thomas V. Shockley,III B,CB,P Timothy A. King S AEP Texas POLR GP, LLC Name and Principal Address(h) Position Steven A. Appelt (a) B,VP Jeffrey D. Cross (a) B,VP Armando A. Pena (a) B,T Thomas V. Shockley,III(a) B,CB,P Timothy A. King (a) S AEP T&D Services, LLC Name and Principal Address(a) Position Jeffrey D. Cross B,VP Glenn M. Files (c) B,VP David Mustine (c) B,VP Armando A. Pena B,T Richard P. Verret B,VP 825 Tech Center Drive Gahanna, OH 43230 Timothy A. King S AEP West Virginia Coal, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Charles A. Ebetino,Jr.(e) D,P Armando A. Pena D,VP,T Susan Tomasky D,VP Timothy A. King S AEP Wind GP, LLC Name and Principal Address(a) Position Thomas V. Shockley,III P Geoffrey S. Chatas VP Jeffrey D. Cross VP Dwayne L. Hart VP Armando A. Pena VP,T Timothy A. King S AEP Wind LP, LLC Name and Principal Address(a) Position Thomas V. Shockley,III P Geoffrey S. Chatas VP Jeffrey D. Cross VP Dwayne L. Hart VP Armando A. Pena VP,T Timothy A. King S AEPR Global Holland Holding B.V. Name and Principal Address(q) Position AEP Resources, Inc. (a) MD Geoffrey S. Chatas (a) MD Jeffrey D. Cross (a) MD Henry D. Jones (ff) MD Armando A. Pena (a) MD John Whitehead (ff) MD John David Young (ff) MD AEPR Global Investments B.V. Name and Principal Address(q) Position Geoffrey S. Chatas (a) MD Jeffrey D. Cross (a) MD Henry D. Jones (ff) MD Armando A. Pena (a) MD John Whitehead (ff) MD Christopher Wilson (k) MD AEPR Global Ventures B.V. Name and Principal Address(q) Position Geoffrey S. Chatas (a) MD Jeffrey D. Cross (a) MD Henry D. Jones (ff) MD Armando A. Pena (a) MD John Whitehead (ff) MD Christopher Wilson (k) MD American Electric Power Service Corporation Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,P,CEO Henry W. Fayne D,EVP Robert P. Powers D,EVP Thomas V. Shockley, III D,VCB,COO Susan Tomasky D,EVP,GC,AS Joseph H. Vipperman D,EVP Melinda S. Ackerman SVP Nicholas J. Ashooh SVP J. C. Baker SVP A. Christopher Bakken,III SVP One Cook Place Bridgman, MI 49106 Joseph M. Buonaiuto SVP,C,CAO Jeffrey D. Cross SVP,AGC,AS Thomas M. Hagan SVP Dale E. Heydlauff SVP Michael F. Moore SVP,CIO R. E. Munczinski SVP John F. Norris, Jr. SVP Armando A. Pena SVP,T Leonard V. Assante VP,DC Edward J. Brady VP Bruce H. Braine VP ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) (Continued) American Electric Power Service Corporation Name and Principal Address(a) Position Robert T. Burns (ll) VP Geoffrey S. Chatas VP,AS W. N. D'Onofrio VP Diane M. Fitzgerald VP 1367 Silverbrook Lane St.Joseph, MI 49085 Joseph Hamrock (c) VP Jane A. Harf VP 88 East Broad Street, Ste 800 Columbus, OH 43215 Wendy G. Hargus (ll) VP,AT John D. Harper VP Timothy G. Harshbarger VP Thomas S. Jobes VP Anthony P. Kavanagh VP 801 Pennsylvania Ave. Washington, DC 20004 Michael D. Martin VP Martin L. Mearhoff VP Mark W. Menezes VP 801 Pennsylvania Ave. Washington, DC 20004 D. Michael Miller VP Richard A. Mueller VP Charles R. Patton VP 400 West 15th Street Ste 1500 Austin, TX 78701 Gary M. Prescott VP H. E. Rhodes (c) VP Daniel J. Rogier VP William L. Scott VP O. J. Sever VP William L. Sigmon, Jr. VP Scott N. Smith VP,CRO Stuart Solomon VP Mark A. Welch VP Mark G. Zardus VP Waldo Zerger VP 221 North Front Street Columbus, OH 43215 Thomas S. Ashford S Thomas G. Berkemeyer AS,AstGC American Fiber Touch, LLC Name and Principal Address(ii) Position Perry J. Cole B Holly Keller Koeppel (a) B Michael J. Meldahl B Appalachian Power Company Name and Principal Address(b) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,P Armando A. Pena (a) D,VP,T Robert P. Powers (a) D,VP Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP R. D. Carson, Jr. VP 1051 East Cary Street, 7th Fl. Richmond, VA 23219 Mark E. Dempsey (t) VP Glenn M. Files (c) VP Michelle S. Kalnas (c) VP David Mustine (c) VP John F. Norris, Jr.(a) VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, OH 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford(a) S Ash Creek Mining Company Name and Principal Address(jj)Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Charles A. Ebetino,Jr.(e) P,COO Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford(a) S Australia's Energy Partnership Name and Principal Address(j) Position Armando A. Pena (a) T Blackhawk Coal Company Name and Principal Address(r) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Charles A. Ebetino,Jr.(e) P,COO Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford(a) S C3 Communications, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley, III D,VP Susan Tomasky D,P Frederick J. Boyle VP Holly Keller Koeppel VP Peter R. Thomas VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S C3 Networks & Communications Limited Partnership Name and Principal Address(x) Position Susan Tomasky (a) P Geoffrey S. Chatas (a) VP Jeffrey D. Cross (a) VP Holly Keller Koeppel (a) VP Armando A. Pena (a) VP,T Timothy A. King (a) S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) C3 Networks GP, L.L.C. Name and Principal Address(x) Position Jeffrey D. Cross (a) B,VP Holly Keller Koeppel (a) B,VP Armando A. Pena (a) B,VP,T Susan Tomasky (a) B,P Geoffrey S. Chatas (a) VP Timothy A. King (a) S C3 Networks Limited Partnership Name and Principal Address(x) Position Susan Tomasky (a) P Geoffrey S. Chatas (a) VP Jeffrey D. Cross (a) VP Holly Keller Koeppel (a) VP Armando A. Pena (a) VP,T Timothy A. King (a) S Cardinal Operating Company Name and Principal Address(l) Position Anthony J. Ahern D 6677 Busch Blvd. Columbus, OH 43226 J. C. Baker (a) D Richard K. Byrne D,VP 6677 Busch Blvd. Columbus, OH 43226 E. Linn Draper, Jr. (a) D,P Henry W. Fayne (a) D,VP John R. Jones (a) D,VP Ralph E. Luffler D,VP P.O. Box 250 Lancaster, OH 43130-0250 Steven K. Nelson D,VP P.O. Box 280 Coshocton, OH 43812 John F. Norris, Jr.(a) D,VP Michael L. Sims D 3888 Stillwell Beckett Rd. Oxford, OH 45056 Joseph M. Buonaiuto (a) C Armando A. Pena (a) T Thomas S. Ashford (a) S Cedar Coal Co. Name and Principal Address(b) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Charles A. Ebetino,Jr.(e) P,COO Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford(a) S Central and South West Corporation Name and Principal Address(ll)Position E. Linn Draper, Jr.(a) D,CB,CEO,P Henry W. Fayne (a) D,VP Armando A. Pena (a) D,T Robert P. Powers (a) D Thomas V. Shockley,III(a) D,VCB,COO Susan Tomasky (a) D Joseph H. Vipperman (a) D Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Central Appalachian Coal Company Name and Principal Address(b) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Charles A. Ebetino,Jr.(e) P,COO Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Central Coal Company Name and Principal Address(b) Position E. Linn Draper, Jr.(a) D,CB,CEO Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Charles A. Ebetino,Jr.(e) P,COO Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Central Power and Light Company Name and Principal Address(kk)Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,P Armando A. Pena (a) D,VP,T Robert P. Powers (a) D,VP Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP Glenn M. Files (c) VP Michelle S. Kalnas (c) VP David Mustine (c) VP John F. Norris, Jr. (a) VP Julio C. Reyes (h) VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, Ohio 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Chile Energy Holdings, L.L.C. Name and Principal Address(y)Position Jeffrey D. Cross (a) D,VP Dwayne L. Hart (a) D,P Armando A. Pena (a) D,VP Susan Tomasky (a) D Geoffrey S. Chatas (a) VP Sandra S. Bennett (a) C Wendy G. Hargus (ll) T Timothy A. King (a) S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) CitiPower Pty Name and Principal Address(dd)Position Donald E. Boyd D Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Frederick J. Boyle (a) D Michael Codd, AC D Jeffrey D. Cross (a) D,S Brian Healey D Holly Keller Koeppel (a) D John Marshall D Armando A. Pena (a) D,T Simon Lucas S CitiPower Trust Principal Address (j) NONE Colomet, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,P,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley, III D,VP Susan Tomasky D,VP Joseph H. Vipperman D,VP Glenn M. Files (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, OH 43230 Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S Columbus Southern Power Company Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,P Armando A. Pena D,VP,T Robert P. Powers D,VP Thomas V. Shockley,III D,VP Susan Tomasky D,VP Joseph H. Vipperman D,VP Glenn M. Files (c) VP Michelle S. Kalnas (c) VP David Mustine (c) VP Floyd W. Nickerson VP 88 East Broad Street, Ste 800 Columbus, OH 43215 John F. Norris, Jr. VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, OH 43230 Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S Conesville Coal Preparation Company Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley,III D,VP Susan Tomasky D,VP Charles A. Ebetino,Jr.(e) P,COO Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S Conlease, Inc. Name and Principal Address (p) Steven A. Appelt (a) D Dwayne L. Hart (a) D,VP Armando A. Pena (a) D,VP,T Douglas K. Penrod (a) D,VP Eric J. van der Walde(a) D,P Joseph M. Buonaiuto (a) C Timothy A. King (a) S CSW Development-3, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Development-II, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Development-I, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Eastex GP II, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (11) T CSW Eastex GP I, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (11) T ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) CSW Eastex LP II, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (11) T CSW Eastex LP I, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (11) T CSW Energy Services, Inc. Name and Principal Address(a) Position Holly Keller Koeppel D,P Armando A. Pena D,VP,T Thomas V. Shockley, III D Joseph M. Buonaiuto C,CAO Thomas S. Ashford S CSW Energy, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley, III D,P Susan Tomasky D,VP Dwayne L. Hart VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S CSW Frontera GP II, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Timothy A. King S Wendy G. Hargus (ll) T CSW Frontera GP I, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Timothy A. King S Wendy G. Hargus (ll) T CSW Frontera LP II, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Timothy A. King S Wendy G. Hargus (ll) T CSW Frontera LP I, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Timothy A. King S Wendy G. Hargus (ll) T CSW Ft. Lupton, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW International Three, Inc. Name and Principal Address(a) Position Geoffrey S. Chatas D Jeffrey D. Cross D,VP Timothy A. King D,S Armando A. Pena D,P,T Mark A. Pyle D Joseph M. Buonaiuto C CSW International Two, Inc. Name and Principal Address(a) Position Geoffrey S. Chatas D Jeffrey D. Cross D,VP Timothy A. King D,S Armando A. Pena D,P,T Mark A. Pyle D Joseph M. Buonaiuto C CSW International (U.K.), Inc. Name and Principal Address(a) Position Geoffrey S. Chatas D Jeffrey D. Cross D,VP Timothy A. King D,S Armando A. Pena D,P,T Mark A. Pyle D Joseph M. Buonaiuto C CSW International, Inc.(a Delaware Corp.) Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley, III D,P Susan Tomasky D,VP Dwayne L. Hart VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) CSW International, Inc.(a Cayman Corp.) Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Susan Tomasky D Geoffrey S. Chatas VP Sandra S. Bennett C Timothy A. King S Wendy G. Hargus (ll) T CSW Investments Name and Principal Address(mm)Position H. Cadoux-Hudson D E. Linn Draper,Jr.(a) D T. J. Ellis D M. J. Pavia D Armando A. Pena (a) D Thomas V. Shockley,III(a) D Susan Tomasky (a) D J. Weight D Christopher Wilson (k) D Jeffrey D. Cross (a) S CSW Leasing, Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB Henry W. Fayne D,P Thomas V. Shockley, III D,VP Susan Tomasky D,VP Nikita Zdanow D 1211 Ave. Of the Americas New York, NY 10036 Kenneth Brown (ll) SVP Jeffrey Knittle (11) SVP Jean Stein (ll) SVP Joseph H. Vipperman VP Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S Armando A. Pena T CSW Mulberry II, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Mulberry, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Nevada, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Northwest GP, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Northwest LP, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Orange II, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Orange, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Power Marketing, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) CSW Services International, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Sandra S. Bennett C Timothy A. King S Wendy G. Hargus (ll) T CSW Sweeny GP II, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Sweeny GP I, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Sweeny LP II, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW Sweeny LP I, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T CSW UK Finance Company Name and Principal Address(mm)Position H. Cadoux-Hudson D E. Linn Draper,Jr.(a) D T. J. Ellis D,CB M. J. Pavia D,CFO Armando A. Pena (a) D,T Thomas V. Shockley,III(a) D Susan Tomasky (a) D J. Weight D Christopher Wilson (k) D Jeffrey D. Cross (a) S CSW UK Holdings Name and Principal Address(mm)Position H. Cadoux-Hudson D E. Linn Draper,Jr.(a) D T. J. Ellis D,CB M. J. Pavia D,CFO Armando A. Pena (a) D,T Thomas V. Shockley,III(a) D Susan Tomasky (a) D J. Weight D Christopher Wilson (k) D Jeffrey D. Cross (a) S CSW UK Investments Limited Name and Principal Address(mm)Position H. Cadoux-Hudson D E. Linn Draper, Jr.(a) D T. J. Ellis D M. J. Pavia D Armando A. Pena (a) D Thomas V. Shockley,III(a) D Susan Tomasky (a) D J. Weight D Christopher Wilson (k) D Jeffrey D. Cross (a) S CSW Vale L.L.C. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Susan Tomasky D Geoffrey S. Chatas VP Sandra S. Bennett C Timothy A. King S Wendy G. Hargus (ll) T CSWC Southwest Holdings, Inc. Name and Principal Address(a) Position Holly Keller Koeppel D,VP Armando A. Pena D,VP,T Thomas V. Shockley,III D Susan Tomasky P Geoffrey S. Chatas VP Jeffrey D. Cross VP Joseph M. Buonaiuto C Timothy A. King S CSWC TeleChoice Management, Inc. Name and Principal Address(a) Position Holly Keller Koeppel D,VP Armando A. Pena D,VP,T Thomas V. Shockley,III D Susan Tomasky P Geoffrey S. Chatas VP Jeffrey D. Cross VP Joseph M. Buonaiuto C Timothy A. King S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) CSWC TeleChoice, Inc. Name and Principal Address(a) Position Holly Keller Koeppel D,VP Armando A. Pena D,VP,T Thomas V. Shockley,III D Susan Tomasky P Geoffrey S. Chatas VP Jeffrey D. Cross VP Joseph M. Buonaiuto C Timothy A. King S CSWI Europe Limited Name and Principal Address(mm)Position H. Cadoux-Hudson D Heny D. Jones (ff) D Timothy A. King (a) S CSWI Netherlands, Inc. Name and Principal Address(a) Position Geoffrey S. Chatas D,VP Jeffrey D. Cross D,VP Timothy A. King D,S Armando A. Pena D,P,T Mark A. Pyle D Joseph M. Buonaiuto C DECCO II, LLC Name and Principal Address(a) Position John R. Jones CEO Geoffrey S. Chatas VP Jeffrey D. Cross VP Armando A. Pena VP,T Joseph M. Buonaiuto C Timothy A. King S Diversified Energy Contractors Company, LLC Name and Principal Address(a) Position John R. Jones CEO Geoffrey S. Chatas VP Jeffrey D. Cross VP James A. Howard VP John A. Mazzone VP Armando A. Pena VP,T Joseph M. Buonaiuto C Timothy A. King S Dolet Hills Lignite Company, LLC Name and Principal Address(rr)Position Jeffrey D. Cross (a) B,VP E. Linn Draper, Jr. (a) B,CB,CEO Armando A. Pena (a) B,VP,T Thomas V. Shockley,III(a) B Charles A. Ebetino,Jr.(e) P,COO Thomas S. Ashford (a) S Energia de Mexicali, S de R.L.de C.V. Name and Principal Address(pp)Position Jeffrey D. Cross (a) B Armando A. Pena (a) B James H. Sweeney B 155 West Nationwide Blvd. Columbus, OH 43215 EnerShop Inc. Name and Principal Address(a) Position Steven A. Appelt D,VP Jeffrey D. Cross D,VP Armando A. Pena D,VP,T Thomas V. Shockley,III D,CB,P Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Envirotherm, Inc. Name and Principal Address(ll) Position Steven A. Appelt (a) D,VP Jeffrey D. Cross (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,CB,P Geoffrey S. Chatas (a) VP Joseph M. Buonaiuto (a) C Timothy A. King (a) S Franklin Real Estate Company Name and Principal Address(n) Position E. Linn Draper, Jr. (a) D,CEO,P Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP Glenn M. Files (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, Ohio 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Houston Pipe Line Company LP Name and Principal Address(bb)Position Thomas V. Shockley,III(a) P Steven A. Appelt (a) VP Geoffrey S. Chatas (a) VP Jeffrey D. Cross (a) VP Edward D. Gottlob VP Dwayne L. Hart (a) VP Armando A. Pena (a) VP,T Eric J. van der Walde (a) VP Joseph M. Buonaiuto (a) C Timothy A. King (a) S HPL GP, LLC Name and Principal Address(a) Position Geoffrey S. Chatas B,VP Jeffrey D. Cross B,VP Dwayne L. Hart B,VP Armando A. Pena B,VP,T Eric J. van der Walde B Thomas V. Shockley,III P Steven A. Appelt VP Joseph M. Buonaiuto C Timothy A. King S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) HPL Holdings, Inc. Name and Principal Address(i) Position Sean Breiner D Geoffrey S. Chatas (a) D,VP Jeffrey D. Cross (a) D,VP David W. Dupert D Timothy A. King (a) D,S Armando A. Pena (a) D,VP,T Mark A. Pyle (a) D Thomas V. Shockley,III(a) P Dwayne L. Hart (a) VP Joseph M. Buonaiuto (a) C HPL Resources Company LP Name and Principal Address(bb)Position Thomas V. Shockley,III(a) P Steven A. Appelt (a) VP Geoffrey S. Chatas (a) VP Jeffrey D. Cross (a) VP Edward D. Gottlob VP Dwayne L. Hart (a) VP Armando A. Pena (a) VP,T Eric J. van der Walde (a) VP Joseph M. Buonaiuto (a) C Timothy A. King (a) S Indiana-Kentucky Electric Corporation Name and Principal Address(w) Position E. Linn Draper, Jr. (a) D,P Arthur R. Garfield D 76 South Main Street Akron, OH 44308 Andrew E. Goebel D 20 NW Fourth Street Evansville, IN 47741 Ronald G. Jochum D 20 NW Fourth Street Evansville, IN 47741 Michael P. Morrell D 10435 Downsville Pike Hagerstown, MD 21740 John R. Sampson D 101 W. Ohio Street, Ste 1320 Indianapolis, IN 46204 David L. Hart (a) VP David E. Jones VP Armando A. Pena (a) VP John D. Brodt S,T Indiana Franklin Realty, Inc. Name and Principal Address(d) Position E. Linn Draper, Jr. (a) D,CEO,P Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP Glenn M. Files (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, OH 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Indiana Michigan Power Company Name and Principal Address(d) Position Karl G. Boyd D E. Linn Draper, Jr. (a) D,CB,CEO John E. Ehler D 3514 Landin Rd. New Haven, IN 46774 Henry W. Fayne (a) D,P David L. Lahrman D Marc E. Lewis D Susanne M. Moorman D Robert P. Powers (a) D,VP John R. Sampson D,VP 101 W. Ohio Street, Ste 1320 Indianapolis, IN 46204 Thomas V. Shockley,III(a) D,VP D. B. Synowiec D 2791 N. U.S. Highway 231 Rockport, IN 47635 Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP A. Christopher Bakken III VP One Cook Place Bridgman, MI 49106 Glenn M. Files (c) VP Michelle S. Kalnas (c) VP David Mustine (c) VP John F. Norris, Jr. (a) VP Armando A. Pena (a) VP,T Michael W. Rencheck VP 500 Circle Drive Buchanan, MI 49107 M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, OH 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Industry and Energy Associates,L.L.C. Name and Principal Address(a)Position John R. Jones CEO Geoffrey S. Chatas VP Jeffrey D. Cross VP Armando A. Pena VP,T Kenneth B. Rogers VP 9 Donald B. Dean Drive South Portland, ME 04106 Leonard V. Assante C Timothy A. King S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) Jefferson Island Storage & Hub L.L.C. Name and Principal Address(bb)Position Jeffrey D. Cross (a) B,VP Dwayne L. Hart (a) B Armando A. Pena (a) B,VP,T Thomas V. Shockley,III(a) B,CB Eric J. van der Walde(a) B,P Geoffrey S. Chatas(a) VP Leonard V. Assante (a) C Timothy A. King (a) S Kentucky Power Company Name and Principal Address(s) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,P Armando A. Pena (a) D,VP,T Robert P. Powers (a) D,VP Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP Glenn M. Files (c) VP Michelle S. Kalnas (c) VP T. C. Mosher VP 101 Enterprise Drive Frankfort, KY 40601 David Mustine (c) VP John F. Norris, Jr. (a) VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, OH 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Kingsport Power Company Name and Principal Address(b) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,P Armando A. Pena (a) D,VP,T Robert P. Powers (a) D,VP Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP R. D. Carson, Jr. VP 1051 East Cary Street, 7th Fl. Richmond, VA 23219 Glenn M. Files (c) VP Michelle S. Kalnas (c) VP David Mustine (c) VP John F. Norris, Jr. (a) VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, OH 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Latin American Energy Holdings, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T LIG Chemical Company Name and Principal Address(bb)Position Jeffrey D. Cross (a) D,VP Dwayne L. Hart (a) D Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,CB Eric J. van der Walde(a) D,P Geoffrey S. Chatas (a) VP Leonard V. Assante (a) C Timothy A. King (a) S LIG Liquids Company, L.L.C. Name and Principal Address(bb)Position Jeffrey D. Cross (a) B,VP Dwayne L. Hart (a) B Armando A. Pena (a) B,VP,T Thomas V. Shockley,III(a) B,CB Eric J. van der Walde (a) B,P Geoffrey S. Chatas (a) VP Leonard V. Assante (a) C Timothy A. King (a) S LIG Pipeline Company Name and Principal Address(bb)Position Jeffrey D. Cross (a) D,VP Dwayne L. Hart (a) D Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,CB Eric J. van der Walde(a) D,P Geoffrey S. Chatas (a) VP Leonard V. Assante (a) C Timothy A. King (a) S LIG, Inc. Name and Principal Address(bb)Position Jeffrey D. Cross (a) D,VP Dwayne L. Hart (a) D Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,CB Eric J. van der Walde(a) D,P Geoffrey S. Chatas (a) VP Leonard V. Assante (a) C Timothy A. King (a) S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) Louisiana Intrastate Gas Company, L.L.C. Name and Principal Address(bb)Position Jeffrey D. Cross (a) B,VP Dwayne L. Hart (a) B Armando A. Pena (a) B,VP,T Thomas V. Shockley,III(a) B,CB Eric J. van der Walde(a) B,P Geoffrey S. Chatas (a) VP Leonard V. Assante (a) C Timothy A. King (a) S Marregon Pty Limited Name and Principal Address(j) Position Donald E. Boyd D Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Frederick J. Boyle (a) D Jeffrey D. Cross (a) D,S Holly Keller Koeppel (a) D John Marshall (dd) D Armando A. Pena (a) D,T Simon Lucas (dd) S Marregon (No. 2) Pty Limited Name and Principal Address(j) Position Donald E. Boyd D Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Frederick J. Boyle (a) D Jeffrey D. Cross (a) D,S Holly Keller Koeppel (a) D John Marshall (dd) D Armando A. Pena (a) D,T Simon Lucas (dd) S Mulberry Holdings, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T Mutual Energy L.L.C. Name and Principal Address(a) Position Thomas V. Shockley,III CB,P Steven A. Appelt VP Geoffrey S. Chatas VP Jeffrey D. Cross VP Timothy A. King S Armando A. Pena T Mutual Energy Service Company, LLC Name and Principal Address(a) Position Thomas V. Shockley,III CB,P Steven A. Appelt VP Geoffrey S. Chatas VP Jeffrey D. Cross VP Timothy A. King S Armando A. Pena T Nanyang General Light Electric Co., Ltd. Name and Principal Address(f) Position Donald E. Boyd D Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Donald M. Clements,Jr.(a) D,CB Jeffrey D. Cross (a) D,S Bernard Hu D 2648 Durfee Ave., #B El Monte, CA 91732 Dennis A. Lantzy (a) D Armando A. Pena (a) D Lu Ming Tao D Xu Xinglong D,VCB Hao Zhengshan D Newgulf Power Venture, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T NGLE Pushan Power, LDC Name and Principal Address(g) Position Jeffrey D. Cross (a) D Armando A. Pena (a) D,VP,T Walkers SPV Limited S Noah I Power GP, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T Ohio Power Company Name and Principal Address(m) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,P Armando A. Pena (a) D,VP,T Robert P. Powers (a) D,VP Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP Glenn M. Files (c) VP Michelle S. Kalnas (c) VP David Mustine (c) VP Floyd W. Nickerson VP 88 East Broad Street, Ste 800 Columbus, OH 43215 John F. Norris, Jr.(a) VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, OH 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) Ohio Valley Electric Corporation Name and Principal Address(w) Position David C. Benson D 4350 Northern Pike Monroeville, PA 15146 H. Peter Burg D 76 South Main Street Akron, OH 44308 E. Linn Draper, Jr. (a) D,P Henry W. Fayne (a) D Arthur R. Garfield D 76 South Main Street Akron, OH 44308 Andrew E. Goebel D 20 NW Fourth Street Evansville, IN 47741 Michael P. Morrell D 10435 Downsville Pike Hagerstown, MD 21740 Alan J. Noia D 10435 Downsville Pike Hagerstown, MD 21740 Guy L. Pipitone D 76 South Main Street Akron, OH 44308 John C. Procario D 139 East Fourth Street Cincinnati, OH 45202 H. Ted Santo D 1065 Woodman Drive Dayton, OH 45432 Thomas V. Shockley,III(a) D A. Roger Smith D 220 West Main Street Louisville, KY 40202 Paul W. Thompson D 220 West Main Street Louisville, KY 40202 David L. Hart (a) VP David E. Jones VP Armando A. Pena (a) VP John D. Brodt S,T Operaciones Azteca VIII, S. de R.L. de C.V. Name and Principal Address(pp)Position Frederick J. Boyle (a) D Philip Cantner D Two Alhambra Plaza, Suite 1100 Coral Gables, FL 33134 James H. Sweeney D 155 West Nationwide Blvd. Columbus, OH 43215 J. Christopher Terajewicz D One Bowdoin Square Boston, MA 02114 Robert H. Warburton D One Bowdoin Square Boston, MA 02114 Jorge Young D Two Alhambra Plaza, Ste 1100 Coral Gables, FL 33134 Carlos de Maria y Campos Segura S Torre Optima Av. Paseo de las Palmas #405, 3rd Fl.,Lomas de Chapultepec 11000 Mexico, D.F. Orange Cogen Funding Corp. Name and Principal Address(a)Position Joseph H. Emberger D Dwayne L. Hart D Larry Kellerman D,P 1001 Louisiana Street Houston, TX 77002 John O'Rourke D 1001 Louisiana Street Houston, TX 77002 Timothy A. King S Orange Cogeneration GP II, Inc. Name and Principal Address(a)Position Joseph H. Emberger D Dwayne L. Hart D,CEO Larry Kellerman D,P 1001 Louisiana Street Houston, TX 77002 John O'Rourke D 1001 Louisiana Street Houston, TX 77002 A. Wade Smith GM David L. Siddall S 1001 Louisiana Street Houston, TX 77002 Orange Cogeneration GP, Inc. Name and Principal Address(a)Position Joseph H. Emberger D Dwayne L. Hart D,CEO Larry Kellerman D,P 1001 Louisiana Street Houston, TX 77002 John O'Rourke D 1001 Louisiana Street Houston, TX 77002 A. Wade Smith GM David L. Siddall S 1001 Louisiana Street Houston, TX 77002 Orange Holdings, Inc. Name and Principal Address(a) Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Joseph M. Buonaiuto C Timothy A. King S Wendy G. Hargus (ll) T ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) Pacific Hydro Limited Name and Principal Address(aa)Position Donald E. Boyd D Level 31, Aurora Plc.,88 Phillip St. Sydney/NSW 2000 Australia Kingsley G. Culley D,CB Peter L. Downie D Michael C. Fitzpatrick D Jeffrey Harding D John L. C. McInnes D Philip van der Riet D Peter F. Westaway D Matthew G. C. Williams D Anthony G. Evans S Polk Power GP II, Inc. Name and Principal Address(a)Position Joseph H. Emberger D Dwayne L. Hart D,P Larry Kellerman D,CEO 1001 Louisiana Street Houston, TX 77002 John O'Rourke D 1001 Louisiana Street Houston, TX 77002 A. Wade Smith GM Timothy A. King S Polk Power GP, Inc. Name and Principal Address(a)Position Joseph H. Emberger D Dwayne L. Hart D,P Larry Kellerman D,CEO 1001 Louisiana Street Houston, TX 77002 John O'Rourke D 1001 Louisiana Street Houston, TX 77002 A. Wade Smith GM Timothy A. King S POLR Power, L.P. Name and Principal Address(h) Position Thomas V. Shockley,III(a) P Steven A. Appelt (a) VP Jeffrey D. Cross (a) VP Timothy A. King (a) S Armando A. Pena (a) T Price River Coal Company, Inc. Name and Principal Address(d) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Charles A. Ebetino,Jr.(e) P,COO Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Public Service Company of Oklahoma Name and Principal Address(jj)Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,P Armando A. Pena (a) D,VP,T Robert P. Powers (a) D,VP Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP T. D. Churchwell VP 1601 N.W. Expressway,Ste 1400 Oklahoma City, OK 73118 Glenn M. Files (c) VP Michelle S. Kalnas (c) VP David Mustine (c) VP John F. Norris, Jr. (a) VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, Ohio 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S REP General Partner L.L.C. Name and Principal Address(h) Position Steven A. Appelt (a) B,VP Jeffrey D. Cross (a) B,VP Armando A. Pena (a) B,VP,T Thomas V. Shockley,III(a) B,P Timothy A. King (a) S REP Holdco Inc. Name and Principal Address(qq)Position Steven A. Appelt (a) D,VP Jeffrey D. Cross (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,CB,P Timothy A. King (a) S SEEBOARD Group plc Name and Principal Address(mm)Position H. Cadoux-Hudson D E. Linn Draper,Jr.(a) D T. J. Ellis D M. J. Pavia D Armando A. Pena (a) D Thomas V. Shockley,III(a) D J. Weight D Christopher Wilson (k) D SEEBOARD plc Name and Principal Address(mm)Position H. Cadoux-Hudson D T. J. Ellis D M. J. Pavia D J. Weight D M. A. Nagle S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) Servicios Azteca VIII,S.de R.L. de C.V. Name and Principal Address(pp)Position Frederick J. Boyle (a) D Philip Cantner D Two Alhambra Plaza, Ste 1100 Coral Gables, FL 33134 John H. Foster D,CB Two Alhambra Plaza, Ste 1100 Coral Gables, FL 33134 Carlos Riva D One Bowdoin Square Boston, MA 02114 James H. Sweeney D 155 West Nationwide Blvd. Columbus, OH 43215 Enrique Tabora D Two Alhambra Plaza, Ste 1100 Coral Gables, FL 33134 Carlos de Maria y Campos Segura S Torre Optima Av. Paseo de las Palmas #405 3rd Fl., Lomas de Chapultepec 11000 Mexico Shoreham Operations Company Limited Name and Principal Address(mm)Position Joseph H. Emberger (a) D E. S. Golland D Jeffrey D. Lafleur (ff) D C. D. MacKendrick S Simco Inc. Name and Principal Address(a) Position E. Linn Draper, Jr. D,CB,CEO Henry W. Fayne D,VP Armando A. Pena D,VP,T Thomas V. Shockley, III D,VP Susan Tomasky D,VP Charles A. Ebetino,Jr.(e) P,COO Joseph M. Buonaiuto C,CAO Leonard V. Assante DC Thomas S. Ashford S Snowcap Coal Company, Inc. Name and Principal Address(a) Position David M. Cohen D,VP Charles A. Ebetino,Jr.(e) D,P Scott H. Finch D,T Michael. R. Rankin D,S John W. Seidensticker D,VP South Coast Power Limited Name and Principal Address(mm)Position E. S. Golland D Henry D. Jones (ff) D B. J. McNaught D Southern Appalachian Coal Company Name and Principal Address(b) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Charles A. Ebetino,Jr.(e) P,COO Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Southwestern Electric Power Company Name and Principal Address(rr)Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,P Armando A. Pena (a) D,VP,T Robert P. Powers (a) D,VP Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP Glenn M. Files (c) VP Michelle S. Kalnas (c) VP Michael H. Madison VP David Mustine (c) VP John F. Norris, Jr. (a) VP Julio C. Reyes (h) VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, Ohio 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Southwestern Electric Wholesale Company Name and Principal Address(a)Position Jeffrey D. Cross D,VP Dwayne L. Hart D,P Armando A. Pena D,VP Geoffrey S. Chatas VP Leonard V. Assante C Timothy A. King S Tuscaloosa Pipeline Company Name and Principal Address(bb)Position Jeffrey D. Cross (a) D,VP Dwayne L. Hart (a) D Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,CB Eric J. van der Walde(a) D,P Geoffrey S. Chatas (a) VP Leonard V. Assante (a) C Timothy A. King (a) S Ventures Lease Co., LLC Name and Principal Address(a)Position Jeffrey D. Cross B,VP Armando A. Pena B,P,T Geoffrey S. Chatas VP Timothy A. King S ITEM 6. OFFICERS AND DIRECTORS PART I (Continued) West Texas Utilities Company Name and Principal Address(ss)Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,P Armando A. Pena (a) D,VP,T Robert P. Powers (a) D,VP Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP Glenn M. Files (c) VP Michelle S. Kalnas (c) VP David Mustine (c) VP John F. Norris, Jr. (a) VP Julio C. Reyes (h) VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, Ohio 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S West Virginia Power Company Name and Principal Address(t) Position E. Linn Draper, Jr. (a) D,CEO Henry W. Fayne (a) D,VP Armando A. Pena (a) D,VP,T Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP John F. Norris, Jr. (a) VP Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S Wheeling Power Company Name and Principal Address(u) Position E. Linn Draper, Jr. (a) D,CB,CEO Henry W. Fayne (a) D,P Armando A. Pena (a) D,VP,T Robert P. Powers (a) D,VP Thomas V. Shockley,III(a) D,VP Susan Tomasky (a) D,VP Joseph H. Vipperman (a) D,VP Mark E. Dempsey (t) VP Glenn M. Files (c) VP Michelle S. Kalnas (c) VP David Mustine (c) VP John F. Norris, Jr.(a) VP M. P. Ryan (c) VP Richard P. Verret VP 825 Tech Center Drive Gahanna, OH 43230 Joseph M. Buonaiuto (a) C,CAO Leonard V. Assante (a) DC Thomas S. Ashford (a) S
ITEM 6. (CONTINUED) Part II. Each officer and director with a financial connection within the provisions of Section 17(c) of the Act are as follows: Position Name and Location Held in Applicable Name of Officer of Financial Financial Exemption or Director Institution Institution Rule (1) (2) (3) (4) --------------- ----------------------- ----------- ------------ David W. Dupert Provident Bank of Maryland Investment Co. Director 70(d) Baltimore, MD State Bank of Long Island Director 70(d) Financial Services Corp. Long Island, N.Y. State Bank of Long Island Director 70(d) Portfolio Management Corp. Long Island, N.Y. Central Pennsylvania Investment Company Director 70(d) Parent Co: Omega Financial Corp. State College, PA Minatola National Bank Director 70(d) Vineland, NJ Lincoln Investment Company Director 70(d) Vineland, NJ William R. Howell Bankers Trust Director 70(b) New York, N.Y. L.A. Hudson, Jr. American National Bankshares, Inc. Director 70(a) Danville, Virginia American National Bank & Trust Co. Director 70(a) Danville, Virginia W.J. Lhota Huntington Bancshares, Inc. Director 70(c) Columbus, Ohio James L. Powell First National Bank of Mertzon Advisory Mertzon, Texas Director 70(a) M.P. Ryan Firstar Advisory Columbus, Ohio Director 70(f) Richard L. Sandor Bear, Stearns Financial Products, Inc. Director 70(b) Chicago, Illinois Bear, Stearns Trading Risk Management Inc. Director 70(b) Chicago, Illinois Lu Ming Tao City Commerical Bank of Nanyang Vice Chairman 70(c) Nanyang City Province, China A. E. Goebel Old National Bank Director 70(c) Evansville, IN
ITEM 6. (continued) Part III. The disclosures made in the System companies' most recent proxy statement and annual report on Form 10-K with respect to items (a) through (f) follow: (a) COMPENSATION OF DIRECTORS AND EXECUTIVE OFFICERS Executive Compensation THE FOLLOWING TABLE shows for 2001, 2000 and 1999 the compensation earned by the chief executive officer, the four other most highly compensated executive officers (as defined by regulations of the Securities and Exchange Commission) of AEP at December 31, 2001 and Mr. Lhota who resigned as an executive officer on December 12, 2001.
Summary Compensation Table Annual Long-Term Compensation Compensation ------------- ----------------- Awards Payouts --------- ------- Securities All Other Salary Bonus Underlying LTIP Compensation Name Year ($) ($)(1) Options(#) Payouts($)(1) ($)(2) ---- ---- --- ------ ---------- ------------ -------- E. Linn Draper, Jr. 2001 910,000 682,090 -0- 311,253 122,395 2000 850,000 485,775 700,000 -0- 106,699 1999 820,000 208,280 -0- -0- 103,218 Thomas V. Shockley, III (3) 2001 590,000 353,788 -0- 79,781 100,678 2000 304,417 140,500 250,000 824,399 9,170,069 Henry W. Fayne 2001 420,000 305,861 -0- 83,697 75,576 2000 365,000 152,972 200,000 -0- 47,074 1999 315,000 56,007 -0- -0- 34,885 Susan Tomasky (4) 2001 410,000 300,365 -0- 54,455 73,483 2000 355,000 148,780 200,000 -0- 47,946 William J. Lhota (5) 2001 435,000 239,250 -0- 106,271 2,165,742 2000 415,000 173,927 200,000 -0- 62,394 1999 400,000 71,120 -0- -0- 55,690 Joseph H. Vipperman 2001 370,000 203,378 -0- 87,692 82,209 2000 350,000 146,685 200,000 -0- 70,112 1999 330,000 58,674 -0- -0- 63,006
Notes to Summary Compensation Table (1) Amounts in the Bonus column reflect awards under the Senior Officer Annual Incentive Compensation Plan (SOIP), except for Mr. Shockley as disclosed in footnote 3, and, in the case of Mr. Fayne and Ms. Tomasky, lump sum payments of $75,000 each in 2001 in lieu of immediate salary increases in connection with their promotions during the year. Payments pursuant to the SOIP are made in the first quarter of the succeeding fiscal year for performance in the year indicated. Amounts in the Long-Term Compensation -- Payouts column reflect performance share unit targets earned under the AEP 2000 Long-Term Incentive Plan for three-year performance periods, except for Mr. Shockley as disclosed in footnote 3. See below under Long-Term Incentive Plans -- Awards in 2001 for additional information. (2) Amounts in the All Other Compensation column, except for the additional compensation to Messrs. Shockley and Lhota as disclosed in footnotes (3) and (5), respectively, include (i) AEP's matching contributions under the AEP Retirement Savings Plan and the AEP Supplemental Savings Plan, a non-qualified plan designed to supplement the AEP Savings Plan, (ii) subsidiary companies director fees, (iii) vehicle allowance, and (iv) split-dollar insurance. Split-dollar insurance represents the present value of the interest projected to accrue for the employee's benefit on the current year's insurance premium paid by AEP. Cumulative net life insurance premiums paid are recovered by AEP at the later of retirement or 15 years. Detail of the 2001 amounts in the All Other Compensation column is shown below.
Item Dr. Draper Mr. Shockley Mr. Fayne Ms. Tomasky Mr. Lhota Mr. Vipperman ----- ---------- ------------ --------- ----------- --------- ------------- Savings Plan Matching Contributions...................... $ 5,119 $ 7,650 $ 5,775 $ 5,825 $ 7,650 $ 6,950 Supplemental Savings Plan Matching Contributions...................... 35,831 18,876 20,009 19,320 19,752 16,301 Subsidiaries Directors Fees............................... 16,550 14,650 16,300 16,300 13,450 10,450 Vehicle Allowance..................... 14,400 12,000 12,000 12,000 12,000 12,000 Split-Dollar Insurance................ 50,495 47,502 21,492 20,038 24,055 36,508
(3) Mr. Shockley joined AEP from Central and South West Corporation and became an executive officer when the merger with CSW was consummated on June 15, 2000. The Salary column for Mr. Shockley shows the amount earned for his AEP service after the date of the merger. The amounts in the Bonus and LTIP Payouts columns for 2000 represent his prorated payment under the CSW Annual Incentive Plan and the value of Common Stock awarded under the CSW 1992 Long-Term Incentive Plan, respectively. He also received a payment of $9,154,924 under his change in control agreement with CSW that is included in the All Other Compensation column. (4) No 1999 compensation information is reported for Ms. Tomasky because she was not an executive officer in this year. (5) Mr. Lhota resigned from his executive positions with AEP on December 12, 2001, and left active employment on December 31, 2001. He is receiving severance of $2,022,750, equal to three times base salary and annual incentive at target, with $1,152,750 paid upon his termination of active employment and the remainder as a continuation of his annual salary of $435,000 through December 2003. As a result, Mr. Lhota retains his eligibility for the upcoming two-year period under AEP's savings and retirement plans. Mr. Lhota also received a lump sum payment of accrued vacation pay of $66,085. Compensation of Directors Annual Retainers and Meeting Fees. Directors who are officers of AEP or employees of any of its subsidiaries do not receive any compensation, other than their regular salaries and the accident insurance coverage described below, for attending meetings of AEP's Board of Directors. The other members of the Board receive an annual retainer of $35,000 for their services, an additional annual retainer of $5,000 for each Committee that they chair, a fee of $1,200 for each meeting of the Board and of any Committee that they attend (except a meeting of the Executive Committee held on the same day as a Board meeting), and a fee of $1,200 per day for any inspection trip or conference. Deferred Compensation and Stock Plan. The Deferred Compensation and Stock Plan for Non-Employee Directors permits non-employee directors to choose to receive up to 100 percent of their annual Board retainer in shares of AEP Common Stock and/or units that are equivalent in value to shares of Common Stock ("Stock Units"), deferring receipt by the non-employee director until termination of service or for a period that results in payment commencing not later than five years thereafter. AEP Common Stock is distributed and/or Stock Units are credited to directors, as the case may be, when the retainer is payable, and are based on the closing price of the Common Stock on the payment date. Amounts equivalent to cash dividends on the Stock Units accrue as additional Stock Units. Payment of Stock Units to a director from deferrals of the retainer and dividend credits is made in cash or AEP Common Stock, or a combination of both, as elected by the director. Stock Unit Accumulation Plan. The Stock Unit Accumulation Plan for Non-Employee Directors annually awards 1,200 Stock Units to each non-employee director as of the first day of the month in which the non-employee director becomes a member of the Board. Amounts equivalent to cash dividends on the Stock Units accrue as additional Stock Units. Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. Insurance. AEP maintains a group 24-hour accident insurance policy to provide a $1,000,000 accidental death benefit for each director. The current policy, effective September 1, 2001 through September 1, 2004, has a premium of $31,050. In addition, AEP pays each director (excluding officers of AEP or employees of any of its subsidiaries) an amount to provide for the federal and state income taxes incurred in connection with the maintenance of this coverage ($630 for 2001). Central and South West Corporation Programs. Mr. Powell, as a former CSW director, is enrolled in a medical and dental program formerly offered by CSW to its non-employee directors. AEP is continuing this program, pursuant to the terms of the merger with CSW, for those CSW directors who had previously elected to participate. Mr. Powell pays a portion of the cost of his coverage. Upon Mr. Powell's termination of service with the Board, he will be eligible to receive retiree medical and dental benefits coverage. (b) OWNERSHIP OF SECURITIES THE FOLLOWING TABLE sets forth the beneficial ownership of AEP Common Stock and stock-based units as of January 1, 2002 for all directors as of the date of this proxy statement, all nominees to the Board of Directors, each of the persons named in the Summary Compensation Table and all directors and executive officers as a group. Unless otherwise noted, each person had sole voting and investment power over the number of shares of Common Stock and stock-based units of AEP set forth across from his or her name. Fractions of shares and units have been rounded to the nearest whole number.
Options Exercisable Note Stock Within Name Shares Reference Units(a) 60 Days Total ---- ------- --------- -------- ------- ----- E. R. Brooks 64,150 (b) 1,607 65,105 130,862 D. M. Carlton 6,431 1,607 -- 8,038 J. P. DesBarres 5,000 (c) 2,733 -- 7,733 E. L. Draper, Jr. 4,941 (b)(c) 119,218 233,333 357,492 H. W. Fayne 6,019 (b)(d) 13,735 66,666 86,420 R. W. Fri 2,000 3,458 -- 5,458 W. R. Howell 1,692 2,174 -- 3,866 L. A. Hudson, Jr. 1,853 (e) 5,571 -- 7,424 L. J. Kujawa 1,328 (e) 5,892 -- 7,220 W. J. Lhota 20,141 (b)(c) 17,117 66,666 103,924 J. L. Powell 4,020 1,891 -- 5,911 R. L. Sandor 1,092 1,891 -- 2,983 T. V. Shockley, III 44,372 (b)(d)(e) -- 94,450 138,822 D. G. Smith 2,500 3,896 -- 6,396 L. G. Stuntz 1,500 (c) 5,938 -- 7,438 K. D. Sullivan -- 4,991 -- 4,991 S. Tomasky 656 (b) 4,329 66,666 71,651 J. H. Vipperman 11,377 (b)(c) 7,201 66,666 85,244 All directors, nominees and executive officers as a group (19 persons) 264,739 (d)(f) 204,458 680,385 1,149,582
---------- Notes on Stock Ownership (a) This column includes amounts deferred in stock units and held under AEP's various director and officer benefit plans. (b) Includes the following numbers of share equivalents held in the AEP Retirement Savings Plan and, for Messrs. Brooks and Shockley, the CSW Retirement Savings Plan: Mr. Brooks, 44,145; Dr. Draper, 4,280; Mr. Fayne, 5,412; Mr. Lhota, 17,961; Mr. Shockley, 6,579; Ms. Tomasky, 656; Mr. Vipperman, 10,498; and all directors and executive officers, 89,967. (c) Includes the following numbers of shares held in joint tenancy with a family member: Mr. DesBarres, 5,000; Dr. Draper, 661; Mr. Lhota, 2,180; Ms. Stuntz, 300; and Mr. Vipperman, 80. (d) Does not include, for Messrs. Fayne and Shockley, 85,231 shares in the American Electric Power System Educational Trust Fund over which Messrs. Fayne and Shockley share voting and investment power as trustees (they disclaim beneficial ownership). The amount of shares shown for all directors and executive officers as a group includes these shares. (e) Includes the following numbers of shares held by family members over which beneficial ownership is disclaimed: Dr. Hudson, 750; Mr. Kujawa, 28; and Mr. Shockley, 496. (f) Represents less than 1% of the total number of shares outstanding. ---------- (c) CONTRACTS AND TRANSACTIONS WITH SYSTEM COMPANIES None (d) INDEBTEDNESS TO SYSTEM COMPANIES None (e) PARTICIPATION IN BONUS AND PROFIT SHARING ARRANGEMENTS AND OTHER BENEFITS Long-Term Incentive Plans - Awards In 2001 Each of the awards set forth below establishes performance share unit targets, which represent units equivalent to shares of Common Stock, pursuant to the Company's 2000 Long-Term Incentive Plan. Since it is not possible to predict future dividends and the price of AEP Common Stock, credits of performance share units in amounts equal to the dividends that would have been paid if the performance share unit targets were established in the form of shares of Common Stock are not included in the table. The ability to earn performance share unit targets is tied to achieving specified levels of total shareholder return ("TSR") relative to the S&P Electric Utility Index. The Human Resources Committee may, at its discretion, reduce the number of performance share unit targets otherwise earned. In accordance with the performance goals established for the periods set forth below, the threshold, target and maximum awards are equal to 20%, 100% and 200%, respectively, of the performance share unit targets. No payment will be made for performance below the threshold. Payments of earned awards are deferred in the form of phantom stock units (equivalent to shares of AEP Common Stock) until the officer has met the equivalent stock ownership target discussed in the Human Resources Committee Report. Once officers meet and maintain their respective targets, they may elect either to continue to defer or to receive further earned awards in cash and/or Common Stock.
Estimated Future Payouts of Performance Performance Share Units Under Number of Period Until Non-Stock Price-Based Plan Performance Maturation ------------------------------ Share Units or Payout Threshold Target Maximum ----------- --------- --------- ------ ------- Name (#) (#) (#) --- --- --- E. L. Draper, Jr..................... 14,919 2001-2003 2,984 14,919 29,838 T.V. Shockley, III................... 7,738 2001-2003 1,548 7,738 15,476 H. W. Fayne.......................... 5,049 2001-2003 1,010 5,049 10,098 S. Tomasky........................... 4,929 2001-2003 986 4,929 9,858 W. J. Lhota.......................... 5,230 2001-2003 1,046 5,230 10,460 J.H.Vipperman........................ 4,448 2001-2003 890 4,448 8,896
----------- Retirement Benefits The American Electric Power System Retirement Plan provides pensions for all employees of AEP System companies (except for employees covered by certain collective bargaining agreements or by the Central and South West Corporation Cash Balance Retirement Plan or certain other employees), including the executive officers of AEP. The Retirement Plan is a noncontributory defined benefit plan. The Retirement Plan was amended effective January 1, 2001. The amendment provided that the final average pay benefit accrual formula will terminate on December 31, 2010 and, effective January 1, 2001, a cash balance accrual formula was added to the Retirement Plan. Employees participating in the Retirement Plan on December 31, 2000 accrue retirement benefits under both formulas and employees hired after December 31, 2000 accrue retirement benefits solely under the cash balance formula. Employees accruing benefits under both formulas may choose either the final average pay formula or the cash balance formula for their accrued benefit at the time employment is terminated. The accrued benefit earned by an employee under the final average pay formula as of December 31, 2010, the date the final average pay formula will be discontinued, is the minimum benefit an employee can receive from the Retirement Plan after that time. The following table shows the approximate annual annuities that would be payable to employees in certain higher salary classifications under the final average pay formula, assuming retirement at December 31, 2001 after various periods of service and with benefits commencing at age 65.
Pension Plan Table Highest Average Annual Earnings Years of Accredited Service ---------------- --------------------------- 15 20 25 30 35 40 -- -- -- -- -- -- $400,000 $93,210 $124,280 $155,350 $186,420 $217,490 $244,090 500,000 117,210 156,280 195,350 234,420 273,490 306,740 600,000 141,210 188,280 235,350 282,420 329,490 369,390 700,000 165,210 220,280 275,350 330,420 385,490 432,040 1,000,000 237,210 316,280 395,350 474,420 553,490 619,990 1,200,000 285,210 380,280 475,350 570,420 665,490 745,290 2,000,000 447,210 636,280 795,350 954,420 1,113,490 1,246,490
The amounts shown in the table are the straight life annuities payable under the Retirement Plan final average pay formula without reduction for the joint and survivor annuity. Retirement benefits listed in the table are not subject to any deduction for Social Security or other offset amounts. The retirement annuity is reduced 3% per year in the case of a termination of employment and commencement of benefits between ages 55 and 62. If an employee terminates employment and commences benefits at or after age 62, there is no reduction in the retirement annuity. Compensation upon which retirement benefits under the final average pay formula are based, for the executive officers named in the Summary Compensation Table above consists of the average of the 36 consecutive months of the officer's highest aggregate salary and Senior Officer Annual Incentive Compensation Plan awards, shown in the Salary and Bonus columns, respectively, of the Summary Compensation Table, out of the officer's most recent 10 years of service. Under the cash balance formula each employee has an account to which dollar amount credits are allocated annually based on a percentage of the employee's compensation. Compensation for the cash balance formula includes annual salary and annual incentive compensation plan awards up to a maximum total compensation of $1,000,000. The applicable percentage is determined by age and years of service with AEP as of December 31 of each year (or as of the employee's termination date, if earlier). The following table shows the percentage used to determine dollar amount credits at the age and years of service indicated: Sum of Age Plus Years of Applicable Service Percentage --------- ---------- <30 3.0% 30-39 3.5% 40-49 4.5% 50-59 5.5% 60-69 7.0% 70 or more 8.5% To transition from the final average pay formula to the cash balance formula, the employee's account under the cash balance formula was credited with an opening balance using a number of factors. The estimated annual annuities at age 65 under the cash balance formula payable to the executive officers named in the Summary Compensation Table (except for Mr. Shockley who participates in the Central and South West Corporation retirement plan discussed below) are: Annual Name Benefit ---- ------- E. L. Draper, Jr. .............. $685,000 H. W. Fayne..................... 254,000 S. Tomasky...................... 280,000 W. J. Lhota..................... 343,000 J.H. Vipperman.................. 305,000 These amounts are based on the following assumptions: o Salary amounts shown in the Salary column for calendar year 2001 are used with no subsequent adjustments in future years plus annual incentive awards at the 2001 target level. o Conversion of the lump-sum cash balance to a single life annuity at age 65, based on an interest rate of 5.12% and the 1983 Group Annuity Mortality Table. AEP maintains a supplemental retirement plan which provides for the payment of: o Retirement benefits that are not payable due to limitations imposed by Federal tax law on benefits paid by qualified plans. o Supplemental retirement benefits provided by individual agreements with certain AEP employees. The supplemental retirement plan provides for supplemental benefits under both the final average pay and cash balance formulas. Retirement Plan benefits shown above include all supplemental retirement benefits. Dr. Draper and Ms. Tomasky have individual agreements with AEP which provide them with supplemental retirement benefits that credit them with years of service in addition to their years of service with AEP as follows: Dr. Draper, 24 years; and Ms. Tomasky, 20 years. The agreements each provide that these supplemental retirement benefits are reduced by pension entitlements from plans sponsored by prior employers. As of December 31, 2001, for the executive officers named in the Summary Compensation Table (except for Mr. Shockley as discussed in the following two paragraphs), the number of years of service applicable for retirement benefit calculation purposes under either the final average pay formula or the cash balance formula were as follows: Dr. Draper, 33 years; Mr. Fayne, 26 years; Ms. Tomasky, 23 years; Mr. Lhota, 36 years; and Mr. Vipperman, 39 years. The years of service for Dr. Draper and Ms. Tomasky include years of service provided by their respective agreements with AEP described in the preceding paragraph. Under the terms of the merger agreement between AEP and Central and South West Corporation, the CSW Cash Balance Retirement Plan continues as a separate plan through at least July 1, 2002, for those AEP System employees who were participants in the CSW Cash Balance Plan as of December 31, 2000. Employees of CSW who had attained age 50 and completed 10 years of service with a CSW company as of July 1, 1997, accrue retirement benefits under the CSW Cash Balance Plan under both the final average pay and cash balance formulas. Employees accruing benefits under both formulas may choose the benefit accrued under either formula at the time employment is terminated. As an employee of CSW before the merger, Mr. Shockley participates in the CSW Cash Balance Plan. Under the CSW Plan, at age 65 the estimated annual annuities payable to Mr. Shockley under the final average pay and cash balance formulas are $201,000 and $216,000, respectively. Mr. Shockley's estimated annual annuity under (i) the final average pay formula is computed as of January 1, 2002 and (ii) the cash balance formula is based on the same assumptions described above for the AEP cash balance formula. Mr. Shockley has an agreement with CSW entered into prior to the merger under which he is entitled to supplemental retirement benefits that credit him with (i) 30 years of service if he remains employed with AEP until age 60 or thereafter and (ii) up to four years of additional service if he retires prior to age 60. Four AEP System employees (including Messrs. Fayne, Lhota and Vipperman) whose pensions may be adversely affected by amendments to the Retirement Plan made as a result of the Tax Reform Act of 1986 are eligible for certain supplemental retirement benefits. Such payments, if any, will be equal to any reduction occurring because of such amendments. Assuming retirement in 2002 of the executive officers named in the Summary Compensation Table, only Mr. Vipperman would be affected and his annual supplemental benefit would be $4,000. AEP made available a voluntary deferred-compensation program in 1982 and 1986, which permitted certain members of AEP System management to defer receipt of a portion of their salaries. Under this program, a participant was able to defer up to 10% annually over a four-year period of his or her salary, and receive supplemental retirement or survivor benefit payments over a 15-year period. The amount of supplemental retirement payments received is dependent upon the amount deferred, age at the time the deferral election was made, and number of years until the participant retires. The following table sets forth, for the executive officers named in the Summary Compensation Table, the amounts of annual deferrals and, assuming retirement at age 65, annual supplemental retirement payments under the 1982 and 1986 programs. 1982 Program Annual Amount Annual of Supplemental Amount Retirement Deferred Payment Name (4-Year Period) (15-Year Period) ---- --------------- ---------------- J. H. Vipperman...... $ 11,000 $90,750 1986 Program Annual Amount Annual of Supplemental Amount Retirement Deferred Payment Name (4-Year Period) (15-Year Period) ---- --------------- ---------------- H. W. Fayne.......... $ 9,000 $ 95,400 J. H. Vipperman...... 10,000 67,500 ---------------- Severance Plan In connection with the merger with Central and South West Corporation, AEP's Board of Directors adopted a severance plan on February 24, 1999, effective March 1, 1999, that includes Messrs. Fayne and Vipperman and Ms. Tomasky. The severance plan provides for payments and other benefits if, at any time before June 15, 2002 (the second anniversary of the merger consummation date), the officer's employment is terminated (i) by AEP without "cause" or (ii) by the officer because of a detrimental change in responsibilities or a reduction in salary or benefits. Under the severance plan, the officer will receive: o A lump sum payment equal to three times the officer's annual base salary plus target annual incentive under the Senior Officer Annual Incentive Compensation Plan. o Maintenance for a period of three additional years of all medical and dental insurance benefits substantially similar to those benefits to which the officer was entitled immediately prior to termination, reduced to the extent comparable benefits are otherwise received. o Outplacement services not to exceed a cost of $30,000 or use of an office and secretarial services for up to one year. AEP's obligation for the payments and benefits under the severance plan is subject to the waiver by the officer of any other severance benefits that may be provided by AEP. In addition, the officer agrees to refrain from the disclosure of confidential information relating to AEP. Change-In-Control Agreements AEP has change-in-control agreements with Dr. Draper, Messrs. Shockley, Fayne and Vipperman and Ms. Tomasky. If there is a "change-in-control" of AEP and the employee's employment is terminated by AEP or by the employee for reasons substantially similar to those in the severance plan, these agreements provide for substantially the same payments and benefits as the severance plan with the following additions: o Three years of service credited for purposes of determining non-qualified retirement benefits, with such credited service proportionately reduced to zero if termination occurs between ages 62 and 65. o Payment, if required, to make the employee whole for any excise tax imposed by Section 4999 of the Internal Revenue Code. "Change-in-control" means: o The acquisition by any person of the beneficial ownership of securities representing 25% or more of AEP's voting stock. o A change in the composition of a majority of the Board of Directors under certain circumstances within any two-year period. o Approval by the shareholders of the liquidation of AEP, disposition of all or substantially all of the assets of AEP or, under certain circumstances, a merger of AEP with another corporation. (f) RIGHTS TO INDEMNITY THE DIRECTORS and officers of AEP and its subsidiaries are insured, subject to certain exclusions, against losses resulting from any claim or claims made against them while acting in their capacities as directors and officers. The American Electric Power System companies are also insured, subject to certain exclusions and deductibles, to the extent that they have indemnified their directors and officers for any such losses. Such insurance, effective January 1, 2002 through December 31, 2002, is provided by: Associated Electric & Gas Insurance Services, Energy Insurance Mutual, Clarendon National Insurance Company, Great American Insurance Company, Zurich American Insurance Company, Zurich Specialties London (UK) Ltd., National Union Fire Insurance Company of Pittsburgh, PA, Liberty Mutual Insurance Company, Federal Insurance Company, Starr Excess International, Royal Insurance Company of America, Gulf Insurance Company, Starr Excess Casualty Insurance Limited, Oil Casualty Insurance Limited, XL Insurance, Ltd., XL Specialty Insurance Company, SR International Business Insurance Company Ltd., and Lumbermens Mutual Casualty Company. The total cost of this insurance is $2,690,766. Fiduciary liability insurance provides coverage for AEP System companies, their directors and officers, and any employee deemed to be a fiduciary or trustee, for breach of fiduciary responsibility, obligation, or duties as imposed under the Employee Retirement Income Security Act of 1974. This coverage, provided by Associated Electric & Gas Insurance Services, The Federal Insurance Company, and Zurich American Insurance Company, was renewed, effective July 1, 2000 through June 30, 2003, for a cost of $355,350. ITEM 7. CONTRIBUTIONS AND PUBLIC RELATIONS Expenditures, disbursements or payments during the year, in money, goods or services directly or indirectly to or for the account of: (1) Any political party, candidate for public office or holder of such office, or any committee or agent thereof. - NONE (2) Any citizens group or public relations counsel. Calendar Year 2001 ------------------ Accounts Charged, Name of Company and Name if any, or Number of Recipients Per Books of or Beneficiaries Purpose Disbursing Company Amounts ------------------------ ------- ------------------ ------- (in thousands) NONE
ITEM 8. SERVICE, SALES AND CONSTRUCTION CONTRACTS Part I. Contracts for services, including engineering or construction services, or goods supplied or sold between System companies are as follows: Calendar Year 2001 Company Company In Effect Nature of Performing Receiving Date of On Dec. 31st Transactions Service Service Compensation Contract (Yes or No) (1) (2) (3) (4) (5) (6) ------------ ---------- --------- ------------ -------- ------------ (in thousands) Communication Services CECom CPL $ 197 1/01/99 Yes Project and Administrative Suc. APCo CECom (9) 3/01/01 Yes Machine Shop Services APCo System Operating Companies 11,084 1/01/79 Yes Racine Hydro Service APCo OPCo 32 6/01/78 Yes Simulator Training Services APCo System Operating Companies 1,123 12/12/87 Yes Communications Services AEPCLLC APCo 2,925 3/04/98 Yes Communications Services AEPCLLC KPCo 160 11/18/97 Yes Communications Services AEPCLLC I&M 1,800 10/24/98 Yes Communications Services AEPCLLC WPCo 5 Communications Services AEPCLLC OPCo 2,201 2/12/98 Yes Communications Services AEPCLLC CSPCo 1,123 2/12/98 Yes Project & Administrative Svc. KGPCo AEPCLLC 172 6/01/99 Yes Project & Administrative Svc. APCo AEPCLLC 2,664 3/04/98 Yes Project & Administrative Svc. KPCo AEPCLLC 139 11/18/97 Yes Project & Administrative Svc. I&M AEPCLLC 517 10/24/98 Yes Project & Administration Svc. OPCo AEPCLLC 196 2/12/98 Yes Project & Administrative Svc. WPCo AEPCLLC 57 10/24/98 Yes Project & Administrative Svc. CSPCo AEPCLLC (3) 02/12/98 Yes Barging Transportation I&M System Operating Companies 30,226 5/01/86 Yes A/R Factoring AEP CREDIT APCo 5,218 6/16/00 Yes A/R Factoring AEP CREDIT CPL 14,573 6/16/00 Yes A/R Factoring AEP CREDIT CSPCo 15,201 6/16/00 Yes A/R Factoring AEP CREDIT I&M 8,458 6/16/00 Yes A/R Factoring AEP CREDIT KGPCo 645 6/16/00 Yes A/R Factoring AEP CREDIT KPCo 2,651 6/16/00 Yes A/R Factoring AEP CREDIT OPCo 12,844 6/16/00 Yes A/R Factoring AEP CREDIT PSO 9,573 6/16/00 Yes A/R Factoring AEP CREDIT SWEPCo 7,366 6/16/00 Yes A/R Factoring AEP CREDIT WTU 3,753 6/16/00 Yes Coal Mine Shutdown Costs BHCCo I&M (79) 1/01/82 No Coal Mine Shutdown Costs CeCCo APCo 4,184 12/01/76 No Coal Mine Shutdown Costs CACCo APCo 260 9/14/83 No Coal CCPC CSPCo 10,821 11/05/84 Yes Coal COCCo OPCo 11,428 4/01/83 No ITEM 8. (CONTINUED) Coal Mine Shutdown Costs SACCo APCo (135) 3/01/78 No Coal SOCCo OPCo 142,213 2/01/74 No Coal Mine Shutdown Costs SOCCo OPCo 534 10/01/72 No Coal WCCo OPCo 5,168 1/01/83 No Operating Services AEPRGHC AEPES 22,661 5/17/99 No Coal Conveyance STMCo Inc. CCPC 196 5/01/91 YES Technical and Administrative Svc. AEPSC OVEC 4,174 12/7/56 YES Technical and Administrative Svc. AEPSC IKEC 6,630 12/7/56 YES Maintenance Services APCO OVEC 375 1/01/79 YES Maintenance Services APCO IKEC 25 1/01/79 YES
Transactions between AEP System companies pursuant to the Affiliated Transactions Agreement dated December 31, 1996 are reported in Exhibit F of this U5S. ------------------------ Part II. Contracts to purchase services or goods between any System company and (1) any affiliate company (other than a System company) or (2) any other company in which any officer or director of the System company, receiving service under the contract, is a partner or owns 5 percent or more of any class of equity securities. - NONE. Part III. Employment of any other person, by any System company, for the performance on a continuing basis, of management, supervisory or financial advisory services. - NONE. ITEM 9. WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES Part I. The following table shows the required information for investment in wholesale generation and foreign utility companies as of December 31, 2001: (a) Company name, business address, facilities and interest held; (b) Capital invested, recourse debt, guarantees and transfer of assets between affiliates; (c) Debt to equity ratio and earnings; (d) Contracts for service, sales or construction with affiliates. Foreign Utility Companies: (a) SEEBOARD plc Forest Gate, Brighton Road Crawley, West Sussex RH11 9BH United Kingdom Distributes and supplies electricity to approximately 2 million customers in the United Kingdom. AEP owns 100%. (b) Capital invested - $829 million. Recourse debt - NONE. Guarantees - NONE. Asset transfers - NONE. (c) Debt to equity ratio - 0.9 to 1; Earnings $89 million. (d) NONE (a) AEPR Global Holland Holding B.V Herengracht 548 1017 CG Amsterdam, The Netherlands (b) Capital Invested - $880 million. Recourse debt - NONE. Guarantees - NONE. Asset Transfers - NONE. (c) Debt to equity ratio - 2.3:1; Earnings - NONE. (d) NONE (a) AEP Energy Services UK Generation Limited 50 Berkeley Street Mayfair London W1J89AP, Great Britain (b) Capital invested - $124 million. Recourse debt - NONE. Guarantees - NONE. Asset transfers - NONE. (c) Debt to equity ratios - 1.2:1; Earnings - NONE. (d) NONE (a) Nanyang General Light Electric Co., Ltd. Dayuan Zhuan Village Pushan Town, Nanyang City People's Republic of China Owns and operates a two unit electric generating plant in China. AEP owns 70%. (b) Capital invested $91 million. Recourse debt - NONE. Guarantees - NONE. Asset transfers - NONE. (c) Debt to equity ratio - 1.6 to 1. Earnings - $6 million. (d) Nanyang has contracts with AEP ProServe Company for consulting and administrative service which resulted in a fee of $600,000. (a) Empresa de Eletricidade Vale Paranapanema S.A. ("Vale") Avenida Paulista, No. 2439, 5th floor Sao Paulo, Sao Paulo Brazil Owns a majority interest in five electric operating companies in Brazil. AEP owns a 44% share of Vale and a 20% share of a Vale subsidiary. (b) Capital invested $215 million. Recourse debt - NONE. Convertible debt - NONE. Guarantees - NONE. Asset transfers - NONE. (c) Debt to equity ratio 0.2 to 1. Earnings $4.2 million. (d) NONE ITEM 9. Part 1 (Continued) (a) Pacific Hydro Limited Level 8 474 Flinders Street Melbourne, Victoria 3000 Australia Develops and owns hydroelectric facilities in the Asia Pacific region. AEP owns 20%. (b) Capital invested - $17 million. Recourse Debt - NONE. Guarantees - NONE. Assets transferred - NONE. (c) Noncurrent liabilities to equity ratio - 0.3 to 1. Earnings - $3.4 million. (d) NONE (a) CitiPower Pty. 600 Bourke Street Melbourne Victoria 3000 Australia CitiPower distributes and sells electricity to approximately 260,000 customers over 3,990 miles of distribution lines. AEP owns 100%. (b) Capital invested - $341 million. Recourse debt - NONE. Guarantees - NONE. Asset transfers - NONE. (c) Debt to equity ratio - 5.5 to 1. Earnings - $(6) million. (d) NONE. (a) AEP Energy Services Limited 29/30 St. James's Street London SW1A 1HB Great Britain AEP owns 100%. (b) Capital invested - $70 million. Recourse debt - NONE. Guarantees - NONE. (c) Earnings - $(0.4) million. (d) Not Available. (a) InterGen Denmark, Aps Torre Chapultepec, Piso 13, Ruben Dario 281, Col. Bosques de Chapultepec, Mexico, D.F. 11520. Construction and operation of a 600 megawatt natural gas-fired, combined cycle plant. AEP owns 50%. (b) Capital invested - $6 million. Recourse debt - NONE. Guarantees - NONE. Asset transfers - NONE. (c) Earnings - ($2.2 million). (d) None. ITEM 9. Part 1 (Continued) Exempt Wholesale Generators: (a) Newgulf Power Venture, Inc. 1 Riverside Plaza Columbus, Ohio Operation of 85 megawatt plant in Texas. (b) Capital invested $17 million Recourse debt - NONE. Guarantees - NONE. Asset transfers - NONE (c) Debt to equity ratio - 0.2:1 (d) NONE (a) AEP Indian Mesa LP, LLC 1 Riverside Plaza Columbus, Ohio Operation of Windfarm in Texas. (b) Capital invested - $175 million. Recourse debt - none. Guarantees - none. Asset transfer - none. (c) Debt to equity ratios is 0.9:1 (d) None (a) South Coast Power Limited Shoreham, East Sussex United Kingdom (b) Capital invested - $23 million. Recourse debt - none. Guarantees - none. Asset transfers - none. (c) Debt to equity ratio - 0.3:1 (d) None (a) Trent Windfarm L.P. 1 Riverside Plaza Columbus, Ohio Operation of Windfarm in Texas. (b) Capital invested - $138 million. Recourse debt - none. Guarantees - none. Asset transfer - none. (c) Debt to equity ratios is 1:1 (d) None (a) South Coast Power Limited Shoreham, East Sussex United Kingdom (b) Capital invested - $23 million. Recourse debt - none. Guarantees - none. Asset transfers - none. (c) Debt to equity ratio - 0.3:1 (d) None ITEM 9. Part II. See Exhibit's G and H ITEM 9. Part III. American Electric Power Company, Inc.'s aggregate investment in foreign utility companies is $3.1 billion and in exempt wholesale generators is $331 million which is 43.6% of its investment in domestic public utility subsidiary companies. ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS FINANCIAL STATEMENTS Page No. ----------- Consent of Independent Public Accountants A-1 Consolidating Statements of Income B-1 to B-19 Consolidating Balance Sheets B-20 to B-55 Consolidating Statements of Cash Flows B-56 to B-72 Consolidating Statements of Retained Earnings B-73 to B-83 Note to Consolidating Financial Statements C Financial Statements of Subsidiaries Not Consolidated: OVEC D-1 to D-4 EXHIBITS Exhibit A E Exhibit B & C ** Exhibit D ** Exhibit E ** Exhibit F ** Exhibit G ** Exhibit H *** ** These Exhibits are included only the in copy filed with the Securities and Exchange Commission. *** Filed confidentially pursuant to Rule 104(b) of the PUHCA. SIGNATURE The undersigned system company has duly caused this annual report to be signed on its behalf by the undersigned, thereunto duly authorized, pursuant to the requirements of the Public Utility Holding Company Act of 1935. AMERICAN ELECTRIC POWER COMPANY, INC. By /s/ Armando A. Pena ----------------------- Armando A. Pena Treasurer April 29, 2002 INDEPENDENT AUDITORS' CONSENT We consent to the incorporation by reference in this American Electric Power Company, Inc. Annual Report on Form U5S to the Securities and Exchange Commission, filed pursuant to the Public Utility Holding Company Act of 1935, for the year ended December 31, 2001, of our reports dated February 22, 2002, included in or incorporated by reference in the combined Annual Report on Form 10-K to the Securities and Exchange Commission of American Electric Power Company, Inc. and its subsidiaries and of certain of its subsidiaries for the year ended December 31, 2001. Deloitte & Touche LLP Columbus, Ohio April 29, 2002
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 -------------------------------------------------------------------------------------------------------------------------------- AEP AEP APCO DESCRIPTION CONSOLIDATED ELIMINATIONS AEP CONSOLIDATED -------------------------------------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 61,257,102,193.28 3,665,636,777.08 2,410.99 6,999,430,256.98 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 61,257,102,193.28 3,665,636,777.08 2,410.99 6,999,430,256.98 OPERATING EXPENSES OPERATIONS FUEL 3,239,703,889.04 (3,237,592.06) 0.00 351,556,909.70 PURCHASED POWER 49,512,942,755.69 4,766,999,034.71 0.00 5,600,860,791.90 OTHER OPERATION 3,218,047,532.22 (1,055,343,129.06) 53,566,465.76 263,798,176.57 MAINTENANCE 748,121,756.29 (90,297,770.20) 8,427.01 132,373,029.51 TOTAL OPER/MAINT EXPENSES 56,718,815,933.24 3,618,120,543.39 53,574,892.77 6,348,588,907.68 DEPRECIATION AND AMORTIZATION 1,383,576,451.53 (13,630,033.18) 0.00 180,393,075.52 TAXES OTHER THAN INCOME TAXES 667,874,931.00 (42,908,723.71) 0.00 99,877,582.63 STATE, LOCAL & FOREIGN INCOME TAXES 100,074,459.41 (10,769,575.84) 0.00 14,576,854.00 FEDERAL INCOME TAXES 502,325,019.88 (5,116,367.00) (14,735,573.84) 81,007,632.00 TOTAL OPERATING EXPENSES 59,372,666,795.06 3,545,695,843.66 38,839,318.93 6,724,444,051.83 NET OPERATING INCOME 1,884,435,398.22 119,940,933.42 (38,836,907.94) 274,986,205.15 OTHER INCOME AND DEDUCTIONS OTHER INCOME 306,536,434.10 (8,743,294,924.62) 1,198,195,281.67 2,320,648,945.69 OTHER INCOME DEDUCTIONS (207,284,817.38) 7,402,573,621.33 0.00 (2,312,466,074.05) TAXES APPL TO OTHER INC &DED 14,549,774.58 (11,272.00) (43,427.93) (1,314,868.02) NET OTHR INCOME AND DEDUCTIONS 113,801,391.30 (1,340,732,575.29) 1,198,151,853.74 6,868,003.62 INCOME BEFORE INTEREST CHARGES 1,998,236,789.52 (1,220,791,641.87) 1,159,314,945.80 281,854,208.77 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 732,945,466.28 (37,533,721.81) 44,253,995.02 109,486,292.09 INT SHORT TERM DEBT - AFFIL 14,992.26 (152,767,725.04) 12,233,078.35 9,753,735.87 INT SHORT TERM DEBT - NON-AFFL 147,738,093.35 0.00 131,831,039.29 967,890.89 AMORT OF DEBT DISC, PREM & EXP 5,705,290.94 0.00 165,224.03 1,413,379.76 AMORT LOSS ON REACQUIRED DEBT 5,368,293.40 0.00 0.00 1,255,820.67 AMORT GAIN ON REACQUIRED DEBT (151,833.94) 0.00 0.00 (131,037.86) OTHER INTEREST EXPENSE 121,802,837.84 0.00 3,342.05 1,746,427.57 TOTAL INTEREST CHARGES 1,013,423,140.13 (190,301,446.85) 188,486,678.74 124,492,508.99 AFUDC BORROWED FUNDS - CR (41,279,302.66) 0.00 0.00 (4,456,576.27) NET INTEREST CHARGES 972,143,837.47 (190,301,446.85) 188,486,678.74 120,035,932.72 MINORITY INTEREST IN FINANCE SUBSIDIARY (13,130,000.00) (13,130,000.00) 0.00 0.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 18,070,000.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS (50,431,431.10) 18,520,000.00 0.00 0.00 NET INCOME BEFORE PREF DIV 980,601,520.95 (1,025,100,195.02) 970,828,267.06 161,818,276.05 PREF STK DIVIDEND REQUIREMENT 9,773,227.84 0.00 0.00 2,011,289.60 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 970,828,293.11 (1,025,100,195.02) 970,828,267.06 159,806,986.45
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- CSPCO I&M DESCRIPTION CONSOLIDATED CONSOLIDATED KEPCO KGPCO ------------------------------------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 4,299,862,800.94 4,803,625,061.84 1,659,394,832.66 78,832,307.24 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 4,299,862,800.94 4,803,625,061.84 1,659,394,832.66 78,832,307.24 OPERATING EXPENSES OPERATIONS FUEL 175,152,898.89 250,098,259.60 70,635,346.49 0.00 PURCHASED POWER 3,250,855,384.12 3,531,491,589.12 1,409,759,940.77 54,776,630.05 OTHER OPERATION 221,341,579.70 451,194,446.39 59,175,222.20 8,106,304.51 MAINTENANCE 62,453,854.17 127,263,317.62 22,444,313.55 2,200,226.71 TOTAL OPER/MAINT EXPENSES 3,709,803,716.88 4,360,047,612.73 1,562,014,823.01 65,083,161.27 DEPRECIATION AND AMORTIZATION 127,363,676.46 164,230,378.31 32,490,516.35 3,262,028.06 TAXES OTHER THAN INCOME TAXES 111,481,193.87 65,517,805.54 7,853,227.05 3,014,235.88 STATE, LOCAL & FOREIGN INCOME TAXES 8,755,303.00 9,360,349.00 488,988.00 232,748.00 FEDERAL INCOME TAXES 90,281,837.00 44,763,711.00 8,869,552.00 2,090,440.00 TOTAL OPERATING EXPENSES 4,047,685,727.21 4,643,919,856.58 1,611,717,106.41 73,682,613.21 NET OPERATING INCOME 252,177,073.73 159,705,205.26 47,677,726.25 5,149,694.03 OTHER INCOME AND DEDUCTIONS OTHER INCOME 1,334,302,602.56 1,474,572,575.21 569,602,074.35 (10,873.47) OTHER INCOME DEDUCTIONS (1,322,356,764.08) (1,456,932,107.73) (567,667,265.25) (97,375.29) TAXES APPL TO OTHER INC &DED (4,207,319.20) (7,910,564.32) (687,149.58) 112,750.00 NET OTHR INCOME AND DEDUCTIONS 7,738,519.28 9,729,903.16 1,247,659.52 4,501.24 INCOME BEFORE INTEREST CHARGES 259,915,593.01 169,435,108.42 48,925,385.77 5,154,195.27 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 61,940,947.43 78,243,676.69 24,478,440.70 1,263,131.86 INT SHORT TERM DEBT - AFFIL 4,958,361.33 13,087,648.48 2,328,397.81 402,954.65 INT SHORT TERM DEBT - NON-AFFL (44,015.09) 23.38 203.38 23.38 AMORT OF DEBT DISC, PREM & EXP 608,354.48 1,010,810.42 566,613.61 30,555.58 AMORT LOSS ON REACQUIRED DEBT 1,273,545.08 1,444,883.47 45,726.42 222.75 AMORT GAIN ON REACQUIRED DEBT 0.00 (998.62) 0.00 0.00 OTHER INTEREST EXPENSE 1,872,621.32 1,474,442.40 446,868.95 42,319.94 TOTAL INTEREST CHARGES 70,609,814.55 95,260,486.22 27,866,250.87 1,739,208.16 AFUDC BORROWED FUNDS - CR (2,594,823.79) (1,613,328.42) (505,405.86) 8,737.85 NET INTEREST CHARGES 68,014,990.76 93,647,157.80 27,360,845.01 1,747,946.01 MINORITY INTEREST IN FINANCE SUBSIDIARY 0.00 0.00 0.00 0.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 0.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS (30,024,282.58) 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 161,876,319.67 75,787,950.62 21,564,540.76 3,406,249.26 PREF STK DIVIDEND REQUIREMENT 1,094,662.81 4,621,138.02 0.00 0.00 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 160,781,656.86 71,166,812.60 21,564,540.76 3,406,249.26
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- OPCO DESCRIPTION CONSOLIDATED WPCO AEGCO AEPSC ------------------------------------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 6,262,401,987.00 83,410,464.45 227,548,459.00 1,105,133,959.41 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 6,262,401,987.00 83,410,464.45 227,548,459.00 1,105,133,959.41 OPERATING EXPENSES OPERATIONS FUEL 686,568,258.02 0.00 102,828,366.38 3,237,592.06 PURCHASED POWER 4,287,708,669.18 55,275,027.62 0.00 1,273,282.85 OTHER OPERATION 403,404,431.98 7,559,713.04 79,307,905.95 922,722,025.67 MAINTENANCE 142,877,773.43 3,125,553.38 8,852,599.35 90,297,770.20 TOTAL OPER/MAINT EXPENSES 5,520,559,132.61 65,960,294.04 190,988,871.68 1,017,530,670.78 DEPRECIATION AND AMORTIZATION 239,981,498.54 3,699,113.66 22,422,581.56 13,598,144.26 TAXES OTHER THAN INCOME TAXES 159,778,072.58 5,079,211.44 4,257,553.47 42,908,723.71 STATE, LOCAL & FOREIGN INCOME TAXES 21,703,276.00 508,957.00 1,615,107.00 10,769,575.84 FEDERAL INCOME TAXES 79,669,878.00 2,436,818.00 1,286,849.00 2,599,215.09 TOTAL OPERATING EXPENSES 6,021,691,857.73 77,684,394.14 220,570,962.71 1,087,406,329.68 NET OPERATING INCOME 240,710,129.27 5,726,070.31 6,977,496.29 17,727,629.73 OTHER INCOME AND DEDUCTIONS OTHER INCOME 1,880,294,276.52 92,893.71 29,967.54 (464,553.17) OTHER INCOME DEDUCTIONS (1,863,471,770.37) (251,340.87) (42,999.26) (11,510,179.86) TAXES APPL TO OTHER INC &DED 1,863,766.57 154,018.37 3,496,439.97 0.00 NET OTHR INCOME AND DEDUCTIONS 18,686,272.72 (4,428.79) 3,483,408.25 (11,974,733.03) INCOME BEFORE INTEREST CHARGES 259,396,401.99 5,721,641.52 10,460,904.54 5,752,896.70 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 81,857,616.08 1,360,995.42 1,577,750.87 4,978,625.00 INT SHORT TERM DEBT - AFFIL 14,630,373.27 246,638.02 753,737.94 3,655,597.11 INT SHORT TERM DEBT - NON-AFFL (2,390.81) 26,263.79 0.00 (59,864.69) AMORT OF DEBT DISC, PREM & EXP 1,031,799.06 30,555.58 (25,020.54) 5,213.64 AMORT LOSS ON REACQUIRED DEBT 603,694.69 467.88 322,107.36 421,825.08 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 OTHER INTEREST EXPENSE 3,170,992.66 15,671.53 13.00 442,249.42 TOTAL INTEREST CHARGES 101,292,084.95 1,680,592.22 2,628,588.63 9,443,645.56 AFUDC BORROWED FUNDS - CR (7,689,199.76) (26,952.36) (42,350.21) (3,690,748.86) NET INTEREST CHARGES 93,602,885.19 1,653,639.86 2,586,238.42 5,752,896.70 MINORITY INTEREST IN FINANCE SUBSIDIARY 0.00 0.00 0.00 0.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 0.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS (18,348,148.52) 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 147,445,368.28 4,068,001.66 7,874,666.12 (0.00) PREF STK DIVIDEND REQUIREMENT 1,258,738.20 0.00 0.00 0.00 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 146,186,630.08 4,068,001.66 7,874,666.12 (0.00)
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 --------------------------------------------------------------------------------------------------------------------- DESCRIPTION CCCO FRECO IFRI AEPPM AEPES --------------------------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 0.00 0.00 0.00 0.00 12,822,768,396.50 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 0.00 0.00 0.00 0.00 12,822,768,396.50 OPERATING EXPENSES OPERATIONS FUEL 0.00 0.00 0.00 0.00 0.00 PURCHASED POWER 0.00 0.00 0.00 0.00 12,534,272,762.65 OTHER OPERATION 0.00 0.00 0.00 240.34 143,485,870.60 MAINTENANCE 0.00 0.00 0.00 0.00 406,292.31 TOTAL OPER/MAINT EXPENSES 0.00 0.00 0.00 240.34 12,678,164,925.56 DEPRECIATION AND AMORTIZATION 0.00 0.00 0.00 0.00 3,208,330.92 TAXES OTHER THAN INCOME TAXES 0.00 0.00 0.00 0.00 453,760.69 STATE, LOCAL & FOREIGN INCOME TAXES 0.00 0.00 0.00 0.00 1,249,764.00 FEDERAL INCOME TAXES 0.00 0.00 0.00 0.00 0.00 TOTAL OPERATING EXPENSES 0.00 0.00 0.00 240.34 12,683,076,781.17 NET OPERATING INCOME 0.00 0.00 0.00 (240.34) 139,691,615.33 OTHER INCOME AND DEDUCTIONS OTHER INCOME 307,878.83 0.00 0.00 0.00 2,669,210.98 OTHER INCOME DEDUCTIONS (282,708.22) 0.00 0.00 0.00 (31,407.32) TAXES APPL TO OTHER INC &DED (25,170.61) 0.00 0.00 19.00 (53,768,063.68) NET OTHR INCOME AND DEDUCTIONS 0.00 0.00 0.00 19.00 (51,130,260.02) INCOME BEFORE INTEREST CHARGES 0.00 0.00 0.00 (221.34) 88,561,355.31 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 0.00 0.00 0.00 0.00 500,046.93 INT SHORT TERM DEBT - AFFIL 0.00 0.00 0.00 0.00 3,397,922.93 INT SHORT TERM DEBT - NON-AFFL 0.00 0.00 0.00 0.00 11,750.00 AMORT OF DEBT DISC, PREM & EXP 0.00 0.00 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00 OTHER INTEREST EXPENSE 0.00 0.00 0.00 0.00 2,426,740.33 TOTAL INTEREST CHARGES 0.00 0.00 0.00 0.00 6,336,460.19 AFUDC BORROWED FUNDS - CR 0.00 0.00 0.00 0.00 0.00 NET INTEREST CHARGES 0.00 0.00 0.00 0.00 6,336,460.19 MINORITY INTEREST IN FINANCE SUBSIDIARY 0.00 0.00 0.00 0.00 0.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 0.00 0.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 0.00 0.00 0.00 (221.34) 82,224,895.12 PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 0.00 0.00 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 0.00 0.00 0.00 (221.34) 82,224,895.12
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- AEPINV AEPR AEPC DESCRIPTION CONSOLIDATED CONSOLIDATED AEPPRO CONSOLIDATED ------------------------------------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 0.00 8,177,387,380.26 177,003,939.43 13,837,226.07 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 0.00 8,177,387,380.26 177,003,939.43 13,837,226.07 OPERATING EXPENSES OPERATIONS FUEL 0.00 14,583,141.05 0.00 0.00 PURCHASED POWER 0.00 7,846,369,452.22 0.00 0.00 OTHER OPERATION 1,836,957.77 191,425,669.02 178,094,628.66 19,385,990.68 MAINTENANCE 0.00 29,886,358.46 0.00 833,966.55 TOTAL OPER/MAINT EXPENSES 1,836,957.77 8,082,264,620.75 178,094,628.66 20,219,957.23 DEPRECIATION AND AMORTIZATION 0.00 69,088,990.23 12,622.56 3,055,678.25 TAXES OTHER THAN INCOME TAXES 0.00 1,518,065.48 27.61 4,981.50 STATE, LOCAL & FOREIGN INCOME TAXES 0.00 6,218,148.53 0.00 0.00 FEDERAL INCOME TAXES 0.00 1,717,434.00 0.00 1.00 TOTAL OPERATING EXPENSES 1,836,957.77 8,160,807,258.99 178,107,278.83 23,280,617.98 NET OPERATING INCOME (1,836,957.77) 16,580,121.27 (1,103,339.40) (9,443,391.91) OTHER INCOME AND DEDUCTIONS OTHER INCOME 2,700,158.89 5,844,270.22 2,270,974.94 (7,244,962.18) OTHER INCOME DEDUCTIONS (228,307.56) (3,138,491.63) (491.00) (29,738,610.25) TAXES APPL TO OTHER INC &DED (234,937.00) 26,436,960.91 (605,540.19) 22,423,678.29 NET OTHR INCOME AND DEDUCTIONS 2,236,914.33 29,142,739.50 1,664,943.75 (14,559,894.14) INCOME BEFORE INTEREST CHARGES 399,956.56 45,722,860.77 561,604.35 (24,003,286.05) INTEREST CHARGES INTEREST ON LONG-TERM DEBT 0.00 73,471,424.20 0.00 8,730,672.53 INT SHORT TERM DEBT - AFFIL 92,580.59 28,828,859.46 266,419.88 4,264,543.36 INT SHORT TERM DEBT - NON-AFFL 0.00 4,327,213.57 0.00 0.00 AMORT OF DEBT DISC, PREM & EXP 0.00 586,614.44 0.00 30,839.04 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 OTHER INTEREST EXPENSE 1,253.00 1,397,243.85 2,595.31 73,749.64 TOTAL INTEREST CHARGES 93,833.59 108,611,355.52 269,015.19 13,099,804.57 AFUDC BORROWED FUNDS - CR 0.00 (46,712.69) 0.00 (2,266,650.80) NET INTEREST CHARGES 93,833.59 108,564,642.83 269,015.19 10,833,153.77 MINORITY INTEREST IN FINANCE SUBSIDIARY 0.00 0.00 0.00 0.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 0.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 306,122.97 (62,841,782.06) 292,589.16 (34,836,439.82) PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 0.00 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 306,122.97 (62,841,782.06) 292,589.16 (34,836,439.82)
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- CSW AEP C&I DESCRIPTION CONSOLIDATED AEPRELLC CONSOLIDATED AEP T&D SVC ------------------------------------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 10,849,400,234.72 610,507.43 0.00 740,429.90 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 10,849,400,234.72 610,507.43 0.00 740,429.90 OPERATING EXPENSES OPERATIONS FUEL 1,588,280,708.91 0.00 0.00 0.00 PURCHASED POWER 6,172,103,114.03 452,438.09 0.00 0.00 OTHER OPERATION 1,228,441,654.50 304,154.71 1,972,682.68 844,175.33 MAINTENANCE 215,386,424.73 1,163.55 0.00 6,177.65 TOTAL OPER/MAINT EXPENSES 9,204,211,902.17 757,756.35 1,972,682.68 850,352.98 DEPRECIATION AND AMORTIZATION 531,759,544.26 0.00 20,371.89 0.00 TAXES OTHER THAN INCOME TAXES 209,039,084.43 0.00 356.92 (228.09) STATE, LOCAL & FOREIGN INCOME TAXES 35,270,293.88 0.00 0.00 0.00 FEDERAL INCOME TAXES 207,111,911.63 0.00 1.00 0.00 TOTAL OPERATING EXPENSES 10,187,392,736.37 757,756.35 1,993,412.49 850,124.89 NET OPERATING INCOME 662,007,498.35 (147,248.92) (1,993,412.49) (109,694.99) OTHER INCOME AND DEDUCTIONS OTHER INCOME 265,683,800.94 16,411.77 320,156.19 0.00 OTHER INCOME DEDUCTIONS (38,990,874.97) (25,000.00) (2,626,671.00) 0.00 TAXES APPL TO OTHER INC &DED 22,753,316.97 55,972.74 1,757,087.87 36,484.03 NET OTHR INCOME AND DEDUCTIONS 249,446,242.94 47,384.51 (549,426.94) 36,484.03 INCOME BEFORE INTEREST CHARGES 911,453,741.29 (99,864.41) (2,542,839.43) (73,210.96) INTEREST CHARGES INTEREST ON LONG-TERM DEBT 278,335,573.27 0.00 0.00 0.00 INT SHORT TERM DEBT - AFFIL 52,585,562.64 11,615.84 724,256.22 3,604.37 INT SHORT TERM DEBT - NON-AFFL 10,670,132.30 0.00 0.00 0.00 AMORT OF DEBT DISC, PREM & EXP 250,351.84 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT (19,797.46) 0.00 0.00 0.00 OTHER INTEREST EXPENSE 108,686,306.87 0.00 0.00 0.00 TOTAL INTEREST CHARGES 450,508,129.46 11,615.84 724,256.22 3,604.37 AFUDC BORROWED FUNDS - CR (18,355,291.49) 0.00 0.00 0.00 NET INTEREST CHARGES 432,152,837.97 11,615.84 724,256.22 3,604.37 MINORITY INTEREST IN FINANCE SUBSIDIARY 0.00 0.00 0.00 0.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 18,070,000.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS (20,579,000.00) 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 476,791,903.32 (111,480.25) (3,267,095.65) (76,815.33) PREF STK DIVIDEND REQUIREMENT 787,399.21 0.00 0.00 0.00 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 476,004,504.11 (111,480.25) (3,267,095.65) (76,815.33)
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ MESA LP MUTUALENER DESCRIPTION AEPTEXASGP AEPCOAL CONSOLIDATED CONSOLIDATED ------------------------------------------------------------------------------------------------------------------------------ OPERATING REVENUES GROSS OPERATING REVENUES 0.00 29,029,566.48 0.00 1,045,194.90 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 0.00 29,029,566.48 0.00 1,045,194.90 OPERATING EXPENSES OPERATIONS FUEL 0.00 0.00 0.00 0.00 PURCHASED POWER 0.00 0.00 0.00 744,638.38 OTHER OPERATION 2,853.40 24,788,689.95 0.00 12,630,821.87 MAINTENANCE 0.00 0.00 0.00 2,278.31 TOTAL OPER/MAINT EXPENSES 2,853.40 24,788,689.95 0.00 13,377,738.56 DEPRECIATION AND AMORTIZATION 0.00 2,619,933.88 0.00 0.00 TAXES OTHER THAN INCOME TAXES 0.00 0.00 0.00 0.00 STATE, LOCAL & FOREIGN INCOME TAXES 0.00 94,671.00 0.00 0.00 FEDERAL INCOME TAXES 0.00 341,681.00 0.00 0.00 TOTAL OPERATING EXPENSES 2,853.40 27,844,975.83 0.00 13,377,738.56 NET OPERATING INCOME (2,853.40) 1,184,590.65 0.00 (12,332,543.66) OTHER INCOME AND DEDUCTIONS OTHER INCOME 0.00 0.00 0.00 267.53 OTHER INCOME DEDUCTIONS 0.00 0.00 0.00 0.00 TAXES APPL TO OTHER INC &DED 998.00 0.00 0.00 4,266,594.39 NET OTHR INCOME AND DEDUCTIONS 998.00 0.00 0.00 4,266,861.92 INCOME BEFORE INTEREST CHARGES (1,855.40) 1,184,590.65 0.00 (8,065,681.74) INTEREST CHARGES INTEREST ON LONG-TERM DEBT 0.00 0.00 0.00 0.00 INT SHORT TERM DEBT - AFFIL 0.00 540,218.69 0.00 16,610.49 INT SHORT TERM DEBT - NON-AFFL 0.00 9,823.96 0.00 0.00 AMORT OF DEBT DISC, PREM & EXP 0.00 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 OTHER INTEREST EXPENSE 0.00 0.00 0.00 0.00 TOTAL INTEREST CHARGES 0.00 550,042.65 0.00 16,610.49 AFUDC BORROWED FUNDS - CR 0.00 0.00 0.00 0.00 NET INTEREST CHARGES 0.00 550,042.65 0.00 16,610.49 MINORITY INTEREST IN FINANCE SUBSIDIARY 0.00 0.00 0.00 0.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 0.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV (1,855.40) 634,548.00 0.00 (8,082,292.23) PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 0.00 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK (1,855.40) 634,548.00 0.00 (8,082,292.23)
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 --------------------------------------------------------------------------------------------------------------------- CSW CSW CPL DESCRIPTION CONSOLIDATED ELIMINATIONS CSW CONSOLIDATED --------------------------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 10,849,400,234.72 (79,617,351.10) 0.00 3,321,727,335.49 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 10,849,400,234.72 (79,617,351.10) 0.00 3,321,727,335.49 OPERATING EXPENSES OPERATIONS FUEL 1,588,280,708.91 0.00 0.00 492,057,324.77 PURCHASED POWER 6,172,103,114.03 0.00 0.00 1,769,346,355.63 OTHER OPERATION 1,228,441,654.50 (30,070,815.63) 11,230,855.39 321,227,344.98 MAINTENANCE 215,386,424.73 0.00 0.00 71,212,159.38 TOTAL OPER/MAINT EXPENSES 9,204,211,902.17 (30,070,815.63) 11,230,855.39 2,653,843,184.76 DEPRECIATION AND AMORTIZATION 531,759,544.26 0.00 326,496.00 168,341,221.92 TAXES OTHER THAN INCOME TAXES 209,039,084.43 0.00 0.00 90,915,830.73 STATE, LOCAL & FOREIGN INCOME TAXES 35,270,293.88 0.00 0.00 14,848,886.31 FEDERAL INCOME TAXES 207,111,911.63 0.00 (6,148,671.00) 98,047,529.00 TOTAL OPERATING EXPENSES 10,187,392,736.37 (30,070,815.63) 5,408,680.39 3,025,996,652.72 NET OPERATING INCOME 662,007,498.35 (5,546,535.47) (5,408,680.39) 295,730,682.77 OTHER INCOME AND DEDUCTIONS OTHER INCOME 265,683,800.94 (505,631,483.11) 500,020,855.60 4,925,690.31 OTHER INCOME DEDUCTIONS (38,990,874.97) 0.00 498,989.26 0.00 TAXES APPL TO OTHER INC &DED 22,753,316.97 0.00 100.00 398,255.00 NET OTHR INCOME AND DEDUCTIONS 249,446,242.94 (505,631,483.11) 500,519,944.86 5,323,945.31 INCOME BEFORE INTEREST CHARGES 911,453,741.29 (511,178,018.58) 495,111,264.47 301,054,628.08 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 278,335,573.27 0.00 0.00 86,980,425.34 INT SHORT TERM DEBT - AFFIL 52,585,562.64 (12,401,562.22) 12,870,873.25 11,414,223.39 INT SHORT TERM DEBT - NON-AFFL 10,670,132.30 0.00 0.00 3,145,546.91 AMORT OF DEBT DISC, PREM & EXP 250,351.84 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT (19,797.46) 0.00 0.00 (48.34) OTHER INTEREST EXPENSE 108,686,306.87 0.00 68,926.00 21,671,171.65 TOTAL INTEREST CHARGES 450,508,129.46 (12,401,562.22) 12,939,799.25 123,211,318.95 AFUDC BORROWED FUNDS - CR (18,355,291.49) 0.00 0.00 (6,942,889.50) NET INTEREST CHARGES 432,152,837.97 (12,401,562.22) 12,939,799.25 116,268,429.45 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 18,070,000.00 18,070,000.00 0.00 0.00 NET EXTRAORDINARY ITEMS (20,579,000.00) (18,070,000.00) 0.00 (2,509,000.00) NET INCOME BEFORE PREF DIV 476,791,903.32 (498,776,456.36) 482,171,465.22 182,277,198.63 PREF STK DIVIDEND REQUIREMENT 787,399.21 0.00 0.00 241,551.21 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 476,004,504.11 (498,776,456.36) 482,171,465.22 182,035,647.42
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------ PSO SWEPCO DESCRIPTION CONSOLIDATED CONSOLIDATED WTU SEEBOARD ------------------------------------------------------------------------------------------------------------------------ OPERATING REVENUES GROSS OPERATING REVENUES 2,201,248,847.72 2,574,448,380.82 1,064,270,633.22 1,451,232,846.00 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 2,201,248,847.72 2,574,448,380.82 1,064,270,633.22 1,451,232,846.00 OPERATING EXPENSES OPERATIONS FUEL 461,470,046.27 457,613,167.41 177,140,170.46 0.00 PURCHASED POWER 1,309,945,601.62 1,504,626,984.66 634,847,996.12 953,336,176.00 OTHER OPERATION 139,926,684.99 173,830,874.25 111,262,718.41 241,499,849.00 MAINTENANCE 46,188,542.97 74,677,091.54 22,342,992.96 0.00 TOTAL OPER/MAINT EXPENSES 1,957,530,875.85 2,210,748,117.86 945,593,877.95 1,194,836,025.00 DEPRECIATION AND AMORTIZATION 80,244,800.89 119,543,430.19 50,705,347.81 95,742,899.00 TAXES OTHER THAN INCOME TAXES 31,972,751.62 55,834,341.57 28,318,822.76 0.00 STATE, LOCAL & FOREIGN INCOME TAXES 7,915,010.00 8,339,890.00 1,973,328.00 0.00 FEDERAL INCOME TAXES 26,597,820.00 33,775,849.00 4,289,115.00 7,432,024.00 TOTAL OPERATING EXPENSES 2,104,261,258.36 2,428,241,628.62 1,030,880,491.52 1,298,010,948.00 NET OPERATING INCOME 96,987,589.36 146,206,752.20 33,390,141.70 153,221,898.00 OTHER INCOME AND DEDUCTIONS OTHER INCOME 371,701.12 1,283,478.92 1,504,542.60 26,367,807.00 OTHER INCOME DEDUCTIONS 0.00 0.00 0.00 0.00 TAXES APPL TO OTHER INC &DED (351,790.00) (542,675.00) 690,957.00 (8,317,145.00) NET OTHR INCOME AND DEDUCTIONS 19,911.12 740,803.92 2,195,499.60 18,050,662.00 INCOME BEFORE INTEREST CHARGES 97,007,500.48 146,947,556.12 35,585,641.30 171,272,560.00 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 29,304,932.18 41,400,800.62 16,842,349.80 83,111,756.00 INT SHORT TERM DEBT - AFFIL 6,281,396.28 3,369,802.68 3,103,779.72 42,168.00 INT SHORT TERM DEBT - NON-AFFL 0.00 0.00 0.00 0.00 AMORT OF DEBT DISC, PREM & EXP 187,716.36 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 (19,749.12) 0.00 OTHER INTEREST EXPENSE 9,044,275.19 14,973,315.47 4,478,804.14 0.00 TOTAL INTEREST CHARGES 44,818,320.01 59,743,918.77 24,405,184.54 83,153,924.00 AFUDC BORROWED FUNDS - CR (5,569,680.63) (2,162,948.63) (1,130,151.85) 0.00 NET INTEREST CHARGES 39,248,639.38 57,580,970.14 23,275,032.69 83,153,924.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 0.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 57,758,861.10 89,366,585.98 12,310,608.61 88,118,636.00 PREF STK DIVIDEND REQUIREMENT 212,636.56 229,054.64 104,156.80 0.00 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 57,546,224.54 89,137,531.34 12,206,451.81 88,118,636.00
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------ CSWI CSWE DESCRIPTION CONSOLIDATED CONSOLIDATED ENERSHOP CSWL ------------------------------------------------------------------------------------------------------------ OPERATING REVENUES GROSS OPERATING REVENUES 29,379,415.00 101,167,502.00 127,870.38 0.00 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 29,379,415.00 101,167,502.00 127,870.38 0.00 OPERATING EXPENSES OPERATIONS FUEL 0.00 0.00 0.00 0.00 PURCHASED POWER 0.00 0.00 0.00 0.00 OTHER OPERATION 3,315,128.00 63,589,387.00 1,040,900.34 166,249.07 MAINTENANCE 0.00 0.00 0.00 0.00 TOTAL OPER/MAINT EXPENSES 3,315,128.00 63,589,387.00 1,040,900.34 166,249.07 DEPRECIATION AND AMORTIZATION 235,169.00 5,438,894.00 242,409.24 0.00 TAXES OTHER THAN INCOME TAXES 13,712.00 1,611,520.00 716.14 0.00 STATE, LOCAL & FOREIGN INCOME TAXES 0.00 601,858.00 0.00 0.00 FEDERAL INCOME TAXES 183,755.00 34,494,434.00 0.00 (5,776,031.37) TOTAL OPERATING EXPENSES 3,747,764.00 105,736,093.00 1,284,025.72 (5,609,782.30) NET OPERATING INCOME 25,631,651.00 (4,568,591.00) (1,156,155.34) 5,609,782.30 OTHER INCOME AND DEDUCTIONS OTHER INCOME 30,178,734.00 95,445,985.00 (569,905.06) 2,291,013.02 OTHER INCOME DEDUCTIONS 0.00 0.00 (119,782.38) (14,066,613.00) TAXES APPL TO OTHER INC &DED (491,402.00) 0.00 986,731.59 (39,257.00) NET OTHR INCOME AND DEDUCTIONS 29,687,332.00 95,445,985.00 297,044.15 (11,814,856.98) INCOME BEFORE INTEREST CHARGES 55,318,983.00 90,877,394.00 (859,111.19) (6,205,074.68) INTEREST CHARGES INTEREST ON LONG-TERM DEBT 0.00 11,111,976.00 575,000.00 0.00 INT SHORT TERM DEBT - AFFIL 7,604,775.00 11,884,332.00 528,475.63 0.00 INT SHORT TERM DEBT - NON-AFFL 0.00 0.00 10,865.56 0.00 AMORT OF DEBT DISC, PREM & EXP 0.00 0.00 3,700.65 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 OTHER INTEREST EXPENSE 0.00 3,049,903.00 0.00 0.00 TOTAL INTEREST CHARGES 7,604,775.00 26,046,211.00 1,118,041.84 0.00 AFUDC BORROWED FUNDS - CR 0.00 0.00 0.00 0.00 NET INTEREST CHARGES 7,604,775.00 26,046,211.00 1,118,041.84 0.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 0.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 47,714,208.00 64,831,183.00 (1,977,153.03) (6,205,074.68) PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 0.00 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 47,714,208.00 64,831,183.00 (1,977,153.03) (6,205,074.68)
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------ C3 COMM CSWESI REPHLD DESCRIPTION CONSOLIDATED CONSOLIDATED CSWPWRM AEP CREDIT CONSOLIDATED ------------------------------------------------------------------------------------------------------------------ OPERATING REVENUES GROSS OPERATING REVENUES 12,694,719.77 0.00 0.00 172,720,035.42 0.00 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 12,694,719.77 0.00 0.00 172,720,035.42 0.00 OPERATING EXPENSES OPERATIONS FUEL 0.00 0.00 0.00 0.00 0.00 PURCHASED POWER 0.00 0.00 0.00 0.00 0.00 OTHER OPERATION 27,652,748.13 94,378,761.31 0.00 67,210,658.70 2,180,310.56 MAINTENANCE 965,637.88 0.00 0.00 0.00 0.00 TOTAL OPER/MAINT EXPENSES 28,618,386.01 94,378,761.31 0.00 67,210,658.70 2,180,310.56 DEPRECIATION AND AMORTIZATION 9,515,483.89 1,423,392.32 0.00 0.00 0.00 TAXES OTHER THAN INCOME TAXES 238,882.89 1,365.28 0.00 131,141.44 0.00 STATE, LOCAL & FOREIGN INCOME TAXES 0.00 0.00 0.00 1,591,321.57 0.00 FEDERAL INCOME TAXES 0.00 0.00 0.00 14,216,088.00 0.00 TOTAL OPERATING EXPENSES 38,372,752.79 95,803,518.91 0.00 83,149,209.71 2,180,310.56 NET OPERATING INCOME (25,678,033.02) (95,803,518.91) 0.00 89,570,825.71 (2,180,310.56) OTHER INCOME AND DEDUCTIONS OTHER INCOME (1,560,651.48) 67,051,547.63 0.00 4,338.83 146.56 OTHER INCOME DEDUCTIONS (25,299,344.00) (124.85) 0.00 0.00 (4,000.00) TAXES APPL TO OTHER INC &DED 18,303,175.20 11,359,949.23 0.00 0.00 756,417.95 NET OTHR INCOME AND DEDUCTIONS (8,556,820.28) 78,411,372.01 0.00 4,338.83 752,564.51 INCOME BEFORE INTEREST CHARGES (34,234,853.30) (17,392,146.90) 0.00 89,575,164.54 (1,427,746.05) INTEREST CHARGES INTEREST ON LONG-TERM DEBT 6,708,333.33 2,300,000.00 0.00 0.00 0.00 INT SHORT TERM DEBT - AFFIL 4,483,242.83 1,378,897.26 0.00 2,025,158.82 0.00 INT SHORT TERM DEBT - NON-AFFL 0.00 2,568,922.08 0.00 4,944,797.75 0.00 AMORT OF DEBT DISC, PREM & EXP 44,134.08 14,800.75 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00 OTHER INTEREST EXPENSE 5,831.42 (5,529.44) 0.00 55,399,609.44 0.00 TOTAL INTEREST CHARGES 11,241,541.66 6,257,090.65 0.00 62,369,566.01 0.00 AFUDC BORROWED FUNDS - CR (2,549,620.88) 0.00 0.00 0.00 0.00 NET INTEREST CHARGES 8,691,920.78 6,257,090.65 0.00 62,369,566.01 0.00 CUMULATIVE EFFECT OF ACCOUNTING CHANGE 0.00 0.00 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV (42,926,774.08) (23,649,237.55) 0.00 27,205,598.53 (1,427,746.05) PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 0.00 0.00 Gain (Loss) on Reacq. Preferred Stock 0.00 0.00 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK (42,926,774.08) (23,649,237.55) 0.00 27,205,598.53 (1,427,746.05)
APPALACHIAN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------ APCO APCO DESCRIPTION CONSOLIDATED ELIMINATIONS APCO CACCO ------------------------------------------------------------------------------------------------------------------------ OPERATING REVENUES GROSS OPERATING REVENUES 6,999,430,256.98 (3,697,129.56) 7,003,127,386.54 0.00 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 6,999,430,256.98 (3,697,129.56) 7,003,127,386.54 0.00 OPERATING EXPENSES OPERATIONS FUEL 351,556,909.70 0.00 351,556,909.70 0.00 PURCHASED POWER 5,600,860,791.90 0.00 5,600,860,791.90 0.00 OTHER OPERATION 263,798,176.57 (3,701,396.56) 267,499,573.13 0.00 MAINTENANCE 132,373,029.51 0.00 132,373,029.51 0.00 TOTAL OPER/MAINT EXPENSES 6,348,588,907.68 (3,701,396.56) 6,352,290,304.24 0.00 DEPRECIATION AND AMORTIZATION 180,393,075.52 0.00 180,393,075.52 0.00 TAXES OTHER THAN INCOME TAXES 99,877,582.63 0.00 99,877,582.63 0.00 STATE, LOCAL, AND FOREIGN INCOME TAXES 14,576,854.00 0.00 14,576,854.00 0.00 FEDERAL INCOME TAXES 81,007,632.00 0.00 81,007,632.00 0.00 TOTAL OPERATING EXPENSES 6,724,444,051.83 (3,701,396.56) 6,728,145,448.39 0.00 NET OPERATING INCOME 274,986,205.15 4,267.00 274,981,938.15 0.00 OTHER INCOME AND DEDUCTIONS OTHER INCOME 2,320,648,945.69 (160,332,151.98) 2,474,936,542.35 371,023.10 OTHER INCOME DEDUCTIONS (2,312,466,074.05) 159,695,896.35 (2,467,463,389.72) (346,585.10) TAXES APPL TO OTHER INC &DED (1,314,868.02) 0.00 (600,276.24) (416.00) NET OTHR INCOME AND DEDUCTIONS 6,868,003.62 (636,255.63) 6,872,876.39 24,022.00 INCOME BEFORE INTEREST CHARGES 281,854,208.77 (631,988.63) 281,854,814.54 24,022.00 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 109,486,292.09 0.00 109,486,292.09 0.00 INT SHORT TERM DEBT - AFFIL 9,753,735.87 (605.77) 9,754,341.64 0.00 INT SHORT TERM DEBT - NON-AFFL 967,890.89 0.00 967,890.89 0.00 AMORT OF DEBT DISC, PREM & EXP 1,413,379.76 0.00 1,413,379.76 0.00 AMORT LOSS ON REACQUIRED DEBT 1,255,820.67 0.00 1,255,820.67 0.00 AMORT GAIN ON REACQUIRED DEBT (131,037.86) 0.00 (131,037.86) 0.00 OTHER INTEREST EXPENSE 1,746,427.57 0.00 1,746,427.57 0.00 TOTAL INTEREST CHARGES 124,492,508.99 (605.77) 124,493,114.76 0.00 AFUDC BORROWED FUNDS - CR (4,456,576.27) 0.00 (4,456,576.27) 0.00 NET INTEREST CHARGES 120,035,932.72 (605.77) 120,036,538.49 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 161,818,276.05 (631,382.86) 161,818,276.05 24,022.00 PREF STK DIVIDEND REQUIREMENT 2,011,289.60 0.00 2,011,289.60 0.00 NET INCOME - EARN FOR CMMN STK 159,806,986.45 (631,382.86) 159,806,986.45 24,022.00
APPALACHIAN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 --------------------------------------------------------------------------------------------- DESCRIPTION CECCO SACCO WVPCO --------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 0.00 0.00 0.00 PROVISION FOR RATE REFUND 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 0.00 0.00 0.00 OPERATING EXPENSES OPERATIONS FUEL 0.00 0.00 0.00 PURCHASED POWER 0.00 0.00 0.00 OTHER OPERATION 0.00 0.00 0.00 MAINTENANCE 0.00 0.00 0.00 TOTAL OPER/MAINT EXPENSES 0.00 0.00 0.00 DEPRECIATION AND AMORTIZATION 0.00 0.00 0.00 TAXES OTHER THAN INCOME TAXES 0.00 0.00 0.00 STATE, LOCAL, AND FOREIGN INCOME TAXES 0.00 0.00 0.00 FEDERAL INCOME TAXES 0.00 0.00 0.00 TOTAL OPERATING EXPENSES 0.00 0.00 0.00 NET OPERATING INCOME 0.00 0.00 0.00 OTHER INCOME AND DEDUCTIONS OTHER INCOME 4,654,705.07 1,006,142.30 12,684.85 OTHER INCOME DEDUCTIONS (4,346,245.07) (5,691.30) (59.21) TAXES APPL TO OTHER INC &DED (208,153.00) (500,250.00) (5,772.78) NET OTHR INCOME AND DEDUCTIONS 100,307.00 500,201.00 6,852.86 INCOME BEFORE INTEREST CHARGES 100,307.00 500,201.00 6,852.86 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 0.00 0.00 0.00 INT SHORT TERM DEBT - AFFIL 0.00 0.00 0.00 INT SHORT TERM DEBT - NON-AFFL 0.00 0.00 0.00 AMORT OF DEBT DISC, PREM & EXP 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 OTHER INTEREST EXPENSE 0.00 0.00 0.00 TOTAL INTEREST CHARGES 0.00 0.00 0.00 AFUDC BORROWED FUNDS - CR 0.00 0.00 0.00 NET INTEREST CHARGES 0.00 0.00 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 100,307.00 500,201.00 6,852.86 PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 100,307.00 500,201.00 6,852.86
COLUMBUS SOUTHERN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ---------------------------------------------------------------------------------------------------- CSPCO CSPCO DESCRIPTION CONSOLIDATED ELIMINATIONS CSPCO ---------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 4,299,862,800.94 (12,655,728.33) 4,301,501,263.27 PROVISION FOR RATE REFUND 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 4,299,862,800.94 (12,655,728.33) 4,301,501,263.27 OPERATING EXPENSES OPERATIONS FUEL 175,152,898.89 (177,434.12) 175,329,559.11 PURCHASED POWER 3,250,855,384.12 0.00 3,250,855,384.12 OTHER OPERATION 221,341,579.70 (9,739,633.36) 223,060,546.97 MAINTENANCE 62,453,854.17 (1,502,801.00) 62,453,959.73 TOTAL OPER/MAINT EXPENSES 3,709,803,716.88 (11,419,868.48) 3,711,699,449.93 DEPRECIATION AND AMORTIZATION 127,363,676.46 (1,061,772.00) 127,363,676.46 TAXES OTHER THAN INCOME TAXES 111,481,193.87 (243,940.88) 111,481,193.87 STATE, LOCAL, AND FOREIGN INCOME TAXES 8,755,303.00 0.00 8,755,303.00 FEDERAL INCOME TAXES 90,281,837.00 0.00 90,161,653.00 TOTAL OPERATING EXPENSES 4,047,685,727.21 (12,725,581.36) 4,049,461,276.26 NET OPERATING INCOME 252,177,073.73 69,853.03 252,039,987.01 OTHER INCOME AND DEDUCTIONS OTHER INCOME 1,334,302,602.56 (90,140,799.43) 1,424,322,390.94 OTHER INCOME DEDUCTIONS (1,322,356,764.08) 89,905,557.00 (1,412,355,360.95) TAXES APPL TO OTHER INC &DED (4,207,319.20) 0.00 (4,125,659.39) NET OTHR INCOME AND DEDUCTIONS 7,738,519.28 (235,242.43) 7,841,370.60 INCOME BEFORE INTEREST CHARGES 259,915,593.01 (165,389.40) 259,881,357.61 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 61,940,947.43 0.00 61,906,103.43 INT SHORT TERM DEBT - AFFIL 4,958,361.33 (605.79) 4,958,967.12 INT SHORT TERM DEBT - NON-AFFL (44,015.09) 0.00 (44,015.09) AMORT OF DEBT DISC, PREM & EXP 608,354.48 0.00 608,354.48 AMORT LOSS ON REACQUIRED DEBT 1,273,545.08 0.00 1,273,545.08 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 OTHER INTEREST EXPENSE 1,872,621.32 0.00 1,872,621.32 TOTAL INTEREST CHARGES 70,609,814.55 (605.79) 70,575,576.34 AFUDC BORROWED FUNDS - CR (2,594,823.79) 0.00 (2,594,819.98) NET INTEREST CHARGES 68,014,990.76 (605.79) 67,980,756.36 NET EXTRAORDINARY ITEMS (30,024,282.58) 0.00 (30,024,282.58) NET INCOME BEFORE PREF DIV 161,876,319.67 (164,783.61) 161,876,318.67 PREF STK DIVIDEND REQUIREMENT 1,094,662.81 0.00 1,094,662.81 NET INCOME - EARN FOR CMMN STK 160,781,656.86 (164,783.61) 160,781,655.86
COLUMBUS SOUTHERN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ---------------------------------------------------------------------------------------- DESCRIPTION COLM CCPC SIMCO ---------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 0.00 10,821,666.00 195,600.00 PROVISION FOR RATE REFUND 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 0.00 10,821,666.00 195,600.00 OPERATING EXPENSES OPERATIONS FUEL 0.00 0.00 773.90 PURCHASED POWER 0.00 0.00 0.00 OTHER OPERATION 0.00 8,029,569.00 (8,902.91) MAINTENANCE 0.00 1,502,801.00 (105.56) TOTAL OPER/MAINT EXPENSES 0.00 9,532,370.00 (8,234.57) DEPRECIATION AND AMORTIZATION 0.00 992,676.00 69,096.00 TAXES OTHER THAN INCOME TAXES 0.00 240,849.00 3,091.88 STATE, LOCAL, AND FOREIGN INCOME TAXES 0.00 0.00 0.00 FEDERAL INCOME TAXES 0.00 79,258.00 40,926.00 TOTAL OPERATING EXPENSES 0.00 10,845,153.00 104,879.31 NET OPERATING INCOME 0.00 (23,487.00) 90,720.69 OTHER INCOME AND DEDUCTIONS OTHER INCOME 73,335.65 35,280.00 12,395.40 OTHER INCOME DEDUCTIONS 0.00 93,051.00 (11.13) TAXES APPL TO OTHER INC &DED (69,888.81) 0.00 (11,771.00) NET OTHR INCOME AND DEDUCTIONS 3,446.84 128,331.00 613.27 INCOME BEFORE INTEREST CHARGES 3,446.84 104,844.00 91,333.96 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 0.00 34,844.00 0.00 INT SHORT TERM DEBT - AFFIL 0.00 0.00 0.00 INT SHORT TERM DEBT - NON-AFFL 0.00 0.00 0.00 AMORT OF DEBT DISC, PREM & EXP 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 OTHER INTEREST EXPENSE 0.00 0.00 0.00 TOTAL INTEREST CHARGES 0.00 34,844.00 0.00 AFUDC BORROWED FUNDS - CR 0.00 0.00 (3.81) NET INTEREST CHARGES 0.00 34,844.00 (3.81) NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 3,446.84 70,000.00 91,337.77 PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK 3,446.84 70,000.00 91,337.77
INDIANA MICHIGAN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ---------------------------------------------------------------------------------------------------------------------------------- I&M I&M DESCRIPTION CONSOLIDATED ELIMINATIONS I&M BHCCO PRCCO ---------------------------------------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 4,803,625,061.84 (1,833,044.18) 4,805,458,106.02 0.00 0.00 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 4,803,625,061.84 (1,833,044.18) 4,805,458,106.02 0.00 0.00 OPERATING EXPENSES OPERATIONS FUEL 250,098,259.60 0.00 250,098,259.60 0.00 0.00 PURCHASED POWER 3,531,491,589.12 0.00 3,531,491,589.12 0.00 0.00 OTHER OPERATION 451,194,446.39 (1,833,044.18) 453,027,490.57 0.00 0.00 MAINTENANCE 127,263,317.62 0.00 127,263,317.62 0.00 0.00 TOTAL OPER/MAINT EXPENSES 4,360,047,612.73 (1,833,044.18) 4,361,880,656.91 0.00 0.00 DEPRECIATION AND AMORTIZATION 164,230,378.31 0.00 164,230,378.31 0.00 0.00 TAXES OTHER THAN INCOME TAXES 65,517,805.54 0.00 65,517,805.54 0.00 0.00 STATE, LOCAL & FOREIGN INCOME TAXES 9,360,349.00 0.00 9,360,349.00 0.00 0.00 FEDERAL INCOME TAXES 44,763,711.00 0.00 44,763,711.00 0.00 0.00 TOTAL OPERATING EXPENSES 4,643,919,856.58 (1,833,044.18) 4,645,752,900.76 0.00 0.00 NET OPERATING INCOME 159,705,205.26 0.00 159,705,205.26 0.00 0.00 OTHER INCOME AND DEDUCTIONS OTHER INCOME 1,474,572,575.21 (917,313.57) 1,473,363,143.36 2,126,745.42 0.00 OTHER INCOME DEDUCTIONS (1,456,932,107.73) (79,038.43) (1,456,335,148.88) (517,920.42) 0.00 TAXES APPL TO OTHER INC &DED (7,910,564.32) 0.00 (7,298,091.32) (612,473.00) 0.00 NET OTHR INCOME AND DEDUCTIONS 9,729,903.16 (996,352.00) 9,729,903.16 996,352.00 0.00 INCOME BEFORE INTEREST CHARGES 169,435,108.42 (996,352.00) 169,435,108.42 996,352.00 0.00 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 78,243,676.69 0.00 78,243,676.69 0.00 0.00 INT SHORT TERM DEBT - AFFIL 13,087,648.48 0.00 13,087,648.48 0.00 0.00 INT SHORT TERM DEBT - NON-AFFL 23.38 0.00 23.38 0.00 0.00 AMORT OF DEBT DISC, PREM & EXP 1,010,810.42 0.00 1,010,810.42 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 1,444,883.47 0.00 1,444,883.47 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT (998.62) 0.00 (998.62) 0.00 0.00 OTHER INTEREST EXPENSE 1,474,442.40 0.00 1,474,442.40 0.00 0.00 TOTAL INTEREST CHARGES 95,260,486.22 0.00 95,260,486.22 0.00 0.00 AFUDC BORROWED FUNDS - CR (1,613,328.42) 0.00 (1,613,328.42) 0.00 0.00 NET INTEREST CHARGES 93,647,157.80 0.00 93,647,157.80 0.00 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 75,787,950.62 (996,352.00) 75,787,950.62 996,352.00 0.00 PREF STK DIVIDEND REQUIREMENT 4,621,138.02 0.00 4,621,138.02 0.00 0.00 NET INCOME - EARN FOR CMMN STK 71,166,812.60 (996,352.00) 71,166,812.60 996,352.00 0.00
OHIO POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------ OPCO OPCO DESCRIPTION CONSOLIDATED ELIMINATIONS OPCO ------------------------------------------------------------------------------------------------ OPERATING REVENUES GROSS OPERATING REVENUES 6,262,401,987.00 (165,705,855.96) 6,269,297,984.96 PROVISION FOR RATE REFUND 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 6,262,401,987.00 (165,705,855.96) 6,269,297,984.96 OPERATING EXPENSES OPERATIONS FUEL 686,568,258.02 (2,275,619.04) 688,843,877.06 PURCHASED POWER 4,287,708,669.18 0.00 4,287,708,669.18 OTHER OPERATION 403,404,431.98 (125,755,213.51) 407,040,788.49 MAINTENANCE 142,877,773.43 (18,953,059.00) 142,877,773.43 TOTAL OPER/MAINT EXPENSES 5,520,559,132.61 (146,983,891.55) 5,526,471,108.16 DEPRECIATION AND AMORTIZATION 239,981,498.54 (12,141,971.00) 239,981,498.54 TAXES OTHER THAN INCOME TAXES 159,778,072.58 (7,752,267.00) 159,778,072.58 STATE, LOCAL, AND FOREIGN INCOME TAXES 21,703,276.00 0.00 19,403,276.00 FEDERAL INCOME TAXES 79,669,878.00 0.00 76,395,276.00 TOTAL OPERATING EXPENSES 6,021,691,857.73 (166,878,129.55) 6,022,029,231.28 NET OPERATING INCOME 240,710,129.27 1,172,273.59 247,268,753.68 OTHER INCOME AND DEDUCTIONS OTHER INCOME 1,880,294,276.52 (134,282,278.74) 2,004,020,106.26 OTHER INCOME DEDUCTIONS (1,863,471,770.37) 125,975,508.39 (1,987,489,533.76) TAXES APPL TO OTHER INC &DED 1,863,766.57 0.00 (4,590,427.43) NET OTHR INCOME AND DEDUCTIONS 18,686,272.72 (8,306,770.35) 11,940,145.07 INCOME BEFORE INTEREST CHARGES 259,396,401.99 (7,134,496.76) 259,208,898.75 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 81,857,616.08 0.00 81,669,527.08 INT SHORT TERM DEBT - AFFIL 14,630,373.27 (605.76) 14,630,979.03 INT SHORT TERM DEBT - NON-AFFL (2,390.81) 0.00 (2,390.81) AMORT OF DEBT DISC, PREM & EXP 1,031,799.06 0.00 1,031,799.06 AMORT LOSS ON REACQUIRED DEBT 603,694.69 0.00 603,694.69 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 OTHER INTEREST EXPENSE 3,170,992.66 0.00 3,170,972.66 TOTAL INTEREST CHARGES 101,292,084.95 (605.76) 101,104,581.71 AFUDC BORROWED FUNDS - CR (7,689,199.76) 0.00 (7,689,199.76) NET INTEREST CHARGES 93,602,885.19 (605.76) 93,415,381.95 NET EXTRAORDINARY ITEMS (18,348,148.52) 0.00 (18,348,148.52) NET INCOME BEFORE PREF DIV 147,445,368.28 (7,133,891.00) 147,445,368.28 PREF STK DIVIDEND REQUIREMENT 1,258,738.20 0.00 1,258,738.20 NET INCOME - EARN FOR CMMN STK 146,186,630.08 (7,133,891.00) 146,186,630.08
OHIO POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------ DESCRIPTION COCCO SOCCO WCCO ------------------------------------------------------------------------------------------------ OPERATING REVENUES GROSS OPERATING REVENUES 11,428,178.00 142,213,264.00 5,168,416.00 PROVISION FOR RATE REFUND 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 11,428,178.00 142,213,264.00 5,168,416.00 OPERATING EXPENSES OPERATIONS FUEL 0.00 0.00 0.00 PURCHASED POWER 0.00 0.00 0.00 OTHER OPERATION 10,783,171.00 106,569,080.00 4,766,606.00 MAINTENANCE 2,049,165.00 14,722,534.00 2,181,360.00 TOTAL OPER/MAINT EXPENSES 12,832,336.00 121,291,614.00 6,947,966.00 DEPRECIATION AND AMORTIZATION 0.00 11,843,052.00 298,919.00 TAXES OTHER THAN INCOME TAXES 959,527.00 5,918,133.00 874,607.00 STATE, LOCAL, AND FOREIGN INCOME TAXES 0.00 (1,200,000.00) 3,500,000.00 FEDERAL INCOME TAXES 7,041,865.00 2,383,465.00 (6,150,728.00) TOTAL OPERATING EXPENSES 20,833,728.00 140,236,264.00 5,470,764.00 NET OPERATING INCOME (9,405,550.00) 1,977,000.00 (302,348.00) OTHER INCOME AND DEDUCTIONS OTHER INCOME 2,729,753.00 6,605,791.00 1,220,905.00 OTHER INCOME DEDUCTIONS (568,299.00) (1,229,818.00) (159,628.00) TAXES APPL TO OTHER INC &DED 0.00 (245,806.00) 6,700,000.00 NET OTHR INCOME AND DEDUCTIONS 2,161,454.00 5,130,167.00 7,761,277.00 INCOME BEFORE INTEREST CHARGES (7,244,096.00) 7,107,167.00 7,458,929.00 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 0.00 188,089.00 0.00 INT SHORT TERM DEBT - AFFIL 0.00 0.00 0.00 INT SHORT TERM DEBT - NON-AFFL 0.00 0.00 0.00 AMORT OF DEBT DISC, PREM & EXP 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 OTHER INTEREST EXPENSE 20.00 0.00 0.00 TOTAL INTEREST CHARGES 20.00 188,089.00 0.00 AFUDC BORROWED FUNDS - CR 0.00 0.00 0.00 NET INTEREST CHARGES 20.00 188,089.00 0.00 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV (7,244,116.00) 6,919,078.00 7,458,929.00 PREF STK DIVIDEND REQUIREMENT 0.00 0.00 0.00 NET INCOME - EARN FOR CMMN STK (7,244,116.00) 6,919,078.00 7,458,929.00
SOUTHWESTERN ELECTRIC POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF INCOME YEAR TO DATE THROUGH DECEMBER 31, 2001 ---------------------------------------------------------------------------------------------------------------------------- SWEPCO SWEPCO DESCRIPTION CONSOLIDATED ELIMINATIONS SWEPCO DOLETHILLS ---------------------------------------------------------------------------------------------------------------------------- OPERATING REVENUES GROSS OPERATING REVENUES 2,574,448,380.82 (14,993,549.00) 2,552,176,061.82 37,265,868.00 PROVISION FOR RATE REFUND 0.00 0.00 0.00 0.00 TOTAL OPERATING REVENUES, NET 2,574,448,380.82 (14,993,549.00) 2,552,176,061.82 37,265,868.00 OPERATING EXPENSES OPERATIONS FUEL 457,613,167.41 (1,726,493.48) 459,339,660.89 0.00 PURCHASED POWER 1,504,626,984.66 0.00 1,504,626,984.66 0.00 OTHER OPERATION 173,830,874.25 (10,585,022.11) 157,953,344.81 26,462,551.55 MAINTENANCE 74,677,091.54 0.00 74,677,091.54 0.00 TOTAL OPER/MAINT EXPENSES 2,210,748,117.86 (12,311,515.59) 2,196,597,081.90 26,462,551.55 DEPRECIATION AND AMORTIZATION 119,543,430.19 (2,270,794.35) 116,137,238.83 5,676,985.71 TAXES OTHER THAN INCOME TAXES 55,834,341.57 (411,239.06) 55,217,483.69 1,028,096.94 STATE, LOCAL, AND FOREIGN INCOME TAXES 8,339,890.00 0.00 8,263,807.00 76,083.00 FEDERAL INCOME TAXES 33,775,849.00 0.00 32,896,880.00 878,969.00 TOTAL OPERATING EXPENSES 2,428,241,628.62 (14,993,549.00) 2,409,112,491.42 34,122,686.20 NET OPERATING INCOME 146,206,752.20 (0.00) 143,063,570.40 3,143,181.80 OTHER INCOME AND DEDUCTIONS OTHER INCOME 1,283,478.92 (2,200,467.23) 3,453,328.71 30,617.44 OTHER INCOME DEDUCTIONS 0.00 0.00 0.00 0.00 TAXES APPL TO OTHER INC &DED (542,675.00) 0.00 (542,675.00) 0.00 NET OTHR INCOME AND DEDUCTIONS 740,803.92 (2,200,467.23) 2,910,653.71 30,617.44 INCOME BEFORE INTEREST CHARGES 146,947,556.12 (2,200,467.23) 145,974,224.11 3,173,799.24 INTEREST CHARGES INTEREST ON LONG-TERM DEBT 41,400,800.62 (568,088.23) 41,400,800.62 568,088.23 INT SHORT TERM DEBT - AFFIL 3,369,802.68 0.00 2,396,470.67 973,332.01 INT SHORT TERM DEBT - NON-AFFL 0.00 0.00 0.00 0.00 AMORT OF DEBT DISC, PREM & EXP 0.00 0.00 0.00 0.00 AMORT LOSS ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 AMORT GAIN ON REACQUIRED DEBT 0.00 0.00 0.00 0.00 OTHER INTEREST EXPENSE 14,973,315.47 0.00 14,973,315.47 0.00 TOTAL INTEREST CHARGES 59,743,918.77 (568,088.23) 58,770,586.76 1,541,420.24 AFUDC BORROWED FUNDS - CR (2,162,948.63) 0.00 (2,162,948.63) 0.00 NET INTEREST CHARGES 57,580,970.14 (568,088.23) 56,607,638.13 1,541,420.24 NET EXTRAORDINARY ITEMS 0.00 0.00 0.00 0.00 NET INCOME BEFORE PREF DIV 89,366,585.98 (1,632,379.00) 89,366,585.98 1,632,379.00 PREF STK DIVIDEND REQUIREMENT 229,054.64 0.00 229,054.64 0.00 NET INCOME - EARN FOR CMMN STK 89,137,531.34 (1,632,379.00) 89,137,531.34 1,632,379.00
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- AEP AEP APCO DESCRIPTION CONSOLIDATED ELIMINATIONS AEP CONSOLIDATED ------------------------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 17,621,780,867.37 31,888.92 0.00 2,093,531,758.74 TRANSMISSION 6,221,371,672.78 0.00 0.00 1,222,225,955.09 DISTRIBUTION 11,309,726,911.68 0.00 0.00 1,887,020,721.58 GENERAL 4,130,242,810.41 0.00 0.00 257,956,883.89 CONSTRUCTION WORK IN PROGRESS 1,101,936,302.80 0.00 0.00 203,921,729.88 TOTAL ELECTRIC UTILITY PLANT 40,385,058,565.04 31,888.92 0.00 5,664,657,049.18 LESS ACCUM PRV-DEPR,DEPL,AMORT (16,024,763,571.88) 0.00 0.00 (2,296,480,679.00) NET ELECTRIC UTILITY PLANT 24,360,294,993.16 31,888.92 0.00 3,368,176,370.18 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 182,902,203.23 0.00 0.00 21,632,660.03 INVEST IN SUBSIDIARY & ASSOC 713,746,715.25 (8,624,618,358.62) 8,664,552,681.62 603,868.00 TOTAL OTHER INVESTMENTS 4,615,559,014.20 (984,632,728.65) 900,312,196.63 347,748,533.76 TOTAL OTHER SPECIAL FUNDS 932,708,473.72 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 6,444,916,406.40 (9,609,251,087.27) 9,564,864,878.25 369,985,061.79 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 332,238,148.98 0.00 79,265,221.18 13,662,995.31 ADVANCES TO AFFILIATES 5,719.30 (3,057,881,942.92) 2,785,941,201.59 11,409,952.97 ACCOUNTS RECEIVABLE-CUSTOMERS 587,804,543.76 244,622,199.19 0.00 113,370,816.88 ACCOUNTS RECEIVABLE - MISC 1,350,751,458.35 (9,445,392.51) 9,145,244.66 11,847,324.07 A/P FOR UNCOLLECTIBLE ACCOUNTS (70,315,493.29) 0.00 0.00 (1,876,921.82) ACCOUNTS RECEIVABLE- ASSOC COS 13,715,582.84 (2,260,507,040.11) 338,688,647.69 63,367,887.52 FUEL 605,007,811.90 0.00 0.00 56,698,667.95 MATERIALS & SUPPLIES 461,151,309.61 (13,328,830.74) 0.00 59,849,039.02 ACCRUED UTILITY REVENUES 376,731,759.05 150,874,990.93 0.00 30,907,372.74 PREPAYMENTS 156,318,770.03 (473,959.55) 13,440,885.74 3,774,724.24 ENERGY TRADING CONTRACTS 8,573,145,666.04 (63,832,617.00) 0.00 566,283,611.93 OTHER CURRENT ASSETS 177,642,569.78 0.00 0.00 12,244,072.55 TOTAL CURRENT ASSETS 12,564,197,846.35 (5,009,972,592.71) 3,226,481,200.86 941,539,543.36 REGULATORY ASSETS REGULATORY ASSETS 3,622,148,123.07 0.00 0.00 495,319,627.64 FAS109 DFIT RECLASS (A/C 254) (460,418,390.61) 4,970,498.00 (6,990,653.00) (36,497,329.00) NET REGULATORY ASSETS 3,161,729,732.46 4,970,498.00 (6,990,653.00) 458,822,298.64 DEFERRED CHARGES CLEARING ACCOUNTS (102,593,254.22) (3,048,922.08) 64,802.74 244,389.02 UNAMORTIZED DEBT EXPENSE 45,261,032.67 0.00 7,544,620.21 3,407,553.66 OTHER DEFERRED DEBITS 808,161,033.58 (87,125,154.56) 17,387,067.91 38,612,619.93 TOTAL DEFERRED CHARGES 750,828,812.03 (90,174,076.64) 24,996,490.86 42,264,562.61 TOTAL ASSETS 47,281,967,790.40 (14,704,395,369.70) 12,809,351,916.97 5,180,787,836.58
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- AEP AEP APCO DESCRIPTION CONSOLIDATED ELIMINATIONS AEP CONSOLIDATED ------------------------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 2,153,027,480.50 (738,722,214.43) 2,153,027,480.50 260,457,768.00 PREMIUM ON CAPITAL STOCK 1,962,345,528.27 (263,733,919.06) 1,962,345,528.27 762,826.38 PAID-IN CAPITAL 817,060,323.60 (4,490,707,024.22) 820,358,003.60 714,683,741.99 RETAINED EARNINGS 3,296,122,080.50 (3,129,150,987.34) 3,296,122,054.43 150,796,650.14 COMMON SHAREHOLDERS' EQUITY 8,228,555,412.87 (8,622,314,145.05) 8,231,853,066.80 1,126,700,986.51 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 94,655,000.00 0.00 0.00 10,860,000.00 PS NOT SUBJ MANDATORY REDEMP 61,610,401.74 0.00 0.00 17,790,500.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 321,250,000.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 9,752,800,981.81 (901,100,000.00) 1,268,773,381.34 1,476,551,890.41 TOTAL CAPITALIZATION 18,458,871,796.42 (9,523,414,145.05) 9,500,626,448.14 2,631,903,376.92 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 219,225,305.17 (25,917,690.24) 0.00 33,928,399.29 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 1,114,992,529.11 0.00 0.00 50,175,477.93 TOTAL OTH NONCURRENT LIAB'S 1,334,217,834.28 (25,917,690.24) 0.00 84,103,877.22 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 2,300,477,416.28 (200,000,000.00) 0.00 80,006,878.49 SHORT-TERM DEBT 3,155,211,453.25 0.00 3,038,412,935.71 0.00 A/P - GENERAL 2,245,421,627.93 0.00 392,709.59 131,387,416.77 A/P- ASSOC. COS. 17,556,408.12 (1,773,101,945.93) 1,866,087.78 84,517,934.33 ADVANCES FROM AFFILIATES 0.00 (3,021,489,796.83) 246,902,450.18 303,226,866.67 CUSTOMER DEPOSITS 264,063,785.17 0.00 0.00 13,177,233.40 TAXES ACCRUED 651,880,568.66 (725,340.00) (503,373.00) 55,583,447.85 INTEREST ACCRUED 152,786,688.27 (13,608,185.34) 9,503,694.05 21,769,907.45 DIVIDENDS DECLARED 10,292,301.38 0.00 0.00 360,635.63 OBLIG UNDER CAP LEASES- CURR 74,511,876.51 0.00 0.00 12,356,725.75 ENERGY TRADING CONTRACTS 8,312,006,681.92 (64,265,123.00) 0.00 549,703,474.79 OTHR CURR & ACCRUED LIAB 916,133,167.50 (46,481.30) 17,090,832.32 62,580,858.74 TOTAL CURRENT LIABILITIES 18,100,341,974.99 (5,073,236,872.40) 3,313,665,336.63 1,314,671,379.87 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 6,070,656,196.66 (5,016,594.00) (1,771,726.00) 865,908,592.00 DFIT & DSIT RECLASS (A/C 190) (1,247,411,345.95) 6,778,234.00 (3,258,265.00) (162,333,905.00) NET DEFERRED INCOME TAXES 4,823,244,850.71 1,761,640.00 (5,029,991.00) 703,574,687.00 DEF INVESTMENT TAX CREDITS 490,715,608.44 (9,230,754.00) 0.00 38,328,187.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 393,627,158.79 0.00 0.00 137,040,715.58 UNAMORT GAIN REACQUIRED DEBT 149,011.60 0.00 0.00 111,920.01 TOTAL REGULATORY LIABILITIES 393,776,170.39 0.00 0.00 137,152,635.59 DEFERRED CREDITS 3,680,799,555.17 (74,357,548.01) 90,123.20 271,053,692.98 TOTAL DEF CREDITS & REG LIAB'S 9,388,536,184.71 (81,826,662.01) (4,939,867.80) 1,150,109,202.57 TOTAL CAPITAL & LIABILITIES 47,281,967,790.40 (14,704,395,369.70) 12,809,351,916.97 5,180,787,836.58
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ CSPCO I&M DESCRIPTION CONSOLIDATED CONSOLIDATED KEPCO KGPCO ------------------------------------------------------------------------------------------------------------------------------ ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 1,574,506,041.22 2,758,160,077.14 271,070,588.33 0.00 TRANSMISSION 401,404,522.72 957,336,718.30 374,115,983.35 14,930,598.87 DISTRIBUTION 1,159,105,019.48 900,920,965.86 402,537,075.58 77,560,972.60 GENERAL 146,732,305.14 233,004,797.39 65,058,968.58 5,063,820.92 CONSTRUCTION WORK IN PROGRESS 72,571,605.04 74,298,932.82 15,632,677.57 746,709.86 TOTAL ELECTRIC UTILITY PLANT 3,354,319,493.60 4,923,721,491.51 1,128,415,293.41 98,302,102.25 LESS ACCUM PRV-DEPR,DEPL,AMORT (1,377,031,924.03) (2,436,972,552.67) (384,104,202.34) (35,175,081.38) NET ELECTRIC UTILITY PLANT 1,977,287,569.57 2,486,748,938.84 744,311,091.07 63,127,020.87 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 29,291,848.32 77,294,414.72 5,522,227.31 21,034.53 INVEST IN SUBSIDIARY & ASSOC 430,000.00 0.00 0.00 0.00 TOTAL OTHER INVESTMENTS 204,562,051.16 266,227,227.07 78,942,083.32 258,355.00 TOTAL OTHER SPECIAL FUNDS 0.00 834,108,675.61 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 234,283,899.48 1,177,630,317.40 84,464,310.63 279,389.53 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 12,357,347.14 16,804,249.36 1,946,366.70 472,052.59 ADVANCES TO AFFILIATES 1,272,513.37 46,309,293.04 0.00 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS 41,769,951.78 60,863,606.27 20,035,539.39 605,704.06 ACCOUNTS RECEIVABLE - MISC 16,968,297.34 25,398,062.33 3,332,892.62 270,647.71 A/P FOR UNCOLLECTIBLE ACCOUNTS (745,119.51) (740,902.53) (263,620.18) (2,937.00) ACCOUNTS RECEIVABLE- ASSOC COS 63,469,678.54 31,907,757.55 16,012,469.52 1,866,876.54 FUEL 20,018,628.14 28,988,624.81 12,059,829.82 0.00 MATERIALS & SUPPLIES 38,984,591.25 91,440,326.76 15,765,586.27 194,890.03 ACCRUED UTILITY REVENUES 7,086,677.45 2,071,505.45 5,394,660.43 0.00 PREPAYMENTS 1,410,869.98 4,480,242.29 601,612.21 1,129,364.50 ENERGY TRADING CONTRACTS 347,197,900.62 399,195,694.12 139,605,220.99 0.00 OTHER CURRENT ASSETS 27,323,653.96 2,016,708.00 713,301.84 735,359.99 TOTAL CURRENT ASSETS 577,114,990.06 708,735,167.45 215,203,859.61 5,271,958.42 REGULATORY ASSETS REGULATORY ASSETS 277,935,220.88 498,607,390.04 108,236,585.50 4,913,971.42 FAS109 DFIT RECLASS (A/C 254) (15,668,035.00) (89,680,290.00) (10,543,941.00) (443,015.00) NET REGULATORY ASSETS 262,267,185.88 408,927,100.04 97,692,644.50 4,470,956.42 DEFERRED CHARGES CLEARING ACCOUNTS 61,430.13 282,926.05 130,945.52 1,707.93 UNAMORTIZED DEBT EXPENSE 2,023,601.68 4,229,507.30 289,007.25 69,444.42 OTHER DEFERRED DEBITS 54,102,078.35 30,454,412.45 11,151,619.05 196,641.58 TOTAL DEFERRED CHARGES 56,187,110.16 34,966,845.80 11,571,571.82 267,793.93 TOTAL ASSETS 3,107,140,755.15 4,817,008,369.53 1,153,243,477.63 73,417,119.17
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ CSPCO I&M DESCRIPTION CONSOLIDATED CONSOLIDATED KEPCO KGPCO ------------------------------------------------------------------------------------------------------------------------------ CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 41,026,065.00 56,583,866.43 50,450,000.00 4,100,000.00 PREMIUM ON CAPITAL STOCK 257,892,417.78 4,319,844.45 0.00 0.00 PAID-IN CAPITAL 316,476,557.07 725,060,923.27 156,846,734.00 13,800,000.00 RETAINED EARNINGS 176,102,772.91 74,605,269.60 48,833,324.41 5,881,581.13 COMMON SHAREHOLDERS' EQUITY 791,497,812.76 860,569,903.75 256,130,058.41 23,781,581.13 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 10,000,000.00 64,945,000.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 0.00 8,735,700.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 571,347,775.29 1,312,082,023.77 251,092,947.04 20,000,000.00 TOTAL CAPITALIZATION 1,372,845,588.05 2,246,332,627.52 507,223,005.45 43,781,581.13 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 27,052,195.42 51,092,776.15 6,742,318.80 827,186.47 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 9,662,329.98 636,176,049.20 5,187,110.06 1,068,929.83 TOTAL OTH NONCURRENT LIAB'S 36,714,525.40 687,268,825.35 11,929,428.86 1,896,116.30 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 220,500,000.00 340,000,000.00 95,000,000.00 0.00 SHORT-TERM DEBT 0.00 0.00 0.00 0.00 A/P - GENERAL 62,393,378.49 90,816,742.25 24,049,858.03 220,851.67 A/P- ASSOC. COS. 83,697,206.85 43,955,995.19 22,556,730.74 6,745,279.68 ADVANCES FROM AFFILIATES 182,656,601.44 0.00 66,199,838.61 5,915,448.90 CUSTOMER DEPOSITS 5,883,721.03 9,269,682.96 4,460,837.80 833,503.15 TAXES ACCRUED 116,363,845.67 69,760,947.77 10,304,695.37 1,425,651.70 INTEREST ACCRUED 10,906,842.80 20,691,492.22 5,268,754.11 794,979.04 DIVIDENDS DECLARED 175,000.00 1,121,706.65 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 7,835,242.22 10,839,953.41 2,840,582.22 305,441.52 ENERGY TRADING CONTRACTS 334,957,549.76 383,713,700.51 144,363,593.92 0.00 OTHR CURR & ACCRUED LIAB 20,706,143.01 62,043,990.93 9,456,363.12 1,148,369.27 TOTAL CURRENT LIABILITIES 1,046,075,531.27 1,032,214,211.89 384,501,253.92 17,389,524.93 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 518,488,718.00 732,755,493.00 199,230,845.00 11,973,908.00 DFIT & DSIT RECLASS (A/C 190) (74,767,049.00) (332,224,617.00) (30,926,475.00) (2,510,849.00) NET DEFERRED INCOME TAXES 443,721,669.00 400,530,876.00 168,304,370.00 9,463,059.00 DEF INVESTMENT TAX CREDITS 37,176,416.00 105,448,564.00 10,404,620.00 714,608.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 30,975.81 52,441,653.02 6,551,333.72 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 37,091.59 0.00 0.00 TOTAL REGULATORY LIABILITIES 30,975.81 52,478,744.61 6,551,333.72 0.00 DEFERRED CREDITS 170,576,049.62 292,734,520.16 64,329,465.68 172,229.81 TOTAL DEF CREDITS & REG LIAB'S 651,505,110.43 851,192,704.77 249,589,789.40 10,349,896.81 TOTAL CAPITAL & LIABILITIES 3,107,140,755.15 4,817,008,369.53 1,153,243,477.63 73,417,119.17
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ OPCO DESCRIPTION CONSOLIDATED WPCO AEGCO AEPSC ------------------------------------------------------------------------------------------------------------------------------ ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 3,007,865,531.86 0.00 638,296,963.88 0.00 TRANSMISSION 891,282,831.60 23,675,265.12 0.00 432.17 DISTRIBUTION 1,081,121,781.57 73,053,615.84 0.00 0.00 GENERAL 245,232,016.42 6,347,666.69 3,011,641.67 359,888,698.78 CONSTRUCTION WORK IN PROGRESS 165,073,508.50 1,158,430.10 6,945,554.19 128,566,364.58 TOTAL ELECTRIC UTILITY PLANT 5,390,575,669.95 104,234,977.75 648,254,159.74 488,455,495.53 LESS ACCUM PRV-DEPR,DEPL,AMORT (2,452,570,932.97) (44,108,164.81) (337,151,277.94) (185,527,881.91) NET ELECTRIC UTILITY PLANT 2,938,004,736.98 60,126,812.94 311,102,881.80 302,927,613.62 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 32,122,175.14 1,957,971.36 119,589.14 0.00 INVEST IN SUBSIDIARY & ASSOC 686,552.00 0.00 0.00 0.00 TOTAL OTHER INVESTMENTS 293,228,062.38 57,991.52 0.00 101,412,743.78 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 326,036,789.52 2,015,962.88 119,589.14 101,412,743.78 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 8,847,678.14 302,626.60 983,219.93 2,714,972.91 ADVANCES TO AFFILIATES 0.00 0.00 0.00 22,381,766.37 ACCOUNTS RECEIVABLE-CUSTOMERS 84,694,284.42 5,167,796.37 0.00 236,632.86 ACCOUNTS RECEIVABLE - MISC 20,409,148.76 62,330.69 147,442.16 13,040,038.99 A/P FOR UNCOLLECTIBLE ACCOUNTS (1,379,086.90) (64,128.48) 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 148,563,112.67 744,062.12 22,343,784.04 194,051,703.48 FUEL 84,723,564.97 0.00 15,243,126.91 149.99 MATERIALS & SUPPLIES 88,768,076.70 97,493.98 4,479,874.06 0.00 ACCRUED UTILITY REVENUES 0.00 2,115,659.00 0.00 0.00 PREPAYMENTS 3,598,099.40 168,654.09 243,857.37 3,562,373.77 ENERGY TRADING CONTRACTS 472,245,684.18 0.00 0.00 0.00 OTHER CURRENT ASSETS 17,267,199.00 1,416,648.20 0.00 38,500,295.47 TOTAL CURRENT ASSETS 927,737,761.34 10,011,142.57 43,441,304.47 274,487,933.84 REGULATORY ASSETS REGULATORY ASSETS 669,837,808.90 22,261,475.76 25,548,067.84 3,474,241.19 FAS109 DFIT RECLASS (A/C 254) (25,212,606.61) (342,114.00) (43,065,407.00) (12,953,498.00) NET REGULATORY ASSETS 644,625,202.29 21,919,361.76 (17,517,339.16) (9,479,256.81) DEFERRED CHARGES CLEARING ACCOUNTS 73,997.75 6,726.09 (586.88) 717,913.88 UNAMORTIZED DEBT EXPENSE 3,771,249.38 69,444.42 483,535.39 1,197,282.81 OTHER DEFERRED DEBITS 75,817,061.68 1,603,755.35 987,273.42 1,272,777.90 TOTAL DEFERRED CHARGES 79,662,308.81 1,679,925.86 1,470,221.93 3,187,974.59 TOTAL ASSETS 4,916,066,798.94 95,753,206.01 338,616,658.18 672,537,009.02
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ OPCO DESCRIPTION CONSOLIDATED WPCO AEGCO AEPSC ------------------------------------------------------------------------------------------------------------------------------ CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 321,201,454.00 2,428,460.00 1,000,000.00 1,350,000.00 PREMIUM ON CAPITAL STOCK 729,130.45 0.00 0.00 0.00 PAID-IN CAPITAL 461,556,623.78 15,595,573.00 23,434,000.00 (9,922,903.00) RETAINED EARNINGS 401,297,351.38 9,813,599.40 13,761,108.71 0.00 COMMON SHAREHOLDERS' EQUITY 1,184,784,559.61 27,837,632.40 38,195,108.71 (8,572,903.00) CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 8,850,000.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 16,647,700.00 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 1,203,841,523.53 20,000,000.00 44,793,340.08 55,100,000.00 TOTAL CAPITALIZATION 2,414,123,783.14 47,837,632.40 82,988,448.79 46,527,097.00 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 64,260,714.08 2,568,152.45 75,591.97 32,211,982.06 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 66,125,597.98 3,001,620.04 0.00 103,424,818.46 TOTAL OTH NONCURRENT LIAB'S 130,386,312.06 5,569,772.49 75,591.97 135,636,800.52 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 0.00 2,000,000.00 SHORT-TERM DEBT 0.00 0.00 0.00 0.00 A/P - GENERAL 134,418,106.91 288,221.78 7,582,222.59 41,710,150.73 A/P- ASSOC. COS. 176,519,600.54 8,786,706.68 1,654,464.90 85,995,040.62 ADVANCES FROM AFFILIATES 300,212,874.81 5,569,610.80 32,049,050.59 0.00 CUSTOMER DEPOSITS 5,452,031.21 289,669.66 0.00 0.00 TAXES ACCRUED 126,770,255.04 2,516,954.89 4,776,817.29 22,485,306.09 INTEREST ACCRUED 17,679,214.45 589,446.25 938,597.13 2,841,566.60 DIVIDENDS DECLARED 0.00 0.00 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 16,405,200.08 675,796.32 235,890.60 22,326,394.38 ENERGY TRADING CONTRACTS 456,046,702.21 0.00 0.00 0.00 OTHR CURR & ACCRUED LIAB 87,070,016.97 1,151,485.51 7,268,679.32 401,966,690.30 TOTAL CURRENT LIABILITIES 1,320,574,002.22 19,867,891.89 54,505,722.42 579,325,148.72 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 933,827,065.51 22,302,564.00 103,831,372.00 86,687,496.96 DFIT & DSIT RECLASS (A/C 190) (135,938,491.00) (5,708,805.00) (75,855,920.00) (185,585,833.00) NET DEFERRED INCOME TAXES 797,888,574.51 16,593,759.00 27,975,452.00 (98,898,336.04) DEF INVESTMENT TAX CREDITS 21,925,356.00 413,208.00 56,304,117.00 851,086.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 1,236,941.00 5,399,379.00 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 1,236,941.00 5,399,379.00 0.00 0.00 DEFERRED CREDITS 229,931,830.01 71,563.23 116,767,326.00 9,095,212.82 TOTAL DEF CREDITS & REG LIAB'S 1,050,982,701.52 22,477,909.23 201,046,895.00 (88,952,037.22) TOTAL CAPITAL & LIABILITIES 4,916,066,798.94 95,753,206.01 338,616,658.18 672,537,009.02
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ DESCRIPTION CCCO FRECO IFRI AEPPM ------------------------------------------------------------------------------------------------------------------------------ ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 0.00 0.00 0.00 0.00 TRANSMISSION 0.00 0.00 0.00 0.00 DISTRIBUTION 0.00 0.00 0.00 0.00 GENERAL 0.00 0.00 0.00 0.00 CONSTRUCTION WORK IN PROGRESS 0.00 0.00 0.00 0.00 TOTAL ELECTRIC UTILITY PLANT 0.00 0.00 0.00 0.00 LESS ACCUM PRV-DEPR,DEPL,AMORT 0.00 0.00 0.00 0.00 NET ELECTRIC UTILITY PLANT 0.00 0.00 0.00 0.00 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 700,846.00 0.00 0.00 0.00 INVEST IN SUBSIDIARY & ASSOC 0.00 1,000.00 0.00 0.00 TOTAL OTHER INVESTMENTS 0.00 11.00 11.00 0.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 700,846.00 1,011.00 11.00 0.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 20,945.60 662,204.68 120,138.87 0.00 ADVANCES TO AFFILIATES 293,082.06 304,257.35 19,455.39 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE - MISC 3,967.22 412.42 0.00 0.00 A/P FOR UNCOLLECTIBLE ACCOUNTS 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 6,244.95 (112,974.62) 111,005.10 100.00 FUEL 0.00 0.00 0.00 0.00 MATERIALS & SUPPLIES 0.00 0.00 0.00 0.00 ACCRUED UTILITY REVENUES 0.00 0.00 0.00 0.00 PREPAYMENTS 0.00 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00 OTHER CURRENT ASSETS 3,979.00 0.00 0.00 0.00 TOTAL CURRENT ASSETS 328,218.83 853,899.83 250,599.36 100.00 REGULATORY ASSETS REGULATORY ASSETS 0.00 0.00 0.00 0.00 FAS109 DFIT RECLASS (A/C 254) (66,000.00) 0.00 0.00 0.00 NET REGULATORY ASSETS (66,000.00) 0.00 0.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS 0.00 0.00 0.00 0.00 UNAMORTIZED DEBT EXPENSE 0.00 0.00 0.00 0.00 OTHER DEFERRED DEBITS 0.00 6,734.40 410.92 0.00 TOTAL DEFERRED CHARGES 0.00 6,734.40 410.92 0.00 TOTAL ASSETS 963,064.83 861,645.23 251,021.28 100.00
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ DESCRIPTION CCCO FRECO IFRI AEPPM ------------------------------------------------------------------------------------------------------------------------------ CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 3,000.00 10,000.00 1,000.00 100.00 PREMIUM ON CAPITAL STOCK 0.00 0.00 0.00 0.00 PAID-IN CAPITAL 1,204,736.00 0.00 0.00 0.00 RETAINED EARNINGS 0.00 19,968.85 0.00 (373.34) COMMON SHAREHOLDERS' EQUITY 1,207,736.00 29,968.85 1,000.00 (273.34) CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 0.00 0.00 0.00 0.00 TOTAL CAPITALIZATION 1,207,736.00 29,968.85 1,000.00 (273.34) OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 0.00 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 295,160.00 0.00 0.00 0.00 TOTAL OTH NONCURRENT LIAB'S 295,160.00 0.00 0.00 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 0.00 0.00 SHORT-TERM DEBT 0.00 0.00 0.00 0.00 A/P - GENERAL 0.00 0.00 0.00 0.00 A/P- ASSOC. COS. 2,620.47 101,352.89 108,108.55 575.34 ADVANCES FROM AFFILIATES 0.00 0.00 0.00 0.00 CUSTOMER DEPOSITS 0.00 0.00 0.00 0.00 TAXES ACCRUED (13,380.42) (28.35) 0.00 (119.00) INTEREST ACCRUED 0.00 0.00 91.74 0.00 DIVIDENDS DECLARED 0.00 0.00 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 0.00 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00 OTHR CURR & ACCRUED LIAB 6,920.78 728,654.20 141,806.99 0.00 TOTAL CURRENT LIABILITIES (3,839.17) 829,978.74 250,007.28 456.34 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 23,830.00 0.00 0.00 0.00 DFIT & DSIT RECLASS (A/C 190) (559,822.00) 0.00 0.00 (83.00) NET DEFERRED INCOME TAXES (535,992.00) 0.00 0.00 (83.00) DEF INVESTMENT TAX CREDITS 0.00 0.00 0.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 0.00 0.00 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 0.00 0.00 0.00 0.00 DEFERRED CREDITS 0.00 1,697.64 14.00 0.00 TOTAL DEF CREDITS & REG LIAB'S (535,992.00) 1,697.64 14.00 (83.00) TOTAL CAPITAL & LIABILITIES 963,064.83 861,645.23 251,021.28 100.00
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ AEPINV AEPR DESCRIPTION AEPES CONSOLIDATED CONSOLIDATED AEPPRO ------------------------------------------------------------------------------------------------------------------------------ ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 0.00 0.00 1,201,321,698.03 0.00 TRANSMISSION 0.00 0.00 456,862,837.34 0.00 DISTRIBUTION 0.00 0.00 352,392,017.24 0.00 GENERAL 2,444,961.80 0.00 446,308,352.46 157,280.93 CONSTRUCTION WORK IN PROGRESS 13,131,096.06 302,734.00 20,995,579.04 0.00 TOTAL ELECTRIC UTILITY PLANT 15,576,057.86 302,734.00 2,477,880,484.11 157,280.93 LESS ACCUM PRV-DEPR,DEPL,AMORT (2,185,238.05) 0.00 (105,037,036.25) (54,510.60) NET ELECTRIC UTILITY PLANT 13,390,819.81 302,734.00 2,372,843,447.86 102,770.33 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 0.00 0.00 2,364,000.00 0.00 INVEST IN SUBSIDIARY & ASSOC 6,540,881.36 1,237,286.64 112,756,369.74 0.00 TOTAL OTHER INVESTMENTS 956,419,696.61 16,086,706.49 1,057,929,425.29 5,000,000.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 962,960,577.97 17,323,993.13 1,173,049,795.03 5,000,000.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 910,000.49 0.00 60,969,675.88 332,360.59 ADVANCES TO AFFILIATES 65,950,065.72 0.00 6,383,022.91 57,968,341.71 ACCOUNTS RECEIVABLE-CUSTOMERS 331.96 0.00 48,232,446.85 0.00 ACCOUNTS RECEIVABLE - MISC 805,090,658.53 0.00 176,684,283.41 8,123,709.96 A/P FOR UNCOLLECTIBLE ACCOUNTS (207.34) 0.00 (45,046,023.69) (959,027.23) ACCOUNTS RECEIVABLE- ASSOC COS 585,887,034.50 224,956.17 368,706,407.44 7,595,725.77 FUEL 113,647,392.22 0.00 147,293,838.97 0.00 MATERIALS & SUPPLIES 0.00 0.00 7,108,794.24 0.00 ACCRUED UTILITY REVENUES 0.00 0.00 102,096,893.05 0.00 PREPAYMENTS (791,913.46) 8,359.00 78,144,014.12 263,937.95 ENERGY TRADING CONTRACTS 5,865,337,604.20 0.00 222,522,378.52 0.00 OTHER CURRENT ASSETS 64,826,770.98 0.00 9,529,019.17 0.00 TOTAL CURRENT ASSETS 7,500,857,737.80 233,315.17 1,182,624,750.87 73,325,048.75 REGULATORY ASSETS REGULATORY ASSETS 0.00 0.00 0.00 0.00 FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00 0.00 NET REGULATORY ASSETS 0.00 0.00 0.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS (2,823,106.26) 0.00 19,897,152.68 398,137.21 UNAMORTIZED DEBT EXPENSE 0.00 0.00 18,114,738.18 0.00 OTHER DEFERRED DEBITS 2,425,813.36 0.00 77,982,202.41 101,333,001.39 TOTAL DEFERRED CHARGES (397,292.90) 0.00 115,994,093.27 101,731,138.60 TOTAL ASSETS 8,476,811,842.68 17,860,042.30 4,844,512,087.03 180,158,957.68
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ AEPINV AEPR DESCRIPTION AEPES CONSOLIDATED CONSOLIDATED AEPPRO ------------------------------------------------------------------------------------------------------------------------------ CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 200.00 100.00 100.00 110,000.00 PREMIUM ON CAPITAL STOCK 0.00 9,900.00 9,900.00 0.00 PAID-IN CAPITAL 36,685,774.77 29,222,509.98 246,438,157.08 3,890,000.00 RETAINED EARNINGS 41,786,520.57 (9,873,548.06) (95,579,409.53) (4,799,653.66) COMMON SHAREHOLDERS' EQUITY 78,472,495.34 19,358,961.92 150,868,747.55 (799,653.66) CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 0.00 0.00 1,236,188,752.29 0.00 TOTAL CAPITALIZATION 78,472,495.34 19,358,961.92 1,387,057,499.84 (799,653.66) OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 86,380.23 0.00 358,905.01 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 1,548,677.58 0.00 66,159,810.44 73,928.67 TOTAL OTH NONCURRENT LIAB'S 1,635,057.81 0.00 66,518,715.45 73,928.67 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 889,252,509.79 0.00 SHORT-TERM DEBT 0.00 0.00 40,500.00 0.00 A/P - GENERAL 875,098,740.59 0.00 244,404,134.67 4,907,764.87 A/P- ASSOC. COS. 687,213,450.04 495,083.42 345,613,465.90 18,069,133.56 ADVANCES FROM AFFILIATES 0.00 3,877,433.69 504,048,958.76 0.00 CUSTOMER DEPOSITS 80,174,925.00 0.00 205,221.22 0.00 TAXES ACCRUED 16,018,187.49 (281,807.00) 48,251,841.93 245,689.18 INTEREST ACCRUED 0.01 11,138.41 10,126,349.82 0.00 DIVIDENDS DECLARED 0.00 0.00 8,458,238.57 0.00 OBLIG UNDER CAP LEASES- CURR 398,211.76 0.00 189,868.20 0.00 ENERGY TRADING CONTRACTS 5,662,034,055.02 0.00 200,577,626.17 0.00 OTHR CURR & ACCRUED LIAB 15,130,904.01 1,679.86 71,380,202.36 4,833,424.67 TOTAL CURRENT LIABILITIES 7,336,068,473.92 4,103,528.38 2,322,548,917.39 28,056,012.28 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 145,958,783.00 (631,294.00) 153,120,145.62 9,874.00 DFIT & DSIT RECLASS (A/C 190) (104,796,159.00) (4,971,154.00) (103,967,493.33) (1,476,008.00) NET DEFERRED INCOME TAXES 41,162,624.00 (5,602,448.00) 49,152,652.29 (1,466,134.00) DEF INVESTMENT TAX CREDITS 0.00 0.00 0.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 0.00 0.00 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 0.00 0.00 0.00 0.00 DEFERRED CREDITS 1,019,473,191.61 0.00 1,019,234,302.06 154,294,804.39 TOTAL DEF CREDITS & REG LIAB'S 1,060,635,815.61 (5,602,448.00) 1,068,386,954.35 152,828,670.39 TOTAL CAPITAL & LIABILITIES 8,476,811,842.68 17,860,042.30 4,844,512,087.03 180,158,957.68
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- AEPC CSW AEP C&I DESCRIPTION CONSOLIDATED CONSOLIDATED AEPRELLC CONSOLIDATED ------------------------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 0.00 6,076,996,319.25 0.00 0.00 TRANSMISSION 0.00 1,879,536,528.22 0.00 0.00 DISTRIBUTION 0.00 5,376,014,741.93 0.00 0.00 GENERAL 77,463,894.44 2,002,462,646.30 0.00 130,500.00 CONSTRUCTION WORK IN PROGRESS 21,732,372.71 373,561,314.81 0.00 0.00 TOTAL ELECTRIC UTILITY PLANT 99,196,267.15 15,708,571,550.51 0.00 130,500.00 LESS ACCUM PRV-DEPR,DEPL,AMORT (6,235,351.91) (6,359,488,432.25) 0.00 (20,371.89) NET ELECTRIC UTILITY PLANT 92,960,915.24 9,349,083,118.26 0.00 110,128.11 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 0.00 11,875,436.68 0.00 0.00 INVEST IN SUBSIDIARY & ASSOC 76,558,621.72 460,232,323.47 0.00 14,765,489.32 TOTAL OTHER INVESTMENTS 2,725,642.00 1,371,807,676.84 0.00 (2,526,671.00) TOTAL OTHER SPECIAL FUNDS 0.00 98,599,798.11 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 79,284,263.72 1,942,515,235.10 0.00 12,238,818.32 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 95,691.15 122,760,697.28 85.88 45,200.00 ADVANCES TO AFFILIATES 53,315,077.20 6,242,085.20 0.00 97,547.34 ACCOUNTS RECEIVABLE-CUSTOMERS (29.71) (31,794,736.56) 0.00 0.00 ACCOUNTS RECEIVABLE - MISC 5,795,458.52 236,447,003.17 129,139.91 215.81 A/P FOR UNCOLLECTIBLE ACCOUNTS (1,348,523.13) (17,888,995.48) 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 2,079,828.04 428,273,589.53 1,171.58 116,199.53 FUEL 0.00 120,768,370.54 0.00 0.00 MATERIALS & SUPPLIES 1,224,446.97 164,047,790.58 0.00 2,519,230.49 ACCRUED UTILITY REVENUES 0.00 76,184,000.00 0.00 0.00 PREPAYMENTS 85,764.52 46,445,007.95 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 624,590,188.48 0.00 0.00 OTHER CURRENT ASSETS 431,917.06 1,707,683.00 0.00 0.00 TOTAL CURRENT ASSETS 61,679,630.62 1,777,782,683.69 130,397.37 2,778,393.17 REGULATORY ASSETS REGULATORY ASSETS 0.00 1,516,013,733.90 0.00 0.00 FAS109 DFIT RECLASS (A/C 254) 0.00 (223,926,000.00) 0.00 0.00 NET REGULATORY ASSETS 0.00 1,292,087,733.90 0.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS (58,040.94) (118,762,823.63) (0.01) 33.70 UNAMORTIZED DEBT EXPENSE 1,288,623.19 2,772,424.78 0.00 0.00 OTHER DEFERRED DEBITS 10,304,842.82 462,792,617.65 (0.13) 0.03 TOTAL DEFERRED CHARGES 11,535,425.07 346,802,218.80 (0.14) 33.73 TOTAL ASSETS 245,460,234.65 14,708,270,989.75 130,397.23 15,127,373.33
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- AEPC CSW AEP C&I DESCRIPTION CONSOLIDATED CONSOLIDATED AEPRELLC CONSOLIDATED ------------------------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 100.00 1.00 0.00 0.00 PREMIUM ON CAPITAL STOCK 9,900.00 0.00 0.00 0.00 PAID-IN CAPITAL 28,290,000.00 1,724,146,916.28 0.00 0.00 RETAINED EARNINGS (75,226,305.13) 2,402,749,873.50 (224,206.86) (3,267,095.65) COMMON SHAREHOLDERS' EQUITY (46,926,305.13) 4,126,896,790.78 (224,206.86) (3,267,095.65) CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 0.00 18,436,501.74 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 321,250,000.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 125,196,000.03 3,050,933,348.03 0.00 0.00 TOTAL CAPITALIZATION 78,269,694.90 7,517,516,640.55 (224,206.86) (3,267,095.65) OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 25,938,393.48 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 372,310.87 145,919,685.60 0.00 0.00 TOTAL OTH NONCURRENT LIAB'S 26,310,704.35 145,919,685.60 0.00 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 873,718,028.00 0.00 0.00 SHORT-TERM DEBT 50,000,000.00 63,676,839.00 0.00 0.00 A/P - GENERAL 1,241,502.58 620,931,734.78 38,802.45 895.06 A/P- ASSOC. COS. 3,214,142.74 119,112,227.37 8,507.52 232,419.82 ADVANCES FROM AFFILIATES 51,982,441.31 1,136,240,443.99 466,140.48 18,175,801.78 CUSTOMER DEPOSITS 0.00 144,316,959.74 0.00 0.00 TAXES ACCRUED 5,315,350.18 182,710,243.06 (121,440.00) (216,935.00) INTEREST ACCRUED 160,117.34 64,759,214.28 610.70 54,294.59 DIVIDENDS DECLARED 0.00 176,720.53 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 126,558.19 (23,988.14) 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 644,875,102.54 0.00 0.00 OTHR CURR & ACCRUED LIAB 2,674,879.53 130,146,977.87 (9,681.06) 181,202.82 TOTAL CURRENT LIABILITIES 114,714,991.87 3,980,640,503.02 382,940.09 18,427,679.07 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 3,734,956.00 2,289,232,167.57 0.00 0.00 DFIT & DSIT RECLASS (A/C 190) (11,637,528.00) (17,641,242.62) (28,336.00) 0.00 NET DEFERRED INCOME TAXES (7,902,572.00) 2,271,590,924.95 (28,336.00) 0.00 DEF INVESTMENT TAX CREDITS 0.00 228,380,200.44 0.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 0.00 190,926,160.66 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 0.00 190,926,160.66 0.00 0.00 DEFERRED CREDITS 34,067,415.53 373,296,874.53 0.00 (33,210.09) TOTAL DEF CREDITS & REG LIAB'S 26,164,843.53 3,064,194,160.58 (28,336.00) (33,210.09) TOTAL CAPITAL & LIABILITIES 245,460,234.65 14,708,270,989.75 130,397.23 15,127,373.33
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ----------------------------------------------------------------------------------------------------------------------------------- MESA LP MUTUALENER DESCRIPTION AEP T&D SVC AEPTEXASGP AEPCOAL CONSOLIDATED CONSOLIDATED ----------------------------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 0.00 0.00 0.00 0.00 0.00 TRANSMISSION 0.00 0.00 0.00 0.00 0.00 DISTRIBUTION 0.00 0.00 0.00 0.00 0.00 GENERAL 0.00 0.00 103,978,375.00 175,000,000.00 0.00 CONSTRUCTION WORK IN PROGRESS 0.00 0.00 0.00 0.00 3,297,693.64 TOTAL ELECTRIC UTILITY PLANT 0.00 0.00 103,978,375.00 175,000,000.00 3,297,693.64 LESS ACCUM PRV-DEPR,DEPL,AMORT 0.00 0.00 (2,619,933.88) 0.00 0.00 NET ELECTRIC UTILITY PLANT 0.00 0.00 101,358,441.12 175,000,000.00 3,297,693.64 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 0.00 0.00 0.00 0.00 0.00 INVEST IN SUBSIDIARY & ASSOC 0.00 0.00 0.00 0.00 0.00 TOTAL OTHER INVESTMENTS 0.00 0.00 0.00 0.00 0.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 0.00 0.00 0.00 0.00 0.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 0.00 0.00 8,964,418.70 0.00 0.00 ADVANCES TO AFFILIATES 0.00 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS 0.00 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE - MISC 303,938.93 0.00 26,037,554.07 0.00 959,079.58 A/P FOR UNCOLLECTIBLE ACCOUNTS 0.00 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 1,337.02 1,000.00 203,921.76 0.00 111,096.51 FUEL 0.00 0.00 5,158,343.56 0.00 407,274.02 MATERIALS & SUPPLIES 0.00 0.00 0.00 0.00 0.00 ACCRUED UTILITY REVENUES 0.00 0.00 0.00 0.00 0.00 PREPAYMENTS 0.00 0.00 226,875.91 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00 0.00 OTHER CURRENT ASSETS 0.00 0.00 925,961.56 0.00 0.00 TOTAL CURRENT ASSETS 305,275.95 1,000.00 41,517,075.56 0.00 1,477,450.11 REGULATORY ASSETS REGULATORY ASSETS 0.00 0.00 0.00 0.00 0.00 FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00 0.00 0.00 NET REGULATORY ASSETS 0.00 0.00 0.00 0.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS 220,062.88 0.00 0.00 0.00 0.00 UNAMORTIZED DEBT EXPENSE 0.00 0.00 0.00 0.00 0.00 OTHER DEFERRED DEBITS 0.00 0.00 2,163,986.97 0.00 6,691,270.70 TOTAL DEFERRED CHARGES 220,062.88 0.00 2,163,986.97 0.00 6,691,270.70 TOTAL ASSETS 525,338.83 1,000.00 145,039,503.65 175,000,000.00 11,466,414.45
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ----------------------------------------------------------------------------------------------------------------------------------- MESA LP MUTUALENER DESCRIPTION AEP T&D SVC AEPTEXASGP AEPCOAL CONSOLIDATED CONSOLIDATED ----------------------------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 0.00 0.00 0.00 0.00 0.00 PREMIUM ON CAPITAL STOCK 0.00 0.00 0.00 0.00 0.00 PAID-IN CAPITAL 0.00 0.00 0.00 0.00 0.00 RETAINED EARNINGS (76,815.33) (1,855.40) 634,548.00 0.00 (8,082,292.23) COMMON SHAREHOLDERS' EQUITY (76,815.33) (1,855.40) 634,548.00 0.00 (8,082,292.23) CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 0.00 0.00 0.00 18,000,000.00 0.00 TOTAL CAPITALIZATION (76,815.33) (1,855.40) 634,548.00 18,000,000.00 (8,082,292.23) OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 0.00 0.00 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 0.00 0.00 25,801,022.47 0.00 0.00 TOTAL OTH NONCURRENT LIAB'S 0.00 0.00 25,801,022.47 0.00 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 0.00 0.00 0.00 SHORT-TERM DEBT 0.00 0.00 3,081,178.54 0.00 0.00 A/P - GENERAL 2,265.39 0.00 5,536,128.73 0.00 0.00 A/P- ASSOC. COS. 66,278.85 2,953.40 93,802,013.96 0.00 6,320,972.91 ADVANCES FROM AFFILIATES 217,583.96 0.00 0.00 147,854,987.18 15,893,263.68 CUSTOMER DEPOSITS 0.00 0.00 0.00 0.00 0.00 TAXES ACCRUED 134,470.14 (98.00) 4,617,234.78 (10,990,000.00) (2,547,849.00) INTEREST ACCRUED 1,021.76 0.00 291,366.78 0.00 6,174.08 DIVIDENDS DECLARED 0.00 0.00 0.00 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 0.00 0.00 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00 0.00 OTHR CURR & ACCRUED LIAB 182,079.06 0.00 11,276,010.39 9,145,012.82 (123,854.99) TOTAL CURRENT LIABILITIES 603,699.16 2,855.40 118,603,933.18 146,010,000.00 19,548,706.68 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 0.00 0.00 0.00 10,990,000.00 0.00 DFIT & DSIT RECLASS (A/C 190) (1,545.00) 0.00 0.00 0.00 0.00 NET DEFERRED INCOME TAXES (1,545.00) 0.00 0.00 10,990,000.00 0.00 DEF INVESTMENT TAX CREDITS 0.00 0.00 0.00 0.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 0.00 0.00 0.00 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 0.00 0.00 0.00 0.00 0.00 DEFERRED CREDITS 0.00 0.00 0.00 0.00 0.00 TOTAL DEF CREDITS & REG LIAB'S (1,545.00) 0.00 0.00 10,990,000.00 0.00 TOTAL CAPITAL & LIABILITIES 525,338.83 1,000.00 145,039,503.65 175,000,000.00 11,466,414.45
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- CSW CSW DESCRIPTION CONSOLIDATED ELIMINATIONS CSW CPL ------------------------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 6,076,996,319.25 0.00 0.00 3,169,421,304.82 TRANSMISSION 1,879,536,528.22 0.00 0.00 663,654,688.62 DISTRIBUTION 5,376,014,741.93 0.00 0.00 1,279,037,886.33 GENERAL 2,002,462,646.30 0.00 0.00 488,518,471.13 CONSTRUCTION WORK IN PROGRESS 373,561,314.81 0.00 0.00 169,074,812.08 TOTAL ELECTRIC UTILITY PLANT 15,708,571,550.51 0.00 0.00 5,769,707,162.98 LESS ACCUM PRV-DEPR,DEPL,AMORT (6,359,488,432.25) 0.00 0.00 (2,347,427,657.04) NET ELECTRIC UTILITY PLANT 9,349,083,118.26 0.00 0.00 3,422,279,505.94 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 11,875,436.68 0.00 0.00 2,315,319.36 INVEST IN SUBSIDIARY & ASSOC 460,232,323.47 (4,884,204,026.58) 4,168,172,506.58 2,000.00 TOTAL OTHER INVESTMENTS 1,371,807,676.84 (2,250,884.14) 29,598,106.34 72,855,936.70 TOTAL OTHER SPECIAL FUNDS 98,599,798.11 0.00 0.00 98,599,798.11 TOTAL OTHER PROP AND INVSTMNTS 1,942,515,235.10 (4,886,454,910.72) 4,197,770,612.92 173,773,054.17 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 122,760,697.28 0.00 0.00 10,909,717.25 ADVANCES TO AFFILIATES 6,242,085.20 0.00 0.00 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS (31,794,736.56) 200,778,442.14 0.00 38,272,766.42 ACCOUNTS RECEIVABLE - MISC 236,447,003.17 0.00 948,483.90 0.00 A/P FOR UNCOLLECTIBLE ACCOUNTS (17,888,995.48) 0.00 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 428,273,589.53 (476,148,263.21) 24,208,250.92 6,249,279.98 FUEL 120,768,370.54 0.00 0.00 38,689,642.74 MATERIALS & SUPPLIES 164,047,790.58 0.00 0.00 55,474,693.61 ACCRUED UTILITY REVENUES 76,184,000.00 0.00 0.00 46,869,000.00 PREPAYMENTS 46,445,007.95 0.00 (581,786.91) 2,443,368.14 ENERGY TRADING CONTRACTS 624,590,188.48 0.00 0.00 212,979,008.00 OTHER CURRENT ASSETS 1,707,683.00 0.00 0.00 298,685.00 TOTAL CURRENT ASSETS 1,777,782,683.69 (275,369,821.07) 24,574,947.91 412,186,161.14 REGULATORY ASSETS REGULATORY ASSETS 1,516,013,733.90 0.00 0.00 1,286,157,904.42 FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00 0.00 NET REGULATORY ASSETS 1,516,013,733.90 0.00 0.00 1,286,157,904.42 DEFERRED CHARGES CLEARING ACCOUNTS (118,762,823.63) 0.00 0.00 0.00 UNAMORTIZED DEBT EXPENSE 2,772,424.78 0.00 0.00 0.00 OTHER DEFERRED DEBITS 462,792,617.65 39,600,098.77 2,423,718.88 67,115,131.98 TOTAL DEFERRED CHARGES 346,802,218.80 39,600,098.77 2,423,718.88 67,115,131.98 TOTAL ASSETS 14,932,196,989.75 (5,122,224,633.02) 4,224,769,279.71 5,361,511,757.65
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- CSW CSW DESCRIPTION CONSOLIDATED ELIMINATIONS CSW CPL ------------------------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 1.00 (599,001,995.00) 1.00 168,888,375.00 PREMIUM ON CAPITAL STOCK 0.00 0.00 0.00 0.00 PAID-IN CAPITAL 1,724,146,916.28 (2,614,204,669.60) 1,724,146,916.28 405,000,000.00 RETAINED EARNINGS 2,402,749,873.50 (1,670,619,279.69) 2,408,129,435.40 826,197,470.29 COMMON SHAREHOLDERS' EQUITY 4,126,896,790.78 (4,883,825,944.29) 4,132,276,352.68 1,400,085,845.29 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 18,436,501.74 0.00 0.00 5,966,568.87 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 321,250,000.00 0.00 0.00 136,250,000.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 3,050,933,348.03 0.00 0.00 988,767,526.20 TOTAL CAPITALIZATION 7,517,516,640.55 (4,883,825,944.29) 4,132,276,352.68 2,531,069,940.36 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 0.00 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 145,919,685.60 0.00 0.00 108,076,627.53 TOTAL OTH NONCURRENT LIAB'S 145,919,685.60 0.00 0.00 108,076,627.53 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 873,718,028.00 0.00 0.00 265,000,000.00 SHORT-TERM DEBT 63,676,839.00 0.00 0.00 0.00 A/P - GENERAL 620,931,734.78 0.00 492,900.70 65,306,606.20 A/P- ASSOC. COS. 119,112,227.37 (231,979,053.80) 15,101,675.25 96,169,891.14 ADVANCES FROM AFFILIATES 1,136,240,443.99 203,815.52 49,128,320.82 354,277,094.99 CUSTOMER DEPOSITS 144,316,959.74 0.00 0.00 26,744,329.36 TAXES ACCRUED 182,710,243.06 0.00 (18,679,551.10) 83,511,967.99 INTEREST ACCRUED 64,759,214.28 2,595,414.04 1,541,442.68 18,524,064.09 DIVIDENDS DECLARED 176,720.53 (9,391,579.37) 0.00 40,258.55 OBLIG UNDER CAP LEASES- CURR (23,988.14) 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 644,875,102.54 0.00 0.00 219,485,339.79 OTHR CURR & ACCRUED LIAB 130,146,977.87 0.00 5,923,375.96 19,463,969.30 TOTAL CURRENT LIABILITIES 3,980,640,503.02 (238,571,403.61) 53,508,164.31 1,148,523,521.41 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 2,289,232,167.57 0.00 2,387,812.91 1,163,795,027.97 DFIT & DSIT RECLASS (A/C 190) (17,641,242.62) 0.00 0.00 0.00 NET DEFERRED INCOME TAXES 2,271,590,924.95 0.00 2,387,812.91 1,163,795,027.97 DEF INVESTMENT TAX CREDITS 228,380,200.44 0.00 0.00 122,892,590.02 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 414,852,160.66 0.00 0.00 220,671,247.35 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 414,852,160.66 0.00 0.00 220,671,247.35 DEFERRED CREDITS 373,296,874.53 172,714.88 36,596,949.81 66,482,803.01 TOTAL DEF CREDITS & REG LIAB'S 3,288,120,160.58 172,714.88 38,984,762.72 1,573,841,668.35 TOTAL CAPITAL & LIABILITIES 14,932,196,989.75 (5,122,224,633.02) 4,224,769,279.71 5,361,511,757.65
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- PSO SWEPCO DESCRIPTION CONSOLIDATED CONSOLIDATED WTU SEEBOARD ------------------------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 1,034,711,260.90 1,429,355,515.44 443,508,238.09 0.00 TRANSMISSION 427,110,067.06 538,748,605.56 250,023,166.98 0.00 DISTRIBUTION 972,805,625.33 1,042,522,709.60 431,969,376.67 1,649,679,144.00 GENERAL 203,571,735.74 376,015,615.68 112,796,684.20 343,691,521.00 CONSTRUCTION WORK IN PROGRESS 56,899,811.29 74,121,735.91 22,574,904.40 0.00 TOTAL ELECTRIC UTILITY PLANT 2,695,098,500.32 3,460,764,182.19 1,260,872,370.34 1,993,370,665.00 LESS ACCUM PRV-DEPR,DEPL,AMORT (1,184,442,455.53) (1,550,618,108.66) (546,162,575.55) (710,229,164.00) NET ELECTRIC UTILITY PLANT 1,510,656,044.79 1,910,146,073.53 714,709,794.79 1,283,141,501.00 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 4,473,604.61 4,232,711.01 853,801.70 0.00 INVEST IN SUBSIDIARY & ASSOC 3,746,186.51 196,435.96 2,000.00 43,755,908.00 TOTAL OTHER INVESTMENTS 55,778,510.81 64,987,377.93 21,659,162.38 1,128,999,212.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 63,998,301.93 69,416,524.90 22,514,964.08 1,172,755,120.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 5,794,623.97 5,415,250.74 2,453,471.52 88,975,003.00 ADVANCES TO AFFILIATES 0.00 6,242,085.20 0.00 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS 31,100,285.97 44,499,122.56 18,524,360.58 195,306,879.00 ACCOUNTS RECEIVABLE - MISC 0.00 (2,261,960.12) 0.00 0.00 A/P FOR UNCOLLECTIBLE ACCOUNTS 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 10,905,192.83 14,331,366.11 8,656,082.74 74,461,420.00 FUEL 21,559,102.22 52,212,350.83 8,307,274.75 0.00 MATERIALS & SUPPLIES 36,784,585.98 32,527,148.17 11,190,050.74 18,205,006.00 ACCRUED UTILITY REVENUES 9,120,000.00 11,466,000.00 8,729,000.00 0.00 PREPAYMENTS 2,121,660.32 18,416,393.71 866,427.73 21,417,734.00 ENERGY TRADING CONTRACTS 162,199,825.92 186,159,106.01 63,252,248.55 0.00 OTHER CURRENT ASSETS 246,969.00 298,779.00 99,278.00 0.00 TOTAL CURRENT ASSETS 279,832,246.21 369,305,642.21 122,078,194.61 398,366,042.00 REGULATORY ASSETS REGULATORY ASSETS 56,416,524.28 111,181,673.25 62,257,631.95 0.00 FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00 0.00 NET REGULATORY ASSETS 56,416,524.28 111,181,673.25 62,257,631.95 0.00 DEFERRED CHARGES CLEARING ACCOUNTS 0.00 (118,868,099.71) 0.00 0.00 UNAMORTIZED DEBT EXPENSE 195,380.25 0.00 0.00 0.00 OTHER DEFERRED DEBITS 37,331,593.97 223,576,041.87 26,395,829.41 51,721,250.00 TOTAL DEFERRED CHARGES 37,526,974.22 104,707,942.16 26,395,829.41 51,721,250.00 TOTAL ASSETS 1,948,430,091.43 2,564,757,856.05 947,956,414.84 2,905,983,913.00
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- PSO SWEPCO DESCRIPTION CONSOLIDATED CONSOLIDATED WTU SEEBOARD ------------------------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 157,230,000.00 135,659,520.00 137,214,000.00 1,000.00 PREMIUM ON CAPITAL STOCK 0.00 0.00 0.00 0.00 PAID-IN CAPITAL 180,000,000.00 245,000,000.00 2,236,000.00 747,442,558.00 RETAINED EARNINGS 142,994,538.42 308,914,741.35 105,970,218.12 340,612,956.00 COMMON SHAREHOLDERS' EQUITY 480,224,538.42 689,574,261.35 245,420,218.12 1,088,056,514.00 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 5,283,381.64 4,704,420.64 2,482,130.59 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 75,000,000.00 110,000,000.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 345,128,836.38 494,688,142.61 220,966,636.23 700,661,051.00 TOTAL CAPITALIZATION 905,636,756.44 1,298,966,824.60 468,868,984.94 1,788,717,565.00 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 0.00 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 7,183,476.55 26,452,577.65 4,119,240.87 0.00 TOTAL OTH NONCURRENT LIAB'S 7,183,476.55 26,452,577.65 4,119,240.87 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 106,000,000.00 150,595,000.00 35,000,000.00 315,822,879.00 SHORT-TERM DEBT 0.00 0.00 0.00 14,264,264.00 A/P - GENERAL 72,758,902.12 71,810,201.55 33,781,939.19 259,799,656.00 A/P- ASSOC. COS. 49,976,602.31 48,934,644.14 20,117,319.65 1,251,533.00 ADVANCES FROM AFFILIATES 123,086,617.80 123,609,420.67 50,448,227.65 19,035,097.00 CUSTOMER DEPOSITS 21,041,497.44 19,879,984.82 4,190,888.00 72,445,965.00 TAXES ACCRUED 18,150,367.38 36,522,250.73 17,357,685.16 39,035,620.00 INTEREST ACCRUED 7,298,258.19 13,630,530.33 1,244,255.65 16,534,163.00 DIVIDENDS DECLARED 53,159.18 57,263.62 26,039.18 0.00 OBLIG UNDER CAP LEASES- CURR 0.00 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 167,657,809.96 192,317,631.94 65,414,320.85 0.00 OTHR CURR & ACCRUED LIAB 12,242,867.58 39,672,794.50 11,974,769.41 33,739,768.00 TOTAL CURRENT LIABILITIES 578,266,081.96 697,029,722.30 239,555,444.74 771,928,945.00 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 296,876,549.00 369,781,227.00 145,049,158.00 269,165,239.00 DFIT & DSIT RECLASS (A/C 190) 0.00 0.00 0.00 (872,760.00) NET DEFERRED INCOME TAXES 296,876,549.00 369,781,227.00 145,049,158.00 268,292,479.00 DEF INVESTMENT TAX CREDITS 33,992,236.19 48,714,448.00 22,780,926.23 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 78,600,130.68 67,261,807.76 48,318,974.87 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 78,600,130.68 67,261,807.76 48,318,974.87 0.00 DEFERRED CREDITS 47,874,860.61 56,551,248.74 19,263,685.19 77,044,924.00 TOTAL DEF CREDITS & REG LIAB'S 457,343,776.48 542,308,731.50 235,412,744.29 345,337,403.00 TOTAL CAPITAL & LIABILITIES 1,948,430,091.43 2,564,757,856.05 947,956,414.84 2,905,983,913.00
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- CSWI CSWE DESCRIPTION CONSOLIDATED CONSOLIDATED ENERSHOP CSWL ------------------------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 0.00 0.00 0.00 0.00 TRANSMISSION 0.00 0.00 0.00 0.00 DISTRIBUTION 0.00 0.00 0.00 0.00 GENERAL 4,083,763.00 380,479,019.00 676,130.36 3,750,000.37 CONSTRUCTION WORK IN PROGRESS 0.00 0.00 5,109.99 0.00 TOTAL ELECTRIC UTILITY PLANT 4,083,763.00 380,479,019.00 681,240.35 3,750,000.37 LESS ACCUM PRV-DEPR,DEPL,AMORT (1,518,852.00) (4,527,717.00) (493,354.14) 0.00 NET ELECTRIC UTILITY PLANT 2,564,911.00 375,951,302.00 187,886.21 3,750,000.37 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 0.00 0.00 0.00 0.00 INVEST IN SUBSIDIARY & ASSOC 983,152,584.00 145,408,729.00 0.00 0.00 TOTAL OTHER INVESTMENTS 0.00 0.00 60,666.83 (165,417.15) TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 983,152,584.00 145,408,729.00 60,666.83 (165,417.15) CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 859,431.00 2,354,218.00 0.00 7,213,081.00 ADVANCES TO AFFILIATES 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS 0.00 0.00 (576.46) 0.00 ACCOUNTS RECEIVABLE - MISC 3,674,316.00 85,811,006.00 622,229.39 0.00 A/P FOR UNCOLLECTIBLE ACCOUNTS 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 20,368,289.00 449,073.00 185.25 0.00 FUEL 0.00 0.00 0.00 0.00 MATERIALS & SUPPLIES 0.00 0.00 0.00 0.00 ACCRUED UTILITY REVENUES 0.00 0.00 0.00 0.00 PREPAYMENTS (293,361.00) 1,081,749.00 13,582.02 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00 OTHER CURRENT ASSETS 0.00 0.00 302,372.00 0.00 TOTAL CURRENT ASSETS 24,608,675.00 89,696,046.00 937,792.20 7,213,081.00 REGULATORY ASSETS REGULATORY ASSETS 0.00 0.00 0.00 0.00 FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00 0.00 NET REGULATORY ASSETS 0.00 0.00 0.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS 0.00 0.00 4,897.93 0.00 UNAMORTIZED DEBT EXPENSE 0.00 0.00 160,743.56 0.00 OTHER DEFERRED DEBITS 26,652.00 7,450,396.00 382,042.56 0.00 TOTAL DEFERRED CHARGES 26,652.00 7,450,396.00 547,684.05 0.00 TOTAL ASSETS 1,010,352,822.00 618,506,473.00 1,734,029.29 10,797,664.22
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- CSWI CSWE DESCRIPTION CONSOLIDATED CONSOLIDATED ENERSHOP CSWL ------------------------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 1,000.00 1,000.00 100.00 1,000.00 PREMIUM ON CAPITAL STOCK 0.00 0.00 0.00 0.00 PAID-IN CAPITAL 828,087,992.00 105,834,017.00 900.00 34,726,215.47 RETAINED EARNINGS 21,190,977.00 115,605,613.00 (17,959,989.37) (33,863,641.04) COMMON SHAREHOLDERS' EQUITY 849,279,969.00 221,440,630.00 (17,958,989.37) 863,574.43 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 0.00 50,078,400.00 15,029,628.75 0.00 TOTAL CAPITALIZATION 849,279,969.00 271,519,030.00 (2,929,360.62) 863,574.43 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 0.00 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 0.00 0.00 36,792.00 0.00 TOTAL OTH NONCURRENT LIAB'S 0.00 0.00 36,792.00 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 0.00 0.00 SHORT-TERM DEBT 0.00 0.00 0.00 0.00 A/P - GENERAL 368,385.00 17,700,699.00 304,506.84 0.00 A/P- ASSOC. COS. 102,517,489.00 8,703,672.00 123,856.45 12,201.96 ADVANCES FROM AFFILIATES 72,592,702.00 245,926,907.00 4,271,430.84 0.00 CUSTOMER DEPOSITS 0.00 0.00 0.00 0.00 TAXES ACCRUED (18,494,180.00) 16,151,434.00 (175,909.93) 7,205,614.90 INTEREST ACCRUED 60,623.00 699,770.00 29,247.87 0.00 DIVIDENDS DECLARED 0.00 0.00 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 0.00 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00 OTHR CURR & ACCRUED LIAB (20,669.00) 4,620,443.00 23,142.34 0.00 TOTAL CURRENT LIABILITIES 157,024,350.00 293,802,925.00 4,576,274.41 7,217,816.86 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 0.00 39,685,500.00 888,893.50 7,639,587.93 DFIT & DSIT RECLASS (A/C 190) (3,212,033.00) (1,241,301.00) (838,570.00) (4,923,315.00) NET DEFERRED INCOME TAXES (3,212,033.00) 38,444,199.00 50,323.50 2,716,272.93 DEF INVESTMENT TAX CREDITS 0.00 0.00 0.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 0.00 0.00 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 0.00 0.00 0.00 0.00 DEFERRED CREDITS 7,260,536.00 14,740,319.00 0.00 0.00 TOTAL DEF CREDITS & REG LIAB'S 4,048,503.00 53,184,518.00 50,323.50 2,716,272.93 TOTAL CAPITAL & LIABILITIES 1,010,352,822.00 618,506,473.00 1,734,029.29 10,797,664.22
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ----------------------------------------------------------------------------------------------------------------------------------- C3 COMM CSWESI REPHLD DESCRIPTION CONSOLIDATED CONSOLIDATED CSWPWRMKT AEP CREDIT CONSOLIDATED ----------------------------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 0.00 0.00 0.00 0.00 0.00 TRANSMISSION 0.00 0.00 0.00 0.00 0.00 DISTRIBUTION 0.00 0.00 0.00 0.00 0.00 GENERAL 74,518,162.40 14,361,543.42 0.00 0.00 0.00 CONSTRUCTION WORK IN PROGRESS 50,884,941.14 0.00 0.00 0.00 0.00 TOTAL ELECTRIC UTILITY PLANT 125,403,103.54 14,361,543.42 0.00 0.00 0.00 LESS ACCUM PRV-DEPR,DEPL,AMORT (14,062,684.13) (5,864.20) 0.00 0.00 0.00 NET ELECTRIC UTILITY PLANT 111,340,419.41 14,355,679.22 0.00 0.00 0.00 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 0.00 0.00 0.00 0.00 0.00 INVEST IN SUBSIDIARY & ASSOC 0.00 0.00 0.00 0.00 0.00 TOTAL OTHER INVESTMENTS 0.00 285,005.14 0.00 0.00 0.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 0.00 285,005.14 0.00 0.00 0.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 133,512.80 (1,044,612.00) 0.00 0.00 (303,000.00) ADVANCES TO AFFILIATES 0.00 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS 13,162.08 0.00 0.00 (560,289,178.85) 0.00 ACCOUNTS RECEIVABLE - MISC 888,968.45 22,621,146.56 0.00 124,142,666.43 146.56 A/P FOR UNCOLLECTIBLE ACCOUNTS (162,158.34) (148,881.90) 0.00 (17,577,955.24) 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 932,171.14 23,289,233.95 0.00 720,130,578.29 440,729.53 FUEL 0.00 0.00 0.00 0.00 0.00 MATERIALS & SUPPLIES 5,791,767.63 4,074,538.45 0.00 0.00 0.00 ACCRUED UTILITY REVENUES 0.00 0.00 0.00 0.00 0.00 PREPAYMENTS 183,250.27 113,490.67 0.00 662,500.00 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00 0.00 OTHER CURRENT ASSETS 461,600.00 0.00 0.00 0.00 0.00 TOTAL CURRENT ASSETS 8,242,274.03 48,904,915.73 0.00 267,068,610.63 137,876.09 REGULATORY ASSETS REGULATORY ASSETS 0.00 0.00 0.00 0.00 0.00 FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00 0.00 0.00 NET REGULATORY ASSETS 0.00 0.00 0.00 0.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS (22,752.12) 123,130.27 0.00 0.00 0.00 UNAMORTIZED DEBT EXPENSE 1,797,761.86 618,539.11 0.00 0.00 0.00 OTHER DEFERRED DEBITS (9,557,466.92) 16,337,278.13 0.00 0.00 (9,949.00) TOTAL DEFERRED CHARGES (7,782,457.18) 17,078,947.51 0.00 0.00 (9,949.00) TOTAL ASSETS 111,800,236.26 80,624,547.60 0.00 267,068,610.63 127,927.09
CENTRAL AND SOUTH WEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ----------------------------------------------------------------------------------------------------------------------------------- C3 COMM CSWESI REPHLD DESCRIPTION CONSOLIDATED CONSOLIDATED CSWPWRMKT AEP CREDIT CONSOLIDATED ----------------------------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 1,000.00 1,000.00 0.00 1,000.00 3,000.00 PREMIUM ON CAPITAL STOCK 0.00 0.00 0.00 0.00 0.00 PAID-IN CAPITAL 0.00 0.00 0.00 65,576,987.13 300,000.00 RETAINED EARNINGS (95,831,707.98) (47,163,711.95) 0.00 0.00 (1,427,746.05) COMMON SHAREHOLDERS' EQUITY (95,830,707.98) (47,162,711.95) 0.00 65,577,987.13 (1,124,746.05) CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 175,269,048.86 60,344,078.00 0.00 0.00 0.00 TOTAL CAPITALIZATION 79,438,340.88 13,181,366.05 0.00 65,577,987.13 (1,124,746.05) OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 0.00 0.00 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 45,000.00 5,971.00 0.00 0.00 0.00 TOTAL OTH NONCURRENT LIAB'S 45,000.00 5,971.00 0.00 0.00 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 1,300,149.00 0.00 0.00 0.00 SHORT-TERM DEBT 0.00 49,412,575.00 0.00 0.00 0.00 A/P - GENERAL 3,395,157.45 4,283,352.18 0.00 90,929,428.55 0.00 A/P- ASSOC. COS. 2,710,891.79 587,811.95 0.00 2,426,233.39 2,457,459.14 ADVANCES FROM AFFILIATES 13,665,415.65 16,333,629.08 0.00 63,661,764.97 0.00 CUSTOMER DEPOSITS 14,295.12 0.00 0.00 0.00 0.00 TAXES ACCRUED 1,758,649.47 (4,478,667.42) 0.00 5,440,747.88 (595,786.00) INTEREST ACCRUED 65,415.56 55,312.72 0.00 2,480,717.15 0.00 DIVIDENDS DECLARED 0.00 0.00 0.00 9,391,579.37 0.00 OBLIG UNDER CAP LEASES- CURR (23,988.14) 0.00 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 0.00 0.00 OTHR CURR & ACCRUED LIAB 2,759,109.89 356,406.89 0.00 0.00 (609,000.00) TOTAL CURRENT LIABILITIES 24,344,946.79 67,850,569.40 0.00 174,330,471.31 1,252,673.14 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 1,158,373.88 546,025.38 0.00 (7,741,227.00) 0.00 DFIT & DSIT RECLASS (A/C 190) 0.00 (6,553,263.62) 0.00 0.00 0.00 NET DEFERRED INCOME TAXES 1,158,373.88 (6,007,238.24) 0.00 (7,741,227.00) 0.00 DEF INVESTMENT TAX CREDITS 0.00 0.00 0.00 0.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 0.00 0.00 0.00 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 0.00 0.00 0.00 0.00 0.00 DEFERRED CREDITS 6,813,574.71 5,593,879.39 0.00 34,901,379.19 0.00 TOTAL DEF CREDITS & REG LIAB'S 7,971,948.59 (413,358.85) 0.00 27,160,152.19 0.00 TOTAL CAPITAL & LIABILITIES 111,800,236.26 80,624,547.60 0.00 267,068,610.63 127,927.09
APPALACHIAN POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 -------------------------------------------------------------------------------------------------------- APCO APCO DESCRIPTION CONSOLIDATED ELIMINATIONS APCO CACCO -------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 2,093,531,758.74 0.00 2,093,531,758.74 0.00 TRANSMISSION 1,222,225,955.09 0.00 1,222,225,955.09 0.00 DISTRIBUTION 1,887,020,721.58 0.00 1,887,020,721.58 0.00 GENERAL 257,956,883.89 0.00 257,956,883.89 0.00 CONSTRUCTION WORK IN PROGRESS 203,921,729.88 0.00 203,921,729.88 0.00 TOTAL ELECTRIC UTILITY PLANT 5,664,657,049.18 0.00 5,664,657,049.18 0.00 LESS ACCUM PRV-DEPR,DEPL,AMORT (2,296,480,679.00) 0.00 (2,296,480,679.00) 0.00 NET ELECTRIC UTILITY PLANT 3,368,176,370.18 0.00 3,368,176,370.18 0.00 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 21,632,660.03 0.00 21,054,695.03 0.00 INVEST IN SUBSIDIARY & ASSOC 603,868.00 (15,757,234.57) 16,361,102.57 0.00 TOTAL OTHER INVESTMENTS 347,748,533.76 0.00 340,046,891.76 292,672.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 369,985,061.79 (15,757,234.57) 377,462,689.36 292,672.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 13,662,995.63 0.00 16,268,787.47 645.65 ADVANCES TO AFFILIATES 11,409,952.97 0.00 0.00 1,812,634.50 ACCOUNTS RECEIVABLE-CUSTOMERS 113,370,816.88 0.00 113,370,816.88 0.00 ACCOUNTS RECEIVABLE - MISC 11,847,324.07 0.00 8,233,993.74 120,591.23 A/P FOR UNCOLLECTIBLE ACCOUNTS (1,876,921.82) 0.00 (1,879,876.77) 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 63,367,887.52 (8,372,052.79) 69,695,892.79 361,514.97 FUEL 56,698,667.95 0.00 56,698,667.95 0.00 MATERIALS & SUPPLIES 59,849,039.02 (105.71) 59,849,144.73 0.00 ACCRUED UTILITY REVENUES 30,907,372.74 0.00 30,907,372.74 0.00 PREPAYMENTS 3,774,724.24 0.00 3,774,664.24 0.00 ENERGY TRADING CONTRACTS 566,283,611.93 0.00 566,283,611.93 0.00 OTHER CURRENT ASSETS 12,244,072.23 0.00 8,091,360.55 0.00 TOTAL CURRENT ASSETS 941,539,543.36 (8,372,158.50) 931,294,436.25 2,295,386.35 REGULATORY ASSETS REGULATORY ASSETS 495,319,627.64 0.00 494,707,687.64 0.00 FAS109 DFIT RECLASS (A/C 254) (36,497,329.00) 0.00 (35,252,866.00) (210,000.00) NET REGULATORY ASSETS 458,822,298.64 0.00 459,454,821.64 (210,000.00) DEFERRED CHARGES CLEARING ACCOUNTS 244,389.02 0.00 244,389.02 0.00 UNAMORTIZED DEBT EXPENSE 3,407,553.66 0.00 3,407,553.66 0.00 OTHER DEFERRED DEBITS 38,612,619.93 234,734.04 38,270,486.35 0.00 TOTAL DEFERRED CHARGES 42,264,562.61 234,734.04 41,922,429.03 0.00 TOTAL ASSETS 5,180,787,836.58 (23,894,659.03) 5,178,310,746.46 2,378,058.35
APPALACHIAN POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 -------------------------------------------------------------------------------------------------------- APCO APCO DESCRIPTION CONSOLIDATED ELIMINATIONS APCO CACCO -------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 260,457,768.00 (210,050.00) 260,457,768.00 3,000.00 PREMIUM ON CAPITAL STOCK 762,826.38 (8,900,000.01) 762,826.38 0.00 PAID-IN CAPITAL 714,683,741.99 (5,513,293.00) 714,683,741.99 449,990.00 RETAINED EARNINGS 150,796,650.14 (1,143,890.59) 150,796,650.14 307,103.00 COMMON SHAREHOLDERS' EQUITY 1,126,700,986.51 (15,767,233.60) 1,126,700,986.51 760,093.00 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 10,860,000.00 0.00 10,860,000.00 0.00 PS NOT SUBJ MANDATORY REDEMP 17,790,500.00 0.00 17,790,500.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 1,476,551,890.41 0.00 1,476,551,890.41 0.00 TOTAL CAPITALIZATION 2,631,903,376.92 (15,767,233.60) 2,631,903,376.92 760,093.00 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 33,928,399.29 0.00 33,928,399.29 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 50,175,477.93 0.00 35,960,169.11 2,336,634.00 TOTAL OTH NONCURRENT LIAB'S 84,103,877.22 0.00 69,888,568.40 2,336,634.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 80,006,878.49 0.00 80,006,878.49 0.00 SHORT-TERM DEBT 0.00 0.00 0.00 0.00 A/P - GENERAL 131,387,416.77 0.00 131,180,159.18 909.00 A/P- ASSOC. COS. 84,517,934.33 (8,127,425.43) 91,303,546.97 235,657.35 ADVANCES FROM AFFILIATES 303,226,866.67 0.00 303,226,866.67 0.00 CUSTOMER DEPOSITS 13,177,233.40 0.00 13,177,233.40 0.00 TAXES ACCRUED 55,583,447.85 0.00 55,439,348.09 (11,973.00) INTEREST ACCRUED 21,769,907.45 0.00 21,769,907.45 0.00 DIVIDENDS DECLARED 360,635.63 0.00 360,635.63 0.00 OBLIG UNDER CAP LEASES- CURR 12,356,725.75 0.00 12,356,725.75 0.00 ENERGY TRADING CONTRACTS 549,703,474.79 0.00 549,703,474.79 0.00 OTHR CURR & ACCRUED LIAB 62,580,858.74 0.00 62,410,695.15 113,400.00 TOTAL CURRENT LIABILITIES 1,314,671,379.87 (8,127,425.43) 1,320,935,471.57 337,993.35 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 865,908,592.00 0.00 864,586,854.00 73,500.00 DFIT & DSIT RECLASS (A/C 190) (162,333,905.00) 0.00 (155,073,040.00) (1,130,162.00) NET DEFERRED INCOME TAXES 703,574,687.00 0.00 709,513,814.00 (1,056,662.00) DEF INVESTMENT TAX CREDITS 38,328,187.00 0.00 38,328,187.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 137,040,715.58 0.00 137,040,715.58 0.00 UNAMORT GAIN REACQUIRED DEBT 111,920.01 0.00 111,920.01 0.00 TOTAL REGULATORY LIABILITIES 137,152,635.59 0.00 137,152,635.59 0.00 DEFERRED CREDITS 271,053,692.98 0.00 270,588,692.98 0.00 TOTAL DEF CREDITS & REG LIAB'S 1,150,109,202.57 0.00 1,155,583,329.57 (1,056,662.00) TOTAL CAPITAL & LIABILITIES 5,180,787,836.58 (23,894,659.03) 5,178,310,746.46 2,378,058.35
APPALACHIAN POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------- DESCRIPTION CECCO SACCO WVPCO ------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 0.00 0.00 0.00 TRANSMISSION 0.00 0.00 0.00 DISTRIBUTION 0.00 0.00 0.00 GENERAL 0.00 0.00 0.00 CONSTRUCTION WORK IN PROGRESS 0.00 0.00 0.00 TOTAL ELECTRIC UTILITY PLANT 0.00 0.00 0.00 LESS ACCUM PRV-DEPR,DEPL,AMORT 0.00 0.00 0.00 NET ELECTRIC UTILITY PLANT 0.00 0.00 0.00 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 0.00 568,338.00 9,627.00 INVEST IN SUBSIDIARY & ASSOC 0.00 0.00 0.00 TOTAL OTHER INVESTMENTS 3,704,481.00 3,704,489.00 0.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 3,704,481.00 4,272,827.00 9,627.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 110,194.49 113,641.05 1,617.65 ADVANCES TO AFFILIATES 5,143,863.49 4,199,446.80 254,008.18 ACCOUNTS RECEIVABLE-CUSTOMERS 0.00 0.00 0.00 ACCOUNTS RECEIVABLE - MISC 1,494,734.56 1,997,250.17 754.37 A/P FOR UNCOLLECTIBLE ACCOUNTS 2,954.95 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 1,645,872.76 35,618.45 1,041.34 FUEL 0.00 0.00 0.00 MATERIALS & SUPPLIES 0.00 0.00 0.00 ACCRUED UTILITY REVENUES 0.00 0.00 0.00 PREPAYMENTS 0.00 0.00 60.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 OTHER CURRENT ASSETS 1,320,821.00 0.00 0.00 TOTAL CURRENT ASSETS 9,718,441.25 6,345,956.47 257,481.54 REGULATORY ASSETS REGULATORY ASSETS 157,816.00 454,124.00 0.00 FAS109 DFIT RECLASS (A/C 254) (810,000.00) (224,463.00) 0.00 NET REGULATORY ASSETS (652,184.00) 229,661.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS 0.00 0.00 0.00 UNAMORTIZED DEBT EXPENSE 0.00 0.00 0.00 OTHER DEFERRED DEBITS 106,661.19 0.00 738.35 TOTAL DEFERRED CHARGES 106,661.19 0.00 738.35 TOTAL ASSETS 12,877,399.44 10,848,444.47 267,846.89 APPALACHIAN POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------- DESCRIPTION CECCO SACCO WVPCO ------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 200,000.00 6,950.00 100.00 PREMIUM ON CAPITAL STOCK 0.00 8,900,000.01 0.00 PAID-IN CAPITAL 4,868,403.00 0.00 194,900.00 RETAINED EARNINGS (114,808.32) 879,293.00 72,302.91 COMMON SHAREHOLDERS' EQUITY 4,953,594.68 9,786,243.01 267,302.91 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 0.00 0.00 0.00 TOTAL CAPITALIZATION 4,953,594.68 9,786,243.01 267,302.91 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 11,878,674.82 0.00 0.00 TOTAL OTH NONCURRENT LIAB'S 11,878,674.82 0.00 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 0.00 SHORT-TERM DEBT 0.00 0.00 0.00 A/P - GENERAL 206,348.59 0.00 0.00 A/P- ASSOC. COS. 15,182.00 1,088,492.46 2,480.98 ADVANCES FROM AFFILIATES 0.00 0.00 0.00 CUSTOMER DEPOSITS 0.00 0.00 0.00 TAXES ACCRUED 111,483.76 46,526.00 (1,937.00) INTEREST ACCRUED 0.00 0.00 0.00 DIVIDENDS DECLARED 0.00 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 OTHR CURR & ACCRUED LIAB 56,763.59 0.00 0.00 TOTAL CURRENT LIABILITIES 389,777.94 1,135,018.46 543.98 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 847,121.00 401,117.00 0.00 DFIT & DSIT RECLASS (A/C 190) (5,191,769.00) (938,934.00) 0.00 NET DEFERRED INCOME TAXES (4,344,648.00) (537,817.00) 0.00 DEF INVESTMENT TAX CREDITS 0.00 0.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 0.00 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 0.00 0.00 0.00 DEFERRED CREDITS 0.00 465,000.00 0.00 TOTAL DEF CREDITS & REG LIAB'S (4,344,648.00) (72,817.00) 0.00 TOTAL CAPITAL & LIABILITIES 12,877,399.44 10,848,444.47 267,846.89
COLUMBUS SOUTHERN POWER, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------ CSPCO CSPCO DESCRIPTION CONSOLIDATED ELIMINATIONS CSPCO ------------------------------------------------------------------------------------------------------------------ ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 1,574,506,041.22 0.00 1,574,506,041.22 TRANSMISSION 401,404,522.72 0.00 401,404,522.72 DISTRIBUTION 1,159,105,019.48 0.00 1,159,105,019.48 GENERAL 146,732,305.14 0.00 142,673,555.21 CONSTRUCTION WORK IN PROGRESS 72,571,605.04 0.00 72,235,160.74 TOTAL ELECTRIC UTILITY PLANT 3,354,319,493.60 0.00 3,349,924,299.37 LESS ACCUM PRV-DEPR,DEPL,AMORT (1,377,031,924.03) 0.00 (1,373,698,107.10) NET ELECTRIC UTILITY PLANT 1,977,287,569.57 0.00 1,976,226,192.27 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 29,291,848.32 0.00 24,684,315.69 INVEST IN SUBSIDIARY & ASSOC 430,000.00 (7,062,377.71) 7,492,377.71 TOTAL OTHER INVESTMENTS 204,562,051.16 0.00 204,434,457.76 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 234,283,899.48 (7,062,377.71) 236,611,151.16 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 12,357,347.14 (1,736,168.00) 14,049,273.73 ADVANCES TO AFFILIATES 1,272,513.37 0.00 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS 41,769,951.78 0.00 41,769,951.78 ACCOUNTS RECEIVABLE - MISC 16,968,297.34 0.00 16,903,440.34 A/P FOR UNCOLLECTIBLE ACCOUNTS (745,119.51) 0.00 (745,119.51) ACCOUNTS RECEIVABLE- ASSOC COS 63,469,678.54 (1,417,582.44) 63,481,209.18 FUEL 20,018,628.14 0.00 20,018,628.14 MATERIALS & SUPPLIES 38,984,591.25 0.00 37,621,296.25 ACCRUED UTILITY REVENUES 7,086,677.45 0.00 7,086,677.45 ENERGY TRADING CONTRACTS 347,197,900.62 0.00 347,197,900.62 PREPAYMENTS 1,410,869.98 0.00 1,410,733.98 OTHER CURRENT ASSETS 27,323,653.96 1,736,168.00 25,582,205.96 TOTAL CURRENT ASSETS 577,114,990.06 (1,417,582.44) 574,376,197.92 REGULATORY ASSETS REGULATORY ASSETS 277,935,220.88 0.00 277,871,498.88 FAS109 DFIT RECLASS (A/C 254) (15,668,035.00) 0.00 (15,668,035.00) NET REGULATORY ASSETS 262,267,185.88 0.00 262,203,463.88 DEFERRED CHARGES CLEARING ACCOUNTS 61,430.13 0.00 45,130.14 UNAMORTIZED DEBT EXPENSE 2,023,601.68 0.00 2,023,601.68 OTHER DEFERRED DEBITS 54,102,078.35 (96,420.70) 54,041,216.73 TOTAL DEFERRED CHARGES 56,187,110.16 (96,420.70) 56,109,948.55 TOTAL ASSETS 3,107,140,755.15 (8,576,380.85) 3,105,526,953.78
COLUMBUS SOUTHERN POWER, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------ CSPCO CSPCO DESCRIPTION CONSOLIDATED ELIMINATIONS CSPCO ------------------------------------------------------------------------------------------------------------------ CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 41,026,065.00 (1,609,000.00) 41,026,065.00 PREMIUM ON CAPITAL STOCK 257,892,417.78 (30,000.00) 257,892,417.78 PAID-IN CAPITAL 316,476,557.07 (668,589.30) 316,476,557.07 RETAINED EARNINGS 176,102,772.91 (1,932,486.75) 176,102,771.91 COMMON SHAREHOLDERS' EQUITY 791,497,812.76 (4,240,076.05) 791,497,811.76 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 10,000,000.00 0.00 10,000,000.00 PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 571,347,775.29 (2,822,302.00) 571,347,775.29 TOTAL CAPITALIZATION 1,372,845,588.05 (7,062,378.05) 1,372,845,587.05 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 27,052,195.42 0.00 27,014,438.81 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 9,662,329.98 0.00 7,403,438.77 TOTAL OTH NONCURRENT LIAB'S 36,714,525.40 0.00 34,417,877.58 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 220,500,000.00 0.00 220,500,000.00 SHORT-TERM DEBT 0.00 0.00 0.00 A/P - GENERAL 62,393,378.49 0.00 62,200,073.04 A/P- ASSOC. COS. 83,697,206.85 (1,514,002.80) 84,842,355.46 ADVANCES FROM AFFILIATES 182,656,601.44 0.00 182,656,601.44 CUSTOMER DEPOSITS 5,883,721.03 0.00 5,883,721.03 TAXES ACCRUED 116,363,845.67 0.00 116,227,722.55 INTEREST ACCRUED 10,906,842.80 0.00 10,869,842.80 DIVIDENDS DECLARED 175,000.00 0.00 175,000.00 OBLIG UNDER CAP LEASES- CURR 7,835,242.22 0.00 7,620,924.72 ENERGY TRADING CONTRACTS 334,957,549.76 0.00 334,957,549.76 OTHR CURR & ACCRUED LIAB 20,706,143.01 0.00 19,910,607.92 TOTAL CURRENT LIABILITIES 1,046,075,531.27 (1,514,002.80) 1,045,844,398.72 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 518,488,718.00 0.00 518,418,886.00 DFIT & DSIT RECLASS (A/C 190) (74,767,049.00) 0.00 (73,520,594.00) NET DEFERRED INCOME TAXES 443,721,669.00 0.00 444,898,292.00 DEF INVESTMENT TAX CREDITS 37,176,416.00 0.00 37,158,430.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 30,975.81 0.00 30,975.81 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 30,975.81 0.00 30,975.81 DEFERRED CREDITS 170,576,049.62 0.00 170,331,392.62 TOTAL DEF CREDITS & REG LIAB'S 651,505,110.43 0.00 652,419,090.43 TOTAL CAPITAL & LIABILITIES 3,107,140,755.15 (8,576,380.85) 3,105,526,953.78
COLUMBUS SOUTHERN POWER, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 --------------------------------------------------------------------------------------------------------- DESCRIPTION COLM CCPC SIMCO --------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 0.00 0.00 0.00 TRANSMISSION 0.00 0.00 0.00 DISTRIBUTION 0.00 0.00 0.00 GENERAL 0.00 2,237,373.75 1,821,376.18 CONSTRUCTION WORK IN PROGRESS 336,444.30 0.00 0.00 TOTAL ELECTRIC UTILITY PLANT 336,444.30 2,237,373.75 1,821,376.18 LESS ACCUM PRV-DEPR,DEPL,AMORT 0.00 (1,825,911.64) (1,507,905.29) NET ELECTRIC UTILITY PLANT 336,444.30 411,462.11 313,470.89 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 4,607,532.63 0.00 0.00 INVEST IN SUBSIDIARY & ASSOC 0.00 0.00 0.00 TOTAL OTHER INVESTMENTS 0.00 127,593.40 0.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 4,607,532.63 127,593.40 0.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 28,889.43 15,351.98 0.00 ADVANCES TO AFFILIATES 70,548.63 957,165.03 244,799.71 ACCOUNTS RECEIVABLE-CUSTOMERS 0.00 0.00 0.00 ACCOUNTS RECEIVABLE - MISC 36,057.12 20,167.91 8,631.97 A/P FOR UNCOLLECTIBLE ACCOUNTS 0.00 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 5,132.74 1,400,898.80 20.26 FUEL 0.00 0.00 0.00 MATERIALS & SUPPLIES 0.00 1,363,295.00 0.00 ACCRUED UTILITY REVENUES 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 PREPAYMENTS 0.00 136.00 0.00 OTHER CURRENT ASSETS 0.00 5,280.00 0.00 TOTAL CURRENT ASSETS 140,627.92 3,762,294.72 253,451.94 REGULATORY ASSETS REGULATORY ASSETS 0.00 63,722.00 0.00 FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00 NET REGULATORY ASSETS 0.00 63,722.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS 0.00 0.00 16,299.99 UNAMORTIZED DEBT EXPENSE 0.00 0.00 0.00 OTHER DEFERRED DEBITS 122,382.16 34,900.16 0.00 TOTAL DEFERRED CHARGES 122,382.16 34,900.16 16,299.99 TOTAL ASSETS 5,206,987.01 4,399,972.39 583,222.82
COLUMBUS SOUTHERN POWER, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 --------------------------------------------------------------------------------------------------------- DESCRIPTION COLM CCPC SIMCO --------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 1,500,000.00 100,000.00 9,000.00 PREMIUM ON CAPITAL STOCK 30,000.00 0.00 0.00 PAID-IN CAPITAL 0.00 400,000.00 268,589.30 RETAINED EARNINGS 747,181.54 1,099,983.00 85,323.21 COMMON SHAREHOLDERS' EQUITY 2,277,181.54 1,599,983.00 362,912.51 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 2,822,302.00 0.00 0.00 TOTAL CAPITALIZATION 5,099,483.54 1,599,983.00 362,912.51 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 0.00 37,756.61 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 0.00 2,258,891.21 0.00 TOTAL OTH NONCURRENT LIAB'S 0.00 2,296,647.82 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 0.00 SHORT-TERM DEBT 0.00 0.00 0.00 A/P - GENERAL 0.00 193,305.45 0.00 A/P- ASSOC. COS. 16,647.29 351,912.50 294.40 ADVANCES FROM AFFILIATES 0.00 0.00 0.00 CUSTOMER DEPOSITS 0.00 0.00 0.00 TAXES ACCRUED (3,545.00) 125,906.12 13,762.00 INTEREST ACCRUED 0.00 37,000.00 0.00 DIVIDENDS DECLARED 0.00 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 0.00 214,317.50 0.00 ENERGY TRADING CONTRACTS 0.00 0.00 0.00 OTHR CURR & ACCRUED LIAB (255.82) 795,663.00 127.91 TOTAL CURRENT LIABILITIES 12,846.47 1,718,104.57 14,184.31 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 0.00 (27,118.00) 96,950.00 DFIT & DSIT RECLASS (A/C 190) 0.00 (1,187,645.00) (58,810.00) NET DEFERRED INCOME TAXES 0.00 (1,214,763.00) 38,140.00 DEF INVESTMENT TAX CREDITS 0.00 0.00 17,986.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 0.00 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 0.00 0.00 0.00 DEFERRED CREDITS 94,657.00 0.00 150,000.00 TOTAL DEF CREDITS & REG LIAB'S 94,657.00 (1,214,763.00) 206,126.00 TOTAL CAPITAL & LIABILITIES 5,206,987.01 4,399,972.39 583,222.82
INDIANA MICHIGAN POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 --------------------------------------------------------------------------------------------------------------------------- I&M I&M DESCRIPTION CONSOLIDATED ELIMINATIONS I&M BHCCO PRCCO --------------------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 2,758,160,077.14 0.00 2,758,160,077.14 0.00 0.00 TRANSMISSION 957,336,718.30 0.00 957,336,718.30 0.00 0.00 DISTRIBUTION 900,920,965.86 0.00 900,920,965.86 0.00 0.00 GENERAL 233,004,797.39 0.00 233,004,797.39 0.00 0.00 CONSTRUCTION WORK IN PROGRESS 74,298,932.82 0.00 74,298,932.82 0.00 0.00 TOTAL ELECTRIC UTILITY PLANT 4,923,721,491.51 0.00 4,923,721,491.51 0.00 0.00 LESS ACCUM PRV-DEPR,DEPL,AMORT (2,436,972,552.67) 0.00 (2,436,972,552.67) 0.00 0.00 NET ELECTRIC UTILITY PLANT 2,486,748,938.84 0.00 2,486,748,938.84 0.00 0.00 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 77,294,414.72 0.00 45,565,958.72 31,728,456.00 0.00 INVEST IN SUBSIDIARY & ASSOC 0.00 (50,688,097.83) 50,688,097.83 0.00 0.00 TOTAL OTHER INVESTMENTS 266,227,227.07 0.00 257,913,022.07 8,314,205.00 0.00 TOTAL OTHER SPECIAL FUNDS 834,108,675.61 0.00 834,108,675.61 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 1,177,630,317.40 (50,688,097.83) 1,188,275,754.23 40,042,661.00 0.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 16,804,249.76 0.00 16,753,363.20 50,886.56 0.00 ADVANCES TO AFFILIATES 46,309,293.04 0.00 38,425,774.17 7,883,518.87 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS 60,863,606.27 0.00 60,863,606.27 0.00 0.00 ACCOUNTS RECEIVABLE - MISC 25,398,062.33 0.00 22,282,926.24 3,115,136.09 0.00 A/P FOR UNCOLLECTIBLE ACCOUNTS (740,902.53) 0.00 (740,902.53) 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 31,907,757.55 (141,445.82) 31,991,820.06 30,108.31 27,275.00 FUEL 28,988,624.81 0.00 28,988,624.81 0.00 0.00 MATERIALS & SUPPLIES 91,440,326.76 0.00 91,440,326.76 0.00 0.00 ACCRUED UTILITY REVENUES 2,071,505.45 0.00 2,071,505.45 0.00 0.00 ENERGY TRADING CONTRACTS 399,195,694.12 0.00 399,195,694.12 0.00 0.00 PREPAYMENTS 4,480,242.29 0.00 4,480,242.29 0.00 0.00 OTHER CURRENT ASSETS 2,016,707.60 0.00 1,878,519.60 138,188.00 0.00 TOTAL CURRENT ASSETS 708,735,167.45 (141,445.82) 697,631,500.44 11,217,837.83 27,275.00 REGULATORY ASSETS REGULATORY ASSETS 498,607,390.04 0.00 496,528,359.04 2,079,031.00 0.00 FAS109 DFIT RECLASS (A/C 254) (89,680,290.00) 0.00 (89,701,226.00) 20,936.00 0.00 NET REGULATORY ASSETS 408,927,100.04 0.00 406,827,133.04 2,099,967.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS 282,926.05 0.00 282,926.05 0.00 0.00 UNAMORTIZED DEBT EXPENSE 4,229,507.30 0.00 4,229,507.30 0.00 0.00 OTHER DEFERRED DEBITS 30,454,412.45 478.25 30,453,934.20 0.00 0.00 TOTAL DEFERRED CHARGES 34,966,845.80 478.25 34,966,367.55 0.00 0.00 TOTAL ASSETS 4,817,008,369.53 (50,829,065.40) 4,814,449,694.10 53,360,465.83 27,275.00
INDIANA MICHIGAN POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 --------------------------------------------------------------------------------------------------------------------------- I&M I&M DESCRIPTION CONSOLIDATED ELIMINATIONS I&M BHCCO PRCCO --------------------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 56,583,866.43 (39,548,275.00) 56,583,866.43 39,521,000.00 27,275.00 PREMIUM ON CAPITAL STOCK 4,319,844.45 0.00 4,319,844.45 0.00 0.00 PAID-IN CAPITAL 725,060,923.27 (1,303,000.00) 725,060,923.27 1,303,000.00 0.00 RETAINED EARNINGS 74,605,269.60 (9,836,822.83) 74,605,269.60 9,836,822.83 0.00 COMMON SHAREHOLDERS' EQUITY 860,569,903.75 (50,688,097.83) 860,569,903.75 50,660,822.83 27,275.00 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 64,945,000.00 0.00 64,945,000.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 8,735,700.00 0.00 8,735,700.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 1,312,082,023.77 0.00 1,312,082,023.77 0.00 0.00 TOTAL CAPITALIZATION 2,246,332,627.52 (50,688,097.83) 2,246,332,627.52 50,660,822.83 27,275.00 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 51,092,776.15 0.00 51,092,776.15 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 636,176,049.20 0.00 635,525,549.20 650,500.00 0.00 TOTAL OTH NONCURRENT LIAB'S 687,268,825.35 0.00 686,618,325.35 650,500.00 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 340,000,000.00 0.00 340,000,000.00 0.00 0.00 SHORT-TERM DEBT 0.00 0.00 0.00 0.00 0.00 A/P - GENERAL 90,816,742.25 0.00 90,816,742.25 0.00 0.00 A/P- ASSOC. COS. 43,955,995.19 (113,692.57) 43,883,029.22 186,658.54 0.00 ADVANCES FROM AFFILIATES 0.00 0.00 0.00 0.00 0.00 CUSTOMER DEPOSITS 9,269,682.96 0.00 9,269,682.96 0.00 0.00 TAXES ACCRUED 69,760,947.77 0.00 70,610,011.77 (849,064.00) 0.00 INTEREST ACCRUED 20,691,492.22 0.00 20,691,492.22 0.00 0.00 DIVIDENDS DECLARED 1,121,706.65 0.00 1,121,706.65 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 10,839,953.41 0.00 10,839,953.41 0.00 0.00 ENERGY TRADING CONTRACTS 383,713,700.51 0.00 383,713,700.51 0.00 0.00 OTHR CURR & ACCRUED LIAB 62,043,990.93 0.00 62,005,569.47 38,421.46 0.00 TOTAL CURRENT LIABILITIES 1,032,214,211.89 (113,692.57) 1,032,951,888.46 (623,984.00) 0.00 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 732,755,493.00 0.00 728,930,948.00 3,824,545.00 0.00 DFIT & DSIT RECLASS (A/C 190) (332,224,617.00) 0.00 (326,457,386.00) (5,767,231.00) 0.00 NET DEFERRED INCOME TAXES 400,530,876.00 0.00 402,473,562.00 (1,942,686.00) 0.00 DEF INVESTMENT TAX CREDITS 105,448,564.00 0.00 105,448,564.00 0.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 52,441,653.02 0.00 52,441,653.02 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 37,091.59 0.00 37,091.59 0.00 0.00 TOTAL REGULATORY LIABILITIES 52,478,744.61 0.00 52,478,744.61 0.00 0.00 DEFERRED CREDITS 292,734,520.16 (27,275.00) 288,145,982.16 4,615,813.00 0.00 TOTAL DEF CREDITS & REG LIAB'S 851,192,704.77 (27,275.00) 848,546,852.77 2,673,127.00 0.00 TOTAL CAPITAL & LIABILITIES 4,817,008,369.53 (50,829,065.40) 4,814,449,694.10 53,360,465.83 27,275.00
OHIO POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- OPCO OPCO DESCRIPTION CONSOLIDATED ELIMINATIONS OPCO COCCO SOCCO WCCO ------------------------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 3,007,865,531.86 0.00 3,007,865,531.86 0.00 0.00 0.00 TRANSMISSION 891,282,831.60 0.00 891,282,831.60 0.00 0.00 0.00 DISTRIBUTION 1,081,121,781.57 0.00 1,081,121,781.57 0.00 0.00 0.00 GENERAL 245,232,016.42 0.00 245,232,016.42 0.00 0.00 0.00 CONSTRUCTION WORK IN PROGRESS 165,073,508.50 0.00 165,073,508.50 0.00 0.00 0.00 TOTAL ELECTRIC UTILITY PLANT 5,390,575,669.95 0.00 5,390,575,669.95 0.00 0.00 0.00 LESS ACCUM PRV-DEPR,DEPL,AMORT (2,452,570,932.97) 0.00 (2,452,570,932.97) 0.00 0.00 0.00 NET ELECTRIC UTILITY PLANT 2,938,004,736.98 0.00 2,938,004,736.98 0.00 0.00 0.00 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 32,122,175.14 0.00 32,122,175.14 0.00 0.00 0.00 TOTAL OTHER INVESTMENTS 293,228,062.38 3,327.00 293,224,735.38 0.00 0.00 0.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 326,036,789.52 3,077.00 326,033,712.52 0.00 0.00 0.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 8,847,678.37 (2,862,076.77) 11,709,755.14 0.00 0.00 0.00 ADVANCES TO AFFILIATES 0.00 0.00 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE-CUSTOMERS 84,694,284.42 0.00 84,694,284.42 0.00 0.00 0.00 ACCOUNTS RECEIVABLE - MISC 20,409,148.76 0.00 20,409,148.76 0.00 0.00 0.00 A/P FOR UNCOLLECTIBLE ACCOUNTS (1,379,086.90) 0.00 (1,379,086.90) 0.00 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 148,563,112.67 (17,284.09) 148,580,396.76 0.00 0.00 0.00 FUEL 84,723,564.97 0.00 84,723,564.97 0.00 0.00 0.00 MATERIALS & SUPPLIES 88,768,076.70 (54.43) 88,768,131.13 0.00 0.00 0.00 ACCRUED UTILITY REVENUES 0.00 0.00 0.00 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 472,245,684.18 0.00 472,245,684.18 0.00 0.00 0.00 PREPAYMENTS 3,598,099.40 0.00 3,598,099.40 0.00 0.00 0.00 OTHER CURRENT ASSETS 17,267,198.77 2,862,076.77 14,405,122.00 0.00 0.00 0.00 TOTAL CURRENT ASSETS 927,737,761.34 (17,338.52) 927,755,099.86 0.00 0.00 0.00 REGULATORY ASSETS REGULATORY ASSETS 669,837,808.90 0.00 669,837,808.90 0.00 0.00 0.00 FAS109 DFIT RECLASS (A/C 254) (25,212,606.61) 0.00 (25,212,606.61) 0.00 0.00 0.00 NET REGULATORY ASSETS 644,625,202.29 0.00 644,625,202.29 0.00 0.00 0.00 DEFERRED CHARGES CLEARING ACCOUNTS 73,997.75 0.00 73,997.75 0.00 0.00 0.00 UNAMORTIZED DEBT EXPENSE 3,771,249.38 0.00 3,771,249.38 0.00 0.00 0.00 OTHER DEFERRED DEBITS 75,817,061.68 (146,176.62) 75,963,238.30 0.00 0.00 0.00 TOTAL DEFERRED CHARGES 79,662,308.81 (146,176.62) 79,808,485.43 0.00 0.00 0.00 TOTAL ASSETS 4,916,066,798.94 (160,438.14) 4,916,227,237.08 0.00 0.00 0.00
OHIO POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEETS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- OPCO OPCO DESCRIPTION CONSOLIDATED ELIMINATIONS OPCO COCCO SOCCO WCCO ------------------------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 321,201,454.00 0.00 321,201,454.00 0.00 0.00 0.00 PREMIUM ON CAPITAL STOCK 729,130.45 0.00 729,130.45 0.00 0.00 0.00 PAID-IN CAPITAL 461,556,623.78 0.00 461,556,623.78 0.00 0.00 0.00 RETAINED EARNINGS 401,297,351.38 (0.00) 401,297,351.38 0.00 0.00 0.00 COMMON SHAREHOLDERS' EQUITY 1,184,784,559.61 (0.00) 1,184,784,559.61 0.00 0.00 0.00 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 8,850,000.00 0.00 8,850,000.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 16,647,700.00 0.00 16,647,700.00 0.00 0.00 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 0.00 0.00 0.00 0.00 0.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 1,203,841,523.53 0.00 1,203,841,523.53 0.00 0.00 0.00 TOTAL CAPITALIZATION 2,414,123,783.14 (0.00) 2,414,123,783.14 0.00 0.00 0.00 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 64,260,714.08 0.00 64,260,714.08 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 66,125,597.98 0.00 66,125,597.98 0.00 0.00 0.00 TOTAL OTH NONCURRENT LIAB'S 130,386,312.06 0.00 130,386,312.06 0.00 0.00 0.00 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 0.00 0.00 0.00 0.00 0.00 0.00 SHORT-TERM DEBT 0.00 0.00 0.00 0.00 0.00 0.00 A/P - GENERAL 134,418,106.91 0.00 134,418,106.91 0.00 0.00 0.00 A/P- ASSOC. COS. 176,519,600.54 (160,438.14) 176,680,038.68 0.00 0.00 0.00 ADVANCES FROM AFFILIATES 300,212,874.81 0.00 300,212,874.81 0.00 0.00 0.00 CUSTOMER DEPOSITS 5,452,031.21 0.00 5,452,031.21 0.00 0.00 0.00 TAXES ACCRUED 126,770,255.04 0.00 126,770,255.04 0.00 0.00 0.00 INTEREST ACCRUED 17,679,214.45 0.00 17,679,214.45 0.00 0.00 0.00 DIVIDENDS DECLARED 0.00 0.00 0.00 0.00 0.00 0.00 OBLIG UNDER CAP LEASES- CURR 16,405,200.08 0.00 16,405,200.08 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 456,046,702.21 0.00 456,046,702.21 0.00 0.00 0.00 OTHR CURR & ACCRUED LIAB 87,070,016.97 0.00 87,070,016.97 0.00 0.00 0.00 TOTAL CURRENT LIABILITIES 1,320,574,002.22 (160,438.14) 1,320,734,440.36 0.00 0.00 0.00 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 933,827,065.51 0.00 933,827,065.51 0.00 0.00 0.00 DFIT & DSIT RECLASS (A/C 190) (135,938,491.00) 0.00 (135,938,491.00) 0.00 0.00 0.00 NET DEFERRED INCOME TAXES 797,888,574.51 0.00 797,888,574.51 0.00 0.00 0.00 DEF INVESTMENT TAX CREDITS 21,925,356.00 0.00 21,925,356.00 0.00 0.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 1,236,941.00 0.00 1,236,941.00 0.00 0.00 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 1,236,941.00 0.00 1,236,941.00 0.00 0.00 0.00 DEFERRED CREDITS 229,931,830.01 0.00 229,931,830.01 0.00 0.00 0.00 TOTAL DEF CREDITS & REG LIAB'S 1,050,982,701.52 0.00 1,050,982,701.52 0.00 0.00 0.00 TOTAL CAPITAL & LIABILITIES 4,916,066,798.94 (160,438.14) 4,916,227,237.08 0.00 0.00 0.00
SOUTHWESTERN ELECTRIC POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------- SWEPCO SWEPCO DESCRIPTION CONSOLIDATED ELIMINATIONS SWEPCO DOLETHILLS ------------------------------------------------------------------------------------------------------------- ASSETS: ELECTRIC UTILITY PLANT PRODUCTION 1,429,355,515.44 0.00 1,429,355,515.44 0.00 TRANSMISSION 538,748,605.56 0.00 538,748,605.56 0.00 DISTRIBUTION 1,042,522,709.60 0.00 1,042,522,709.60 0.00 GENERAL 376,015,615.68 0.00 328,964,425.25 47,051,190.43 CONSTRUCTION WORK IN PROGRESS 74,121,735.91 0.00 74,121,735.91 0.00 TOTAL ELECTRIC UTILITY PLANT 3,460,764,182.19 0.00 3,413,712,991.76 47,051,190.43 LESS ACCUM PRV-DEPR,DEPL,AMORT (1,550,618,108.66) 0.00 (1,547,021,429.65) (3,596,679.01) NET ELECTRIC UTILITY PLANT 1,910,146,073.53 0.00 1,866,691,562.11 43,454,511.42 OTHER PROPERTY AND INVESTMENT NET NONUTILITY PROPERTY 4,232,711.01 0.00 4,232,711.01 0.00 INVEST IN SUBSIDIARY & ASSOC 196,435.96 (25,912,039.69) 26,108,475.65 0.00 TOTAL OTHER INVESTMENTS 64,987,377.93 0.00 64,987,377.93 0.00 TOTAL OTHER SPECIAL FUNDS 0.00 0.00 0.00 0.00 TOTAL OTHER PROP AND INVSTMNTS 69,416,524.90 (25,912,039.69) 95,328,564.59 0.00 CURRENT AND ACCRUED ASSETS CASH AND CASH EQUIVALENTS 5,415,250.74 0.00 5,414,730.74 500.00 ADVANCES TO AFFILIATES 6,242,085.20 (60,505,917.77) 60,505,917.77 6,242,085.20 ACCOUNTS RECEIVABLE-CUSTOMERS 44,499,122.56 0.00 44,499,122.56 0.00 ACCOUNTS RECEIVABLE - MISC (2,261,960.12) (568,088.23) (1,903,015.77) 209,143.88 A/P FOR UNCOLLECTIBLE ACCOUNTS 0.00 0.00 0.00 0.00 ACCOUNTS RECEIVABLE- ASSOC COS 14,331,366.11 (4,748,635.00) 14,331,366.11 4,748,635.00 FUEL 52,212,350.83 0.00 46,822,768.99 5,389,581.84 MATERIALS & SUPPLIES 32,527,148.17 0.00 29,100,148.17 3,427,000.00 ACCRUED UTILITY REVENUES 11,466,000.00 0.00 11,466,000.00 0.00 PREPAYMENTS 18,416,393.71 0.00 18,363,795.84 52,597.87 ENERGY TRADING CONTRACTS 186,159,106.01 0.00 186,159,106.01 0.00 OTHER CURRENT ASSETS 298,779.00 0.00 298,799.00 0.00 TOTAL CURRENT ASSETS 369,305,642.21 (65,822,641.00) 415,058,739.42 20,069,543.79 REGULATORY ASSETS REGULATORY ASSETS 111,181,673.25 0.00 111,181,673.25 0.00 FAS109 DFIT RECLASS (A/C 254) 0.00 0.00 0.00 0.00 NET REGULATORY ASSETS 111,181,673.25 0.00 111,181,673.25 0.00 DEFERRED CHARGES CLEARING ACCOUNTS (118,868,099.71) 0.00 (118,868,099.71) 0.00 UNAMORTIZED DEBT EXPENSE 0.00 0.00 0.00 0.00 OTHER DEFERRED DEBITS 223,576,041.87 2,268,427.32 163,934,735.64 57,372,878.91 TOTAL DEFERRED CHARGES 104,707,942.16 2,268,427.32 45,066,635.93 57,372,878.91 TOTAL ASSETS 2,564,757,856.05 (89,466,253.37) 2,533,327,175.30 120,896,934.12
SOUTHWESTERN ELECTRIC POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING BALANCE SHEET YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------- SWEPCO SWEPCO DESCRIPTION CONSOLIDATED ELIMINATIONS SWEPCO DOLETHILLS ------------------------------------------------------------------------------------------------------------- CAPITALIZATION AND LIABILITIES: CAPITALIZATION COMMON STOCK COMMON STOCK 135,659,520.00 0.00 135,659,520.00 0.00 PREMIUM ON CAPITAL STOCK 0.00 0.00 0.00 0.00 PAID-IN CAPITAL 245,000,000.00 (25,210,448.69) 245,000,000.00 25,210,448.69 RETAINED EARNINGS 308,914,741.35 (699,591.00) 308,914,741.35 699,591.00 COMMON SHAREHOLDERS' EQUITY 689,574,261.35 (25,910,039.69) 689,574,261.35 25,910,039.69 CUMULATIVE PREFERRED STOCK PS SUBJECT TO MANDATORY REDEMP 0.00 0.00 0.00 0.00 PS NOT SUBJ MANDATORY REDEMP 4,704,420.64 0.00 4,704,420.64 0.00 TRUST PREFERRED SECURITIES TRUST PREFERRED SECURITIES 110,000,000.00 0.00 110,000,000.00 0.00 LT DEBT (LESS AMT DUE IN 1 YR) LONG-TERM DEBT LESS AMT DUE 1 YR 494,688,142.61 0.00 494,688,142.61 0.00 TOTAL CAPITALIZATION 1,298,966,824.60 (25,910,039.69) 1,298,966,824.60 25,910,039.69 OTHER NONCURRENT LIABILITIES OBLIGATIONS UNDER CAP LEASE 0.00 0.00 0.00 0.00 ACCUM PROVISIONS-RATE REFUND 0.00 0.00 0.00 0.00 ACCUMULATED PROVISIONS - MISC 26,452,577.65 0.00 5,020,319.90 21,432,257.75 TOTAL OTH NONCURRENT LIAB'S 26,452,577.65 0.00 5,020,319.90 21,432,257.75 CURRENT LIABILITIES PREFERRED STOCK DUE W/IN 1 YR 0.00 0.00 0.00 0.00 LONG-TERM DEBT DUE WITHIN 1 YR 150,595,000.00 0.00 150,595,000.00 0.00 SHORT-TERM DEBT 0.00 0.00 0.00 0.00 A/P - GENERAL 71,810,201.55 0.00 69,380,114.40 2,430,087.15 A/P- ASSOC. COS. 48,934,644.14 (2,482,207.68) 51,136,627.92 280,223.90 ADVANCES FROM AFFILIATES 123,609,420.67 (60,505,917.77) 123,609,420.67 60,505,917.77 CUSTOMER DEPOSITS 19,879,984.82 0.00 19,879,984.82 0.00 TAXES ACCRUED 36,522,250.73 0.00 35,505,273.36 1,016,977.37 INTEREST ACCRUED 13,630,530.33 (568,088.23) 13,630,530.33 568,088.23 DIVIDENDS DECLARED 57,263.62 0.00 57,263.62 0.00 OBLIG UNDER CAP LEASES- CURR 0.00 0.00 0.00 0.00 ENERGY TRADING CONTRACTS 192,317,631.94 0.00 192,317,631.94 0.00 OTHR CURR & ACCRUED LIAB 39,672,794.50 0.00 30,919,452.24 8,753,342.26 TOTAL CURRENT LIABILITIES 697,029,722.30 (63,556,213.68) 687,031,299.30 73,554,636.68 DEF CREDITS & REGULATORY LIAB DEFERRED INCOME TAXES 369,781,227.00 0.00 369,781,227.00 0.00 DFIT & DSIT RECLASS (A/C 190) 0.00 0.00 0.00 0.00 NET DEFERRED INCOME TAXES 369,781,227.00 0.00 369,781,227.00 0.00 DEF INVESTMENT TAX CREDITS 48,714,448.00 0.00 48,714,448.00 0.00 REGULATORY LIABILITIES OVER-RECOVERY OF FUEL COST 0.00 0.00 0.00 0.00 SFAS 106 - OPEB 0.00 0.00 0.00 0.00 DEMAND SIDE MANAGEMENT-CREDIT 0.00 0.00 0.00 0.00 OTHER REGULATORY LIABILTIES 67,261,807.76 0.00 67,261,807.76 0.00 UNAMORT GAIN REACQUIRED DEBT 0.00 0.00 0.00 0.00 TOTAL REGULATORY LIABILITIES 67,261,807.76 0.00 67,261,807.76 0.00 DEFERRED CREDITS 56,551,248.74 0.00 56,551,248.74 0.00 TOTAL DEF CREDITS & REG LIAB'S 542,308,731.50 0.00 542,308,731.50 0.00 TOTAL CAPITAL & LIABILITIES 2,564,757,856.05 (89,466,253.37) 2,533,327,175.30 120,896,934.12
American Electric Power Co. and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 ------------------------------------------------------------------------------------------------------------------------ AEP CONS. ELIM & ADJ COMBINED AEP Inc. ------------------------------------------------------------------------------------------------------------------------ CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 970,828,282 (1,034,086,030) 2,004,914,312 970,828,267 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 1,412,574,581 1,412,574,581 Prov for Def Income Taxes (net) 163,035,298 0 163,035,298 (932,866) Def Invest Tax Credits (net) (28,517,791) 9,477,258 (37,995,049) AFUDC - Equity (2,030,411) (2,030,411) Equity/Undist. Subs. Earnings 764,730 620,300,569 (619,535,839) (620,300,569) Mark to market Energy Trading (257,000,000) (45,939,000) (211,061,000) Decrease (Increase) in: Accounts Receivable (net) 1,763,621,302 1,078,070,606 685,550,696 (330,022,117) Fuel, Materials & Supplies (82,456,071) 12,775,019 (95,231,090) 33,575 Accrued Utility Revenues 25,800,083 (15,557,924) 41,358,007 Incr (Decr) in Accounts Payable (460,569,592) (487,178,428) 26,608,836 (7,460,565) Other Oper. Items Assets (Sch 1) (190,966,959) (525,564,408) 334,597,449 Other Oper. Items Liab. (Sch 1) (363,716,005) 245,751,704 (609,467,709) (286,501,269) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) OPERATING 2,951,367,447 (141,950,634) 3,093,318,081 (274,355,544) CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (1,698,750,508) 8,660,487 (1,707,410,995) Other Gross Additions (135,278,336) (135,278,336) --------------- --------------- --------------- --------------- Total Gross Additions (1,834,028,844) 8,660,487 (1,842,689,331) 0 AFUDC - Equity 2,030,411 2,030,411 --------------- --------------- --------------- --------------- Cash Used Plant & Prop. Adds (1,831,998,433) 8,660,487 (1,840,658,920) 0 Invest in Subs - Equity & Debt 30,333,487 1,119,869,010 (1,089,535,523) (902,399,010) Purchase of Houston Pipe Line (726,567,366) (726,567,366) Purchase of U. K. Generation (943,197,338) (943,197,338) Purchase of MEMCO (265,966,785) (265,966,785) Purchase of Quaker Coal Co. (101,000,000) (101,000,000) Purchase of Indian Mesa (175,000,000) (175,000,000) Proceeds - Sale of Yorkshire 383,332,905 383,332,905 Proceeds - Sale of Frontera 264,731,214 264,731,214 Proceeds - Sales of Property 45,600,761 (3,618,587) 49,219,348 Proceeds - Sale & Leaseback Trans 23,420 23,420 Other Investing Activities (111,910,303) (111,910,303) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) INVESTING (3,431,618,438) 1,124,910,910 (4,556,529,348) (902,399,010) CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 (17,470,000) 17,470,000 Common Stock 10,698,105 10,698,105 10,395,105 Preferred Stock 0 0 Minority Interest 746,423,012 746,423,012 Long-term Debt 2,930,796,085 2,930,796,085 1,244,607,382 Long-term Debt - Affiliated Cos. 0 (1,217,652,590) 1,217,652,590 Change in Money Pool 0 (394,044,433) 394,044,433 198,781,531 Short-term Debt (net) (596,960,366) (596,960,366) 525,321,710 --------------- --------------- --------------- --------------- Total Issuances 3,090,956,836 (1,629,167,023) 4,720,123,859 1,979,105,728 Cash Paid To Retire: Preferred Stock (5,000,000) (5,000,000) Long-term Debt (1,834,547,516) (1,834,547,516) Long-term Debt - Affiliated Cos. 0 117,652,590 (117,652,590) --------------- --------------- --------------- --------------- Total Retirements (1,839,547,516) 117,652,590 (1,957,200,106) 0 Dividends Paid on Common Stock (773,168,114) 395,322,374 (1,168,490,488) (773,168,114) Preferred Dividends on Minority Interests (4,671,613) 0 (4,671,613) Dividends Paid on Preferred Stock 0 8,150,608 (8,150,608) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) FINANCING 473,569,593 (1,108,041,451) 1,581,611,044 1,205,937,614 --------------- --------------- --------------- --------------- EFFECT OF EXCHANGE RATE CHANGES (3,667,236) (3,667,236) NET INCREASE (DECREASE) IN CASH (10,348,634) (125,081,175) 114,732,541 29,183,060 CASH AT BEGINNING OF PERIOD 342,586,777 342,586,777 50,082,161 --------------- --------------- --------------- --------------- CASH AT END OF PERIOD 332,238,143 (125,081,175) 457,319,318 79,265,221 =============== =============== =============== =============== CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 972,450,135 (190,301,447) 1,162,751,582 179,530,781 Income Taxes (State & Federal) 569,427,003 569,427,003 (25,554,193) NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 8,017,600 (5,229,613) 13,247,213 0 NonUtility Assets - Capital Leases 9,341,887 9,341,887 0 Total Capital Leases 17,359,487 (5,229,613) 22,589,100 0
American Electric Power Co. and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 ------------------------------------------------------------------------------------------------------------------------ AEPSC APCo OPCo I&M CONSOL. CONSOL. CONSOL. ------------------------------------------------------------------------------------------------------------------------ CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 161,818,276 147,445,368 75,787,951 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 13,598,144 180,505,480 252,123,403 166,360,007 Prov for Def Income Taxes (net) (63,060,973) 42,498,113 215,832,825 (29,204,810) Def Invest Tax Credits (net) (50,808) (4,764,823) (3,288,192) (8,324,685) AFUDC - Equity 5,338 (29,564) 45,778 Equity/Undist. Subs. Earnings 0 0 Mark to market Energy Trading (68,254,000) (59,833,000) (19,502,000) Decrease (Increase) in: Accounts Receivable (net) 55,345,219 134,098,915 51,638,892 64,842,213 Fuel, Materials & Supplies (19,956,663) 4,852,315 (19,425,760) Accrued Utility Revenues 35,591,132 263,690 (2,071,505) Incr (Decr) in Accounts Payable 7,384,842 (45,073,190) 9,886,755 (60,185,499) Other Oper. Items Assets (Sch 1) (64,626,669) 84,091,540 15,962,866 Other Oper. Items Liab. (Sch 1) 178,711,807 33,578,572 (616,228,265) 51,923,158 --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) OPERATING 191,928,231 385,420,481 86,755,767 236,207,714 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant 0 (305,603,150) (343,796,191) (90,796,082) Other Gross Additions (106,207,963) (437,755) (804,446) (210,350) --------------- --------------- --------------- --------------- Total Gross Additions (106,207,963) (306,040,905) (344,600,637) (91,006,432) AFUDC - Equity (5,338) 29,564 (45,778) --------------- --------------- --------------- --------------- Cash Used Plant & Prop. Adds (106,207,963) (306,046,243) (344,571,073) (91,052,210) Invest in Subs - Equity & Debt 171,928 Purchase of Houston Pipe Line Purchase of U. K. Generation Purchase of MEMCO Purchase of Quaker Coal Co. Purchase of Indian Mesa Proceeds - Sale of Yorkshire Proceeds - Sale of Frontera Proceeds - Sales of Property 1,181,969 16,583,079 1,074,349 Proceeds - Sale & Leaseback Trans 23,420 0 Other Investing Activities (32,115,000) (92,615,925) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) INVESTING (106,207,963) (304,864,274) (359,907,646) (182,593,786) CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 Common Stock Preferred Stock 0 Minority Interest Long-term Debt 124,587,500 0 297,655,636 Long-term Debt - Affiliated Cos. 300,000,000 Change in Money Pool (83,780,011) 300,204,241 392,699,157 (299,891,219) Short-term Debt (net) (191,495,000) 0 0 --------------- --------------- --------------- --------------- Total Issuances (83,780,011) 233,296,741 692,699,157 (2,235,583) Cash Paid To Retire: Preferred Stock 0 Long-term Debt (2,000,000) (175,000,000) (297,858,040) (44,922,491) Long-term Debt - Affiliated Cos. 0 0 0 --------------- --------------- --------------- --------------- Total Retirements (2,000,000) (175,000,000) (297,858,040) (44,922,491) Dividends Paid on Common Stock (129,594,120) (142,975,781) 0 Preferred Dividends on Minority Interests Dividends Paid on Preferred Stock (1,442,543) (1,258,738) (4,486,827) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) FINANCING (85,780,011) (72,739,922) 250,606,598 (51,644,901) --------------- --------------- --------------- --------------- EFFECT OF EXCHANGE RATE CHANGES NET INCREASE (DECREASE) IN CASH (59,743) 7,816,285 (22,545,281) 1,969,027 CASH AT BEGINNING OF PERIOD 2,774,716 5,846,710 31,392,958 14,835,222 --------------- --------------- --------------- --------------- CASH AT END OF PERIOD 2,714,973 13,662,995 8,847,677 16,804,249 =============== =============== =============== =============== CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 5,590,733 117,283,027 94,746,680 92,139,687 Income Taxes (State & Federal) 87,963,600 56,981,200 (22,416,867) 100,469,900 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 0 2,510,162 2,284,894 1,022,906 NonUtility Assets - Capital Leases 9,246,719 0 95,168 0 Total Capital Leases 9,246,719 2,510,162 2,380,062 1,022,906
American Electric Power Co. and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 ------------------------------------------------------------------------------------------------------------------------ CSPCo KEPCo KGPCo WPCo CONSOL. ------------------------------------------------------------------------------------------------------------------------ CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 161,876,319 21,564,541 3,406,249 4,068,002 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 128,500,123 32,490,516 3,262,028 3,699,114 Prov for Def Income Taxes (net) 24,107,869 6,293,296 529,999 79,504 Def Invest Tax Credits (net) (4,058,087) (1,252,008) (83,172) (38,397) AFUDC - Equity 297,939 832 660 0 Equity/Undist. Subs. Earnings Mark to market Energy Trading (44,680,000) (1,454,000) Decrease (Increase) in: Accounts Receivable (net) 19,985,865 23,693,453 5,389,355 2,219,450 Fuel, Materials & Supplies (7,780,073) (7,656,906) 7,824 (1,372) Accrued Utility Revenues 2,551,640 1,105,393 4,265,878 215,565 Incr (Decr) in Accounts Payable (16,248,484) (22,942,929) (1,614,233) (3,018,434) Other Oper. Items Assets (Sch 1) 1,735,369 (7,792,389) Other Oper. Items Liab. (Sch 1) (32,844,669) (10,703,357) (194,688) (922,780) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) OPERATING 233,443,811 33,346,442 14,969,900 6,300,652 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (122,476,192) (37,107,882) (4,054,404) (3,389,575) Other Gross Additions (9,757,500) (97,279) --------------- --------------- --------------- --------------- Total Gross Additions (132,233,692) (37,205,161) (4,054,404) (3,389,575) AFUDC - Equity (297,939) (832) (660) 0 --------------- --------------- --------------- --------------- Cash Used Plant & Prop. Adds (132,531,631) (37,205,993) (4,055,064) (3,389,575) Invest in Subs - Equity & Debt Purchase of Houston Pipe Line Purchase of U. K. Generation Purchase of MEMCO Purchase of Quaker Coal Co. Purchase of Indian Mesa Proceeds - Sale of Yorkshire Proceeds - Sale of Frontera Proceeds - Sales of Property 10,840,454 215,760 0 Proceeds - Sale & Leaseback Trans 0 0 Other Investing Activities --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) INVESTING (121,691,177) (36,990,233) (4,055,064) (3,389,575) CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent Common Stock Preferred Stock 0 Minority Interest Long-term Debt 0 20,000,000 20,000,000 Long-term Debt - Affiliated Cos. 200,000,000 75,000,000 Change in Money Pool 92,652,315 18,564,431 (18,128,252) 5,569,611 Short-term Debt (net) 0 0 0 (5,025,000) --------------- --------------- --------------- --------------- Total Issuances 292,652,315 93,564,431 1,871,748 20,544,611 Cash Paid To Retire: Preferred Stock (5,000,000) Long-term Debt (314,733,231) (60,000,000) (10,000,000) (21,000,000) Long-term Debt - Affiliated Cos. 0 --------------- --------------- --------------- --------------- Total Retirements (319,733,231) (60,000,000) (10,000,000) (21,000,000) Dividends Paid on Common Stock (82,952,078) (30,244,396) (2,743,999) (2,976,000) Preferred Dividends on Minority Interests Dividends Paid on Preferred Stock (962,500) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) FINANCING (110,995,494) 3,320,035 (10,872,251) (3,431,389) --------------- --------------- --------------- --------------- EFFECT OF EXCHANGE RATE CHANGES NET INCREASE (DECREASE) IN CASH 757,140 (323,756) 42,585 (520,312) CASH AT BEGINNING OF PERIOD 11,600,207 2,270,123 429,468 822,940 --------------- --------------- --------------- --------------- CASH AT END OF PERIOD 12,357,347 1,946,367 472,053 302,628 =============== =============== =============== =============== CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 68,595,700 27,090,057 1,499,319 1,548,218 Income Taxes (State & Federal) 80,484,500 7,548,500 1,875,327 1,810,200 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 1,019,036 817,140 15,381 151,325 NonUtility Assets - Capital Leases 0 0 0 0 Total Capital Leases 1,019,036 817,140 15,381 151,325
American Electric Power Co. and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 ------------------------------------------------------------------------------------------------------------------------ AEP PRO AEGCo CCCo COpCo SERV ------------------------------------------------------------------------------------------------------------------------ CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 292,589 7,874,666 0 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 12,623 22,422,582 Prov for Def Income Taxes (net) (1,203,810) (6,224,093) (8,538) 0 Def Invest Tax Credits (net) (3,413,473) AFUDC - Equity (21,720) Equity/Undist. Subs. Earnings Mark to market Energy Trading Decrease (Increase) in: Accounts Receivable (net) (7,074,859) 1,224,319 55,815 0 Fuel, Materials & Supplies 1,820 (4,738,850) Accrued Utility Revenues Incr (Decr) in Accounts Payable 14,571,225 (4,595,622) (25,550) 0 Other Oper. Items Assets (Sch 1) Other Oper. Items Liab. (Sch 1) 18,016,427 (7,578,536) (25,916) 0 --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) OPERATING 24,616,015 4,949,273 (4,189) 0 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (6,770,357) Other Gross Additions (119,589) --------------- --------------- --------------- --------------- Total Gross Additions 0 (6,889,946) 0 0 AFUDC - Equity 21,720 --------------- --------------- --------------- --------------- Cash Used Plant & Prop. Adds 0 (6,868,226) 0 0 Invest in Subs - Equity & Debt Purchase of Houston Pipe Line Purchase of U. K. Generation Purchase of MEMCO Purchase of Quaker Coal Co. Purchase of Indian Mesa Proceeds - Sale of Yorkshire Proceeds - Sale of Frontera Proceeds - Sales of Property Proceeds - Sale & Leaseback Trans Other Investing Activities --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) INVESTING 0 (6,868,226) 0 0 CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 Common Stock Preferred Stock Minority Interest Long-term Debt Long-term Debt - Affiliated Cos. Change in Money Pool (57,968,342) 3,981,430 18,632 Short-term Debt (net) 0 --------------- --------------- --------------- --------------- Total Issuances (57,968,342) 3,981,430 18,632 0 Cash Paid To Retire: Preferred Stock Long-term Debt Long-term Debt - Affiliated Cos. --------------- --------------- --------------- --------------- Total Retirements 0 0 0 0 Dividends Paid on Common Stock (3,836,000) Preferred Dividends on Minority Interests Dividends Paid on Preferred Stock --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) FINANCING (57,968,342) 145,430 18,632 0 --------------- --------------- --------------- --------------- EFFECT OF EXCHANGE RATE CHANGES NET INCREASE (DECREASE) IN CASH (33,352,327) (1,773,523) 14,443 0 CASH AT BEGINNING OF PERIOD 33,684,687 2,756,743 6,503 0 --------------- --------------- --------------- --------------- CASH AT END OF PERIOD 332,360 983,220 20,946 0 =============== =============== =============== =============== CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 269,015 1,508,655 0 0 Income Taxes (State & Federal) 181,813 8,597,100 11,800 0 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 0 0 0 0 NonUtility Assets - Capital Leases 0 0 0 0 Total Capital Leases 0 0 0 0
American Electric Power Co. and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 ------------------------------------------------------------------------------------------------------------------------ AEPINV FRECo IFRI AEPR CONSOL. CONSOL. ------------------------------------------------------------------------------------------------------------------------ CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 306,123 0 0 (62,841,782) Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 69,088,990 Prov for Def Income Taxes (net) (674,201) 6,520,602 Def Invest Tax Credits (net) AFUDC - Equity Equity/Undist. Subs. Earnings (151,672) (5,594,430) Mark to market Energy Trading Decrease (Increase) in: Accounts Receivable (net) (225,347) 361,899 (51,015) (414,337,243) Fuel, Materials & Supplies 1,338 84,486,147 Accrued Utility Revenues (563,786) Incr (Decr) in Accounts Payable 342,728 94,877 103,624 414,967,554 Other Oper. Items Assets (Sch 1) Other Oper. Items Liab. (Sch 1) (443,190) 690,505 130,889 (77,355,147) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) OPERATING (844,221) 1,147,281 183,498 14,370,905 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (43,515,883) Other Gross Additions (302,734) (4,375,900) --------------- --------------- --------------- --------------- Total Gross Additions (302,734) 0 0 (47,891,783) AFUDC - Equity --------------- --------------- --------------- --------------- Cash Used Plant & Prop. Adds (302,734) 0 0 (47,891,783) Invest in Subs - Equity & Debt 0 Purchase of Houston Pipe Line (726,567,366) Purchase of U. K. Generation (943,197,338) Purchase of MEMCO (265,966,785) Purchase of Quaker Coal Co. Purchase of Indian Mesa Proceeds - Sale of Yorkshire 383,332,905 Proceeds - Sale of Frontera Proceeds - Sales of Property Proceeds - Sale & Leaseback Trans Other Investing Activities (2,716,650) 0 (7,279,500) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) INVESTING (3,019,384) 0 0 (1,607,569,867) CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 0 Common Stock Preferred Stock Minority Interest 751,970,936 Long-term Debt 944,483,472 Long-term Debt - Affiliated Cos. 168,412,925 Change in Money Pool 3,863,605 (555,778) (95,045) (155,665,138) Short-term Debt (net) 40,500 --------------- --------------- --------------- --------------- Total Issuances 3,863,605 (555,778) (95,045) 1,709,242,695 Cash Paid To Retire: Preferred Stock Long-term Debt (25,524,814) Long-term Debt - Affiliated Cos. (67,652,590) --------------- --------------- --------------- --------------- Total Retirements 0 0 0 (93,177,404) Dividends Paid on Common Stock Preferred Dividends on Minority Interests (4,671,613) Dividends Paid on Preferred Stock --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) FINANCING 3,863,605 (555,778) (95,045) 1,611,393,678 --------------- --------------- --------------- --------------- EFFECT OF EXCHANGE RATE CHANGES (1,234,575) NET INCREASE (DECREASE) IN CASH 0 591,503 88,453 16,960,141 CASH AT BEGINNING OF PERIOD 0 70,701 31,686 44,009,531 --------------- --------------- --------------- --------------- CASH AT END OF PERIOD 0 662,204 120,139 60,969,672 =============== =============== =============== =============== CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 82,695 0 0 105,315,401 Income Taxes (State & Federal) 1,243,000 0 0 (66,285,545) NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 0 0 0 196,756 NonUtility Assets - Capital Leases 0 0 0 0 Total Capital Leases 0 0 0 196,756
American Electric Power Co. and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 ------------------------------------------------------------------------------------------------------------------------ AEPC AEPPM AEPES CSW CONSOL. CONSOL. ------------------------------------------------------------------------------------------------------------------------ CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income (34,836,444) (221) 82,224,895 476,004,505 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 3,055,678 3,208,331 528,980,585 Prov for Def Income Taxes (net) (7,814,264) 0 90,361,006 (125,086,722) Def Invest Tax Credits (net) (12,721,404) AFUDC - Equity (2,329,674) Equity/Undist. Subs. Earnings 21,076,468 (14,565,636) Mark to market Energy Trading (17,338,000) Decrease (Increase) in: Accounts Receivable (net) 13,078,293 0 (101,080,132) 1,194,270,837 Fuel, Materials & Supplies (1,224,460) (89,827,727) (25,917,450) Accrued Utility Revenues 0 0 Incr (Decr) in Accounts Payable (3,145,839) 340 334,937,312 (697,359,139) Other Oper. Items Assets (Sch 1) 305,226,732 Other Oper. Items Liab. (Sch 1) 21,427,520 (119) (138,791,147) 105,112,615 --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) OPERATING 11,616,952 0 181,032,538 1,714,277,249 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (2,854,927) (10,849,829) (733,218,148) Other Gross Additions (12,834,320) --------------- --------------- --------------- --------------- Total Gross Additions (2,854,927) 0 (10,849,829) (746,052,468) AFUDC - Equity 2,329,674 --------------- --------------- --------------- --------------- Cash Used Plant & Prop. Adds (2,854,927) 0 (10,849,829) (743,722,794) Invest in Subs - Equity & Debt (3,333,333) (183,975,108) Purchase of Houston Pipe Line Purchase of U. K. Generation Purchase of MEMCO Purchase of Quaker Coal Co. Purchase of Indian Mesa Proceeds - Sale of Yorkshire Proceeds - Sale of Frontera 264,731,214 Proceeds - Sales of Property 19,323,737 Proceeds - Sale & Leaseback Trans Other Investing Activities (54,951,043) 95,930,998 --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) INVESTING (57,805,970) 0 (14,183,162) (547,711,953) CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 17,470,000 0 Common Stock 303,000 Preferred Stock Minority Interest (5,514,715) Long-term Debt 261,462,095 Long-term Debt - Affiliated Cos. 123,876,538 350,363,127 Change in Money Pool (122,082,211) (188,799,732) 122,315,568 Short-term Debt (net) 50,000,000 (978,883,755) --------------- --------------- --------------- --------------- Total Issuances 46,279,612 0 (171,329,732) (244,439,965) Cash Paid To Retire: Preferred Stock 0 Long-term Debt (883,508,940) Long-term Debt - Affiliated Cos. (50,000,000) --------------- --------------- --------------- --------------- Total Retirements 0 0 0 (933,508,940) Dividends Paid on Common Stock Preferred Dividends on Minority Interests Dividends Paid on Preferred Stock --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) FINANCING 46,279,612 0 (171,329,732) (1,177,948,905) --------------- --------------- --------------- --------------- EFFECT OF EXCHANGE RATE CHANGES (2,432,661) NET INCREASE (DECREASE) IN CASH 90,594 0 (4,480,356) (13,816,270) CASH AT BEGINNING OF PERIOD 5,096 0 5,390,357 136,576,968 --------------- --------------- --------------- --------------- CASH AT END OF PERIOD 95,690 0 910,001 122,760,698 =============== =============== =============== =============== CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 10,642,197 0 6,336,460 449,620,296 Income Taxes (State & Federal) (25,552,100) 50 12,061,400 353,509,318 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 5,229,613 0 0 0 NonUtility Assets - Capital Leases 0 0 0 0 Total Capital Leases 5,229,613 0 0 0
American Electric Power Co. and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 ------------------------------------------------------------------------------------------------------------------------ AEPRELLC AEPC&I AEPT&DSVC AEPTEXASGP (AEP Retail) CONSOL. (AEP Texas) ------------------------------------------------------------------------------------------------------------------------ CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income (111,480) (3,267,098) (76,815) (1,855) Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 2,647,043 Prov for Def Income Taxes (net) 32,361 0 Def Invest Tax Credits (net) AFUDC - Equity Equity/Undist. Subs. Earnings Mark to market Energy Trading Decrease (Increase) in: Accounts Receivable (net) (128,772) (116,416) (305,276) (1,000) Fuel, Materials & Supplies (2,519,230) Accrued Utility Revenues Incr (Decr) in Accounts Payable 25,135 233,315 68,544 2,953 Other Oper. Items Assets (Sch 1) Other Oper. Items Liab. (Sch 1) (132,709) 18,528 95,963 (98) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) OPERATING (315,465) (3,003,858) (217,584) 0 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant Other Gross Additions (130,500) --------------- --------------- --------------- --------------- Total Gross Additions 0 (130,500) 0 0 AFUDC - Equity --------------- --------------- --------------- --------------- Cash Used Plant & Prop. Adds 0 (130,500) 0 0 Invest in Subs - Equity & Debt Purchase of Houston Pipe Line Purchase of U. K. Generation Purchase of MEMCO Purchase of Quaker Coal Co. Purchase of Indian Mesa Proceeds - Sale of Yorkshire Proceeds - Sale of Frontera Proceeds - Sales of Property Proceeds - Sale & Leaseback Trans Other Investing Activities 0 (14,865,489) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) INVESTING 0 (14,995,989) 0 0 CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 0 Common Stock Preferred Stock Minority Interest (33,209) Long-term Debt Long-term Debt - Affiliated Cos. Change in Money Pool 315,551 18,078,255 217,584 Short-term Debt (net) --------------- --------------- --------------- --------------- Total Issuances 315,551 18,045,046 217,584 0 Cash Paid To Retire: Preferred Stock Long-term Debt Long-term Debt - Affiliated Cos. --------------- --------------- --------------- --------------- Total Retirements 0 0 0 0 Dividends Paid on Common Stock Preferred Dividends on Minority Interests Dividends Paid on Preferred Stock --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) FINANCING 315,551 18,045,046 217,584 0 --------------- --------------- --------------- --------------- EFFECT OF EXCHANGE RATE CHANGES NET INCREASE (DECREASE) IN CASH 86 45,199 0 0 CASH AT BEGINNING OF PERIOD 0 0 0 0 --------------- --------------- --------------- --------------- CASH AT END OF PERIOD 86 45,199 0 0 =============== =============== =============== =============== CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 11,005 669,961 2,583 0 Income Taxes (State & Federal) 29,000 (1,553,000) (174,000) (1,000) NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 0 0 0 0 NonUtility Assets - Capital Leases 0 0 0 0 Total Capital Leases 0 0 0 0
American Electric Power Co. and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 ------------------------------------------------------------------------------------------------------------------------ MUTUALENER AEP COAL AEP TEXAS AEP INDIAN CONSOL. POLR CONS. MESA CONS. ------------------------------------------------------------------------------------------------------------------------ CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income (8,082,292) 634,548 0 0 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 2,619,934 Prov for Def Income Taxes (net) 0 0 10,990,000 Def Invest Tax Credits (net) AFUDC - Equity Equity/Undist. Subs. Earnings Mark to market Energy Trading Decrease (Increase) in: Accounts Receivable (net) (1,070,176) (26,241,476) 0 0 Fuel, Materials & Supplies (407,274) (5,158,344) Accrued Utility Revenues Incr (Decr) in Accounts Payable 6,320,973 99,338,143 0 0 Other Oper. Items Assets (Sch 1) Other Oper. Items Liab. (Sch 1) (9,356,801) 38,668,810 0 (1,844,987) --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) OPERATING (12,595,570) 109,861,615 0 9,145,013 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (2,978,375) Other Gross Additions --------------- --------------- --------------- --------------- Total Gross Additions 0 (2,978,375) 0 0 AFUDC - Equity --------------- --------------- --------------- --------------- Cash Used Plant & Prop. Adds 0 (2,978,375) 0 0 Invest in Subs - Equity & Debt Purchase of Houston Pipe Line Purchase of U. K. Generation Purchase of MEMCO Purchase of Quaker Coal Co. (101,000,000) Purchase of Indian Mesa (175,000,000) Proceeds - Sale of Yorkshire Proceeds - Sale of Frontera Proceeds - Sales of Property Proceeds - Sale & Leaseback Trans Other Investing Activities (3,297,694) 0 0 --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) INVESTING (3,297,694) (103,978,375) 0 (175,000,000) CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 0 Common Stock Preferred Stock Minority Interest Long-term Debt 18,000,000 Long-term Debt - Affiliated Cos. Change in Money Pool 15,893,263 147,854,987 Short-term Debt (net) 3,081,179 --------------- --------------- --------------- --------------- Total Issuances 15,893,263 3,081,179 0 165,854,987 Cash Paid To Retire: Preferred Stock Long-term Debt Long-term Debt - Affiliated Cos. --------------- --------------- --------------- --------------- Total Retirements 0 0 0 0 Dividends Paid on Common Stock Preferred Dividends on Minority Interests Dividends Paid on Preferred Stock --------------- --------------- --------------- --------------- NET CASH PROVIDED (USED) FINANCING 15,893,263 3,081,179 0 165,854,987 --------------- --------------- --------------- --------------- EFFECT OF EXCHANGE RATE CHANGES NET INCREASE (DECREASE) IN CASH (1) 8,964,419 0 0 CASH AT BEGINNING OF PERIOD 0 0 0 0 --------------- --------------- --------------- --------------- CASH AT END OF PERIOD (1) 8,964,419 0 0 =============== =============== =============== =============== CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 10,436 258,676 0 0 Income Taxes (State & Federal) (1,803,000) 0 0 0 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 0 0 0 0 NonUtility Assets - Capital Leases 0 0 0 0 Total Capital Leases 0 0 0 0
Central & Southwest Corporation and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 -------------------------------------------------------------------------------------------------------------------- CSW CONS. ELIM & ADJ COMBINED CSW CORP. -------------------------------------------------------------------------------------------------------------------- CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 476,004,505 (499,563,857) 975,568,362 482,171,465 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 528,980,585 0 528,980,585 326,496 Prov for Def Income Taxes (net) (125,086,722) 0 (125,086,722) 2,307,388 Def Invest Tax Credits (net) (12,721,404) 0 (12,721,404) 0 AFUDC - Equity (2,329,674) 0 (2,329,674) 0 Equity/Undist. Subs. Earnings (14,565,636) 152,308,367 (166,874,003) (123,788,357) Decrease (Increase) in: 0 0 0 0 Accounts Rec. Affiliated West 0 (160,068,205) 160,068,205 (17,576,627) Accounts Rec. Affiliated East (183,861,237) 0 (183,861,237) 0 Accounts Rec. - Factored West 0 8,679,586 (8,679,586) 0 Accounts Rec. - Factored East (4,261,577) 0 (4,261,577) (8,917,644) Accounts Rec. - Nonaffiliated 1,382,393,651 0 1,382,393,651 1,130,285 Dividends Receivable 0 0 0 0 Fuel, Materials & Supplies (25,917,450) 0 (25,917,450) 0 Accrued Utility Revenues 0 0 0 0 Accounts Payable - Affiliated West (0) 10,157,326 (10,157,326) 15,704 Accounts Payable - Affiliated East (571,756,847) 0 (571,756,847) (340,653,379) Accounts Payable - Nonaffiliated (125,602,292) 0 (125,602,292) (4,039,714) Interest Payable - Affiliated West 0 (92,678) 92,678 0 Interest Payable - Affiliated East (1,544,726) 0 (1,544,726) 0 Mark to market Energy Trading (17,338,000) (17,338,000) 0 0 Other Oper. Items Assets (Sch 1) 305,226,732 305,226,732 0 0 Other Oper. Items Liab. (Sch 1) 106,657,341 (170,742,752) 277,400,093 9,834,224 ------------------ ------------------ ------------------ ------------------ NET CASH PROVIDED (USED) OPERATING 1,714,277,249 (371,433,481) 2,085,710,730 809,842 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (733,218,148) 0 (733,218,148) 0 Other Gross Additions (12,834,320) 0 (12,834,320) 0 ------------------ ------------------ ------------------ ------------------ Total Gross Additions (746,052,468) 0 (746,052,468) 0 AFUDC - Equity 2,329,674 0 2,329,674 0 ------------------ ------------------ ------------------ ------------------ Cash Used Plant & Prop. Adds (743,722,794) 0 (743,722,794) 0 Invest in Subs - Equity & Debt (183,975,108) 0 (183,975,108) 0 Proceeds - Sales of Property 19,323,737 0 19,323,737 0 Proceeds - Sale of Frontera 264,731,214 0 264,731,214 0 Proceeds - Sale & Leaseback Trans 0 0 0 0 Other Investing Activities 95,930,998 811,042 95,119,956 (811,042) ------------------ ------------------ ------------------ ------------------ NET CASH PROVIDED (USED) INVESTING (547,711,953) 811,042 (548,522,995) (811,042) CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 19,222,754 (19,222,754) 0 Common Stock 303,000 0 303,000 0 Preferred Stock 0 0 0 0 Minority Interest 0 0 0 0 Long-term Debt 261,462,095 0 261,462,095 0 Long-Term Debt - Affiliated Cos. 350,363,127 0 350,363,127 0 Money Pool Payable - East 105,981,939 0 105,981,939 0 Money Pool Payable - West 16,333,629 0 16,333,629 0 Short-term Debt (net) (978,883,755) 0 (978,883,755) 0 ------------------ ------------------ ------------------ ------------------ Total Issuances (244,439,965) 19,222,754 (263,662,719) 0 Cash Paid To Retire: Preferred Stock 0 0 0 0 Long-term Debt (883,508,940) 0 (883,508,940) 0 Long-term Debt - Affiliated Cos. (50,000,000) 0 (50,000,000) 0 ------------------ ------------------ ------------------ ------------------ Total Retirements (933,508,940) 0 (933,508,940) 0 Dividends Paid on Common Stock 0 347,709,105 (347,709,105) 0 Dividends Paid on Preferred Stock 0 787,400 (787,400) 0 ------------------ ------------------ ------------------ ------------------ NET CASH PROVIDED (USED) FINANCING (1,177,948,905) 367,719,259 (1,545,668,164) 0 ------------------ ------------------ ------------------ ------------------ EFFECT OF EXCHANGE RATE CHANGES (2,432,661) 0 (2,432,661) 0 NET INCREASE (DECREASE) IN CASH (13,816,270) (2,903,180) (10,913,090) (1,200) CASH AT BEGINNING OF PERIOD 136,576,968 2,903,180 133,673,788 1,200 ------------------ ------------------ ------------------ ------------------ CASH AT END OF PERIOD 122,760,698 0 122,760,698 (0) CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 449,620,296 0 449,620,296 0 Income Taxes (State & Federal) 353,509,318 0 353,509,318 0 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 0 0 0 0 NonUtility Assets - Capital Leases 0 0 0 0 Total Capital Leases 0 0 0 0
Central & Southwest Corporation and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 --------------------------------------------------------------------------------------------------------------------- CPLCo PSOCo SWEPCo WTUCo CONSOL. CONSOL. CONSOL. --------------------------------------------------------------------------------------------------------------------- CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 182,277,199 57,758,861 89,366,586 12,310,609 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 168,341,222 80,244,801 121,814,226 50,705,348 Prov for Def Income Taxes (net) (72,567,527) (17,751,024) (31,396,485) (11,891,049) Def Invest Tax Credits (net) (5,206,908) (1,790,796) (4,452,888) (1,270,812) AFUDC - Equity (860,657) (900,909) (571,968) 3,860 Equity/Undist. Subs. Earnings 0 0 0 0 Decrease (Increase) in: 0 0 0 0 Accounts Rec. Affiliated West 27,089,484 0 (8,910,888) (99,869) Accounts Rec. Affiliated East (2,067,016) (7,452,525) (243,598) 25,667,101 Accounts Rec. - Factored West 0 0 (8,679,586) 0 Accounts Rec. - Factored East 8,657,742 0 0 (4,001,675) Accounts Rec. - Nonaffiliated 19,181,848 28,856,779 7,841,779 21,406,043 Dividends Receivable 0 0 0 0 Fuel, Materials & Supplies (18,215,024) (587,848) (15,806,843) 3,186,438 Accrued Utility Revenues 0 0 0 0 Accounts Payable - Affiliated West 9,778,536 0 (976,422) (18,615,190) Accounts Payable - Affiliated East 11,843,579 (23,699,507) 1,878,802 (12,208,309) Accounts Payable - Nonaffiliated (76,933,098) (31,619,600) (35,392,810) (29,908,162) Interest Payable - Affiliated West 0 0 0 0 Interest Payable - Affiliated East (1,493,885) (1,037,440) 0 (215,112) Mark to market Energy Trading (12,048,000) 0 (3,472,000) (1,818,000) Other Oper. Items Assets (Sch 1) 200,396,956 40,042,128 28,353,924 36,433,724 Other Oper. Items Liab. (Sch 1) 31,745,616 27,796,354 30,259,223 2,674,996 ------------------ ------------------ ------------------ ------------------ NET CASH PROVIDED (USED) OPERATING 469,920,067 149,859,274 169,611,052 72,359,941 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (194,592,630) (125,420,705) (112,296,858) (39,658,470) Other Gross Additions (354,057) (359,111) (411,540) (126,968) ------------------ ------------------ ------------------ ------------------ Total Gross Additions (194,946,687) (125,779,816) (112,708,398) (39,785,438) AFUDC - Equity 860,657 900,909 571,968 (3,860) ------------------ ------------------ ------------------ ------------------ Cash Used Plant & Prop. Adds (194,086,030) (124,878,907) (112,136,430) (39,789,298) Invest in Subs - Equity & Debt 0 0 (85,716,367) 0 Proceeds - Sales of Property 0 0 0 0 Proceeds - Sale of Frontera 0 0 0 0 Proceeds - Sale & Leaseback Trans 0 0 0 0 Other Investing Activities 0 0 0 0 ------------------ ------------------ ------------------ ------------------ NET CASH PROVIDED (USED) INVESTING (194,086,030) (124,878,907) (197,852,797) (39,789,298) CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 0 0 0 Common Stock 0 0 0 0 Preferred Stock 0 0 0 0 Minority Interest 0 0 0 0 Long-term Debt 260,161,946 0 0 0 Long-Term Debt - Affiliated Cos. 0 0 0 0 Money Pool Payable - East 84,565,438 41,966,246 106,786,869 (8,129,932) Money Pool Payable - West 0 0 0 0 Short-term Debt (net) 0 0 0 0 ------------------ ------------------ ------------------ ------------------ Total Issuances 344,727,384 41,966,246 106,786,869 (8,129,932) Cash Paid To Retire: Preferred Stock 0 0 0 0 Long-term Debt (475,606,000) (20,000,000) (595,000) 0 Long-term Debt - Affiliated Cos. 0 0 0 0 ------------------ ------------------ ------------------ ------------------ Total Retirements (475,606,000) (20,000,000) (595,000) 0 Dividends Paid on Common Stock (148,057,007) (52,240,069) (74,212,088) (28,823,941) Dividends Paid on Preferred Stock (241,551) (212,637) (229,055) (104,157) ------------------ ------------------ ------------------ ------------------ NET CASH PROVIDED (USED) FINANCING (279,177,174) (30,486,460) 31,750,726 (37,058,030) ------------------ ------------------ ------------------ ------------------ EFFECT OF EXCHANGE RATE CHANGES 0 0 0 0 NET INCREASE (DECREASE) IN CASH (3,343,137) (5,506,093) 3,508,981 (4,487,387) CASH AT BEGINNING OF PERIOD 14,252,854 11,300,717 1,906,269 6,940,859 ------------------ ------------------ ------------------ ------------------ CASH AT END OF PERIOD 10,909,717 5,794,624 5,415,250 2,453,472 CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 109,834,983 38,250,023 51,125,534 19,279,398 Income Taxes (State & Federal) 161,529,377 38,652,982 49,176,363 21,997,000 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 0 0 0 0 NonUtility Assets - Capital Leases 0 0 0 0 Total Capital Leases 0 0 0 0
Central & Southwest Corporation and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 --------------------------------------------------------------------------------------------------------------------- SEEBOARD CSW LEASING CREDIT COMM --------------------------------------------------------------------------------------------------------------------- CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 88,118,636 (42,926,774) (6,205,075) 27,205,599 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 90,693,144 9,515,484 0 0 Prov for Def Income Taxes (net) 1,305,629 (3,612,690) 0 (1,341,160) Def Invest Tax Credits (net) 0 0 0 0 AFUDC - Equity 0 0 0 0 Equity/Undist. Subs. Earnings (10,967,403) 0 0 0 Decrease (Increase) in: 0 0 0 0 Accounts Rec. Affiliated West 0 0 0 0 Accounts Rec. Affiliated East 0 800,826 (1,037,181) (177,339,925) Accounts Rec. - Factored West 0 0 0 0 Accounts Rec. - Factored East 0 0 0 0 Accounts Rec. - Nonaffiliated 3,290,058 (2,886,571) 234,780 1,228,629,115 Dividends Receivable 0 0 0 0 Fuel, Materials & Supplies (5,382,151) 3,374,435 0 0 Accrued Utility Revenues 0 0 0 0 Accounts Payable - Affiliated West 0 0 (268,024) (34,936) Accounts Payable - Affiliated East (1,503,528) (8,627,569) 0 2,234,256 Accounts Payable - Nonaffiliated 10,752,149 (1,605,741) (23,782) 90,929,429 Interest Payable - Affiliated West 0 0 0 0 Interest Payable - Affiliated East 92,678 31,811 0 2,480,717 Mark to market Energy Trading 0 0 0 0 Other Oper. Items Assets (Sch 1) 0 0 0 0 Other Oper. Items Liab. (Sch 1) (62,943,094) 2,106,662 16,053,532 13,769,821 ------------------ ------------------ ------------------ ------------------ NET CASH PROVIDED (USED) OPERATING 113,456,118 (43,830,127) 8,754,250 1,186,532,916 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (119,726,802) 10,955,044 0 0 Other Gross Additions 0 (11,819,068) 0 0 ------------------ ------------------ ------------------ ------------------ Total Gross Additions (119,726,802) (864,024) 0 0 AFUDC - Equity 0 0 0 0 ------------------ ------------------ ------------------ ------------------ Cash Used Plant & Prop. Adds (119,726,802) (864,024) 0 0 Invest in Subs - Equity & Debt 609,497 0 0 0 Proceeds - Sales of Property 1,469,987 0 17,853,750 0 Proceeds - Sale of Frontera 0 0 0 0 Proceeds - Sale & Leaseback Trans 0 0 0 0 Other Investing Activities 6,227,855 0 0 0 ------------------ ------------------ ------------------ ------------------ NET CASH PROVIDED (USED) INVESTING (111,419,463) (864,024) 17,853,750 0 CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 0 9,600,315 (28,823,069) Common Stock 0 0 0 0 Preferred Stock 0 0 0 0 Minority Interest 0 0 0 0 Long-term Debt 0 0 0 0 Long-Term Debt - Affiliated Cos. 0 175,269,049 0 0 Money Pool Payable - East 23,349,653 (130,443,385) 0 63,661,765 Money Pool Payable - West 0 0 0 0 Short-term Debt (net) 192,651,670 0 0 (1,220,948,000) ------------------ ------------------ ------------------ ------------------ Total Issuances 216,001,323 44,825,664 9,600,315 (1,186,109,304) Cash Paid To Retire: Preferred Stock 0 0 0 0 Long-term Debt (187,307,940) 0 0 0 Long-term Debt - Affiliated Cos. 0 0 0 0 ------------------ ------------------ ------------------ ------------------ Total Retirements (187,307,940) 0 0 0 Dividends Paid on Common Stock (14,376,000) 0 (30,000,000) 0 Dividends Paid on Preferred Stock 0 0 0 0 ------------------ ------------------ ------------------ ------------------ NET CASH PROVIDED (USED) FINANCING 14,317,383 44,825,664 (20,399,685) (1,186,109,304) ------------------ ------------------ ------------------ ------------------ EFFECT OF EXCHANGE RATE CHANGES (1,321,652) 0 0 0 NET INCREASE (DECREASE) IN CASH 15,032,386 131,513 6,208,315 423,612 CASH AT BEGINNING OF PERIOD 73,942,617 2,000 1,004,767 (423,612) ------------------ ------------------ ------------------ ------------------ CASH AT END OF PERIOD 88,975,003 133,513 7,213,082 0 CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 125,729,346 6,542,116 0 62,369,566 Income Taxes (State & Federal) 17,095,536 0 0 14,466,250 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 0 0 0 0 NonUtility Assets - Capital Leases 0 0 0 0 Total Capital Leases 0 0 0 0
Central & Southwest Corporation and Subsidiaries Consolidated Statement of Cash Flows YTD December 31, 2001 --------------------------------------------------------------------------------------------------------------------------------- CSW ESI CSW CSW REP ENERGY INT'L. ENERSHOP HOLDCO --------------------------------------------------------------------------------------------------------------------------------- CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 64,831,183 (23,649,238) 47,714,210 (1,977,153) (1,427,747) Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 5,438,894 1,423,392 235,169 242,409 0 Prov for Def Income Taxes (net) (12,018,380) 5,482,798 16,395,778 0 0 Def Invest Tax Credits (net) 0 0 0 0 0 AFUDC - Equity 0 0 0 0 0 Equity/Undist. Subs. Earnings (15,082,963) 0 (17,035,280) 0 0 Decrease (Increase) in: 0 0 0 0 0 Accounts Rec. Affiliated West 158,870,576 694,305 0 1,225 0 Accounts Rec. Affiliated East 0 0 (21,748,189) 0 (440,730) Accounts Rec. - Factored West 0 0 0 0 0 Accounts Rec. - Factored East 0 0 0 0 0 Accounts Rec. - Nonaffiliated (7,547,083) 14,435,876 67,147,235 673,654 (147) Dividends Receivable 0 0 0 0 0 Fuel, Materials & Supplies 0 7,513,543 0 0 0 Accrued Utility Revenues 0 0 0 0 0 Accounts Payable - Affiliated West 0 (56,994) 0 0 0 Accounts Payable - Affiliated East 0 (69,478,954) (134,105,248) 105,551 2,457,459 Accounts Payable - Nonaffiliated (9,945,307) (37,798,394) (30,161) 12,898 0 Interest Payable - Affiliated West 0 0 92,678 0 0 Interest Payable - Affiliated East (1,437,360) 0 33,865 0 0 Mark to market Energy Trading 0 0 0 0 0 Other Oper. Items Assets (Sch 1) 0 0 0 0 0 Other Oper. Items Liab. (Sch 1) (63,787,907) (3,652,426) (12,100,215) (1,050,589) (1,194,835) ------------------ ----------------- ------------------ ------------------ ------------- NET CASH PROVIDED (USED) OPERATING 119,321,653 (105,086,092) (53,400,158) (1,992,005) (606,000) CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (147,206,346) (7,572,498) 2,306,227 (5,110) 0 Other Gross Additions 0 0 0 236,424 0 ------------------ ----------------- ------------------ ------------------ ------------- Total Gross Additions (147,206,346) (7,572,498) 2,306,227 231,314 0 AFUDC - Equity 0 0 0 0 0 ------------------ ----------------- ------------------ ------------------ ------------- Cash Used Plant & Prop. Adds (147,206,346) (7,572,498) 2,306,227 231,314 0 Invest in Subs - Equity & Debt 0 (15,526,453) (83,341,785) 0 0 Proceeds - Sales of Property 0 0 0 0 0 Proceeds - Sale of Frontera 264,731,214 0 0 0 0 Proceeds - Sale & Leaseback Trans 0 0 0 0 0 Other Investing Activities 3,808,454 0 85,894,689 0 0 ------------------ ----------------- ------------------ ------------------ ------------- NET CASH PROVIDED (USED) INVESTING 121,333,322 (23,098,951) 4,859,131 231,314 0 CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 0 0 0 0 Common Stock 0 0 0 0 303,000 Preferred Stock 0 0 0 0 0 Minority Interest 0 0 0 0 0 Long-term Debt 0 1,300,149 0 0 0 Long-Term Debt - Affiliated Cos. 100,000,000 60,094,078 0 15,000,000 0 Money Pool Payable - East (108,688,360) 0 46,104,068 (13,190,423) 0 Money Pool Payable - West 0 16,333,629 0 0 0 Short-term Debt (net) 0 49,412,575 0 0 0 ------------------ ----------------- ------------------ ------------------ ------------- Total Issuances (8,688,360) 127,140,431 46,104,068 1,809,577 303,000 Cash Paid To Retire: Preferred Stock 0 0 0 0 0 Long-term Debt (200,000,000) 0 0 0 0 Long-term Debt - Affiliated Cos. (50,000,000) 0 0 0 0 ------------------ ----------------- ------------------ ------------------ ------------- Total Retirements (250,000,000) 0 0 0 0 Dividends Paid on Common Stock 0 0 0 0 0 Dividends Paid on Preferred Stock 0 0 0 0 0 ------------------ ----------------- ------------------ ------------------ ------------- NET CASH PROVIDED (USED) FINANCING (258,688,360) 127,140,431 46,104,068 1,809,577 303,000 ------------------ ----------------- ------------------ ------------------ ------------- EFFECT OF EXCHANGE RATE CHANGES 0 0 (1,111,009) 0 0 NET INCREASE (DECREASE) IN CASH (18,033,385) (1,044,612) (3,547,968) 48,885 (303,000) CASH AT BEGINNING OF PERIOD 20,387,603 0 4,407,399 (48,885) 0 ------------------ ----------------- ------------------ ------------------ ------------- CASH AT END OF PERIOD 2,354,218 (1,044,612) 859,431 0 (303,000) CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 25,205,018 0 10,059,417 1,224,895 0 Income Taxes (State & Federal) 31,071,800 0 19,520,010 0 0 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Leases 0 0 0 0 0 NonUtility Assets - Capital Leases 0 0 0 0 0 Total Capital Leases 0 0 0 0 0
APPALACHIAN POWER COMPANY Consolidated Statement of Cash Flows -------------------------------------------------------------------------------------------------------------------------------- APCo Cons. ELIM & ADJ APCo Corp. CACCo Cedar SACCo WVPCo -------------------------------------------------------------------------------------------------------------------------------- CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 161,818,276 (631,383) 161,818,276 24,022 100,307 500,201 6,853 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 180,505,480 0 180,505,480 0 0 0 0 Prov for Def Income Taxes (net) 42,498,113 0 42,584,901 66,036 (385,493) 232,669 0 Def Invest Tax Credits (net) (4,764,823) 0 (4,764,823) 0 0 0 0 AFUDC - Equity 5,338 0 5,338 0 0 0 0 Equity/Undist. Subs. Earnings 0 631,383 (631,383) 0 0 0 0 Decrease (Increase) in: Accounts Receivable (net) 134,098,915 3,424,859 136,166,621 (501,847)(3,232,663) (1,756,258) (1,796) Fuel, Materials & Supplies (19,956,663) (497) (19,956,166) 0 0 0 0 Accrued Utility Revenues 35,591,132 0 35,591,132 0 0 0 0 Incr (Decr) in Accounts Payable (45,073,190) (4,223,023) (41,729,686) 87,206 (292,914) 1,082,745 2,481 Mark to market (68,254,000) (68,254,000) Other Oper. Items Assets (Sch 1) (64,626,669) (64,626,669) Other Oper. Items Liabilities (Sch 1) 33,578,572 133,679,330 (107,387,053) 324,155 4,557,978 2,409,138 (4,976) ------------ ------------ ------------ ----------- ---------- ----------- ------------ NET CASH PROVIDED (USED) OPERATING 385,420,481 (0) 382,202,637 (429) 747,215 2,468,495 2,562 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (305,603,150) 0 (305,603,150) 0 0 0 0 Other Gross Additions (437,755) 0 (437,755) 0 0 0 0 ------------ ------------ ------------ ----------- ---------- ----------- ------------ Total Gross Additions (306,040,905) 0 (306,040,905) 0 0 0 0 AFUDC - Equity (5,338) 0 (5,338) 0 0 0 0 ------------ ------------ ------------ ----------- ---------- ----------- ------------ Cash Used Plant & Prop. Adds (306,046,242) 0 (306,046,242) 0 0 0 0 Invest in Subs - Equity & Debt 0 0 0 0 0 0 0 Proceeds - Sales of Property 1,181,969 0 1,181,969 0 0 0 0 Proceeds - Sale & Leaseback Trans 0 0 0 0 0 0 0 Other Investing Activities 0 0 0 0 0 0 0 ------------ ------------ ------------ ----------- ---------- ----------- ------------ NET CASH PROVIDED (USED) INVESTING (304,864,273) 0 (304,864,273) 0 0 0 0 CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 0 0 0 0 0 0 Common Stock 0 0 0 0 0 0 0 Preferred Stock 0 0 0 0 0 0 0 Long-term Debt 124,587,500 0 124,587,500 0 0 0 0 Short-term Debt (net) (191,495,000) 0 (191,495,000) 0 0 0 0 Change in Money Pool 300,204,241 0 303,226,867 (22,413) (642,553) (2,354,933) (2,727) ------------ ------------ ------------ ----------- ---------- ----------- ------------ Total Issuances 233,296,741 0 236,319,367 (22,413) (642,553) (2,354,933) (2,727) Cash Paid To Retire: Preferred Stock 0 0 0 0 0 0 0 Long-term Debt (175,000,000) 0 (175,000,000) 0 0 0 0 ------------ ------------ ------------ ----------- ---------- ----------- ------------ Total Retirements (175,000,000) 0 (175,000,000) 0 0 0 0 Dividends Paid on Common Stock (129,594,120) 0 (129,594,120) 0 0 0 0 Dividends Paid on Preferred Stock (1,442,543) 0 (1,442,543) 0 0 0 0 ------------ ------------ ------------ ----------- ---------- ----------- ------------ NET CASH PROVIDED (USED) FINANCING (72,739,922) 0 (69,717,296) (22,413) (642,553) (2,354,933) (2,727) ------------ ------------ ------------ ----------- ---------- ----------- ------------ NET INCREASE (DECREASE) IN CASH 7,816,286 (0) 7,621,068 (22,841) 104,662 113,563 (165) CASH AT BEGINNING OF PERIOD 5,846,710 0 5,815,829 23,487 5,533 78 1,783 ------------ ------------ ------------ ----------- ---------- ----------- ------------ CASH AT END OF PERIOD 13,662,996 0 13,436,897 646 110,194 113,641 1,618 =========== =========== =========== =========== ========== =========== =========== CASH PAID DURING THE PERIOD FOR: INTEREST (net of ABFUDC) 117,283,027 (605) 117,283,632 0 0 0 0 INCOME TAXES (State & Federal) 56,981,200 0 56,474,100 (74,100) 248,100 327,900 5,200 NONCASH INVESTING ACTIVITIES: Utility Plant - Capital Leases 2,510,162 0 2,510,162 0 0 0 0 Nonutility Plant - Capital Leases 0 0 0 0 0 0 0
COLUMBUS SOUTHERN POWER COMPANY Consolidated Statement of Cash Flows YTD December 2001 ---------------------------------------------------------------------------------------------------------------------------------- CSPCo Cons. ELIM & ADJ CSPCo Corp. CCPC Simco Colomet ---------------------------------------------------------------------------------------------------------------------------------- CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 161,876,319 (164,785) 161,876,319 70,000 91,338 3,447 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 105,354,069 0 104,292,297 992,676 69,096 0 Amort Regulatory Debits 23,146,054 0 23,146,054 0 0 0 Prov for Def Income Taxes (net) 24,107,869 0 24,330,283 (210,494) (11,920) 0 Def Invest Tax Credits (net) (4,058,087) 0 (4,052,867) 0 (5,220) 0 AFUDC - Equity (4191000) 297,939 0 297,939 0 0 0 Equity/Undist. Subs. Earnings 0 (35,215) 35,215 0 0 0 Decrease (Increase) in: Accounts Receivable (net) 19,985,865 (6,521,207) 25,778,347 612,085 (15,148) 131,788 Fuel, Materials & Supplies (7,780,073) 0 (7,393,033) (387,040) 0 0 Accrued Utility Revenues 2,551,640 0 2,551,640 0 0 0 Incr (Decr) in Accounts Payable (16,248,484) 6,619,433 (22,476,948) (237,818) (5,346) (147,805) Mark to market (44,680,000) (44,680,000) 0 0 0 0 Other Oper. Items Assets (Sch 1) 1,735,369 1,735,369 0 0 0 0 Other Oper. Items Liabilities (Sch 1) (32,844,669) 42,846,405 (72,002,565) (689,658) (24,335) (2,974,516) ------------ ------------ ------------ ------------ ---------- ------------ NET CASH PROVIDED (USED) OPERATING 233,443,811 (200,000) 236,382,681 149,751 98,465 (2,987,086) CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (122,476,192) 0 (122,187,063) 0 0 (289,129) Other Gross Additions (9,757,500) 0 0 (9,757,500) 0 0 ------------ ------------ ------------ ------------ ---------- ------------ Total Gross Additions (132,233,692) 0 (122,187,063) (9,757,500) 0 (289,129) AFUDC - Equity (297,939) 0 (297,939) 0 0 0 ------------ ------------ ------------ ------------ ---------- ------------ Cash Used Plant & Prop. Adds (132,531,631) 0 (122,485,002) (9,757,500) 0 (289,129) Invest in Subs - Equity & Debt 0 2,822,302 (2,822,302) 0 0 0 Proceeds - Sales of Property 10,840,454 0 1,594,758 9,245,696 0 0 Proceeds - Sale & Leaseback Trans 0 0 0 0 0 0 Other Investing Activities 0 0 0 0 0 0 ------------ ------------ ------------ ------------ ---------- ------------ NET CASH PROVIDED (USED) INVESTING (121,691,177) 2,822,302 (123,712,546) (511,804) 0 (289,129) ------------ ------------ ------------ ------------ ---------- ------------ CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0 0 0 0 0 0 Common Stock 0 0 0 0 0 0 Preferred Stock 0 0 0 0 0 0 Long-term Debt 200,000,000 (2,822,302) 200,000,000 0 0 2,822,302 Change in Money Pool 92,652,315 0 91,697,703 370,575 1,535 582,502 Short-term Debt (net) 0 0 0 0 0 0 ------------ ------------ ------------ ------------ ---------- ------------ Total Issuances 292,652,315 (2,822,302) 291,697,703 370,575 1,535 3,404,804 Cash Paid To Retire: Preferred Stock (5,000,000) 0 (5,000,000) 0 0 0 Long-term Debt (314,733,231) 0 (314,733,231) 0 0 0 ------------ ------------ ------------ ------------ ---------- ------------ Total Retirements (319,733,231) 0 (319,733,231) 0 0 0 Dividends Paid on Common Stock (82,952,078) 200,000 (82,952,078) 0 (100,000) (100,000) Dividends Paid on Preferred Stock (962,500) 0 (962,500) 0 0 0 ------------ ------------ ------------ ------------ ---------- ------------ NET CASH PROVIDED (USED) FINANCING (110,995,494) (2,622,302) (111,950,106) 370,575 (98,465) 3,304,804 ------------ ------------ ------------ ---------- ------------ NET INCREASE (DECREASE) IN CASH 757,140 0 720,029 8,522 0 28,589 CASH AT BEGINNING OF PERIOD 11,600,207 0 11,593,077 6,830 0 300 ------------ ------------ ------------ ------------ ---------- ------------ CASH AT END OF PERIOD 12,357,347 0 12,313,106 15,352 0 28,889 ============ ============ ============ ============ ========== ============ CASH PAID DURING THE PERIOD FOR: INTEREST (net of ABFUDC) 68,595,700 (606) 68,561,462 34,844 0 0 INCOME TAXES (State & Federal) 80,484,500 0 79,547,000 666,800 78,000 192,700 NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Lease 1,019,036 0 1,019,036 0 0 0 Nonutility Assets - Capital Lease 0 0 0 0 0 0
INDIANA MICHIGAN POWER COMPANY Consolidating Statement of Cash Flows PERIOD ENDING December 2001 ------------------------------------------------------------------------------------------------------------------------ I&M Eliminations I&M Blackhawk Price River CASH FLOWS - OPERATING ACTIVITIES: Consolidated & Adjustments Corporation Coal Co. Coal Co. ------------------------------------------------------------------------------------------------------------------------ Consolidated Net Income 75,787,950.62 (996,352.00) 75,787,950.62 996,352.00 0.00 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 166,360,007.05 0.00 166,360,007.05 0.00 0.00 Prov for Def Income Taxes (net) (29,204,810.00) 0.00 (29,397,795.00) 192,985.00 0.00 Def Invest Tax Credits (net) (8,324,685.00) 0.00 (8,324,685.00) 0.00 0.00 AFUDC - Equity 45,777.79 0.00 45,777.79 0.00 0.00 Equity/Undist. Subs. Earnings 0.00 (5,292,690.61) 5,292,690.61 0.00 0.00 Decrease (Increase) in: Accounts Receivable (net) 64,842,213.36 118,336.75 63,259,112.20 1,464,764.41 0.00 Fuel, Materials & Supplies (19,425,760.59) 0.00 (19,425,760.59) 0.00 0.00 Accrued Utility Revenues (2,071,505.45) 0.00 (2,071,505.45) 0.00 0.00 Incr (Decr) in Accounts Payable (60,185,498.67) (117,986.66) (60,165,466.46) 97,954.45 0.00 Mark to Market Trading Contracts (19,502,000.00) (19,502,000.00) Other Oper. Items Assets (Sch 1) 15,962,866.14 15,962,866.14 Other Oper. Items Liabilities (Sch 1) 51,923,158.54 3,527,783.77 46,938,607.34 1,456,767.43 0.00 -------------- ------------- -------------- ------------ ---- NET CASH PROVIDED (USED) OPERATING 236,207,713.79 (6,300,042.61) 238,298,933.11 4,208,823.29 0.00 CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (90,796,081.93) 0.00 (90,796,081.93) 0.00 0.00 Other Gross Additions (210,349.83) 0.00 (210,349.83) 0.00 0.00 -------------- ------------- -------------- ------------ ---- Total Gross Additions (91,006,431.76) 0.00 (91,006,431.76) 0.00 0.00 AFUDC - Equity (45,777.79) 0.00 (45,777.79) 0.00 0.00 -------------- ------------- -------------- ------------ ---- Cash Used Plant & Prop. Adds (91,052,209.55) 0.00 (91,052,209.55) 0.00 0.00 Invest in Subs - Equity & Debt 0.00 0.00 0.00 0.00 0.00 Proceeds - Sales of Property 1,074,349.00 0.00 1,074,349.00 0.00 0.00 Proceeds - Sale & Leaseback Trans 0.00 0.00 0.00 0.00 0.00 Other Investing Activities (92,615,924.47) 0.00 (92,615,924.47) 0.00 0.00 -------------- ------------- -------------- ------------ ---- NET CASH PROVIDED (USED) INVESTING (182,593,785.02) 0.00 (182,593,785.02) 0.00 0.00 CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent 0.00 0.00 0.00 0.00 0.00 Common Stock 0.00 0.00 0.00 0.00 0.00 Preferred Stock 0.00 0.00 0.00 0.00 0.00 Long-term Debt 297,655,636.00 0.00 297,655,636.00 0.00 0.00 Change in Money Pool (299,891,219.34) 0.00 (302,016,110.19) 2,124,890.85 0.00 Short-term Debt (net) 0.00 0.00 0.00 0.00 0.00 -------------- ------------- -------------- ------------ ---- Total Issuances (2,235,583.34) 0.00 (4,360,474.19) 2,124,890.85 0.00 Cash Paid To Retire: Preferred Stock 0.00 0.00 0.00 0.00 0.00 Long-term Debt (44,922,491.40) 0.00 (44,922,491.40) 0.00 0.00 -------------- ------------- -------------- ------------ ---- Total Retirements (44,922,491.40) 0.00 (44,922,491.40) 0.00 0.00 Dividends Paid on Common Stock 0.00 6,300,042.61 0.00 (6,300,042.61) 0.00 Dividends Paid on Preferred Stock (4,486,826.58) 0.00 (4,486,826.58) 0.00 0.00 -------------- ------------- -------------- ------------ ---- NET CASH PROVIDED (USED) FINANCING (51,644,901.32) 6,300,042.61 (53,769,792.17) (4,175,151.76) 0.00 NET INCREASE (DECREASE) IN CASH 1,969,027.45 0.00 1,935,355.92 33,671.53 0.00 CASH AT BEGINNING OF PERIOD 14,835,222.31 0.00 14,818,007.28 17,215.03 0.00 -------------- ------------- -------------- ------------ ---- CASH AT END OF PERIOD 16,804,249.76 0.00 16,753,363.20 50,886.56 0.00 ============= ==== ============= ========= ==== CASH PAID DURING THE PERIOD FOR: Interest (net of ABFUDC) 92,139,686.15 0.00 92,139,686.15 0.00 0.00 Income Taxes (State & Federal) 100,469,900.00 0.00 99,212,900.00 1,257,000.00 0.00 Noncash Investing Activities: Utility Assets - Capital Lease 1,022,905.80 0.00 1,022,905.80 0.00 0.00 NonUtility Assets - Capital Lease 0.00 0.00 0.00 0.00 0.00
OHIO POWER COMPANY Consolidated Statement of Cash Flow as of 12/31/2001 -------------------------------------------------------------------------------------------------------------------------------- OPCo Cons. ELIM & ADJ OPCo Corp. COCCo SOCCo WCCo -------------------------------------------------------------------------------------------------------------------------------- CASH FLOWS - OPERATING ACTIVITIES: Consolidated Net Income 147,445,368 (7,133,891) 147,445,368 (7,244,116) 6,919,078 7,458,929 Adj. to Recon. N/I to Cash Flow: Depreciation & Amortization 178,793,020 -- 166,651,116 -- 11,843,052 298,852 Transition Asset Amortization 73,330,383 -- 73,330,383 -- -- -- Prov for Def Income Taxes (net) 215,832,825 -- 38,140,205 52,697,230 93,461,992 31,533,398 Def Invest Tax Credits (net) (3,288,192) -- (3,288,192) -- -- -- AFUDC - Equity (29,564) -- (29,564) -- -- -- Equity/Undist. Subs. Earnings -- 7,076,903 (7,076,903) -- -- -- Decrease (Increase) in: -- -- Accounts Receivable (net) 51,638,892 (95,830,305) 38,094,700 24,446,881 77,144,091 7,783,525 Fuel, Materials & Supplies 4,852,315 (484) (16,380,122) 6,363,327 10,850,099 4,019,495 Accrued Utility Revenues 263,690 -- 263,690 -- -- -- Incr (Decr) in Accounts Payable 9,886,755 93,583,724 (61,734,458) (2,483,625) (14,538,337) (4,940,549) COLI Tax -- -- -- -- -- -- Mark to Market trading (59,833,000) (59,833,000) -- -- -- -- Other Oper. Items Assets (Sch 1) 84,091,540 84,091,540 -- -- -- -- Other Oper. Items Liab. (Sch 1) (616,228,265) (22,011,475) (118,799,449) (124,876,953) (265,235,090) (85,305,298) ------------ ----------- ------------ ------------ ------------ ----------- NET CASH PROVIDED (USED) OPERATING 86,755,767 (56,988) 256,616,774 (51,097,256) (79,555,115) (39,151,648) ------------ ----------- ------------ ------------ ------------ ----------- CASH FLOWS - INVESTING ACTIVITIES: Plant & Property Additions: Gross Additions to Utility Plant (343,796,191) -- (343,708,149) -- (88,042) -- Other Gross Additions (804,446) -- (804,446) -- -- -- ------------ ----------- ------------ ------------ ------------ ----------- Total Gross Additions (344,600,637) -- (344,512,595) -- (88,042) -- AFUDC - Equity 29,564 -- 29,564 -- -- -- ------------ ----------- ------------ ------------ ------------ ----------- Cash Used Plant & Prop. Adds (344,571,073) -- (344,483,031) -- (88,042) -- Invest in Subs - Equity & Debt 171,928 (62,471,092) 62,643,020 -- -- -- Proceeds - Sales of Property 16,583,079 -- 2,738,469 637,454 12,577,938 629,218 Proceeds - Sale & Leaseback Trans 23,420 -- 23,420 -- -- -- Other Investing Activities (32,115,000) -- (32,115,000) -- -- -- ------------ ----------- ------------ ------------ ------------ ----------- NET CASH PROVIDED (USED) INVESTING (359,907,646) (62,471,092) (311,193,122) 637,454 12,489,896 629,218 ------------ ----------- ------------ ------------ ------------ ----------- CASH FLOWS - FINANCING ACTIVITIES: Proceeds from Issuances of: Capital Contributions from Parent -- 62,458,786 -- 7,244,234 (62,247,041) (7,455,979) Common Stock -- 12,306 -- (6,900) (5,000) (406) Preferred Stock -- -- -- -- -- -- Long-term Debt 300,000,000 -- 300,000,000 -- -- -- Short-term Debt (net) -- -- -- -- -- -- Change in Money Pool 392,699,157 -- 133,023,307 43,021,738 171,619,082 45,035,030 ------------ ----------- ------------ ------------ ------------ ----------- Total Issuances 692,699,157 62,471,092 433,023,307 50,259,072 109,367,041 37,578,645 Cash Paid To Retire: Preferred Stock -- -- -- -- -- -- Long-term Debt (297,858,040) -- (255,351,672) -- (42,506,368) -- ------------ ----------- ------------ ------------ ------------ ----------- Total Retirements (297,858,040) -- (255,351,672) -- (42,506,368) -- Dividends Paid on Common Stock (142,975,781) 56,988 (142,975,781) (2,951) (252) (53,785) Dividends Paid on Preferred Stock (1,258,738) -- (1,258,738) -- -- -- ------------ ----------- ------------ ------------ ------------ ----------- NET CASH PROVIDED (USED) FINANCING 250,606,598 62,528,080 33,437,116 50,256,121 66,860,421 37,524,860 ------------ ----------- ------------ ------------ ------------ ----------- NET INCREASE (DECREASE) IN CASH (22,545,281) -- (21,139,232) (203,681) (204,798) (997,570) CASH AT BEGINNING OF PERIOD 31,392,958 -- 29,986,909 203,681 204,798 997,570 ------------ ----------- ------------ ------------ ------------ ----------- CASH AT END OF PERIOD 8,847,677 -- 8,847,677 -- -- -- ============ =========== ============ ============ ============ =========== CASH PAID DURING THE PERIOD FOR: INTEREST (net of ABFUDC) 94,746,680 532,395 91,699,176 20 2,515,089 -- INCOME TAXES (State & Federal) (22,416,867) -- 63,456,300 (32,665,192) (20,345,675) (32,862,300) NONCASH INVESTING ACTIVITIES: Utility Assets - Capital Lease 2,284,894 -- 2,284,894 -- -- -- Non-Utility plant-Capital Lease 95,168 -- 95,168 -- -- --
SWEPCo Consolidated STATEMENT OF CASH FLOWS PERIOD ENDING DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------ SWEPCO Consolidated Eliminations SWEPCO Dolet Hills ------------------------------------------------------------------------------------------------------------------ CASH FLOWS FROM OPERATING ACTIVITIES: 1. Consolidated Net Income 89,366,586 (1,632,379) 89,366,586 1,632,379 Adjustments to Reconcile Net Income to Net Cash Provided by Operating Activities: 2.Depreciation, Depletion and Amortization. 121,814,226 -- 116,137,240 5,676,986 3.Provision for Deferred Income Taxes (net). (31,396,485) -- (31,396,485) -- 4.Deferred Investment Tax Credits (net) (4,452,888) -- (4,452,888) -- 5.Allowance for Equity Funds Used During Con. (571,968) -- (571,968) -- 6.Equity in Undistributed Earnings of Subsidiary -- 699,591 (699,591) -- 7.Decrease (Increase) in: Accounts Receivable (net).. (9,992,291) 5,316,724 (4,109,151) (11,199,864) Fuel, Materials and Supplies .. (15,806,843) 3,771,537 (10,761,798) (8,816,582) Accrued Utility Revenues . -- -- -- -- Increase (Decrease) in Accounts Payable (34,490,432) (2,482,208) (34,718,535) 2,710,311 Mark to Market (3,472,000) (3,472,000) -- -- Other Operating Items Assets (See Schedule 1.) 28,353,924 28,353,924 -- -- Other Operating Items Liabilities (See Schedule 1.) 30,259,223 7,689,013 50,305,328 (27,735,118) ------------ ------------ ------------ ------------ Net Cash Provided (Used) By Operating Activities 169,611,052 38,244,202 169,098,738 (37,731,888) CASH FLOWS FROM INVESTING ACTIVITIES: Plant and Property Additions: 9. Gross Additions to Utility Plant. (112,296,858) 46,240,598 (111,486,266) (47,051,190) 10. Gross Other Additions . (411,540) -- (411,540) -- ------------ ------------ ------------ ------------ Total Gross Additions . . . (112,708,398) 46,240,598 (111,897,806) (47,051,190) 11. Allowance for Equity Funds Used During Con. 571,968 -- 571,968 -- ------------ ------------ ------------ ------------ Cash Used for Plant and Property Additions. (112,136,430) 46,240,598 (111,325,838) (47,051,190) 12.Investments in Associated Companies Equity/Debt (85,716,367) -- (85,716,367) -- 13.Proceeds from Sales of Property -- -- -- -- 14.Proceeds from Sale and Leaseback Transaction -- -- -- -- 15.Other Investing Activities. -- -- -- -- ------------ ------------ ------------ ------------ Net Cash Provided (Used) By Investing Activities (197,852,797) 46,240,598 (197,042,205) (47,051,190) CASH FLOWS FROM FINANCING ACTIVITIES: Proceeds from Issuances of: 16. Capital Contributions from (returned to) Parent -- (25,210,449) -- 25,210,449 17. Common Stock. -- -- -- -- 18. Cumulative Preferred Stock. -- -- -- -- 19. Long-term Debt. -- -- -- -- 20. Advances to/from Affiliates (Money Pool) (net). 106,786,869 (60,505,918) 106,786,869 60,505,918 21.Short-term Debt (net) -- -- -- -- ------------ ------------ ------------ ------------ Total Issuances . 106,786,869 (85,716,367) 106,786,869 85,716,367 Cash Paid to Retire: -- -- -- -- 22. Cumulative Preferred Stocks . -- -- -- -- 23. Long-term Debt. (595,000) -- (595,000) -- Total Retirements (595,000) -- (595,000) -- 24.Dividends Paid on Common Stock. (74,212,088) 932,788 (74,212,088) (932,788) 25.Dividends Paid on Preferred Stocks. (229,055) -- (229,055) -- ------------ ------------ ------------ ------------ Net Cash Provided (Used) By Financing 31,750,726 (84,783,579) 31,750,726 84,783,579 26.Effect on Foreign Exchange Rate on Cash -- -- -- -- 27.NET INCREASE (DECREASE) IN CASH 3,508,981 (298,779) 3,807,259 501 28.Cash and Cash Equivalents at Beginning of Period 1,906,269 -- 1,906,269 -- ------------ ------------ ------------ ------------ 29.Cash and Cash Equivalents at End of Period. 5,415,250 (298,779) 5,713,528 501 ============ ============ ============ ============ Supplemental Disclosure: Cash Paid During the Period For: 30. Interest (net of Allowance for Borrowed Funds -- -- -- -- Used During Construction) 51,125,534 -- 51,125,534 -- 31. Income Taxes. 49,176,363 -- 49,176,363 -- Noncash Investing Activities: -- -- -- -- 32. Utility Plant Acquired Under Capital Lease -- -- -- -- 33. Nonutility Plant Acquired Under Capital Leases -- -- -- --
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------- AEP AEP APCO DESCRIPTION CONSOLIDATED ELIMINATIONS AEP CONSOLIDATED ------------------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 3,090,051,634.74 (2,491,773,799.19) 3,090,051,634.74 120,583,783.72 Preferred Stock Dividend Req of Subsidiaries (9,773,227.84) (9,773,227.84) Net Income (Loss) 980,601,520.95 (1,016,383,354.79) 970,828,267.06 161,818,276.05 NET INCOME (LOSS) 970,828,293.11 (1,026,156,582.63) 970,828,267.06 161,818,276.05 TOTAL 4,060,879,927.85 (3,517,930,381.82) 4,060,879,901.80 282,402,059.77 DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 395,322,373.48 0.00 (129,594,120.04) Div Declrd - Common - NonAssoc (773,168,114.38) 0.00 (773,168,114.40) 0.00 DIVIDEND DECLARED ON COMMON (773,168,114.38) 395,322,373.48 (773,168,114.40) (129,594,120.04) Dividends Decl-Preferred Stock 0.00 8,063,107.29 0.00 (1,442,542.51) DIVIDEND DECLARED ON PREFERRED 0.00 8,063,107.29 0.00 (1,442,542.51) ADJUSTMENT RETAINED EARNINGS 8,410,267.03 (5,889,426.06 8,410,267.03 (568,747.08) TOTAL DEDUCTIONS (764,757,847.35) 397,496,234.71 (764,757,847.37) (131,605,409.63) BALANCE AT END OF PERIOD 3,296,122,080.50 (3,120,434,147.11) 3,296,122,054.43 150,796,650.14
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------- CSPCO I&M DESCRIPTION CONSOLIDATED CONSOLIDATED KEPCO KGPCO ------------------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 99,068,911.36 3,443,259.42 57,513,179.25 5,219,330.67 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) 161,876,319.67 75,787,950.62 21,564,540.76 3,406,249.26 NET INCOME (LOSS) 161,876,319.67 75,787,950.62 21,564,540.76 3,406,249.26 TOTAL 260,945,231.03 79,231,210.04 79,077,720.01 8,625,579.93 DEDUCTIONS: Div Declrd - Common Stk - Asso (82,952,077.76) 0.00 (30,244,395.60) (2,743,998.80) Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON (82,952,077.76) 0.00 (30,244,395.60) (2,743,998.80) Dividends Decl-Preferred Stock (875,000.00) (4,486,826.58) 0.00 0.00 DIVIDEND DECLARED ON PREFERRED (875,000.00) (4,486,826.58) 0.00 0.00 ADJUSTMENT RETAINED EARNINGS (1,015,380.36) (139,113.86) 0.00 0.00 TOTAL DEDUCTIONS (84,842,458.12) (4,625,940.44) (30,244,395.60) (2,743,998.80) BALANCE AT END OF PERIOD 176,102,772.91 74,605,269.60 48,833,324.41 5,881,581.13
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ OPCO DESCRIPTION CONSOLIDATED WPCO AEGCO AEPSC CCCO ------------------------------------------------------------------------------------------------------------------------------ BALANCE AT BEGINNING OF YEAR 398,086,502.58 8,721,597.74 9,722,442.59 0.00 0.00 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) 147,445,368.28 4,068,001.66 7,874,666.12 0.00 0.00 NET INCOME (LOSS) 147,445,368.28 4,068,001.66 7,874,666.12 0.00 0.00 TOTAL 545,531,870.86 12,789,599.40 17,597,108.71 0.00 0.00 DEDUCTIONS: Div Declrd - Common Stk - Asso (142,975,781.28) (2,976,000.00) (3,836,000.00) 0.00 0.00 Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON (142,975,781.28) (2,976,000.00) (3,836,000.00) 0.00 0.00 Dividends Decl-Preferred Stock (1,258,738.20) 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON PREFERRED (1,258,738.20) 0.00 0.00 0.00 0.00 ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 0.00 0.00 TOTAL DEDUCTIONS (144,234,519.48) (2,976,000.00) (3,836,000.00) 0.00 0.00 BALANCE AT END OF PERIOD 401,297,351.38 9,813,599.40 13,761,108.71 0.00 0.00
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ----------------------------------------------------------------------------------------------------------------------------------- AEPINV DESCRIPTION FRECO IFRI AEPPM AEPES CONSOLIDATED ----------------------------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 19,968.85 0.00 (152.00) (40,438,374.55) (10,179,671.03) Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) 0.00 0.00 (221.34) 82,224,895.12 306,122.97 NET INCOME (LOSS) 0.00 0.00 (221.34) 82,224,895.12 306,122.97 TOTAL 19,968.85 0.00 (373.34) 41,786,520.57 (9,873,548.06) DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 0.00 0.00 0.00 0.00 Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON 0.00 0.00 0.00 0.00 0.00 Dividends Decl-Preferred Stock 0.00 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 0.00 0.00 ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 0.00 0.00 TOTAL DEDUCTIONS 0.00 0.00 0.00 0.00 0.00 BALANCE AT END OF PERIOD 19,968.85 0.00 (373.34) 41,786,520.57 (9,873,548.06)
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------- AEPR AEPC CSW DESCRIPTION CONSOLIDATED AEPPRO CONSOLIDATED CONSOLIDATED ------------------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR (32,737,617.48) (5,092,242.82) (40,389,865.31) 1,918,345,472.81 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) (62,841,782.06) 292,589.16 (34,836,439.82) 476,791,903.32 NET INCOME (LOSS) (62,841,782.06) 292,589.16 (34,836,439.82) 476,791,903.32 TOTAL (95,579,399.54) (4,799,653.66) (75,226,305.13) 2,395,137,376.13 DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 0.00 0.00 (0.00) Div Declrd - Common - NonAssoc 0.02 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON 0.02 0.00 0.00 (0.00) Dividends Decl-Preferred Stock 0.00 0.00 0.00 (0.00) DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 (0.00) ADJUSTMENT RETAINED EARNINGS (10.01) 0.00 0.00 7,612,497.37 TOTAL DEDUCTIONS (9.99) 0.00 0.00 7,612,497.37 BALANCE AT END OF PERIOD (95,579,409.53) (4,799,653.66) (75,226,305.13) 2,402,749,873.50
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ---------------------------------------------------------------------------------------------------------------- AEPC&I MESA LP DESCRIPTION CONSOLIDATED AEP T&D SVC AEPTEXASGP CONSOLIDATED ---------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 0.00 0.00 0.00 0.00 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) (3,267,095.65) (76,815.33) (1,855.40) 0.00 NET INCOME (LOSS) (3,267,095.65) (76,815.33) (1,855.40) 0.00 TOTAL (3,267,095.65) (76,815.33) (1,855.40) 0.00 DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 0.00 0.00 0.00 Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON 0.00 0.00 0.00 0.00 Dividends Decl-Preferred Stock 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 0.00 ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 0.00 TOTAL DEDUCTIONS 0.00 0.00 0.00 0.00 BALANCE AT END OF PERIOD (3,267,095.65) (76,815.33) (1,855.40) 0.00
AMERICAN ELECTRIC POWER COMPANY, INC. AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ---------------------------------------------------------------------------------------------------- MUTUALENER AEPCOAL DESCRIPTION CONSOLIDATED CONSOLIDATED AEPRELLC ---------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 0.00 0.00 (112,726.61) Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) (8,082,292.23) 634,548.00 (111,480.25) NET INCOME (LOSS) (8,082,292.23) 634,548.00 (111,480.25) TOTAL (8,082,292.23) 634,548.00 (224,206.86) DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 0.00 0.00 Div Declrd - Common - NonAssoc 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON 0.00 0.00 0.00 Dividends Decl-Preferred Stock 0.00 0.00 0.00 DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 TOTAL DEDUCTIONS 0.00 0.00 0.00 BALANCE AT END OF PERIOD (8,082,292.23) 634,548.00 (224,206.86)
CENTRAL AND SOUTHWEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ----------------------------------------------------------------------------------------------------------------------- CSW CSW DESCRIPTION CONSOLIDATED ELIMINATIONS CSW CPL ----------------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 1,918,345,472.81 (1,256,423,407.83) 1,918,345,472.81 792,218,830.15 NET INCOME (LOSS) 476,791,903.32 (498,776,456.36) 482,171,465.22 182,277,198.63 TOTAL 2,395,137,376.13 (1,755,199,864.19) 2,400,516,938.03 974,496,028.78 DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 341,709,105.76 0.00 (148,057,007.28) Div Declrd - Common - NonAssoc 0.00 6,000,000.00 0.00 0.00 DIVIDEND DECLARED ON COMMON 0.00 347,709,105.76 0.00 (148,057,007.28) Dividends Decl-Preferred Stock (0.00) 787,399.21 0.00 (241,551.21) DIVIDEND DECLARED ON PREFERRED (0.00) 787,399.21 0.00 (241,551.21) ADJUSTMENT RETAINED EARNINGS 7,612,497.37 (263,915,920.47) 7,612,497.37 0.00 TOTAL DEDUCTIONS 7,612,497.37 84,580,584.50 7,612,497.37 (148,298,558.49) BALANCE AT END OF PERIOD 2,402,749,873.50 (1,670,619,279.69) 2,408,129,435.40 826,197,470.29
CENTRAL AND SOUTHWEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 -------------------------------------------------------------------------------------------------------------------- SWEPCO DESCRIPTION PSO CONSOLIDATED WTU SEEBOARD -------------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 137,688,382.92 293,989,298.21 122,587,707.55 0.00 NET INCOME (LOSS) 57,758,861.10 89,366,585.98 12,310,608.61 88,118,636.00 TOTAL 195,447,244.02 383,355,884.19 134,898,316.16 88,118,636.00 DEDUCTIONS: Div Declrd - Common Stk - Asso (52,240,069.04) (74,212,088.20) (28,823,941.24) (14,376,000.00) Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON (52,240,069.04) (74,212,088.20) (28,823,941.24) (14,376,000.00) Dividends Decl-Preferred Stock (212,636.56) (229,054.64) (104,156.80) 0.00 DIVIDEND DECLARED ON PREFERRED (212,636.56) (229,054.64) (104,156.80) 0.00 ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 266,870,320.00 TOTAL DEDUCTIONS (52,452,705.60) (74,441,142.84) (28,928,098.04) 252,494,320.00 BALANCE AT END OF PERIOD 142,994,538.42 308,914,741.35 105,970,218.12 340,612,956.00
CENTRAL AND SOUTHWEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 -------------------------------------------------------------------------------------------------------------------- DESCRIPTION CSWI CSWE ENERSHOP CSWL -------------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 0.00 0.00 (15,982,836.34) 2,341,433.64 NET INCOME (LOSS) 47,714,208.00 64,831,183.00 (1,977,153.03) (6,205,074.68) TOTAL 47,714,208.00 64,831,183.00 (17,959,989.37) (3,863,641.04) DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 0.00 0.00 (24,000,000.00) Div Declrd - Common - NonAssoc 0.00 0.00 0.00 (6,000,000.00) DIVIDEND DECLARED ON COMMON 0.00 0.00 0.00 (30,000,000.00) Dividends Decl-Preferred Stock 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 0.00 ADJUSTMENT RETAINED EARNINGS (26,523,231.00) 50,774,430.00 0.00 0.00 TOTAL DEDUCTIONS (26,523,231.00) 50,774,430.00 0.00 (30,000,000.00) BALANCE AT END OF PERIOD 21,190,977.00 115,605,613.00 (17,959,989.37) (33,863,641.04)
CENTRAL AND SOUTHWEST CORPORATION AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------ C3 COMM CSWESI REPHLD DESCRIPTION CONSOLIDATED CONSOLIDATED CSWPWRMKT CONSOLIDATED AEP CREDIT ------------------------------------------------------------------------------------------------------------------------------ BALANCE AT BEGINNING OF YEAR (52,904,933.90) (23,514,474.40) 0.00 0.00 0.00 NET INCOME (LOSS) (42,926,774.08) (23,649,237.55) 0.00 (1,427,746.05) 27,205,598.53 TOTAL (95,831,707.98) (47,163,711.95) 0.00 (1,427,746.05) 27,205,598.53 DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 0.00 0.00 0.00 0.00 Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON 0.00 0.00 0.00 0.00 0.00 Dividends Decl-Preferred Stock 0.00 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 0.00 0.00 ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 0.00 (27,205,598.53) TOTAL DEDUCTIONS 0.00 0.00 0.00 0.00 (27,205,598.53) BALANCE AT END OF PERIOD (95,831,707.98) (47,163,711.95) 0.00 (1,427,746.05) 0.00
APPALACHIAN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ----------------------------------------------------------------------------------------------------------------- APCO APCO DESCRIPTION CONSOLIDATED ELIMINATIONS APCO CACCO ----------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 120,583,783.72 (512,507.73) 120,583,783.72 283,081.00 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) 161,818,276.05 (631,382.86) 161,818,276.05 24,022.00 NET INCOME (LOSS) 161,818,276.05 (631,382.86) 161,818,276.05 24,022.00 TOTAL 282,402,059.77 (1,143,890.59) 282,402,059.77 307,103.00 DEDUCTIONS: Div Declrd - Common Stk - Asso (129,594,120.04) 0.00 (129,594,120.04) 0.00 Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON (129,594,120.04) 0.00 (129,594,120.04) 0.00 Dividends Decl-Preferred Stock (1,442,542.51) 0.00 (1,442,542.51) 0.00 DIVIDEND DECLARED ON PREFERRED (1,442,542.51) 0.00 (1,442,542.51) 0.00 ADJUSTMENT RETAINED EARNINGS (568,747.08) 0.00 (568,747.08) 0.00 TOTAL DEDUCTIONS (131,605,409.63) 0.00 (131,605,409.63) 0.00 BALANCE AT END OF PERIOD 150,796,650.14 (1,143,890.59) 150,796,650.14 307,103.00
APPALACHIAN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ----------------------------------------------------------------------------------------- DESCRIPTION CECCO SACCO WVPCO ----------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR (215,115.32) 379,092.00 65,450.05 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) 100,307.00 500,201.00 6,852.86 NET INCOME (LOSS) 100,307.00 500,201.00 6,852.86 TOTAL (114,808.32) 879,293.00 72,302.91 DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 0.00 0.00 Div Declrd - Common - NonAssoc 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON 0.00 0.00 0.00 Dividends Decl-Preferred Stock 0.00 0.00 0.00 DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 TOTAL DEDUCTIONS 0.00 0.00 0.00 BALANCE AT END OF PERIOD (114,808.32) 879,293.00 72,302.91
COLUMBUS SOUTHERN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ---------------------------------------------------------------------------------------------------- CSPCO CSPCO DESCRIPTION CONSOLIDATED ELIMINATIONS CSPCO ---------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 99,068,911.36 (1,967,703.05) 99,068,911.36 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) 161,876,319.67 (164,783.61) 161,876,318.67 NET INCOME (LOSS) 161,876,319.67 (164,783.61) 161,876,318.67 TOTAL 260,945,231.03 (2,132,486.66) 260,945,230.03 DEDUCTIONS: Div Declrd - Common Stk - Asso (82,952,077.76) 199,999.91 (82,952,077.76) Div Declrd - Common - NonAssoc 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON (82,952,077.76) 199,999.91 (82,952,077.76) Dividends Decl-Preferred Stock (875,000.00) 0.00 (875,000.00) DIVIDEND DECLARED ON PREFERRED (875,000.00) 0.00 (875,000.00) ADJUSTMENT RETAINED EARNINGS (1,015,380.36) 0.00 (1,015,380.36) TOTAL DEDUCTIONS (84,842,458.12) 199,999.91 (84,842,458.12) BALANCE AT END OF PERIOD 176,102,772.91 (1,932,486.75) 176,102,771.91
COLUMBUS SOUTHERN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------- DESCRIPTION COLM CCPC SIMCO ------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 843,734.71 1,029,983.00 93,985.34 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) 3,446.84 70,000.00 91,337.77 NET INCOME (LOSS) 3,446.84 70,000.00 91,337.77 TOTAL 847,181.55 1,099,983.00 185,323.11 DEDUCTIONS: Div Declrd - Common Stk - Asso (100,000.01) 0.00 (99,999.90) Div Declrd - Common - NonAssoc 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON (100,000.01) 0.00 (99,999.90) Dividends Decl-Preferred Stock 0.00 0.00 0.00 DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 TOTAL DEDUCTIONS (100,000.01) 0.00 (99,999.90) BALANCE AT END OF PERIOD 747,181.54 1,099,983.00 85,323.21
INDIANA MICHIGAN POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------------------------------------- I&M I&M DESCRIPTION CONSOLIDATED ELIMINATIONS I&M BHCCO PRCCO ------------------------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 3,443,259.42 (15,140,513.44) 3,443,259.42 15,140,513.44 0.00 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) 75,787,950.62 (996,352.00) 75,787,950.62 996,352.00 0.00 NET INCOME (LOSS) 75,787,950.62 (996,352.00) 75,787,950.62 996,352.00 0.00 TOTAL 79,231,210.04 (16,136,865.44) 79,231,210.04 16,136,865.44 0.00 DEDUCTIONS: Div Declrd - Common Stk - Asso 0.00 6,300,042.61 0.00 (6,300,042.61) 0.00 Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON 0.00 6,300,042.61 0.00 (6,300,042.61) 0.00 Dividends Decl-Preferred Stock (4,486,826.58) 0.00 (4,486,826.58) 0.00 0.00 DIVIDEND DECLARED ON PREFERRED (4,486,826.58) 0.00 (4,486,826.58) 0.00 0.00 ADJUSTMENT RETAINED EARNINGS (139,113.86) 0.00 (139,113.86) 0.00 0.00 TOTAL DEDUCTIONS (4,625,940.44) 6,300,042.61 (4,625,940.44) (6,300,042.61) 0.00 BALANCE AT END OF PERIOD 74,605,269.60 (9,836,822.83) 74,605,269.60 9,836,822.83 0.00
OHIO POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ---------------------------------------------------------------------------------------------------- OPCO OPCO DESCRIPTION CONSOLIDATED ELIMINATIONS OPCO ---------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 398,086,502.58 (26,499,341.00) 398,086,502.58 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) 147,445,368.28 (7,133,891.00) 147,445,368.28 NET INCOME (LOSS) 147,445,368.28 (7,133,891.00) 147,445,368.28 TOTAL 545,531,870.86 (33,633,232.00) 545,531,870.86 DEDUCTIONS: Div Declrd - Common Stk - Asso (142,975,781.28) 56,988.00 (142,975,781.28) Div Declrd - Common - NonAssoc 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON (142,975,781.28) 56,988.00 (142,975,781.28) Dividends Decl-Preferred Stock (1,258,738.20) 0.00 (1,258,738.20) DIVIDEND DECLARED ON PREFERRED (1,258,738.20) 0.00 (1,258,738.20) ADJUSTMENT RETAINED EARNINGS 0.00 33,576,244.00 0.00 TOTAL DEDUCTIONS (144,234,519.48) 33,633,232.00 (144,234,519.48) BALANCE AT END OF PERIOD 401,297,351.38 0.00 401,297,351.38
OHIO POWER COMPANY AND SUBSIDIARY COMPANIES CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ------------------------------------------------------------------------------------------------- DESCRIPTION COCCO SOCCO WCCO ------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 2,833.00 26,445,673.00 50,835.00 Preferred Stock Dividend Req of Subsidiaries Net Income (Loss) (7,244,116.00) 6,919,078.00 7,458,929.00 NET INCOME (LOSS) (7,244,116.00) 6,919,078.00 7,458,929.00 TOTAL (7,241,283.00) 33,364,751.00 7,509,764.00 DEDUCTIONS: Div Declrd - Common Stk - Asso (2,951.00) (252.00) (53,785.00) Div Declrd - Common - NonAssoc 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON (2,951.00) (252.00) (53,785.00) Dividends Decl-Preferred Stock 0.00 0.00 0.00 DIVIDEND DECLARED ON PREFERRED 0.00 0.00 0.00 ADJUSTMENT RETAINED EARNINGS 7,244,234.00 (33,364,499.00) (7,455,979.00) TOTAL DEDUCTIONS 7,241,283.00 (33,364,751.00) (7,509,764.00) BALANCE AT END OF PERIOD 0.00 0.00 0.00
SOUTHWESTERN ELECTRIC POWER COMPANY CONSOLIDATING STATEMENT OF RETAINED EARNINGS YEAR TO DATE THROUGH DECEMBER 31, 2001 ---------------------------------------------------------------------------------------------------------------- SWEPCO SWEPCO DESCRIPTION CONSOLIDATED ELIMINATIONS SWEPCO DOLETHILLS ---------------------------------------------------------------------------------------------------------------- BALANCE AT BEGINNING OF YEAR 293,989,298.21 0.00 293,989,298.21 0.00 NET INCOME (LOSS) 89,366,585.98 (1,632,379.00) 89,366,585.98 1,632,379.00 TOTAL 383,355,884.19 (1,632,379.00) 383,355,884.19 1,632,379.00 DEDUCTIONS: Div Declrd - Common Stk - Asso (74,212,088.20) 932,788.00 (74,212,088.20) (932,788.00) Div Declrd - Common - NonAssoc 0.00 0.00 0.00 0.00 DIVIDEND DECLARED ON COMMON (74,212,088.20) 932,788.00 (74,212,088.20) (932,788.00) Dividends Decl-Preferred Stock (229,054.64) 0.00 (229,054.64) 0.00 DIVIDEND DECLARED ON PREFERRED (229,054.64) 0.00 (229,054.64) 0.00 ADJUSTMENT RETAINED EARNINGS 0.00 0.00 0.00 0.00 TOTAL DEDUCTIONS (74,441,142.84) 932,788.00 (74,441,142.84) (932,788.00) BALANCE AT END OF PERIOD 308,914,741.35 (699,591.00) 308,914,741.35 699,591.00
Notes to Consolidating Financial Statements. Notes to financial statements are incorporated herein by reference to the 2001 Annual Report on Form 10-K filed by the respective companies reporting to the Securities and Exchange Commission pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. OHIO VALLEY ELECTRIC CORPORATION STATEMENT OF INCOME YEAR ENDED DECEMBER 31, 2001 (in thousands) (UNAUDITED) OPERATING REVENUES. . . . . . . . . . . . . . . . . . . $318,132 -------- OPERATING EXPENSES: Fuel. . . . . . . . . . . . . . . . . . . . . . . . . 81,311 Purchased Power . . . . . . . . . . . . . . . . . . . 170,344 Other Operation . . . . . . . . . . . . . . . . . . . 24,498 Maintenance . . . . . . . . . . . . . . . . . . . . . 20,527 Depreciation. . . . . . . . . . . . . . . . . . . . . 11,034 Taxes Other Than Federal Income Taxes . . . . . . . . 2,857 Federal Income Taxes. . . . . . . . . . . . . . . . . 657 -------- TOTAL OPERATING EXPENSES. . . . . . . . . . . 311,228 -------- OPERATING INCOME. . . . . . . . . . . . . . . . . . . . 6,904 NONOPERATING INCOME . . . . . . . . . . . . . . . . . . 308 -------- INCOME BEFORE INTEREST CHARGES. . . . . . . . . . . . . 7,212 INTEREST CHARGES. . . . . . . . . . . . . . . . . . . . 5,025 -------- NET INCOME. . . . . . . . . . . . . . . . . . . . . . . $ 2,187 ======== OHIO VALLEY ELECTRIC CORPORATION STATEMENT OF RETAINED EARNINGS YEAR ENDED DECEMBER 31, 2001 (in thousands) (UNAUDITED) RETAINED EARNINGS JANUARY 1 . . . . . . . . . . . . . . $1,933 NET INCOME. . . . . . . . . . . . . . . . . . . . . . . 2,187 CASH DIVIDENDS DECLARED . . . . . . . . . . . . . . . . 2,200 ------ RETAINED EARNINGS DECEMBER 31 . . . . . . . . . . . . . $1,920 ====== OHIO VALLEY ELECTRIC CORPORATION BALANCE SHEET DECEMBER 31, 2001 (in thousands) (UNAUDITED) ASSETS ELECTRIC UTILITY PLANT: Electric Plant (at cost). . . . . . . . . . . . . . . $312,978 Construction Work in Progress . . . . . . . . . . . . 34,084 -------- Total Electric Utility Plant. . . . . . . . . 347,062 Accumulated Depreciation and Amortization . . . . . . 302,400 -------- NET ELECTRIC UTILITY PLANT. . . . . . . . . . 44,662 -------- INVESTMENTS AND OTHER . . . . . . . . . . . . . . . . . 70,073 -------- CURRENT ASSETS: Cash and Cash Equivalents . . . . . . . . . . . . . . 13,794 Investments Held by Trustee . . . . . . . . . . . . . 194,735 Accounts Receivable . . . . . . . . . . . . . . . . . 25,639 Coal in Storage - at average cost . . . . . . . . . . 8,269 Materials and Supplies - at average cost. . . . . . . 9,473 Prepayments and Other . . . . . . . . . . . . . . . . 3,205 -------- TOTAL CURRENT ASSETS. . . . . . . . . . . . . 255,115 -------- FUTURE FEDERAL INCOME TAX BENEFITS. . . . . . . . . . . 27,127 -------- REGULATORY ASSETS . . . . . . . . . . . . . . . . . . . 45,404 -------- TOTAL . . . . . . . . . . . . . . . . . . . $442,381 ======== OHIO VALLEY ELECTRIC CORPORATION BALANCE SHEET DECEMBER 31, 2001 (in thousands) (UNAUDITED) CAPITALIZATION AND LIABILITIES SHAREHOLDERS' EQUITY: Common Stock - Par Value $100: Authorized - 300,000 Shares Outstanding - 100,000 Shares. . . . . . . . . . . . $ 10,000 Retained Earnings . . . . . . . . . . . . . . . . . . 1,920 -------- Total Shareowners' Equity . . . . . . . . . . 11,920 Long-term Debt - Notes Payable. . . . . . . . . . . . 332,734 -------- TOTAL CAPITALIZATION. . . . . . . . . . . . . 344,654 -------- CURRENT LIABILITIES: Long-term Debt Due Within One Year. . . . . . . . . . 8,369 Accounts Payable. . . . . . . . . . . . . . . . . . . 20,526 Taxes Accrued . . . . . . . . . . . . . . . . . . . . 6,268 Interest Accrued and Other. . . . . . . . . . . . . . 3,249 -------- TOTAL CURRENT LIABILITIES . . . . . . . . . . 38,412 -------- INVESTMENT TAX CREDITS. . . . . . . . . . . . . . . . . 10,610 -------- POSTRETIREMENT BENEFIT OBLIGATION . . . . . . . . . . . 25,030 -------- AMOUNTS DUE TO CUSTOMERS FOR FEDERAL INCOME TAXES . . . 17,263 -------- OTHER REGULATORY LIABILITIES AND DEFERRED CREDITS . . . 6,412 -------- TOTAL . . . . . . . . . . . . . . . . . . . $442,381 ======== OHIO VALLEY ELECTRIC CORPORATION STATEMENT OF CASH FLOWS YEAR ENDED DECEMBER 31, 2001 (in thousands) (UNAUDITED) OPERATING ACTIVITIES: Net Income. . . . . . . . . . . . . . . . . . . . . $ 2,187 Adjustments for Noncash Items: Depreciation. . . . . . . . . . . . . . . . . . . 11,034 Future Federal Income Tax Benefits. . . . . . . . (5,273) Changes in Certain Current Assets and Liabilities: Accounts Receivable . . . . . . . . . . . . . . 14,036 Coal, Materials and Supplies. . . . . . . . . . (4,063) Accounts Payable. . . . . . . . . . . . . . . . 11,238 Accrued Taxes . . . . . . . . . . . . . . . . . (4,858) Other (net) . . . . . . . . . . . . . . . . . . . 1,498 --------- Net Cash Flows From Operating Activities . . . 25,799 --------- INVESTING ACTIVITIES: Construction Expenditures . . . . . . . . . . . . . (36,273) Purchase of Investments . . . . . . . . . . . . . . (194,735) Advances from Sponsoring Companies. . . . . . . . . 198 Advances to Subsidiary. . . . . . . . . . . . . . . (22,903) --------- Net Cash Flows Used For Investing Activities . (253,713) --------- FINANCING ACTIVITIES: Issuance of Long-term Debt. . . . . . . . . . . . . 294,107 Retirement of Long-term Debt. . . . . . . . . . . . (13,946) Change in Short-term Debt . . . . . . . . . . . . . (40,000) Dividends Paid. . . . . . . . . . . . . . . . . . . (2,200) --------- Net Cash Flows From Financing Activities . . . 237,961 --------- Net Increase in Cash and Cash Equivalents . . . . . 10,047 Cash and Cash Equivalents January 1 . . . . . . . . 3,747 --------- Cash and Cash Equivalents December 31 . . . . . . . $ 13,794 ========= Supplemental Disclosure: Interest Paid (net of capitalized amounts). . . . . $6,522 ====== Income Taxes Paid . . . . . . . . . . . . . . . . . $5,672 ====== Untitled EXHIBIT A Incorporation by Reference Form 10K Annual Report Year File Number AEP 2001 1-3525 AEGCo 2001 0-18135 APCo 2001 1-3457 CPL 2001 0-346 CSP 2001 1-2680 I&M 2001 1-3570 KPCo 2001 1-6858 OPCo 2001 1-6543 PSO 2001 0-343 SWEPCo 2001 1-3146 WTU 2001 0-340 EXHIBIT INDEX (Exhibits B&C) Certain of the following exhibits, designated with an asterisk(*), are filed herewith. The exhibits not so designated have heretofore been filed with the Commission and, pursuant to 17 C.F.R. 229.10(d) and 240.12b-32, are incorporated herein by reference to the documents indicated in brackets following the descriptions of such exhibits. Exhibits, designated with a dagger (&), are management contracts or compensatory plans or arrangements required to be filed as an exhibit to this form pursuant to Item 14(c) of this report.
Exhibit Number Description AEGCo 3(a) - Copy of Articles of Incorporation of AEGCo [Registration Statement on Form 10 for the Common Shares of AEGCo, File No. 0-18135, Exhibit 3(a)]. 3(b) - Copy of the Code of Regulations of AEGCo (amended as of June 15, 2000) [Annual Report on Form 10-K of AEGCo for the fiscal year ended December 31, 2000, File No. 0-18135, Exhibit 3(b)]. 10(a) - Copy of Capital Funds Agreement dated as of December 30, 1988 between AEGCo and AEP [Registration Statement No. 33-32752, Exhibit 28(a)]. 10(b)(1) - Copy of Unit Power Agreement dated as of March 31, 1982 between AEGCo and I&M, as amended [Registration Statement No. 33-32752, Exhibits 28(b)(1)(A) and 28(b)(1)(B)]. 10(b)(2) - Copy of Unit Power Agreement, dated as of August 1, 1984, among AEGCo, I&M and KEPCo [Registration Statement No. 33-32752, Exhibit 28(b)(2)]. 10(b)(3) - Copy of Agreement, dated as of October 1, 1984, among AEGCo, I&M, APCo and Virginia Electric and Power Company [Registration Statement No. 33-32752, Exhibit 28(b)(3)]. 10(c) - Copy of Lease Agreements, dated as of December 1, 1989, between AEGCo and Wilmington Trust Company, as amended [Registration Statement No. 33-32752, Exhibits 28(c)(1)(C), 28(c)(2)(C), 28(c)(3)(C), 28(c)(4)(C), 28(c)(5)(C) and 28(c)(6)(C); Annual Report on Form 10-K of AEGCo for the fiscal year ended December 31, 1993, File No. 0-18135, Exhibits 10(c)(1)(B), 10(c)(2)(B), 10(c)(3)(B), 10(c)(4)(B), 10(c)(5)(B) and 10(c)(6)(B)]. *13 - Copy of those portions of the AEGCo 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. *24 - Power of Attorney. AEP+ 3(a) - Copy of Restated Certificate of Incorporation of AEP, dated October 29, 1997 [Quarterly Report on Form 10-Q of AEP for the quarter ended September 30, 1997, File No. 1-3525, Exhibit 3(a)]. 3(b) - Copy of Certificate of Amendment of the Restated Certificate of Incorporation of AEP, dated January 13, 1999 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1998, File No. 1-3525, Exhibit 3(b)]. 3(c) - Composite copy of the Restated Certificate of Incorporation of AEP, as amended [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1998, File No. 1-3525, Exhibit 3(c)]. 3(d) - Copy of By-Laws of AEP, as amended through January 28, 1998 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No. 1-3525, Exhibit 3(b)]. *4(a) - Indenture (for unsecured debt securities), dated as of May 1, 2001, between AEP and The Bank of New York, as Trustee. *4(b) - First Supplemental Indenture, dated as of May 1, 2001, between AEP and The Bank of New York, as Trustee, for 6.125% Senior Notes, Series A, due May 15, 2006. *4(c) - Second Supplemental Indenture, dated as of May 1, 2001, between AEP and The Bank of New York, as Trustee, for 5.50% Putable Callable Notes, Series B, Putable Callable May 15, 2003. 10(a) - Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, OPCo and I&M and with the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit 5(a); Registration Statement No. 2-61009, Exhibit 5(b); and Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)]. 10(b) - Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); and Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit 10(b)(2)]. 10(c) - Copy of Lease Agreements, dated as of December 1, 1989, between AEGCo or I&M and Wilmington Trust Company, as amended [Registration Statement No. 33-32752, Exhibits 28(c)(1)(C), 28(c)(2)(C), 28(c)(3)(C), 28(c)(4)(C), 28(c)(5)(C) and 28(c)(6)(C); Registration Statement No. 33-32753, Exhibits 28(a)(1)(C), 28(a)(2)(C), 28(a)(3)(C), 28(a)(4)(C), 28(a)(5)(C) and 28(a)(6)(C); and Annual Report on Form 10-K of AEGCo for the fiscal year ended December 31, 1993, File No. 0-18135, Exhibits 10(c)(1)(B), 10(c)(2)(B), 10(c)(3)(B), 10(c)(4)(B), 10(c)(5)(B) and 10(c)(6)(B); Annual Report on Form 10-K of I&M for the fiscal year ended December 31, 1993, File No. 1-3570, Exhibits 10(e)(1)(B), 10(e)(2)(B), 10(e)(3)(B), 10(e)(4)(B), 10(e)(5)(B) and 10(e)(6)(B)]. 10(d) - Lease Agreement dated January 20, 1995 between OPCo and JMG Funding, Limited Partnership, and amendment thereto (confidential treatment requested) [Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1994, File No. 1-6543, Exhibit 10(l)(2)]. 10(e) - Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28, 1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)]. 10(f)(1) - Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No. 1-3525, Exhibit 10(f)]. 10(f)(2) - Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current Report on Form 8-K of AEP dated December 15, 1999, File No. 1-3525, Exhibit 10]. &10(g)(1) - AEP Deferred Compensation Agreement for certain executive officers [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(e)]. &10(g)(2) - Amendment to AEP Deferred Compensation Agreement for certain executive officers [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1986, File No. 1-3525, Exhibit 10(d)(2)]. &10(h) - AEP Accident Coverage Insurance Plan for directors [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(g)]. &10(i)(1) - AEP Deferred Compensation and Stock Plan for Non-Employee Directors, as amended June 1, 2000 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit 10(i)(1)]. *&10(i)(2) - AEP Stock Unit Accumulation Plan for Non-Employee Directors, as amended January 1, 2002. &10(j)(1)(A) - AEP System Excess Benefit Plan, Amended and Restated as of January 1, 2001 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit 10(j)(1)(A)]. &10(j)(1)(B) - Guaranty by AEP of the Service Corporation Excess Benefits Plan [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(h)(1)(B)]. &10(j)(2) - AEP System Supplemental Retirement Savings Plan, Amended and Restated as of June 1, 2001 (Non-Qualified) [Registration Statement No. 333-66048, Exhibit 4]. &10(j)(3) - Service Corporation Umbrella Trust for Executives [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1993, File No. 1-3525, Exhibit 10(g)(3)]. &10(k) - Employment Agreement between E. Linn Draper, Jr. and AEP and the Service Corporation [Annual Report on Form 10-K of AEGCo for the fiscal year ended December 31, 1991, File No. 0-18135, Exhibit 10(g)(3)]. &10(l) - AEP System Senior Officer Annual Incentive Compensation Plan[Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(i)(1)]. &10(m) - AEP System Survivor Benefit Plan, effective January 27, 1998 [Quarterly Report on Form 10-Q of AEP for the quarter ended September 30, 1998, File No. 1-3525, Exhibit 10]. &10(n) - AEP Senior Executive Severance Plan for Merger with Central and South West Corporation, effective March 1, 1999 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1998, File No. 1-3525, Exhibit 10(o)]. *&10(o) - AEP Change In Control Agreement. &10(p) - AEP System 2000 Long-Term Incentive Plan [Proxy Statement of AEP, March 10, 2000]. &10(q) - Memorandum of agreement between Susan Tomasky and the Service Corporation dated January 3, 2001 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit 10(s)]. &10(r)(1) - Central and South West System Special Executive Retirement Plan as amended and restated effective July 1, 1997 [Annual Report on Form 10-K of CSW for the fiscal year ended December 31, 1998, File No. 1-1443, Exhibit 18]. *&10(r)(2) - Certified CSW Board Resolution of April 18, 1991. &10(r)(3) - CSW 1992 Long-Term Incentive Plan [Proxy Statement of CSW, March 13, 1992]. *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the AEP 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. *21 - List of subsidiaries of AEP. *23(a) - Consent of Deloitte & Touche LLP. *23(b) - Consent of Arthur Andersen LLP. *23(c) - Consent of KPMG Audit plc. *24 - Power of Attorney. APCo+ 3(a) - Copy of Restated Articles of Incorporation of APCo, and amendments thereto to November 4, 1993 [Registration Statement No. 33-50163, Exhibit 4(a); Registration Statement No. 33-53805, Exhibits 4(b) and 4(c)]. 3(b) - Copy of Articles of Amendment to the Restated Articles of Incorporation of APCo, dated June 6, 1994 [Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1994, File No. 1-3457, Exhibit 3(b)]. 3(c) - Copy of Articles of Amendment to the Restated Articles of Incorporation of APCo, dated March 6, 1997 [Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1996, File No. 1-3457, Exhibit 3(c)]. 3(d) - Composite copy of the Restated Articles of Incorporation of APCo (amended as of March 7, 1997) [Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1996, File No. 1-3457, Exhibit 3(d)]. *3(e) - Copy of By-Laws of APCo (amended as of October 24, 2001). 4(a) - Copy of Mortgage and Deed of Trust, dated as of December 1, 1940, between APCo and Bankers Trust Company and R. Gregory Page, as Trustees, as amended and supplemented [Registration Statement No. 2-7289, Exhibit 7(b); Registration Statement No. 2-19884, Exhibit 2(1); Registration Statement No. 2-24453, Exhibit 2(n); Registration Statement No. 2-60015, Exhibits 2(b)(2), 2(b)(3), 2(b)(4), 2(b)(5), 2(b)(6), 2(b)(7), 2(b)(8), 2(b)(9), 2(b)(10), 2(b)(12), 2(b)(14), 2(b)(15), 2(b)(16), 2(b)(17), 2(b)(18), 2(b)(19), 2(b)(20), 2(b)(21), 2(b)(22), 2(b)(23), 2(b)(24), 2(b)(25), 2(b)(26), 2(b)(27) and 2(b)(28); Registration Statement No. 2-64102, Exhibit 2(b)(29); Registration Statement No. 2-66457, Exhibits (2)(b)(30) and 2(b)(31); Registration Statement No. 2-69217, Exhibit 2(b)(32); Registration Statement No. 2-86237, Exhibit 4(b); Registration Statement No. 33-11723, Exhibit 4(b); Registration Statement No. 33-17003, Exhibit 4(a)(ii), Registration Statement No. 33-30964, Exhibit 4(b); Registration Statement No. 33-40720, Exhibit 4(b); Registration Statement No. 33-45219, Exhibit 4(b); Registration Statement No. 33-46128, Exhibits 4(b) and 4(c); Registration Statement No. 33-53410, Exhibit 4(b); Registration Statement No. 33-59834, Exhibit 4(b); Registration Statement No. 33-50229, Exhibits 4(b) and 4(c); Registration Statement No. 33-58431, Exhibits 4(b), 4(c), 4(d) and 4(e); Registration Statement No. 333-01049, Exhibits 4(b) and 4(c); Registration Statement No. 333-20305, Exhibits 4(b) and 4(c); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1996, File No. 1-3457, Exhibit 4(b); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1998, File No. 1-3457, Exhibit 4(b)]. 4(b) - Indenture (for unsecured debt securities), dated as of January 1, 1998, between APCo and The Bank of New York, As Trustee [Registration Statement No. 333-45927, Exhibit 4(a); Registration Statement No. 333-49071, Exhibit 4(b); Registration Statement No. 333-84061, Exhibits 4(b) and 4(c); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1999, File No. 1-3457, Exhibit 4(c); Registration Statement No. 333-81402, Exhibits 4(b), 4(c) and 4(d)]. 10(a)(1) - Copy of Power Agreement, dated October 15, 1952, between OVEC and United States of America, acting by and through the United States Atomic Energy Commission, and, subsequent to January 18, 1975, the Administrator of the Energy Research and Development Administration, as amended [Registration Statement No. 2-60015, Exhibit 5(a); Registration Statement No. 2-63234, Exhibit 5(a)(1)(B); Registration Statement No 2-66301, Exhibit 5(a)(1)(C); Registration Statement No. 2-67728, Exhibit 5(a)(1)(D); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1989, File No. 1-3457, Exhibit 10(a)(1)(F); and Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(1)(B)]. 10(a)(2) - Copy of Inter-Company Power Agreement, dated as of July 10, 1953, among OVEC and the Sponsoring Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c); Registration Statement No. 2-67728, Exhibit 5(a)(3)(B); and Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(2)(B)]. 10(a)(3) - Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)]. 10(b) - Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, OPCo and I&M and with the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit 5(a); Registration Statement No. 2-61009, Exhibit 5(b); Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)]. 10(c) - Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit 10(b)(2)]. 10(d) - Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28, 1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)]. 10(e)(1) - Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No. 1-3525, Exhibit 10(f)]. 10(e)(2) - Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current Report on Form 8-K of APCo dated December 15, 1999, File No. 1-3457, Exhibit 10]. &10(f)(1) - AEP Deferred Compensation Agreement for certain executive officers [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(e)]. &10(f)(2) - Amendment to AEP Deferred Compensation Agreement for certain executive officers [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1986, File No. 1-3525, Exhibit 10(d)(2)]. &10(g) - AEP System Senior Officer Annual Incentive Compensation Plan [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(i)(1)]. &10(h)(1) - AEP System Excess Benefit Plan, Amended and Restated as of January 1, 2001 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit 10(j)(1)(A)]. &10(h)(2) - AEP System Supplemental Retirement Savings Plan, Amended and Restated as of January 1, 2001 (Non-Qualified) [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit 10(j)(2)]. &10(h)(3) - Umbrella Trust for Executives [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1993, File No. 1-3525, Exhibit 10(g)(3)]. &10(i) - Employment Agreement between E. Linn Draper, Jr. and AEP and the Service Corporation [Annual Report on Form 10-K of AEGCo for the fiscal year ended December 31, 1991, File No. 0-18135, Exhibit 10(g)(3)]. &10(j) - AEP System Survivor Benefit Plan, effective January 27, 1998 [Quarterly Report on Form 10-Q of AEP for the quarter ended September 30, 1998, File No. 1-3525, Exhibit 10]. &10(k) - AEP Senior Executive Severance Plan for Merger with Central and South West Corporation, effective March 1, 1999[Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1998, File No. 1-3525, Exhibit 10(o)]. &10(l) - AEP Change In Control Agreement [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2001, File No. 1-3525, Exhibit 10(o)]. &10(m) - AEP System 2000 Long-Term Incentive Plan [Proxy Statement of AEP, March 10, 2000]. &10(n) - Memorandum of agreement between Susan Tomasky and the Service Corporation dated January 3, 2001 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit 10(s)]. &10(o)(1) - Central and South West System Special Executive Retirement Plan as amended and restated effective July 1, 1997 [Annual Report on Form 10-K of CSW for the fiscal year ended December 31, 1998, File No. 1-1443, Exhibit 18]. &10(o)(2) - Certified CSW Board Resolution of April 18, 1991 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2001, File No. 1-3525, Exhibit 10(r)(2)]. &10(o)(3) - CSW 1992 Long-Term Incentive Plan [Proxy Statement of CSW, March 13, 1992]. *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the APCo 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. 21 - List of subsidiaries of APCo [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2001, File No. 1-3525, Exhibit 21]. *24 - Power of Attorney. CPL+ 3(a) - Restated Articles of Incorporation Without Amendment, Articles of Correction to Restated Articles of Incorporation Without Amendment, Articles of Amendment to Restated Articles of Incorporation, Statements of Registered Office and/or Agent, and Articles of Amendment to the Articles of Incorporation [Quarterly Report on Form 10-Q of CPL for the quarter ended March 31, 1997, File No. 0-346, Exhibit 3.1]. 3(b) - By-Laws of CPL (amended as of April 19, 2000) [Annual Report on Form 10-K of CPL for the fiscal year ended December 31, 2000, File No. 0-346, Exhibit 3(b)]. 4(a) - Indenture of Mortgage or Deed of Trust, dated November 1, 1943, between CPL and The First National Bank of Chicago and R. D. Manella, as Trustees, as amended and supplemented [Registration Statement No. 2-60712, Exhibit 5.01; Registration Statement No. 2-62271, Exhibit 2.02; Form U-1 No. 70-7003, Exhibit 17; Registration Statement No. 2-98944, Exhibit 4 (b); Form U-1 No. 70-7236, Exhibit 4; Form U-1 No. 70-7249, Exhibit 4; Form U-1 No. 70-7520, Exhibit 2; Form U-1 No. 70-7721, Exhibit 3; Form U-1 No. 70-7725, Exhibit 10; Form U-1 No. 70-8053, Exhibit 10 (a); Form U-1 No. 70-8053, Exhibit 10 (b); Form U-1 No. 70-8053, Exhibit 10 (c); Form U-1 No. 70-8053, Exhibit 10 (d); Form U-1 No. 70-8053, Exhibit 10 (e); Form U-1 No. 70-8053, Exhibit 10 (f)]. 4(b) - CPL-obligated, mandatorily redeemable preferred securities of subsidiary trust holding solely Junior Subordinated Debentures of CPL: (1) Indenture, dated as of May 1, 1997, between CPL and the Bank of New York, as Trustee [Quarterly Report on Form 10-Q of CPL dated March 31, 1997, File No. 0-346, Exhibits 4.1 and 4.2]. (2) Amended and Restated Trust Agreement of CPL Capital I, dated as of May 1, 1997, among CPL, as Depositor, the Bank of New York, as Property Trustee, The Bank of New York (Delaware), as Delaware Trustee, and the Administrative Trustee [Quarterly Report on Form 10-Q of CPL dated March 31, 1997, File No. 0-346, Exhibit 4.3]. (3) Guarantee Agreement, dated as of May 1, 1997, delivered by CPL for the benefit of the holders of CPL Capital I's Preferred Securities [Quarterly Report on Form 10-Q of CPL dated March 31, 1997, File No. 0-346, Exhibit 4.4]. (4) Agreement as to Expenses and Liabilities dated as of May 1, 1997, between CPL and CPL Capital I [Quarterly Report on Form 10-Q of CPL dated March 31, 1997, File No. 0-346, Exhibit 4.5]. 4(c) - Indenture (for unsecured debt securities), dated as of November 15, 1999, between CPL and The Bank of New York, as Trustee, as amended and supplemented [Annual Report on Form 10-K of CPL for the fiscal year ended December 31, 2000, File No. 0-346, Exhibits 4(c), 4(d) and 4(e)]. *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the CPL 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. *23(a) - Consent of Deloitte & Touche LLP. *23(b) - Consent of Arthur Andersen LLP. *24 - Power of Attorney. CSPCo+ 3(a) - Copy of Amended Articles of Incorporation of CSPCo, as amended to March 6, 1992 [Registration Statement No. 33-53377, Exhibit 4(a)]. 3(b) - Copy of Certificate of Amendment to Amended Articles of Incorporation of CSPCo, dated May 19, 1994 [Annual Report on Form 10-K of CSPCo for the fiscal year ended December 31, 1994, File No. 1-2680, Exhibit 3(b)]. 3(c) - Composite copy of Amended Articles of Incorporation of CSPCo, as amended [Annual Report on Form 10-K of CSPCo for the fiscal year ended December 31, 1994, File No. 1-2680, Exhibit 3(c)]. 3(d) - Copy of Code of Regulations and By-Laws of CSPCo [Annual Report on Form 10-K of CSPCo for the fiscal year ended December 31, 1987, File No. 1-2680, Exhibit 3(d)]. 4(a) - Copy of Indenture of Mortgage and Deed of Trust, dated September 1, 1940, between CSPCo and City Bank Farmers Trust Company (now Citibank, N.A.), as trustee, as supplemented and amended [Registration Statement No. 2-59411, Exhibits 2(B) and 2(C); Registration Statement No. 2-80535, Exhibit 4(b); Registration Statement No. 2-87091, Exhibit 4(b); Registration Statement No. 2-93208, Exhibit 4(b); Registration Statement No. 2-97652, Exhibit 4(b); Registration Statement No. 33-7081, Exhibit 4(b); Registration Statement No. 33-12389, Exhibit 4(b); Registration Statement No. 33-19227, Exhibits 4(b), 4(e), 4(f), 4(g) and 4(h); Registration Statement No. 33-35651, Exhibit 4(b); Registration Statement No. 33-46859, Exhibits 4(b) and 4(c); Registration Statement No. 33-50316, Exhibits 4(b) and 4(c); Registration Statement No. 33-60336, Exhibits 4(b), 4(c) and 4(d); Registration Statement No. 33-50447, Exhibits 4(b) and 4(c); Annual Report on Form 10-K of CSPCo for the fiscal year ended December 31, 1993, File No. 1-2680, Exhibit 4(b)]. 4(b) - Copy of Indenture (for unsecured debt securities), dated as of September 1, 1997, between CSPCo and Bankers Trust Company, as Trustee [Registration Statement No. 333-54025, Exhibits 4(a), 4(b), 4(c) and 4(d); Annual Report on Form 10-K of CSPCo for the fiscal year ended December 31, 1998, File No. 1-2680, Exhibits 4(c) and 4(d)]. 10(a)(1) - Copy of Power Agreement, dated October 15, 1952, between OVEC and United States of America, acting by and through the United States Atomic Energy Commission, and, subsequent to January 18, 1975, the Administrator of the Energy Research and Development Administration, as amended [Registration Statement No. 2-60015, Exhibit 5(a); Registration Statement No. 2-63234, Exhibit 5(a)(1)(B); Registration Statement No. 2-66301, Exhibit 5(a)(1)(C); Registration Statement No. 2-67728, Exhibit 5(a)(1)(B); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1989, File No. 1-3457, Exhibit 10(a)(1)(F); and Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(1)(B)]. 10(a)(2) - Copy of Inter-Company Power Agreement, dated July 10, 1953, among OVEC and the Sponsoring Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c); Registration Statement No. 2-67728, Exhibit 5(a)(3)(B); and Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(2)(B)]. 10(a)(3) - Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)]. 10(b) - Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, OPCo and I&M and the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit 5(a); Registration Statement No. 2-61009, Exhibit 5(b); and Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)]. 10(c) - Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo, and with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); and Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit 10(b)(2)]. 10(d) - Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28, 1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)]. 10(e)(1) - Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No. 1-3525, Exhibit 10(f)]. 10(e)(2) - Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current Report on Form 8-K of CSPCo dated December 15, 1999, File No. 1-2680, Exhibit 10]. *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the CSPCo 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. *23 - Consent of Deloitte & Touche LLP. *24 - Power of Attorney. I&M+ 3(a) - Copy of the Amended Articles of Acceptance of I&M and amendments thereto [Annual Report on Form 10-K of I&M for fiscal year ended December 31, 1993, File No. 1-3570, Exhibit 3(a)]. 3(b) - Copy of Articles of Amendment to the Amended Articles of Acceptance of I&M, dated March 6, 1997 [Annual Report on Form 10-K of I&M for fiscal year ended December 31, 1996, File No. 1-3570, Exhibit 3(b)]. 3(c) - Composite Copy of the Amended Articles of Acceptance of I&M (amended as of March 7, 1997) [Annual Report on Form 10-K of I&M for the fiscal year ended December 31, 1996, File No. 1-3570, Exhibit 3(c)]. *3(d) - Copy of the By-Laws of I&M (amended as of November 28, 2001). 4(a) - Copy of Mortgage and Deed of Trust, dated as of June 1, 1939, between I&M and Irving Trust Company (now The Bank of New York) and various individuals, as Trustees, as amended and supplemented [Registration Statement No. 2-7597, Exhibit 7(a); Registration Statement No. 2-60665, Exhibits 2(c)(2), 2(c)(3), 2(c)(4), 2(c)(5), 2(c)(6), 2(c)(7), 2(c)(8), 2(c)(9), 2(c)(10), 2(c)(11), 2(c)(12), 2(c)(13), 2(c)(14), 2(c)(15), (2)(c)(16), and 2(c)(17); Registration Statement No. 2-63234, Exhibit 2(b)(18); Registration Statement No. 2-65389, Exhibit 2(a)(19); Registration Statement No. 2-67728, Exhibit 2(b)(20); Registration Statement No. 2-85016, Exhibit 4(b); Registration Statement No. 33-5728, Exhibit 4(c); Registration Statement No. 33-9280, Exhibit 4(b); Registration Statement No. 33-11230, Exhibit 4(b); Registration Statement No. 33-19620, Exhibits 4(a)(ii), 4(a)(iii), 4(a)(iv) and 4(a)(v); Registration Statement No. 33-46851, Exhibits 4(b)(i), 4(b)(ii) and 4(b)(iii); Registration Statement No. 33-54480, Exhibits 4(b)(I) and 4(b)(ii); Registration Statement No. 33-60886, Exhibit 4(b)(I); Registration Statement No. 33-50521, Exhibits 4(b)(I), 4(b)(ii) and 4(b)(iii); Annual Report on Form 10-K of I&M for the fiscal year ended December 31, 1993, File No. 1-3570, Exhibit 4(b); Annual Report on Form 10-K of I&M for the fiscal year ended December 31, 1994, File No. 1-3570, Exhibit 4(b); Annual Report on Form 10-K of I&M for the fiscal year ended December 31, 1996, File No. 1-3570, Exhibit 4(b)]. 4(b) - Copy of Indenture (for unsecured debt securities), dated as of October 1, 1998, between I&M and The Bank of New York, as Trustee [Registration Statement No. 333-88523, Exhibits 4(a), 4(b) and 4(c); Registration Statement No. 58656, Exhibits 4(b) and 4(c)]. * 4(c) - Copy of Company Order and Officers' Certificate, dated December 12, 2001, establishing certain terms of the 6.125% Notes, Series C, due 2006. 10(a)(1) - Copy of Power Agreement, dated October 15, 1952, between OVEC and United States of America, acting by and through the United States Atomic Energy Commission, and, subsequent to January 18, 1975, the Administrator of the Energy Research and Development Administration, as amended [Registration Statement No. 2-60015, Exhibit 5(a); Registration Statement No. 2-63234, Exhibit 5(a)(1)(B); Registration Statement No. 2-66301, Exhibit 5(a)(1)(C); Registration Statement No. 2-67728, Exhibit 5(a)(1)(D); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1989, File No. 1-3457, Exhibit 10(a)(1)(F); and Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(1)(B)]. 10(a)(2) - Copy of Inter-Company Power Agreement, dated as of July 10, 1953, among OVEC and the Sponsoring Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c); Registration Statement No. 2-67728, Exhibit 5(a)(3)(B); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(2)(B)]. 10(a)(3) - Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)]. 10(a)(4) - Copy of Inter-Company Power Agreement, dated as of July 10, 1953, among OVEC and the Sponsoring Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c); Registration Statement No. 2-67728, Exhibit 5(a)(3)(B); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(2)(B)]. 10(a)(5) - Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)]. 10(b) - Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, I&M, and OPCo and with the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit 5(a); Registration Statement No. 2-61009, Exhibit 5(b); and Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)]. 10(c) - Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); and Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit 10(b)(2)]. 10(d) - Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28, 1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 1, 1996, File No. 1-3525, Exhibit 10(l)]. 10(e) - Copy of Nuclear Material Lease Agreement, dated as of December 1, 1990, between I&M and DCC Fuel Corporation [Annual Report on Form 10-K of I&M for the fiscal year ended December 31, 1993, File No. 1-3570, Exhibit 10(d)]. 10(f) - Copy of Lease Agreements, dated as of December 1, 1989, between I&M and Wilmington Trust Company, as amended [Registration Statement No. 33-32753, Exhibits 28(a)(1)(C), 28(a)(2)(C), 28(a)(3)(C), 28(a)(4)(C), 28(a)(5)(C) and 28(a)(6)(C); Annual Report on Form 10-K of I&M for the fiscal year ended December 31, 1993, File No. 1-3570, Exhibits 10(e)(1)(B), 10(e)(2)(B), 10(e)(3)(B), 10(e)(4)(B), 10(e)(5)(B) and 10(e)(6)(B)]. 10(g)(1) - Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No. 1-3525, Exhibit 10(f)]. 10(g)(2) - Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current Report on Form 8-K of I&M dated December 15, 1999, File No. 1-3570, Exhibit 10]. *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the I&M 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. 21 - List of subsidiaries of I&M [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2001, File No. 1-3525, Exhibit 21]. *23 - Consent of Deloitte & Touche LLP. *24 - Power of Attorney. KEPCo+ 3(a) - Copy of Restated Articles of Incorporation of KEPCo [Annual Report on Form 10-K of KEPCo for the fiscal year ended December 31, 1991, File No. 1-6858, Exhibit 3(a)]. 3(b) - Copy of By-Laws of KEPCo (amended as of June 15, 2000) [Annual Report on Form 10-K of KEPCo for the fiscal year ended December 31, 2000, File No. 1-6858, Exhibit 3(b)]. 4(a) - Copy of Mortgage and Deed of Trust, dated May 1, 1949, between KEPCo and Bankers Trust Company, as supplemented and amended [Registration Statement No. 2-65820, Exhibits 2(b)(1), 2(b)(2), 2(b)(3), 2(b)(4), 2(b)(5), and 2(b)(6); Registration Statement No. 33-39394, Exhibits 4(b) and 4(c); Registration Statement No. 33-53226, Exhibits 4(b) and 4(c); Registration Statement No. 33-61808, Exhibits 4(b) and 4(c), Registration Statement No. 33-53007, Exhibits 4(b), 4(c) and 4(d)]. 4(b) - Copy of Indenture (for unsecured debt securities), dated as of September 1, 1997, between KEPCo and Bankers Trust Company, as Trustee [Registration Statement No. 333-75785, Exhibits 4(a), 4(b), 4(c) and 4(d); Annual Report on Form 10-K of KEPCo for the fiscal year ended December 31, 1999, File No. 1-6858, Exhibit 4(c); Annual Report on Form 10-K of KEPCo for the fiscal year ended December 31, 2000, File No. 1-6858, Exhibit 4(c)]. 10(a) - Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, I&M and OPCo and with the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit 5(a);Registration Statement No. 2-61009, Exhibit 5(b); and Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1990, File No. 1-3525, Exhibit 10(a)(3)]. 10(b) - Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and with the Service Corporation as agent, as amended [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); and Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit 10(b)(2)]. 10(c) - Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28, 1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)]. 10(d)(1) - Agreement and Plan of Merger, dated as of December 21, 1997, By and Among American Electric Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No. 1-3525, Exhibit 10(f)]. 10(d)(2) - Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current Report on Form 8-K of KEPCo dated December 15, 1999, File No. 1-6858, Exhibit 10]. *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the KEPCo 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. *24 - Power of Attorney. OPCo+ 3(a) - Copy of Amended Articles of Incorporation of OPCo, and amendments thereto to December 31, 1993 [Registration Statement No. 33-50139, Exhibit 4(a); Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1993, File No. 1-6543, Exhibit 3(b)]. 3(b) - Certificate of Amendment to Amended Articles of Incorporation of OPCo, dated May 3, 1994 [Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1994, File No. 1-6543, Exhibit 3(b)]. 3(c) - Copy of Certificate of Amendment to Amended Articles of Incorporation of OPCo, dated March 6, 1997 [Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1996, File No. 1-6543, Exhibit 3(c)]. 3(d) - Composite copy of the Amended Articles of Incorporation of OPCo (amended as of March 7, 1997) [Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1996, File No. 1-6543, Exhibit 3(d)]. 3(e) - Copy of Code of Regulations of OPCo [Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1990, File No. 1-6543, Exhibit 3(d)]. 4(a) - Copy of Mortgage and Deed of Trust, dated as of October 1, 1938, between OPCo and Manufacturers Hanover Trust Company (now Chemical Bank), as Trustee, as amended and supplemented [Registration Statement No. 2-3828, Exhibit B-4; Registration Statement No. 2-60721, Exhibits 2(c)(2), 2(c)(3), 2(c)(4), 2(c)(5), 2(c)(6), 2(c)(7), 2(c)(8), 2(c)(9), 2(c)(10), 2(c)(11), 2(c)(12), 2(c)(13), 2(c)(14), 2(c)(15), 2(c)(16), 2(c)(17), 2(c)(18), 2(c)(19), 2(c)(20), 2(c)(21), 2(c)(22), 2(c)(23), 2(c)(24), 2(c)(25), 2(c)(26), 2(c)(27), 2(c)(28), 2(c)(29), 2(c)(30), and 2(c)(31); Registration Statement No. 2-83591, Exhibit 4(b); Registration Statement No. 33-21208, Exhibits 4(a)(ii), 4(a)(iii) and 4(a)(iv); Registration Statement No. 33-31069, Exhibit 4(a)(ii); Registration Statement No. 33-44995, Exhibit 4(a)(ii); Registration Statement No. 33-59006, Exhibits 4(a)(ii), 4(a)(iii) and 4(a)(iv); Registration Statement No. 33-50373, Exhibits 4(a)(ii), 4(a)(iii) and 4(a)(iv); Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1993, File No. 1-6543, Exhibit 4(b)]. 4(b) - Copy of Indenture (for unsecured debt securities), dated as of September 1, 1997, between OPCo and Bankers Trust Company, as Trustee [Registration Statement No. 333-49595, Exhibits 4(a), 4(b) and 4(c); Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1998, File No. 1-6543, Exhibits 4(c) and 4(d); Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1999, File No. 1-6543, Exhibits 4(c) and 4(d); Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 2000, File No. 1-6543, Exhibit 4(c)]. 10(a)(1) - Copy of Power Agreement, dated October 15, 1952, between OVEC and United States of America, acting by and through the United States Atomic Energy Commission, and, subsequent to January 18, 1975, the Administrator of the Energy Research and Development Administration, as amended [Registration Statement No. 2-60015, Exhibit 5(a); Registration Statement No. 2-63234, Exhibit 5(a)(1)(B); Registration Statement No. 2-66301, Exhibit 5(a)(1)(C); Registration Statement No. 2-67728, Exhibit 5(a)(1)(D); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1989, File No. 1-3457, Exhibit 10(a)(1)(F); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(1)(B)]. 10(a)(2) - Copy of Inter-Company Power Agreement, dated July 10, 1953, among OVEC and the Sponsoring Companies, as amended [Registration Statement No. 2-60015, Exhibit 5(c); Registration Statement No. 2-67728, Exhibit 5(a)(3)(B); Annual Report on Form 10-K of APCo for the fiscal year ended December 31, 1992, File No. 1-3457, Exhibit 10(a)(2)(B)]. 10(a)(3) - Copy of Power Agreement, dated July 10, 1953, between OVEC and Indiana-Kentucky Electric Corporation, as amended [Registration Statement No. 2-60015, Exhibit 5(e)]. 10(b) - Copy of Interconnection Agreement, dated July 6, 1951, among APCo, CSPCo, KEPCo, I&M and OPCo and with the Service Corporation, as amended [Registration Statement No. 2-52910, Exhibit 5(a); Registration Statement No. 2-61009, Exhibit 5(b); Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1990, File 1-3525, Exhibit 10(a)(3)]. 10(c) - Copy of Transmission Agreement, dated April 1, 1984, among APCo, CSPCo, I&M, KEPCo, OPCo and with the Service Corporation as agent [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(b); Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1988, File No. 1-3525, Exhibit 10(b)(2)]. 10(d) - Copy of Modification No. 1 to the AEP System Interim Allowance Agreement, dated July 28, 1994, among APCo, CSPCo, I&M, KEPCo, OPCo and the Service Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(l)]. 10(e) - Copy of Amendment No. 1, dated October 1, 1973, to Station Agreement dated January 1, 1968, among OPCo, Buckeye and Cardinal Operating Company, and amendments thereto [Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1993, File No. 1-6543, Exhibit 10(f)]. 10(f) - Lease Agreement dated January 20, 1995 between OPCo and JMG Funding, Limited Partnership, and amendment thereto (confidential treatment requested) [Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1994, File No. 1-6543, Exhibit 10(l)(2)]. 10(g)(1) - Agreement and Plan of Merger, dated as of December 21, 1997, by and among American Electric Power Company, Inc., Augusta Acquisition Corporation and Central and South West Corporation [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1997, File No. 1-3525, Exhibit 10(f)]. 10(g)(2) - Amendment No. 1, dated as of December 31, 1999, to the Agreement and Plan of Merger [Current Report on Form 8-K of OPCo dated December 15, 1999, File No. 1-6543, Exhibit 10]. &10(h)(1) - AEP Deferred Compensation Agreement for certain executive officers [Annual Report on Form 10-K of OPCo for the fiscal year ended December 31, 1985, File No. 1-3525, Exhibit 10(e)]. &10(h)(2) - Amendment to AEP Deferred Compensation Agreement for certain executive officers [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1986, File No. 1-3525, Exhibit 10(d)(2)]. &10(i) - AEP System Senior Officer Annual Incentive Compensation Plan [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1996, File No. 1-3525, Exhibit 10(i)(1)]. &10(j)(1) - AEP System Excess Benefit Plan, Amended and Restated as of January 1, 2001 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit 10(j)(1)(A)]. &10(j)(2) - AEP System Supplemental Retirement Savings Plan, Amended and Restated as of January 1, 2001 (Non-Qualified) [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit 10(j)(2)]. &10(j)(3) - Umbrella Trust for Executives [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1993, File No. 1-3525, Exhibit 10(g)(3)]. &10(k) - Employment Agreement between E. Linn Draper, Jr. and AEP and the Service Corporation [Annual Report on Form 10-K of AEGCo for the fiscal year ended December 31, 1991, File No. 0-18135, Exhibit 10(g)(3)]. &10(l) - AEP System Survivor Benefit Plan, effective January 27, 1998 [Quarterly Report on Form 10-Q of AEP for the quarter ended September 30, 1998, File No. 1-3525, Exhibit 10]. &10(m) - AEP Senior Executive Severance Plan for Merger with Central and South West Corporation, effective March 1, 1999[Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 1998, File No. 1-3525, Exhibit 10(o)]. &10(n) - AEP Change In Control Agreement [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2001, File No. 1-3525, Exhibit 10(o)]. &10(o) - AEP System 2000 Long-Term Incentive Plan [Proxy Statement of AEP, March 10, 2000]. &10(p) - Memorandum of agreement between Susan Tomasky and the Service Corporation dated January 3, 2001 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2000, File No. 1-3525, Exhibit 10(s)]. &10(q)(1) - Central and South West System Special Executive Retirement Plan as amended and restated effective July 1, 1997 [Annual Report on Form 10-K of CSW for the fiscal year ended December 31, 1998, File No. 1-1443, Exhibit 18]. &10(q)(2) - Certified CSW Board Resolution of April 18, 1991 [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2001, File No. 1-3525, Exhibit 10(r)(2)]. &10(q)(3) - CSW 1992 Long-Term Incentive Plan [Proxy Statement of CSW, March 13, 1992]. *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the OPCo 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. 21 - List of subsidiaries of OPCo [Annual Report on Form 10-K of AEP for the fiscal year ended December 31, 2001, File No. 1-3525, Exhibit 21]. *23 - Consent of Deloitte & Touche LLP. *24 - Power of Attorney. PSO+ 3(a) - Restated Certificate of Incorporation of PSO [Annual Report on Form U5S of Central and South West Corporation for the fiscal year ended December 31, 1996, File No. 1-1443, Exhibit B-3.1]. 3(b) - By-Laws of PSO (amended as of June 28, 2000) [Annual Report on Form 10-K of PSO for the fiscal year ended December 31, 2000, File No. 0-343, Exhibit 3(b)]. 4(a) - Indenture, dated July 1, 1945, between PSO and Liberty Bank and Trust Company of Tulsa, National Association, as Trustee, as amended and supplemented [Registration Statement No. 2-60712, Exhibit 5.03; Registration Statement No. 2-64432, Exhibit 2.02; Registration Statement No. 2-65871, Exhibit 2.02; Form U-1 No. 70-6822, Exhibit 2; Form U-1 No. 70-7234, Exhibit 3; Registration Statement No. 33-48650, Exhibit 4(b); Registration Statement No. 33-49143, Exhibit 4(c); Registration Statement No. 33-49575, Exhibit 4(b); Annual Report on Form 10-K of PSO for the fiscal year ended December 31, 1993, File No. 0-343, Exhibit 4(b); Current Report on Form 8-K of PSO dated March 4, 1996, No. 0-343, Exhibit 4.01; Current Report on Form 8-K of PSO dated March 4, 1996, No. 0-343, Exhibit 4.02; Current Report on Form 8-K of PSO dated March 4, 1996, No. 0-343, Exhibit 4.03]. 4(b) - PSO-obligated, mandatorily redeemable preferred securities of subsidiary trust holding solely Junior Subordinated Debentures of PSO: (1) Indenture, dated as of May 1, 1997, between PSO and The Bank of New York, as Trustee [Quarterly Report on Form 10-Q of PSO dated March 31, 1997, File No. 0-343, Exhibits 4.6 and 4.7]. (2) Amended and Restated Trust Agreement of PSO Capital I, dated as of May 1, 1997, among PSO, as Depositor, The Bank of New York, as Property Trustee, The Bank of New York (Delaware), as Delaware Trustee, and the Administrative Trustee [Quarterly Report on Form 10-Q of PSO dated March 31, 1997, File No. 0-343, Exhibit 4.8]. (3) Guarantee Agreement, dated as of May 1, 1997, delivered by PSO for the benefit of the holders of PSO Capital I's Preferred Securities [Quarterly Report on Form 10-Q of PSO dated March 31, 1997, File No. 0-343, Exhibits 4.9]. (4) Agreement as to Expenses and Liabilities, dated as of May 1, 1997, between PSO and PSO Capital I [Quarterly Report on Form 10-Q of PSO dated March 31, 1997, File No. 0-343, Exhibits 4.10]. 4(c) - Indenture (for unsecured debt securities), dated as of November 1, 2000, between PSO and The Bank of New York, as Trustee [Annual Report on Form 10-K of PSO for the fiscal year ended December 31, 2000, File No. 0-343, Exhibits 4(c) and 4(d)] *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the PSO 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. *23(a) - Consent of Deloitte & Touche LLP. *23(b) - Consent of Arthur Andersen LLP. *24 - Power of Attorney. SWEPCo+ 3(a) - Restated Certificate of Incorporation, as amended through May 6, 1997, including Certificate of Amendment of Restated Certificate of Incorporation [Quarterly Report on Form 10-Q of SWEPCo for the quarter ended March 31, 1997, File No. 1-3146, Exhibit 3.4]. 3(b) - By-Laws of SWEPCo (amended as of April 27, 2000) [Quarterly Report on Form 10-Q of SWEPCo for the quarter ended March 31, 2000, File No. 1-3146, Exhibit 3.3]. 4(a) - Indenture, dated February 1, 1940, between SWEPCo and Continental Bank, National Association and M. J. Kruger, as Trustees, as amended and supplemented [Registration Statement No. 2-60712, Exhibit 5.04; Registration Statement No. 2-61943, Exhibit 2.02; Registration Statement No. 2-66033, Exhibit 2.02; Registration Statement No. 2-71126, Exhibit 2.02; Registration Statement No. 2-77165, Exhibit 2.02; Form U-1 No. 70-7121, Exhibit 4; Form U-1 No. 70-7233, Exhibit 3; Form U-1 No. 70-7676, Exhibit 3; Form U-1 No. 70-7934, Exhibit 10; Form U-1 No. 72-8041, Exhibit 10(b); Form U-1 No. 70-8041, Exhibit 10(c); Form U-1 No. 70-8239, Exhibit 10(a)]. 4(b) - SWEPCO-obligated, mandatorily redeemable preferred securities of subsidiary trust holding solely Junior Subordinated Debentures of SWEPCo: (1) Indenture, dated as of May 1, 1997, between SWEPCo and the Bank of New York, as Trustee [Quarterly Report on Form 10-Q of SWEPCo dated March 31, 1997, File No. 1-3146, Exhibits 4.11 and 4.12]. (2) Amended and Restated Trust Agreement of SWEPCo Capital I, dated as of May 1, 1997, among SWEPCo, as Depositor, the Bank of New York, as Property Trustee, The Bank of New York (Delaware), as Delaware Trustee, and the Administrative Trustee [Quarterly Report on Form 10-Q of SWEPCo dated March 31, 1997, File No. 1-3146, Exhibit 4.13]. (3) Guarantee Agreement, dated as of May 1, 1997, delivered by SWEPCo for the benefit of the holders of SWEPCo Capital I's Preferred Securities [Quarterly Report on Form 10-Q of SWEPCo dated March 31, 1997, File No. 1-3146, Exhibit 4.14]. (4) Agreement as to Expenses and Liabilities, dated as of May 1, 1997 between SWEPCo and SWEPCo Capital I [Quarterly Report on Form 10-Q of SWEPCo dated March 31, 1997, File No. 1-3146, Exhibits 4.15]. 4(c) - Indenture (for unsecured debt securities), dated as of February 4, 2000, between SWEPCo and The Bank of New York, as Trustee [Annual Report on Form 10-K of SWEPCo for the fiscal year ended December 31, 2000, File No. 1-3146, Exhibits 4(c) and 4(d)]. *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the SWEPCo 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. *23(a) - Consent of Deloitte & Touche LLP. *23(b) - Consent of Arthur Andersen LLP. *24 - Power of Attorney. WTU+ 3(a) - Restated Articles of Incorporation, as amended, and Articles of Amendment to the Articles of Incorporation [Annual Report on Form 10-K of WTU for the fiscal year ended December 31, 1996, File No. 0-340, Exhibit 3.5]. 3(b) - By-Laws of WTU (amended as of May 1, 2000) [Quarterly Report on Form 10-Q of WTU for the quarter ended March 31, 2000, File No. 0-340, Exhibit 3.4]. 4(a) - Indenture, dated August 1, 1943, between WTU and Harris Trust and Savings Bank and J. Bartolini, as Trustees, as amended and supplemented [Registration Statement No. 2-60712, Exhibit 5.05; Registration Statement No. 2-63931, Exhibit 2.02; Registration Statement No. 2-74408, Exhibit 4.02; Form U-1 No. 70-6820, Exhibit 12; Form U-1 No. 70-6925, Exhibit 13; Registration Statement No. 2-98843, Exhibit 4(b); Form U-1 No. 70-7237, Exhibit 4; Form U-1 No. 70-7719, Exhibit 3; Form U-1 No. 70-7936, Exhibit 10; Form U-1 No. 70-8057, Exhibit 10; Form U-1 No. 70-8265, Exhibit 10; Form U-1 No. 70-8057, Exhibit 10(b); Form U-1 No. 70-8057, Exhibit 10(c)]. *12 - Statement re: Computation of Ratios. *13 - Copy of those portions of the WTU 2001 Annual Report (for the fiscal year ended December 31, 2001) which are incorporated by reference in this filing. *24 - Power of Attorney.
------------------------------------- +Certain instruments defining the rights of holders of long-term debt of the registrants included in the financial statements of registrants filed herewith have been omitted because the total amount of securities authorized thereunder does not exceed 10% of the total assets of registrants. The registrants hereby agree to furnish a copy of any such omitted instrument to the SEC upon request. EXHIBIT D AMERICAN ELECTRIC POWER COMPANY, INC. AND ITS CONSOLIDATED AFFILIATES TAX AGREEMENT UNDER TITLE 17, CHAPTER II OF THE CODE OF FEDERAL REGULATIONS PARAGRAPH (C) OF SECTION 250.45 REGARDING METHOD OF ALLOCATING CONSOLIDATED INCOME TAXES The below listed affiliated companies, joining in the annual filing of a consolidated federal income tax return with American Electric Power Company, Inc., agree to allocate the consolidated annual net current federal income tax liability and/or benefit to the members of the consolidated group in accordance with the following procedures: ( 1) The consolidated regular federal income tax, exclusive of capital gains and preference taxes and before the application of general business credits including foreign tax credits, shall be apportioned among the members of the consolidated group based on corporate taxable income. Loss companies shall be included in the allocation, receiving a negative tax allocation which is similar to a separate return carryback refund, before considering general business credits, which would have resulted had the loss company historically filed a separate return. ( 2) The corporate taxable income of each member of the group shall be first reduced by its proportionate share of American Electric Power Company, Inc.'s (the holding company) tax loss (excluding the effects of extraordinary items which do not apply to the regulated business) in arriving at adjusted corporate taxable income for each member of the group with positive taxable income. ( 3) To the extent that the consolidated and corporate taxable incomes include material items taxed at rates other than the statutory tax rate (such as capital gains and preference items), the portion of the consolidated tax attributable to these items shall be apportioned directly to the members of the group giving rise to such items. ( 4) General business credits, other tax credits, and foreign tax credits shall be equitably allocated to those members whose investments or contributions generates the tax credit. ( 5) If the tax credits can not be entirely utilized to offset the consolidated tax liability, the tax credit carryover shall be equitably allocated to those members whose investments or contributions generated the credit. ( 6) Should the consolidated group generate a net operating tax loss for a calendar year, the tax benefits of any resultant carryback refund shall be allocated proportionately to member companies that generated corporate tax losses in the year the consolidated net operating loss was generated. Any related loss of general business credits, shall be allocated to the member companies that utilized the credits in the prior year in the same proportion that the credit lost is to the total credit utilized in the prior year. A consolidated net operating tax loss carryfoward shall be allocated proportionately to member companies that generated the original tax losses that gave rise to the consolidated net operating tax loss carryforward. ( 7) A member with a net positive tax allocation shall pay the holding company the net amount allocated, while a tax loss member with a net negative tax allocation shall receive current payment from the holding company in the amount of its negative allocation. The payment made to a member with a tax loss should equal the amount by which the consolidated tax is reduced by including the member's net corporate tax loss in the consolidated tax return. The holding company shall pay to the Internal Revenue Service the consolidated group's net current federal income tax liability from the net of the receipts and payments. ( 8) No member of the consolidated group shall be allocated a federal income tax which is greater than the federal income tax computed as if such member had filed a separate return. ( 9) In the event the consolidated tax liability is subsequently revised by Internal Revenue Service audit adjustments, amended returns, claims for refund, or otherwise, such changes shall be allocated in the same manner as though the adjustments on which they are based had formed part of the original consolidated return using the tax allocation agreement which was in effect at that time. Any current state tax liability and/or benefit associated with a state tax return involving more than one member of the consolidated group, shall be allocated to such members following the principles set forth above for current federal income taxes. Due to certain states utilizing a unitary approach, the consolidated return liability may exceed the sum of the liabilities computed for each company on a separate return basis. If this occurs, the excess of the consolidated liability over the sum of the separate return liabilities shall be allocated proportionally based on each member's contribution to the consolidated apportionment percentage. If additional tax is attributable to a significant transaction or event, such additional tax shall be allocated directly to the members who are party to said transaction or event. This agreement is subject to revision as a result of changes in federal and state tax law and relevant facts and circumstances. The above procedures for apportioning the consolidated annual net current federal and state tax liabilities and expenses of American Electric Power Company, Inc. and its consolidating affiliates have been agreed to by each of the below listed members of the consolidated group as evidenced by the signature of an officer of each company. COMPANY OFFICER'S SIGNATURE -------------------------------------------------- ------------------- American Electric Power Company, Inc. /S/William L. Scott ------------------- American Electric Power Service Corporation /S/William L. Scott ------------------- AEP C&I Company, LLC /S/Timothy A. King ------------------ AEP Coal, Inc. /S/Timothy A. King ------------------ AEP Communications, Inc. /S/William L. Scott ------------------- AEP Communications, LLC /S/Jeffrey D. Cross ------------------- AEP Credit, Inc. /S/William L. Scott ------------------- AEP Delaware Investment Company /S/Mark A. Pyle --------------- AEP Delaware Investment Company II /S/Mark A. Pyle --------------- AEP Delaware Investment Company III /S/Mark A. Pyle --------------- AEP Elmwood LLC /S/Timothy A. King ------------------ AEP EmTech LLC /S/Timothy A. King ------------------ AEP Energy Services, Inc. /S/William L. Scott ------------------- AEP Energy Services Gas Holding Company /S/Mark A. Pyle --------------- AEP Energy Services Gas Holdings II LLC /S/Mark A. Pyle --------------- AEP Energy Services Investments, Inc. /S/Mark A. Pyle --------------- AEP Energy Services Ventures, Inc. /S/Mark A. Pyle --------------- AEP Energy Services Ventures II, Inc. /S/Mark A. Pyle --------------- AEP Energy Services Ventures III, Inc. /S/Mark A. Pyle --------------- AEP Fiber Ventures, LLC /S/Timothy A. King ------------------ AEP Gas Marketing LP /S/Mark A. Pyle --------------- AEP Gas Power GP, LLC /S/Timothy A. King ------------------ AEP Generating Company /S/William L. Scott ------------------- AEP Indian Mesa GP, LLC /S/Timothy A. King ------------------ AEP Indian Mesa LP, LLC /S/Timothy A. King ------------------ AEP Investments, Inc. /S/William L. Scott ------------------- AEP Kentucky Coal, LLC /S/Timothy A. King ------------------ AEP MEMCO LLC /S/Timothy A. King ------------------ AEP Ohio Coal, LLC /S/Timothy A. King ------------------ AEP Ohio Commercial & Industrial Retail Co. /S/Timothy A. King ------------------ AEP Ohio Retail Energy, LLC /S/Jeffrey D. Cross ------------------- AEP Power Marketing, Inc. /S/Jeffrey D. Cross ------------------- AEP Pro Serv, Inc. /S/William L. Scott ------------------- AEP Resources, Inc. /S/William L. Scott ------------------- AEP Resources Australia Holdings Pty, Ltd. /S/Jeffrey D. Cross ------------------- AEP Resources Australia Pty, Ltd. /S/Timothy A. King ------------------ AEP Resources Limited /S/Jeffrey D. Cross ------------------- AEP Resources Services, LLC /S/Timothy A. King ------------------ AEP Retail Energy, LLC /S/Jeffrey D. Cross ------------------- AEP T & D Services, LLC /S/Timothy A. King ------------------ AEP Texas Commercial & Industrial Retail GP /S/Timothy A. King ------------------ AEP Texas POLR, LLC /S/Timothy A. King ------------------ AEP Texas POLR GP, LLC /S/Timothy A. King ------------------ AEP West Virginia Coal, Inc. /S/Timothy A. King ------------------ AEP Wind GP, LLC /S/Timothy A. King ------------------ AEP Wind LP, LLC /S/Timothy A. King ------------------ Appalachian Power Company /S/William L. Scott ------------------- Ash Creek Mining Company /S/William L. Scott ------------------- Blackhawk Coal Company /S/William L. Scott ------------------- Cedar Coal Company /S/William L. Scott ------------------- Central and South West Corporation /S/William L. Scott ------------------- Central Appalachian Coal Company /S/William L. Scott ------------------- Central Coal Company /S/William L. Scott ------------------- Central Ohio Coal Company /S/William L. Scott ------------------- Central Power and Light Company /S/William L. Scott ------------------- Colomet, Inc. /S/William L. Scott ------------------- Columbus Southern Power Company /S/William L. Scott ------------------- Conesville Coal Preparation Company /S/William L. Scott ------------------- Conlease, Inc. /S/Timothy A. King ------------------ C3 Communications, Inc. /S/William L. Scott ------------------ C3 Networks GP, LLC /S/Timothy A. King ------------------ CSW Development-I, Inc. /S/Mark A. Pyle --------------- CSW Development-II, Inc. /S/Mark A. Pyle --------------- CSW Development-3, Inc. /S/Mark A. Pyle --------------- CSW Eastex GP I, Inc. /S/Mark A. Pyle --------------- CSW Eastex GP II, Inc. /S/Mark A. Pyle --------------- CSW Eastex LP I, Inc. /S/Mark A. Pyle --------------- CSW Eastex LP II, Inc. /S/Mark A. Pyle --------------- CSW Energy, Inc. /S/William L. Scott ------------------- CSW Energy Services, Inc. /S/William L. Scott ------------------- CSW Frontera GP I, Inc. /S/Timothy A. King ------------------ CSW Frontera GP II, Inc. /S/Timothy A. King ------------------ CSW Frontera LP I, Inc. /S/Timothy A. King ------------------ CSW Frontera LP II, Inc. /S/Timothy A. King ------------------ CSW Ft. Lupton, Inc. /S/Mark A. Pyle --------------- CSW International, Inc. /S/Jeffrey D. Cross ------------------- CSW International (U.K.), Inc. /S/Mark A. Pyle --------------- CSW International Two, Inc. /S/Mark A. Pyle --------------- CSW International Three, Inc. /S/Mark A. Pyle --------------- CSW Leasing, Inc. /S/William L. Scott ------------------- CSW Mulberry, Inc. /S/Mark A. Pyle --------------- CSW Mulberry II, Inc. /S/Mark A. Pyle --------------- CSW Nevada, Inc. /S/Mark A. Pyle --------------- CSW Northwest GP, Inc. /S/Mark A. Pyle --------------- CSW Northwest LP, Inc. /S/Mark A. Pyle --------------- CSW Orange, Inc. /S/Mark A. Pyle --------------- CSW Orange II, Inc. /S/Mark A. Pyle --------------- CSW Power Marketing, Inc. /S/Mark A. Pyle -------------- CSW Services International, Inc. /S/Mark A. Pyle --------------- CSW Sweeny GP I, Inc. /S/Mark A. Pyle --------------- CSW Sweeny GP II, Inc. /S/Mark A. Pyle --------------- CSW Sweeny LP I, Inc. /S/Mark A. Pyle --------------- CSW Sweeny LP II, Inc. /S/Mark A. Pyle --------------- CSWC Southwest Holding, Inc. /S/Mark A. Pyle --------------- CSWC TeleChoice, Inc. /S/Mark A. Pyle --------------- CSWC TeleChoice Management, Inc. /S/Mark A. Pyle --------------- Datapult, LLC /S/Jeffrey D. Cross ------------------- DECCO II, LLC /S/Mark A. Pyle --------------- Diversified Energy Contractors Co., LLC /S/Mark A. Pyle --------------- Dolet Hills Lignite Company, LLC /S/Jeffrey D. Cross ------------------- Enershop, Inc. /S/Mark A. Pyle --------------- Envirotherm, Inc. /S/Mark A. Pyle --------------- Franklin Real Estate Company /S/William L. Scott ------------------- Houston Pipe Line Company LP /S/Mark A. Pyle --------------- HPL GP, LLC /S/Mark A. Pyle --------------- HPL Holdings, Inc. /S/Mark A. Pyle --------------- HPL Resources Company LP /S/Mark A. Pyle --------------- Indiana Franklin Realty, Inc. /S/William L. Scott ------------------- Indiana Michigan Power Company /S/William L. Scott ------------------- Indian Mesa Power Partners I LP /S/Jeffrey D. Cross ------------------- Indian Mesa Power Partners II LP /S/Jeffrey D. Cross ------------------- Industry and Energy Associates, LLC /S/Mark A. Pyle --------------- Kentucky Power Company /S/William L. Scott ------------------- Kingsport Power Company /S/William L. Scott ------------------- Latin American Energy Holding, Inc. /S/Mark A. Pyle --------------- LIG, Inc. /S/Mark A. Pyle --------------- LIG Chemical Company /S/Mark A. Pyle --------------- LIG Liquids Company, LLC /S/Mark A. Pyle --------------- LIG Pipeline Company /S/Mark A. Pyle --------------- Louisiana Intrastate Gas Company, LLC /S/Mark A. Pyle --------------- Mutual Energy, LLC /S/Timothy A. King ------------------ Mutual Energy CPL LP /S/Timothy A. King ------------------ Mutual Energy Service Company, LLC /S/Timothy A. King ------------------ Mutual Energy SWEPCO LP /S/Timothy A. King ------------------ Mutual Energy WTU LP /S/Timothy A. King ------------------ Newgulf Power Venture, Inc. /S/Mark A. Pyle --------------- Noah I Power G.P., Inc. /S/Mark A. Pyle --------------- Ohio Power Company /S/William L. Scott ------------------- POLR Power, LP /S/Timothy A. King ------------------ Price River Coal Company, Inc. /S/William L. Scott ------------------- Public Liability /S/Jeffrey D. Cross ------------------- Public Service Company of Oklahoma /S/William L. Scott ------------------- REP General Partner LLC /S/Timothy A. King ------------------ REP Holdco Inc. /S/Timothy A. King ------------------ Simco, Inc. /S/William L. Scott ------------------- Snowcap Coal Company, Inc. /S/John W. Seidensticker ------------------------ Southern Appalachian Coal Company /S/William L. Scott ------------------- Southern Ohio Coal Company /S/William L. Scott ------------------- Southwest Arkansas Utilities Corp. /S/William L. Scott ------------------- Southwestern Electric Power Company /S/William L. Scott ------------------- Southwestern Wholesale Electric Company /S/Mark A. Pyle --------------- Trent Wind Farm LP /S/Jeffrey D. Cross ------------------- Tuscaloosa Pipeline Company /S/Mark A. Pyle --------------- Ventures Lease Co., LLC /S/Timothy A. King ------------------ West Texas Utilities Company /S/William L. Scott ------------------- West Virginia Power Company /S/William L. Scott ------------------- Wheeling Power Company /S/William L. Scott ------------------- Windsor Coal Company /S/William L. Scott -------------------- Note: Because of the reasons set forth in AEP's response dated April 8, 2002 to the SEC's audit, we have not made changes suggested by the Staff. EXHIBIT E CONTENTS 1 CHART OF ACCOUNTS FOR AEP SYSTEM COMPANIES - PER FULE 26 2 COPIES OF PERSONNEL POLICIES AS THEY RELATE TO RULE 48 (b) EXHIBIT E DOCUMENT: 1 CHART OF ACCOUNTS FOR AEP SYSTEM COMPANIES (PURSUANT TO RULE 26) THE FEDERAL ENERGY REGULATORY COMMISSION (FERC) UNIFORM SYSTEM OF ACCOUNTS (US OF A) IS USED BY MOST OF THE AEP SYSTEM COMPANIES WITH MODIFICATIONS AS NECESSARY TO ACCOUNT FOR NON-UTILITY BUSINESS OPERATIONS. CERTAIN AEP SYSTEM COMPANIES DO NOT FOLLOW THE FERC US OF A, THOSE COMPANIES USE THE TYPICAL COMMERCIAL CHART OF ACCOUNTS APPLICABLE FOR THAT TYPE OF BUSINESS OPERATION. 2 COPIES OF PERSONNEL POLICIES AS THEY RELATE TO RULE 48 (b): American Electric Power Exempt Employees and Nonexempt Supervisors Relocation Expense Policy . . . . . . Incorporated by Reference to 1994 Form U5S Annual Report, File No. 30-150.
EXHIBIT F TOTAL COMPANY SUMMARY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 177,946.53 31,565.30 54,243.00 34,239.84 0.00 BUSINESS SERVICES (35,936.81) 0.38 11.05 2.29 (6,561.52) DISTRIBUTION REGIONS MANAGERIAL 634,333.14 12,829.99 121,124.47 18,298.68 1,775.83 CUSTOMER SERVICES 2,072,911.85 55,378.72 182,337.85 531,596.81 59,284.37 ENGENEERING & PLANNING 422,649.78 25,223.56 92,512.98 57,076.13 3,698.30 ENGINEERING INFO & DRAFTING 188,022.07 26,346.59 1,844.88 38,698.48 100.70 STORES (21,110.85) 17.99 (13,690.39) (4,999.97) 101.07 OPERATIONS-ADMINISTRATIVE 521,503.96 58,908.58 16,733.84 77,716.83 194.51 OPERATIONS-METER 707,591.55 4,314.06 124,946.54 100,255.57 809.66 OPERATIONS-LINE 2,555,915.73 46,655.76 576,707.06 613,486.66 216,214.15 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 1,913,785.08 14,356.89 10,726.94 67,828.61 1,313,180.16 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 85,236.50 1,393.40 2,488.35 33,340.44 444.11 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00 JOINT USE 24,535.14 14.58 14,063.87 51.06 1,503.53 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 3,073.38 16.31 1,289.69 313.14 238.78 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION LINE 1,181,146.39 4,356.84 175,892.47 233,772.31 46,116.38 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION 2,644,351.25 38,746.93 758,669.18 227,564.11 22,774.38 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADM 0.00 0.00 0.00 0.00 0.00 SYSTEM MAINT-TOOLS/EQUIP 718,703.98 14,072.20 46,500.10 69,811.96 148,497.03 OPERATIONS CENTER 2,948,205.64 2,221.87 596,292.73 278,609.61 631,779.94 ENERGY DELIVERY SUPPORT MEASURE & CUST SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00 METER OPERATIONS 721,796.07 11,372.03 147,064.08 80,853.28 159,774.30 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 489,999.61 5,035.18 61,131.64 15,211.83 32,268.22 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 284,468.65 0.00 2,577.52 4,972.02 839.03 LAND MGMT-REAL ESTATE 522,107.77 (133.30) 1,954.86 427.13 237,917.16 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 2,360.26 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 3,246.20 0.00 3,246.20 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 2,982,811.06 131.52 2,199,800.34 42,983.17 183,935.44 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00 HYDRO PLANT 217,045.01 275.05 34,024.45 18,991.60 112,179.93 NUCLEAR GENERATION 43,553.67 0.00 1,225.47 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 1,101,335.36 5,936.63 8,238.93 25,160.14 8,002.40 CORPORATE COMMUNICATIONS 596,491.08 494.34 8,252.66 23,543.83 295.62 RATES 587,759.83 11,585.44 0.00 0.00 0.00 OTHER ADMIN GROUPS 23,780,389.48 42,243.00 659,110.80 195,386.48 470,544.24 ACCOUNTING ADMINISTRATIVE 1,529.90 38.08 533.13 273.23 342.73 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 480,301.13 5,155.67 17,041.01 38,502.78 6,862.62 BUILDING SERVICES 1,795,776.61 30,685.93 495,573.70 151,299.46 344,057.88 OFFICE SERVICES 204,838.83 14,040.85 118,478.23 12,164.47 14,799.00 LABOR FRINGES ON O&M LABOR 2,299,429.13 48,683.94 396,405.40 228,966.32 341,820.96 TOTAL O&M COSTS 31,395,911.96 511,964.31 6,917,353.03 3,216,398.30 4,353,790.91 CONSTRUCTION, RETIRE, OTHER WIP 31,820,182.99 492,775.03 7,445,526.01 4,462,406.13 3,872,748.99 MATERIAL & SUPPLY COSTS 7,477,446.76 68,360.37 1,263,312.97 783,739.36 474,335.63 FACILITY COSTS 12,975,078.00 60,344.00 492,837.00 321,156.00 25,380.00 INVESTMENT CARRYING CHARGES 8,487,114.00 34,996.00 871,311.00 341,172.00 75,360.00 COMPANY TOTAL 92,155,733.71 1,168,439.71 16,990,340.01 9,124,871.79 8,801,615.53
TOTAL COMPANY SUMMARY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 45.09 9.70 57,843.60 0.00 BUSINESS SERVICES (3,384.99) (17,991.43) (8,012.59) 0.00 DISTRIBUTION REGIONS MANAGERIAL 7,196.81 450,024.33 23,083.03 0.00 CUSTOMER SERVICES 105,818.79 875,578.20 262,917.11 0.00 ENGENEERING & PLANNING 31,671.25 143,512.18 68,955.38 0.00 ENGINEERING INFO & DRAFTING 46,773.50 74,118.23 139.69 0.00 STORES 137.49 (1,443.40) (1,233.64) 0.00 OPERATIONS-ADMINISTRATIVE 80,967.68 286,717.88 264.64 0.00 OPERATIONS-METER 20,311.33 219,998.78 236,955.61 0.00 OPERATIONS-LINE 133,150.06 490,029.02 479,673.02 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 8,438.94 424,824.82 74,428.72 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 3,147.73 44,080.82 341.65 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 JOINT USE 15.37 627.53 8,259.20 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 552.79 0.00 662.67 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION LINE 24,114.30 156,248.04 540,646.05 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION 201,697.87 804,215.76 590,683.02 0.00 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADM 0.00 0.00 0.00 0.00 SYSTEM MAINT-TOOLS/EQUIP 9,275.38 238,630.13 191,917.18 0.00 OPERATIONS CENTER 40,304.31 914,039.22 484,957.96 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 METER OPERATIONS 13,509.27 81,782.25 227,440.86 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 44,342.05 290,131.95 41,878.74 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 275,020.42 1,059.66 0.00 LAND MGMT-REAL ESTATE 9.91 266,374.59 15,557.42 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 2,360.26 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 1,497.10 365,373.79 189,089.70 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 HYDRO PLANT 275.06 49,140.65 2,158.27 0.00 NUCLEAR GENERATION 0.00 260.05 42,068.15 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 82,060.40 763,867.78 208,069.08 0.00 CORPORATE COMMUNICATIONS 11,928.81 181,726.68 370,249.14 0.00 RATES 44,951.66 373,903.20 157,319.53 0.00 OTHER ADMIN GROUPS 94,764.40 593,134.03 392,723.50 (129,708.97) ACCOUNTING ADMINISTRATIVE 38.09 0.00 304.64 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 35,873.57 288,092.01 88,585.54 187.93 BUILDING SERVICES 26,300.27 668,183.35 79,676.02 0.00 OFFICE SERVICES 4,585.96 38,588.29 2,150.73 31.30 LABOR FRINGES ON O&M LABOR 93,163.11 782,818.55 407,570.85 0.00 TOTAL O&M COSTS 1,163,533.36 10,123,977.66 5,238,384.13 (129,489.74) CONSTRUCTION, RETIRE, OTHER WIP 650,737.02 8,510,534.08 5,617,224.16 768,231.57 MATERIAL & SUPPLY COSTS 93,128.58 1,677,912.26 3,113,749.72 2,907.87 FACILITY COSTS 86,198.00 619,179.00 587,940.00 10,782,044.00 INVESTMENT CARRYING CHARGES 91,450.00 596,865.00 1,158,180.00 5,317,780.00 COMPANY TOTAL 2,085,046.96 21,528,468.00 15,715,478.01 16,741,473.70
KINGSPORT POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 54,243.00 0.00 54,243.00 0.00 0.00 BUSINESS SERVICES 0.00 0.00 0.00 0.00 0.00 DISTRIBUTION REGIONS MANAGERIAL 85,234.88 0.00 85,234.88 0.00 0.00 CUSTOMER SERVICES 69,113.39 0.00 68,647.92 43.19 133.53 ENGENEERING & PLANNING 51,076.16 0.00 51,076.16 0.00 0.00 ENGINEERING INFO & DRAFTING 0.00 0.00 0.00 0.00 0.00 STORES 0.00 0.00 0.00 0.00 0.00 OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00 OPERATIONS-METER 47,736.70 0.00 46,890.70 0.00 0.00 OPERATIONS-LINE 97,605.31 0.00 97,402.13 28.99 93.71 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 0.00 0.00 0.00 0.00 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00 JOINT USE 0.00 0.00 0.00 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 2,127.27 0.00 1,033.59 106.33 334.18 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION 201,163.68 0.00 191,131.97 8,063.14 1,145.67 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00 0.00 OPERATIONS CENTER 0.00 0.00 0.00 0.00 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 15,666.92 0.00 15,620.22 0.00 46.70 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 0.00 LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 0.00 0.00 0.00 0.00 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 0.00 0.00 0.00 0.00 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 3,033.00 0.00 3,033.00 0.00 0.00 CORPORATE COMMUNICATIONS 26.12 0.00 7.46 1.87 4.80 RATES 0.00 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 42,513.87 0.00 595.65 269.26 (11.24) ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 21,534.03 0.00 21,532.98 0.00 0.00 BUILDING SERVICES 21,397.18 0.00 20,318.54 1,078.64 0.00 OFFICE SERVICES 103.74 0.00 103.74 0.00 0.00 LABOR FRINGES ON O&M LABOR 53,480.38 0.00 52,434.43 815.30 111.59 TOTAL O&M COSTS 741,155.63 0.00 709,306.37 10,406.72 1,858.94 CONSTRUCTION, RETIRE, OTHER WIP 742,159.16 0.00 673,313.81 40,465.07 3,422.17 MATERIAL & SUPPLY COSTS (10,312.64) 0.00 (10,463.26) 115.33 17.68 FACILITY COSTS 15,384.00 INVESTMENT CARRYING CHARGES 9,516.00 COMPANY TOTAL 1,497,902.15 0.00 1,372,156.92 50,987.12 5,298.79
KINGSPORT POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00 BUSINESS SERVICES 0.00 0.00 0.00 0.00 DISTRIBUTION REGIONS MANAGERIAL 0.00 0.00 0.00 0.00 CUSTOMER SERVICES 6.55 182.17 100.03 0.00 ENGENEERING & PLANNING 0.00 0.00 0.00 0.00 ENGINEERING INFO & DRAFTING 0.00 0.00 0.00 0.00 STORES 0.00 0.00 0.00 0.00 OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 OPERATIONS-METER 0.00 0.00 846.00 0.00 OPERATIONS-LINE 0.00 25.81 54.67 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 0.00 0.00 0.00 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 JOINT USE 0.00 0.00 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 15.19 470.89 167.09 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION 10.02 702.66 110.22 0.00 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00 OPERATIONS CENTER 0.00 0.00 0.00 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 0.00 0.00 0.00 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 0.00 0.00 0.00 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 0.00 0.00 0.00 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 0.00 0.00 0.00 0.00 CORPORATE COMMUNICATIONS 0.53 7.20 4.26 0.00 RATES 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 14,612.90 1,868.90 278.40 0.00 ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 0.11 0.94 0.00 0.00 BUILDING SERVICES 0.00 0.00 0.00 0.00 OFFICE SERVICES 0.00 0.00 0.00 0.00 LABOR FRINGES ON O&M LABOR 0.78 106.66 11.62 0.00 TOTAL O&M COSTS 14,646.08 3,365.23 1,572.29 0.00 CONSTRUCTION, RETIRE, OTHER WIP 0.00 23,950.73 1,007.38 0.00 MATERIAL & SUPPLY COSTS 18.76 161.39 (162.54) 0.00 FACILITY COSTS 15,384.00 INVESTMENT CARRYING CHARGES 9,516.00 COMPANY TOTAL 14,664.84 27,477.35 2,417.13 24,900.00
APPALACHIAN POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 65,859.93 31,565.30 0.00 34,239.84 0.00 BUSINESS SERVICES (36,264.53) 0.00 0.00 0.00 (6,485.37) DISTRIBUTION REGIONS MANAGERIAL 19,583.74 12,698.29 0.00 6,273.30 161.73 CUSTOMER SERVICES 553,823.89 54,091.71 0.00 392,550.70 24,409.48 ENGENEERING & PLANNING 56,728.10 24,906.77 0.00 23,778.52 185.69 ENGINEERING INFO & DRAFTING 51,374.27 26,332.80 0.00 23,846.04 0.00 STORES (5,277.00) 24.49 0.00 (4,961.00) (112.07) OPERATIONS-ADMINISTRATIVE 58,892.90 58,892.90 0.00 0.00 0.00 OPERATIONS-METER 127,627.32 4,268.00 0.00 83,852.13 147.76 OPERATIONS-LINE 638,683.59 47,505.65 0.00 469,893.32 1,216.77 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 1,355,170.87 14,322.95 0.00 42,798.22 1,297,877.01 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 26,628.20 1,382.59 0.00 23,618.50 305.49 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00 JOINT USE 0.00 0.00 0.00 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 274,525.07 3,816.95 0.00 223,883.31 15,447.33 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION 361,556.14 30,996.28 0.00 182,112.37 149.26 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 583,776.11 12,836.83 0.00 59,758.80 142,764.96 OPERATIONS CENTER 1,345,460.50 1,625.77 0.00 128,374.28 405,612.33 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00 METER OPERATIONS 283,671.21 5,427.34 0.00 48,312.89 65,846.04 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 25,698.75 3,042.74 0.00 5,852.59 1,470.88 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 3,798.71 0.00 0.00 0.00 0.00 LAND MGMT-REAL ESTATE 155.00 (225.00) 0.00 380.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 322,532.20 19.73 0.00 36,103.75 102,157.79 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00 HYDRO PLANT 177,880.90 275.05 0.00 18,991.60 110,156.89 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 115,543.89 5,906.24 0.00 23,009.49 1,356.83 CORPORATE COMMUNICATIONS 10,222.34 465.70 0.00 5,334.48 94.80 RATES 56,537.10 11,585.44 0.00 0.00 0.00 OTHER ADMIN GROUPS 2,759,846.83 17,976.41 0.00 44,518.22 87,003.84 ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 31,694.27 3,646.55 0.00 24,558.63 (347.56) BUILDING SERVICES 77,771.04 21,497.92 0.00 42,938.74 0.00 OFFICE SERVICES 13,299.28 11,703.05 0.00 1,596.23 0.00 LABOR FRINGES ON O&M LABOR 475,487.32 46,130.98 0.00 151,151.30 73,888.93 TOTAL O&M COSTS 7,319,739.94 452,719.43 0.00 2,092,766.25 2,323,308.81 CONSTRUCTION, RETIRE, OTHER WIP 9,685,347.95 466,718.89 0.00 3,115,723.99 967,550.83 MATERIAL & SUPPLY COSTS 1,707,161.04 61,460.15 0.00 428,391.31 147,179.10 FACILITY COSTS 1,651,244.00 59,060.00 0.00 79,152.00 948.00 INVESTMENT CARRYING CHARGES 861,304.00 34,972.00 0.00 49,344.00 12,864.00 COMPANY TOTAL 21,224,796.93 1,074,930.47 0.00 5,765,377.55 3,451,850.74
APPALACHIAN POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 45.09 9.70 0.00 0.00 BUSINESS SERVICES (3,385.37) (18,255.20) (8,138.59) 0.00 DISTRIBUTION REGIONS MANAGERIAL 26.24 231.44 192.74 0.00 CUSTOMER SERVICES 1,151.02 57,399.01 24,221.97 0.00 ENGENEERING & PLANNING 9.81 7,154.19 693.12 0.00 ENGINEERING INFO & DRAFTING 0.00 1,195.43 0.00 0.00 STORES (5.02) (127.41) (95.99) 0.00 OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 OPERATIONS-METER 53.70 29,732.90 9,572.83 0.00 OPERATIONS-LINE 495.62 110,217.35 9,354.88 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 3.50 130.68 38.51 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 33.97 1,016.11 271.54 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 JOINT USE 0.00 0.00 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 320.83 26,973.56 4,083.09 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION 138.85 101,683.58 46,475.80 0.00 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 7,628.67 194,213.40 166,573.45 0.00 OPERATIONS CENTER 18,749.87 567,914.55 223,183.70 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 METER OPERATIONS 3,553.99 81,782.25 78,748.70 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 455.48 799.92 14,077.14 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 3,798.71 0.00 0.00 LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 1,343.28 71,321.22 111,586.43 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 HYDRO PLANT 275.06 45,981.37 2,200.93 0.00 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 82,029.96 2,035.28 1,206.09 0.00 CORPORATE COMMUNICATIONS 977.88 3,265.21 84.27 0.00 RATES 44,951.66 0.00 0.00 0.00 OTHER ADMIN GROUPS 33,321.09 179,865.53 79,121.74 (194,508.00) ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 12.96 2,360.87 1,438.85 23.97 BUILDING SERVICES 0.00 10,983.38 2,351.00 0.00 OFFICE SERVICES 0.00 0.00 0.00 0.00 LABOR FRINGES ON O&M LABOR 10,050.29 126,653.46 67,612.36 0.00 TOTAL O&M COSTS 202,238.43 1,608,336.49 834,854.56 (194,484.03) CONSTRUCTION, RETIRE, OTHER WIP 2,863.31 3,507,990.92 1,430,362.26 194,137.75 MATERIAL & SUPPLY COSTS 17,836.38 644,465.33 407,521.07 307.70 FACILITY COSTS 0.00 7,860.00 480.00 1,503,744.00 INVESTMENT CARRYING CHARGES 0.00 35,292.00 6,432.00 722,400.00 COMPANY TOTAL 222,938.12 5,803,944.74 2,679,649.89 2,226,105.42
KENTUCKY POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00 0.00 BUSINESS SERVICES 0.00 0.00 0.00 0.00 0.00 DISTRIBUTION REGIONS MANAGERIAL 12,742.28 2.05 11,575.62 0.00 36.90 CUSTOMER SERVICES 389,981.00 379.91 69,101.10 0.00 6,935.43 ENGENEERING & PLANNING 2,096.90 0.00 1,418.70 0.00 68.51 ENGINEERING INFO & DRAFTING 0.00 0.00 0.00 0.00 0.00 STORES (918.71) 0.00 (412.75) 0.00 0.00 OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00 OPERATIONS-METER 100,901.88 0.00 20,615.30 0.00 0.00 OPERATIONS-LINE 63,961.24 0.00 26,410.21 0.00 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 31,257.47 0.00 0.00 0.00 10,172.12 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00 JOINT USE 0.00 0.00 0.00 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 241,258.98 515.58 130,953.44 0.00 11,288.49 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION 616,472.39 7,550.58 175,145.65 0.00 83.63 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00 0.00 OPERATIONS CENTER 0.00 0.00 0.00 0.00 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 45,315.07 46.67 13,546.99 0.00 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 0.00 LAND MGMT-REAL ESTATE 895.22 10.53 884.69 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 103,224.76 0.00 98,969.99 0.00 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 0.00 0.00 0.00 0.00 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 0.00 0.00 0.00 0.00 0.00 CORPORATE COMMUNICATIONS 2,584.47 2.09 2,516.62 0.00 18.79 RATES 0.00 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 1,583,364.75 166.63 13,720.47 0.00 19,930.17 ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00 FLEET MANAGEMENT (19,375.67) 0.00 (23,124.23) 0.00 0.00 BUILDING SERVICES 78,686.77 8,668.86 42,237.13 0.00 264.36 OFFICE SERVICES 76,102.48 0.00 76,102.48 0.00 0.00 LABOR FRINGES ON O&M LABOR 161,987.07 1,410.51 67,468.08 0.00 1,150.78 TOTAL O&M COSTS 1,947,158.35 18,753.41 727,129.49 0.00 49,949.18 CONSTRUCTION, RETIRE, OTHER WIP 2,110,062.99 3,307.70 933,207.71 0.00 28,084.34 MATERIAL & SUPPLY COSTS 82,812.07 4.63 380.63 0.00 8,269.87 FACILITY COSTS 743,160.00 1,284.00 137,868.00 0.00 INVESTMENT CARRYING CHARGES 800,220.00 24.00 45,204.00 0.00 COMPANY TOTAL 5,683,413.41 23,373.74 1,843,789.83 0.00 86,303.39
KENTUCKY POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00 BUSINESS SERVICES 0.00 0.00 0.00 0.00 DISTRIBUTION REGIONS MANAGERIAL 2.05 547.52 578.14 0.00 CUSTOMER SERVICES 384.30 287,825.57 25,354.69 0.00 ENGENEERING & PLANNING 0.00 11.41 598.28 0.00 ENGINEERING INFO & DRAFTING 0.00 0.00 0.00 0.00 STORES 0.00 (468.80) (37.16) 0.00 OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 OPERATIONS-METER 0.00 62,059.71 18,226.87 0.00 OPERATIONS-LINE 0.00 23,655.17 13,895.86 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 0.00 11,446.91 9,638.44 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 JOINT USE 0.00 0.00 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 2,143.62 70,332.62 26,025.23 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION 6,470.67 300,899.72 126,322.14 0.00 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00 OPERATIONS CENTER 0.00 0.00 0.00 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 0.00 26,535.88 5,185.53 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 0.00 0.00 4,254.77 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 0.00 0.00 0.00 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 0.00 0.00 0.00 0.00 CORPORATE COMMUNICATIONS 2.09 28.18 16.70 0.00 RATES 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 137.69 6,502.00 (472.21) 0.00 ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 0.00 3,726.14 13.63 8.79 BUILDING SERVICES 0.00 25,028.82 2,487.60 0.00 OFFICE SERVICES 0.00 0.00 0.00 0.00 LABOR FRINGES ON O&M LABOR 810.42 72,429.01 18,718.27 0.00 TOTAL O&M COSTS 9,950.84 890,559.86 250,806.78 8.79 CONSTRUCTION, RETIRE, OTHER WIP 21.00 710,584.32 414,204.78 20,653.14 MATERIAL & SUPPLY COSTS 4.63 59,228.60 14,788.92 134.79 FACILITY COSTS 4,584.00 97,596.00 48,864.00 452,964.00 INVESTMENT CARRYING CHARGES 7,572.00 160,668.00 79,836.00 506,916.00 COMPANY TOTAL 22,132.47 1,918,636.78 808,500.48 980,676.72
INDIANA MICHIGAN POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 31,603.08 0.00 0.00 0.00 0.00 BUSINESS SERVICES 255.00 0.00 0.00 0.00 0.00 DISTRIBUTION REGIONS MANAGERIAL 30,250.54 8.22 238.86 49.44 0.00 CUSTOMER SERVICES 56,716.98 599.36 19,999.50 4,238.47 0.00 ENGENEERING & PLANNING 43,186.98 0.00 425.78 0.00 0.00 ENGINEERING INFO & DRAFTING 57,035.50 2.60 131.99 9.13 0.00 STORES 138.30 (0.88) (49.61) (11.37) 0.00 OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00 OPERATIONS-METER 7,738.76 0.00 1,695.57 0.00 0.00 OPERATIONS-LINE 158,385.58 (1,306.81) (19.50) 11.32 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 262,624.30 0.00 0.00 0.00 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 13,443.50 3.19 92.40 19.13 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00 JOINT USE 84.83 0.00 0.00 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 12.82 0.00 12.83 (0.01) 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 63,128.56 23.50 10,675.04 2,251.48 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION 56,357.53 170.19 5,653.89 653.02 0.00 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 77,408.41 924.34 26,825.69 7,050.55 0.00 OPERATIONS CENTER 870,490.64 18.43 312,439.82 78,111.95 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 19,078.47 112.68 122.81 7.63 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 0.00 LAND MGMT-REAL ESTATE 335.58 0.00 0.00 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 1,910,746.43 0.53 1,908,631.68 3.21 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00 HYDRO PLANT 30,551.06 0.00 27,434.44 0.00 0.00 NUCLEAR GENERATION 1,735.38 0.00 1,225.47 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 387.38 9.43 132.27 33.09 0.00 CORPORATE COMMUNICATIONS 30,941.63 6.86 96.02 24.00 0.00 RATES 0.00 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 2,186,629.80 1,168.67 59,356.24 24,872.28 0.00 ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 97,191.81 60.29 547.13 41.26 0.00 BUILDING SERVICES 8,325.24 500.00 779.52 0.00 0.00 OFFICE SERVICES 32,696.52 706.99 17,891.03 4,739.35 0.00 LABOR FRINGES ON O&M LABOR 162,074.23 117.48 36,724.15 9,028.25 0.00 TOTAL O&M COSTS 4,219,174.84 3,125.07 2,431,063.02 131,132.18 0.00 CONSTRUCTION, RETIRE, OTHER WI 2,247,101.28 252.30 261,933.33 33,798.32 0.00 MATERIAL & SUPPLY COSTS 1,109,337.29 101.78 140,144.59 48,893.49 0.00 FACILITY COSTS 1,616,100.00 0.00 3,492.00 5,820.00 0.00 INVESTMENT CARRYING CHARGES 374,280.00 0.00 22,896.00 38,172.00 0.00 COMPANY TOTAL 9,565,993.41 3,479.15 2,859,528.94 257,815.99 0.00
INDIANA MICHIGAN POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 0.00 0.00 31,603.08 0.00 BUSINESS SERVICES 0.00 255.00 0.00 0.00 DISTRIBUTION REGIONS MANAGERIAL 8.25 29,587.77 358.00 0.00 CUSTOMER SERVICES 687.59 16,897.38 14,294.68 0.00 ENGENEERING & PLANNING 0.00 42,613.28 147.92 0.00 ENGINEERING INFO & DRAFTING 46.57 56,662.53 182.68 0.00 STORES (1.75) 230.61 (28.70) 0.00 OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 OPERATIONS-METER 0.00 5,722.54 320.65 0.00 OPERATIONS-LINE 1.71 159,654.60 44.26 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 0.00 262,624.30 0.00 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 3.18 13,255.49 70.11 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 JOINT USE 0.00 84.83 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 303.77 46,275.20 3,599.57 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION 802.03 22,617.94 26,460.46 0.00 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 923.86 21,356.37 20,327.60 0.00 OPERATIONS CENTER 11,165.12 345,876.86 122,878.46 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 2.19 18,815.73 17.43 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 LAND MGMT-REAL ESTATE 0.00 335.58 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 0.53 390.52 1,719.96 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 3,159.28 (42.66) 0.00 NUCLEAR GENERATION 0.00 260.05 249.86 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 9.49 127.50 75.60 0.00 CORPORATE COMMUNICATIONS 16.04 30,599.91 198.80 0.00 RATES 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 1,459.35 76,193.77 33,199.49 0.00 ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 16.09 96,539.03 (14.34) 2.35 BUILDING SERVICES 0.00 7,045.72 0.00 0.00 OFFICE SERVICES 2,156.09 7,158.12 44.94 0.00 LABOR FRINGES ON O&M LABOR 1,251.84 100,472.60 14,479.91 0.00 TOTAL O&M COSTS 18,851.95 1,364,812.51 270,187.76 2.35 CONSTRUCTION, RETIRE, OTHER WI 1,387.51 1,831,339.68 67,904.71 50,485.43 MATERIAL & SUPPLY COSTS 3,036.56 794,464.33 122,626.56 69.98 FACILITY COSTS 0.00 24,444.00 1,164.00 1,581,180.00 INVESTMENT CARRYING CHARGES 0.00 160,308.00 7,632.00 145,272.00 COMPANY TOTAL 23,276.02 4,175,368.52 469,515.03 1,777,009.76
WHEELING POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00 0.00 BUSINESS SERVICES (140.00) 0.00 0.00 0.00 (140.00) DISTRIBUTION REGIONS MANAGERIAL 266,234.05 2.49 72.69 15.05 45.10 CUSTOMER SERVICES 45,982.17 38.97 1,131.46 234.13 702.26 ENGENEERING & PLANNING 7,529.15 0.00 18.45 0.00 0.00 ENGINEERING INFO & DRAFTING 0.00 0.00 0.00 0.00 0.00 STORES (1,348.82) (4.46) (174.54) (38.09) (115.91) OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00 OPERATIONS-METER 79,762.50 0.00 0.00 0.00 0.00 OPERATIONS-LINE 17,337.37 0.00 24.22 0.00 7,486.55 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 31,814.19 0.00 3,229.19 1,614.60 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00 JOINT USE 70.20 0.00 0.00 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 0.00 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION 287,650.92 2.87 38,023.97 50.98 219.42 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00 0.00 OPERATIONS CENTER 0.00 0.00 0.00 0.00 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 0.00 0.00 0.00 0.00 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 0.00 LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 0.00 0.00 0.00 0.00 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 0.00 0.00 0.00 0.00 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 4,350.00 0.00 4,350.00 0.00 0.00 CORPORATE COMMUNICATIONS 1,225.07 0.57 1,205.15 2.00 5.12 RATES 0.00 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 613.56 (1.65) 485.45 (5.66) (14.58) ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 38,251.78 0.00 0.00 0.00 0.00 BUILDING SERVICES 46,362.62 0.00 0.00 0.00 127.90 OFFICE SERVICES 0.00 0.00 0.00 0.00 0.00 LABOR FRINGES ON O&M LABOR 96,607.59 10.39 5,434.89 253.97 1,270.09 TOTAL O&M COSTS 922,302.35 49.18 53,800.93 2,126.98 9,585.95 CONSTRUCTION, RETIRE, OTHER WIP 455,282.76 0.00 2,128.00 19.00 6,923.37 MATERIAL & SUPPLY COSTS 16,417.48 0.00 0.00 0.00 0.00 FACILITY COSTS 0.00 0.00 0.00 0.00 0.00 INVESTMENT CARRYING CHARGES 0.00 0.00 0.00 0.00 0.00 COMPANY TOTAL 1,394,002.59 49.18 55,928.93 2,145.98 16,509.32
WHEELING POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00 BUSINESS SERVICES 0.00 0.00 0.00 0.00 DISTRIBUTION REGIONS MANAGERIAL 0.00 266,043.58 55.14 0.00 CUSTOMER SERVICES 0.00 42,903.42 971.93 0.00 ENGENEERING & PLANNING 0.00 7,510.70 0.00 0.00 ENGINEERING INFO & DRAFTING 0.00 0.00 0.00 0.00 STORES 0.00 (900.07) (115.75) 0.00 OPERATIONS-ADMINISTRATIVE 0.00 0.00 0.00 0.00 OPERATIONS-METER 0.00 78,505.86 1,256.64 0.00 OPERATIONS-LINE 0.00 9,809.05 17.55 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 0.00 17,928.71 9,041.69 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 0.00 0.00 0.00 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 JOINT USE 0.00 70.20 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION 0.00 249,310.41 43.27 0.00 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 0.00 0.00 0.00 0.00 OPERATIONS CENTER 0.00 0.00 0.00 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 0.00 0.00 0.00 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 0.00 0.00 0.00 LAND MGMT-REAL ESTATE 0.00 0.00 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 0.00 0.00 0.00 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 0.00 0.00 0.00 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 0.00 0.00 0.00 0.00 CORPORATE COMMUNICATIONS 0.00 7.68 4.55 0.00 RATES 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 0.00 163.00 (13.00) 0.00 ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 0.00 38,251.78 0.00 0.00 BUILDING SERVICES 0.00 46,234.72 0.00 0.00 OFFICE SERVICES 0.00 0.00 0.00 0.00 LABOR FRINGES ON O&M LABOR 0.00 88,311.68 1,326.57 0.00 TOTAL O&M COSTS 0.00 844,150.72 12,588.59 0.00 CONSTRUCTION, RETIRE, OTHER WIP 0.00 445,998.39 214.00 0.00 MATERIAL & SUPPLY COSTS 0.00 16,360.35 57.13 0.00 FACILITY COSTS 0.00 0.00 0.00 0.00 INVESTMENT CARRYING CHARGES 0.00 0.00 0.00 0.00 COMPANY TOTAL 0.00 1,306,509.46 12,859.72 0.00
OHIO POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 26,240.52 0.00 0.00 0.00 0.00 BUSINESS SERVICES 183.00 0.00 0.00 0.00 57.00 DISTRIBUTION REGIONS MANAGERIAL 41,032.12 66.41 8,037.91 3,061.36 907.11 CUSTOMER SERVICES 450,793.54 122.70 12,393.28 114,420.05 22,508.77 ENGENEERING & PLANNING 137,059.19 73.93 30,825.93 6,308.57 916.24 ENGINEERING INFO & DRAFTING 46,519.59 (5.37) (75.24) (18.81) (48.36) STORES (13,522.25) (1.50) (13,042.44) (8.36) 342.14 OPERATIONS-ADMINISTRATIVE 81,314.00 4.77 138.21 28.60 85.79 OPERATIONS-METER 298,021.23 2.98 54,604.24 16,252.62 241.62 OPERATIONS-LINE 1,324,855.78 313.72 439,085.46 111,624.69 187,300.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 77,790.39 25.21 4,817.03 4,526.26 5,052.49 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 3,051.35 0.00 0.00 0.00 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00 JOINT USE 10,333.01 24.58 344.27 86.06 1,593.53 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 3,060.56 16.31 1,276.86 313.15 238.78 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 586,130.23 0.81 32,562.91 6,612.50 18,946.38 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION 943,698.34 0.11 313,334.67 27,002.92 20,151.61 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 21,368.21 71.35 12,746.35 1,679.06 1,454.25 OPERATIONS CENTER 731,543.10 577.67 283,629.09 72,067.43 225,991.77 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00 METER OPERATIONS 438,124.86 5,944.69 147,064.08 32,540.39 93,928.26 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 80,851.69 174.06 4,047.06 3,202.70 8,397.01 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 2,207.29 0.00 250.74 57.86 839.03 LAND MGMT-REAL ESTATE 15,737.36 5.88 82.27 33.02 52.89 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 3,246.20 0.00 3,246.20 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 334,002.97 0.34 190,050.77 6,487.93 65,893.06 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00 HYDRO PLANT 8,613.05 0.00 6,590.01 0.00 2,023.04 NUCLEAR GENERATION 41,818.29 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 214,114.02 0.00 151.24 718.39 6,457.00 CORPORATE COMMUNICATIONS 381,399.49 9.23 137.90 1,366.94 83.10 RATES 157,319.53 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 7,370,665.84 21,203.34 496,120.23 96,821.95 330,305.95 ACCOUNTING ADMINISTRATIVE 1,389.93 38.08 533.13 133.26 342.73 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 139,526.90 45.81 7,564.47 3,753.79 5,393.16 BUILDING SERVICES 95,147.08 12.46 1,025.00 246.06 8,022.70 OFFICE SERVICES 11,472.56 241.74 4,899.54 876.77 2,276.69 LABOR FRINGES ON O&M LABOR 893,998.10 711.37 211,819.39 38,618.16 257,651.26 TOTAL O&M COSTS 8,912,763.07 29,680.68 2,254,260.56 548,813.32 1,267,405.00 CONSTRUCTION, RETIRE, OTHER WIP 13,781,209.29 23,034.08 5,376,580.21 1,036,200.91 2,606,417.38 MATERIAL & SUPPLY COSTS 4,252,661.84 5,481.21 1,046,330.61 267,362.22 285,625.92 FACILITY COSTS 2,512,632.00 0.00 321,720.00 105,936.00 24,432.00 INVESTMENT CARRYING CHARGES 3,533,712.00 0.00 798,432.00 253,416.00 62,496.00 COMPANY TOTAL 32,992,978.20 58,195.97 9,797,323.38 2,211,728.45 4,246,376.30
OHIO POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 0.00 0.00 26,240.52 0.00 BUSINESS SERVICES 0.00 0.00 126.00 0.00 DISTRIBUTION REGIONS MANAGERIAL 7,060.32 0.00 21,899.01 0.00 CUSTOMER SERVICES 103,374.93 0.00 197,973.81 0.00 ENGENEERING & PLANNING 31,418.46 0.00 67,516.06 0.00 ENGINEERING INFO & DRAFTING 46,710.36 0.00 (42.99) 0.00 STORES 143.95 0.00 (956.04) 0.00 OPERATIONS-ADMINISTRATIVE 80,791.99 0.00 264.64 0.00 OPERATIONS-METER 20,187.15 0.00 206,732.62 0.00 OPERATIONS-LINE 130,226.11 0.00 456,305.80 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 7,659.32 0.00 55,710.08 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 3,051.35 0.00 0.00 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 JOINT USE 25.37 0.00 8,259.20 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 552.79 0.00 662.67 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 21,236.56 0.00 506,771.07 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION 191,937.90 0.00 391,271.13 0.00 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 401.07 0.00 5,016.13 0.00 OPERATIONS CENTER 10,381.34 0.00 138,895.80 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 METER OPERATIONS 9,955.28 0.00 148,692.16 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 42,432.22 0.00 22,598.64 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 0.00 1,059.66 0.00 LAND MGMT-REAL ESTATE 5.88 0.00 15,557.42 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 42.33 0.00 71,528.54 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 0.00 0.00 0.00 NUCLEAR GENERATION 0.00 0.00 41,818.29 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 0.00 0.00 206,787.39 0.00 CORPORATE COMMUNICATIONS 9,861.76 0.00 369,940.56 0.00 RATES 0.00 0.00 157,319.53 0.00 OTHER ADMIN GROUPS 34,462.26 0.00 280,609.08 64,799.03 ACCOUNTING ADMINISTRATIVE 38.09 0.00 304.64 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 35,483.20 0.00 87,147.40 139.07 BUILDING SERVICES 11,003.44 0.00 74,837.42 0.00 OFFICE SERVICES 1,040.73 0.00 2,105.79 31.30 LABOR FRINGES ON O&M LABOR 79,775.80 0.00 305,422.12 0.00 TOTAL O&M COSTS 879,259.96 0.00 3,868,374.15 64,969.40 CONSTRUCTION, RETIRE, OTHER WIP 646,091.77 0.00 3,703,531.03 389,353.91 MATERIAL & SUPPLY COSTS 76,758.21 0.00 2,568,918.58 2,185.09 FACILITY COSTS 67,608.00 0.00 537,432.00 1,455,504.00 INVESTMENT CARRYING CHARGES 72,240.00 0.00 1,064,280.00 1,282,848.00 COMPANY TOTAL 1,741,957.94 0.00 11,742,535.76 3,194,860.40
COLUMBUS SOUTHERN POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK Total KGPCO APCO KPCO I&M ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00 0.00 BUSINESS SERVICES 29.72 0.38 11.05 2.29 6.85 DISTRIBUTION REGIONS MANAGERIAL 179,255.53 52.53 15,964.51 8,899.53 624.99 CUSTOMER SERVICES 506,500.88 146.07 11,064.59 20,110.27 4,594.90 ENGENEERING & PLANNING 124,973.30 242.86 8,747.96 26,989.04 2,527.86 ENGINEERING INFO & DRAFTING 33,092.71 16.56 1,788.13 14,862.12 149.06 STORES (182.37) 0.34 (11.05) 18.85 (13.09) OPERATIONS-ADMINISTRATIVE 381,297.06 10.91 16,595.63 77,688.23 108.72 OPERATIONS-METER 45,803.16 43.08 1,140.73 150.82 420.28 OPERATIONS-LINE 255,086.86 143.20 13,804.54 31,928.34 20,117.12 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 155,127.86 8.73 2,680.72 18,889.53 78.54 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 42,113.45 7.62 2,395.95 9,702.81 138.62 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 0.00 JOINT USE 14,047.10 (10.00) 13,719.60 (35.00) (90.00) T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 13,976.28 0.00 667.49 918.69 100.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION 177,452.25 26.90 35,379.03 9,681.68 1,024.79 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 36,151.25 239.68 6,928.06 1,323.55 4,277.82 OPERATIONS CENTER 711.40 0.00 223.82 55.95 175.84 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 303,388.71 1,659.03 27,794.56 6,148.91 22,353.63 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 278,462.65 0.00 2,326.78 4,914.16 0.00 LAND MGMT-REAL ESTATE 504,984.61 75.29 987.90 14.11 237,864.27 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 2,360.26 0.00 0.00 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 312,304.70 110.92 2,147.90 388.28 15,884.59 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 0.00 0.00 0.00 0.00 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 763,907.07 20.96 572.42 1,399.17 188.57 CORPORATE COMMUNICATIONS 170,091.96 9.89 4,289.51 16,814.54 89.01 RATES 373,903.20 0.00 0.00 0.00 0.00 OTHER ADMIN GROUPS 9,836,754.83 1,729.60 88,832.76 28,910.43 33,330.10 ACCOUNTING ADMINISTRATIVE 139.97 0.00 0.00 139.97 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 171,478.01 1,403.02 10,520.66 10,149.10 1,817.02 BUILDING SERVICES 1,468,086.68 6.69 431,213.51 107,036.02 335,642.92 OFFICE SERVICES 71,164.25 1,389.07 19,481.44 4,952.12 12,522.31 LABOR FRINGES ON O&M LABOR 455,794.44 303.21 22,524.46 29,099.34 7,748.31 TOTAL O&M COSTS 7,333,617.78 7,636.54 741,792.66 431,152.85 701,683.03 CONSTRUCTION, RETIRE, OTHER WIP 2,799,019.56 (537.94) 198,362.95 236,198.84 260,350.90 MATERIAL & SUPPLY COSTS 319,369.68 1,312.60 86,920.40 38,977.01 33,243.06 FACILITY COSTS 6,436,558.00 0.00 29,757.00 130,248.00 0.00 INVESTMENT CARRYING CHARGES 2,908,082.00 0.00 4,779.00 240.00 0.00 COMPANY TOTAL 19,796,647.02 8,411.20 1,061,612.01 836,816.70 995,276.99
COLUMBUS SOUTHERN POWER COMPANY 2001 INTERCOMPANY BILLING COSTS INCURRED COMPANY BENEFITING FROM WORK WPCO OPCO CSP AEPSC ORGANIZATION PROVIDING SERVICE O&M COSTS MARKETING CONSUMER MARKETING 0.00 0.00 0.00 0.00 ECONOMIC DEVELOPMENT 0.00 0.00 0.00 0.00 BUSINESS SERVICES 0.38 8.77 0.00 0.00 DISTRIBUTION REGIONS MANAGERIAL 99.95 153,614.02 0.00 0.00 CUSTOMER SERVICES 214.40 470,370.65 0.00 0.00 ENGENEERING & PLANNING 242.98 86,222.60 0.00 0.00 ENGINEERING INFO & DRAFTING 16.57 16,260.27 0.00 0.00 STORES 0.31 (177.73) 0.00 0.00 OPERATIONS-ADMINISTRATIVE 175.69 286,717.88 0.00 0.00 OPERATIONS-METER 70.48 43,977.77 0.00 0.00 OPERATIONS-LINE 2,426.62 186,667.04 0.00 0.00 ENERGY DISTRIBUTION SUPPORT DISTRIBUTION OPERATIONS DISTRIBUTION OPERATIONS 0.00 0.00 0.00 0.00 RIGHT OF WAY MAINTENANCE 776.12 132,694.22 0.00 0.00 DISTRIBUTION ENGINEERING DISTRIBUTION ENG&PLANNING 59.23 29,809.22 0.00 0.00 DISTRIBUTION DATA SYSTEMS DATABASE APPLICATIONS 0.00 0.00 0.00 0.00 JOINT USE (10.00) 472.50 0.00 0.00 T&D MATERIAL DISTRIBUTION CENTRAL WAREHOUSE 0.00 0.00 0.00 0.00 ENERGY TRANSMISSION TRANSMISSION REGIONS TRANSMISSION_LINE 94.33 12,195.77 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION 2,338.40 129,001.45 0.00 0.00 TRANSMISSION SYSTEM ENG LINE ENGINEERING 0.00 0.00 0.00 0.00 LINE ENG/RIGHT OF WAY 0.00 0.00 0.00 0.00 LINE ENGINEERING/SURVEY 0.00 0.00 0.00 0.00 PROTECTION & CONTROL 0.00 0.00 0.00 0.00 STATION ENGINEERING 0.00 0.00 0.00 0.00 STATION CONSTRUCTION O&M ADMIN SYSTEM MAINT-TOOLS/EQUIP 321.78 23,060.36 0.00 0.00 OPERATIONS CENTER 7.98 247.81 0.00 0.00 ENERGY DELIVERY SUPPORT MEASURE & CUST_SUPPORT MEASUREMENTS ENG & SUPT 0.00 0.00 0.00 0.00 METER OPERATIONS 0.00 0.00 0.00 0.00 TELECOMMUNICATIONS TELECOM ENGINEERING 0.00 0.00 0.00 0.00 TELECOM OPERATIONS 1,452.16 243,980.42 0.00 0.00 OPERATIONS IMPROVEMENT LAND MANAGEMENT-FORESTRY 0.00 271,221.71 0.00 0.00 LAND MGMT-REAL ESTATE 4.03 266,039.01 0.00 0.00 ENERGY DELIVERY & CUSTOMER REL PLANNING & BUDGETING 0.00 2,360.26 0.00 0.00 COAL TERMINAL COOK COAL TERMINAL 0.00 0.00 0.00 0.00 PUTNAM 0.00 0.00 0.00 0.00 FOSSIL POWER PLANT MANAGERIAL 110.96 293,662.05 0.00 0.00 ENERGY PRODUCTION 0.00 0.00 0.00 0.00 PRODUCTION SUPPORT 0.00 0.00 0.00 0.00 ADMINISTRATIVE & TECH SERV 0.00 0.00 0.00 0.00 HYDRO PLANT 0.00 0.00 0.00 0.00 NUCLEAR GENERATION 0.00 0.00 0.00 0.00 ADMINISTRATIVE SUPPORT ADMINISTRATIVE STATE PRES/ENVIR & GOV'T 20.95 761,705.00 0.00 0.00 CORPORATE COMMUNICATIONS 1,070.51 147,818.50 0.00 0.00 RATES 0.00 373,903.20 0.00 0.00 OTHER ADMIN GROUPS 10,771.11 328,540.83 0.00 0.00 ACCOUNTING ADMINISTRATIVE 0.00 0.00 0.00 0.00 CORPORATE SERVICES CORPORATE SERVICES-ADMIN 0.00 0.00 0.00 0.00 FLEET MANAGEMENT 361.21 147,213.25 0.00 13.75 BUILDING SERVICES 15,296.83 578,890.71 0.00 0.00 OFFICE SERVICES 1,389.14 31,430.17 0.00 0.00 LABOR FRINGES ON O&M LABOR 1,273.98 394,845.14 0.00 0.00 TOTAL O&M COSTS 38,586.10 5,412,752.85 0.00 13.75 CONSTRUCTION, RETIRE, OTHER WIP 373.43 1,990,670.04 0.00 113,601.34 MATERIAL & SUPPLY COSTS (4,525.96) 163,232.26 0.00 210.31 FACILITY COSTS 14,006.00 489,279.00 0.00 5,773,268.00 INVESTMENT CARRYING CHARGES 11,638.00 240,597.00 0.00 2,650,828.00 COMPANY TOTAL 60,077.57 8,296,531.15 0.00 8,537,921.40
EXHIBIT G Organization chart showing the relationship of each EWG or foreign utility company in which the system holds an interest to other system companies. Each direct or indirect subsidiary of AEP Co., Inc. listed below is owned by the company immediately above it. The percentage ownership is 100% except where noted. 00. American Electric Power Company, Inc. 01. AEP Indian Mesa LP, LLC 02. AEP Indian Mesa GP, LLC 03. Indian Mesa Power Partners I LP (EWG) (a) 03. Indian Mesa Power Partners II LP (EWG) (a) 01. AEP Resources, Inc. 02. AEP Resources Australia Pty., Ltd. 03. Pacific Hydro Ltd. (20%) (FUCO) 02. AEPR Australia Holdings Pty., Ltd. 03. AEP Resources CitiPower I Pty. Ltd. 04. Australia's Energy Partnership (b) 05. Marregon (No. 2) Pty. Ltd. 06. CitiPower Pty. (FUCO) 07. CitiPower Trust (FUCO) 04. AEP Resources CitiPower II Pty. Ltd. 05. Australia's Energy Partnership (b) 06. Marregon (No. 2) Pty. Ltd. 07. CitiPower Pty. (FUCO) 08. CitiPower Trust (FUCO) 02. AEP Resources International, Limited 03. AEP Pushan Power LDC (c) 04. Nanyang General Light Electric Co., Ltd. (FUCO) (d) 03. AEP Resources Project Management Company, Ltd. 04. AEP Pushan Power LDC (c) 05. Nanyang General Light Electric Co., Ltd. (FUCO) (d) 02. AEP Delaware Investment Company 03. AEP Holdings I C.V. (FUCO) (e) 04. AEPR Global Investments (f) 05. AEPR Global Holland Holdings B.V. (FUCO) 04. AEP Holdings II C.V. (FUCO) (g) 05. AEP Energy Services UK Generation Limited (FUCO) 05. AEP Energy Services Limited (FUCO) 05. Intergen Denmark, Aps (FUCO) (h) 02. AEP Delaware Investment Company II (FUCO) 03. AEP Holdings II C.V. (FUCO) (g) 04. AEP Energy Services UK Generation Limited (FUCO) 04. AEP Energy Services Limited (FUCO) 04. Intergen Denmark, Aps (FUCO) (h) 02. AEP Delaware Investment Co. III 03. AEP Holdings I C.V. (FUCO) (e) 04. AEPR Global Investments (f) 05. AEPR Global Holland Holdings B.V. (FUCO) 04. AEP Holdings II C.V. (FUCO) (g) 05. AEP Energy Services UK Generation Limited (FUCO) 05. AEP Energy Services Limited (FUCO) 05. Intergen Denmark, Aps (FUCO) (h) 03. AEPR Global Investments (f) 04. AEPR Global Holland Holdings B.V. (FUCO) 01. Central and South West Corporation 02. CSW Energy, Inc. 03. Newgulf Power Venture, Inc. (EWG) 03. AEP Wind GP, LLC 03. AEP Wind LP, LLC 04. Trent Wind Farm L.P. (EWG) (i) 02. CSW International, Inc. 03. CSW International Two, Inc. 04. CSW UK Holdings 05. CSWI Europe Limited 06. South Coast Power Limited (FUCO) (j) 05. CSW UK Finance Company 06. CSW Investments 07. SEEBOARD Group plc 08. SEEBOARD plc (FUCO) 03. CSW International Three, Inc. 04. CSW UK Investments Limited 05. CSW Investments 06. SEEBOARD Group plc 07. SEEBOARD plc (FUCO) 03. CSW International, Inc. (a Cayman Island Company) 04. CSW Vale L.L.C. (FUCO) (k) 05. Empresa de Eletricidade Vale de Paranapanema S.A. (l) 03. CSW Vale L.L.C. (FUCO) (k) (a) Owned 99% by AEP Indian Mesa LP, LLC and 1% by AEP Indian Mesa GP,LLC. (b) Owned 99% by AEP Resources CitiPower I Pty. Ltd. and 1% by AEP Resources CitiPower II Pty. Ltd. (c) Owned 99% by AEP Resources International, Limited and 1% by AEP Resources Project Management Company, Ltd. (d) AEP Pushan Power LDC owns 70% and the remaining 30% is owned by two unaffiliated companies. (e) Owned 85% by AEP Delaware Investment Co. III and 15% by AEP Delaware Investment Company. (f) Owned 85% by AEP Holdings I C.V. and 15% by AEP Delaware Investment Company III. (g) Owned 85% by AEP Holdings I C.V. and 15% by AEP Delaware Investment Company II. (h) Owned 50% by AEP Holdings II C.V. and 50% by an unaffiliated company. (i) Owned 99% by AEP Wind LP, LLC and 1% by AEP Wind GP, LLC. (j) Owned 50% by CSWI Europe Limited and 50% by an unaffiliated company. (k) Owned 99% by CSW International, Inc. (Cayman) and 1% by CSW International, Inc. (Delaware). (l) Owned 21.42% by CSW Vale L.L.C. and 78.58% by an unaffiliated company. EXHIBIT H Audited financial statements for American Electric Power Company's EWG's and FUCO's are not available, therefore unaudited statements are included in this filing and are filed confidentially pursuant to Rule 104(b) of the PUHCA.