-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VK8ZGBU1ZiGzp7RagdN6lYcfUngKko7tixlpYk7b+krhSUrOfuwIVbza1s/Z7e+U y+OxJzTar9wlCFE03s59vw== 0000004904-01-500008.txt : 20010123 0000004904-01-500008.hdr.sgml : 20010123 ACCESSION NUMBER: 0000004904-01-500008 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN ELECTRIC POWER COMPANY INC CENTRAL INDEX KEY: 0000004904 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 134922640 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-08693 FILM NUMBER: 1504924 BUSINESS ADDRESS: STREET 1: 1 RIVERSIDE PLZ CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6142231000 FORMER COMPANY: FORMER CONFORMED NAME: KINGSPORT UTILITIES INC DATE OF NAME CHANGE: 19660906 35-CERT 1 jana.txt #20 4TH QTR 2000 UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION - ---------------------------------------------- : In the Matter of : : AMERICAN ELECTRIC POWER COMPANY, INC. : CERTIFICATE OF : NOTIFICATION APPALACHIAN POWER COMPANY : NO. 20 WHEELING POWER COMPANY : Columbus, Ohio : : (70-8693) : Public Utility Holding Company Act of 1935 : - ----------------------------------------------: THIS IS TO CERTIFY THAT AMERICAN ELECTRIC POWER COMPANY, INC., and certain of its electric utility subsidiaries, in accordance with the terms and conditions of, and for the purposes represented by, the Application or declaration herein, as amended, the orders of the Securities and Exchange Commission with respect thereto, dated December 8, 1995 and May 4, 1998, have carried out the transactions listed below: 1. Wheeling Power Company made short-term note borrowings from Key Bank National Association during the calendar quarter ended December 31, 2000; Appalachian Power Company sold commercial paper to Lehman Brothers Commercial Paper, Incorporated and Banc One Capital Markets, Inc. These note borrowings from banks and commercial paper transactions, if any, are summarized on the attached computer printouts for each company. Bank note borrowings are indicated as "BL" and Commercial Paper transactions by each company are indicated as "CP". The interest rate for each transaction involving note borrowings from banks in the report is calculated on an interest-bearing basis and a 360-day year. The interest rate for each commercial paper transaction is calculated on a discounted basis and a 360-day year. The actual prime rates in effect during the quarter are set forth in Exhibit A. This Certificate of Notification is filed pursuant to the Commission's Order in this proceeding after the end of the calendar quarter during which the above-described transactions were consummated. SIGNATURE As requested by order of this Commission pursuant to the Public Utility Holding Company Act of 1935, the utilities have duly caused this report to be signed on their behalf on this 10th day of January 2001. AMERICAN ELECTRIC POWER COMPANY, INC. APPALACHIAN POWER COMPANY WHEELING POWER COMPANY By: /s/ A. A. Pena ------------------------------- Vice President and Treasurer EXHIBIT A AMERICAN ELECTRIC POWER SYSTEM Schedule of Monthly Prime Rates Fourth Quarter of the Calendar Year 2000 Month Actual Prime Rates* Oct 1 - Dec 31 9.50% o Represents the prime commercial lending rates of major New York City banks as reported in The Wall Street Journal.
- ------------------------------------------------------------------------------- Appalachian Power Company - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ DEBT TYPE SETTLEMENT DATE MATURITY DATE INTEREST RATE PRINCIPAL AMOUNT - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 2-Oct-00 3-Oct-00 6.83 $10,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 2-Oct-00 12-Oct-00 6.78 $15,700,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 3-Oct-00 4-Oct-00 6.68 $4,025,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 4-Oct-00 6-Oct-00 6.85 $4,850,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 5-Oct-00 10-Oct-00 6.8 $8,300,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 6-Oct-00 11-Oct-00 6.7 $5,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 10-Oct-00 11-Oct-00 6.75 $7,600,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 12-Oct-00 24-Oct-00 6.75 $15,800,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 13-Oct-00 27-Oct-00 6.75 $14,325,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 16-Oct-00 18-Oct-00 6.8 $8,800,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 17-Oct-00 20-Oct-00 6.73 $23,525,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 18-Oct-00 26-Oct-00 6.75 $4,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 19-Oct-00 25-Oct-00 6.72 $9,500,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 19-Oct-00 25-Oct-00 6.75 $20,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 20-Oct-00 31-Oct-00 6.75 $41,900,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 24-Oct-00 30-Oct-00 6.75 $9,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 25-Oct-00 1-Nov-00 6.75 $20,525,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 26-Oct-00 1-Nov-00 6.75 $2,350,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 27-Oct-00 30-Oct-00 6.75 $16,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 30-Oct-00 2-Nov-00 6.85 $25,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 31-Oct-00 16-Nov-00 6.83 $20,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 1-Nov-00 16-Nov-00 6.83 $48,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 2-Nov-00 3-Nov-00 6.75 $1,300,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 2-Nov-00 7-Nov-00 6.83 $24,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 3-Nov-00 13-Nov-00 6.83 $4,600,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 6-Nov-00 14-Nov-00 6.85 $9,425,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 7-Nov-00 8-Nov-00 6.7 $17,800,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 8-Nov-00 10-Nov-00 6.75 $17,225,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 10-Nov-00 17-Nov-00 6.85 $10,350,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 13-Nov-00 15-Nov-00 6.8 $2,500,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 14-Nov-00 21-Nov-00 6.85 $17,800,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 16-Nov-00 20-Nov-00 6.83 $50,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 16-Nov-00 27-Nov-00 6.83 $13,600,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 17-Nov-00 22-Nov-00 6.83 $8,700,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 20-Nov-00 29-Nov-00 6.9 $50,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 20-Nov-00 29-Nov-00 6.88 $2,725,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 20-Nov-00 29-Nov-00 6.88 $50,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Nov-00 4-Dec-00 6.95 $17,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 22-Nov-00 28-Nov-00 7.05 $2,500,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 27-Nov-00 30-Nov-00 6.9 $9,600,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 29-Nov-00 30-Nov-00 6.85 $19,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 29-Nov-00 30-Nov-00 6.85 $50,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 29-Nov-00 30-Nov-00 6.85 $25,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 30-Nov-00 1-Dec-00 7.05 $1,200,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 30-Nov-00 1-Dec-00 7.05 $50,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 30-Nov-00 18-Dec-00 7.05 $50,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 1-Dec-00 4-Dec-00 7.05 $32,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 1-Dec-00 4-Dec-00 7.05 $30,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 1-Dec-00 4-Dec-00 7.05 $700,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 4-Dec-00 6-Dec-00 7.05 $20,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 4-Dec-00 11-Dec-00 7.05 $5,633,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 4-Dec-00 11-Dec-00 7.05 $30,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 4-Dec-00 5-Dec-00 7.15 $24,400,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 5-Dec-00 21-Dec-00 7.1 $29,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 5-Dec-00 21-Dec-00 7.1 $5,800,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 6-Dec-00 7-Dec-00 7.1 $20,025,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 7-Dec-00 8-Dec-00 7.15 $26,600,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 8-Dec-00 27-Dec-00 7.2 $23,775,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 11-Dec-00 12-Dec-00 7.2 $20,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 11-Dec-00 28-Dec-00 7.25 $15,900,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 12-Dec-00 13-Dec-00 7.1 $10,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 13-Dec-00 29-Dec-00 7.1 $11,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 15-Dec-00 18-Dec-00 7.25 $29,500,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 18-Dec-00 19-Dec-00 7.2 $8,600,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 18-Dec-00 4-Jan-01 8.1 $16,400,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 18-Dec-00 19-Dec-00 7.25 $25,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 18-Dec-00 20-Dec-00 7.2 $26,500,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 19-Dec-00 2-Jan-01 8.15 $13,500,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 19-Dec-00 20-Dec-00 7.3 $20,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 19-Dec-00 4-Jan-01 8.15 $13,500,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 19-Dec-00 10-Jan-01 8.1 $3,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 20-Dec-00 21-Dec-00 7.25 $10,935,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 20-Dec-00 31-Jan-01 8.15 $25,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 20-Dec-00 22-Dec-00 7.25 $13,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 20-Dec-00 12-Jan-01 8.15 $6,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 20-Dec-00 26-Jan-01 8.15 $7,565,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Dec-00 2-Jan-01 8.35 $3,460,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Dec-00 1-Feb-01 8.2 $4,480,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Dec-00 18-Jan-01 8.35 $10,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Dec-00 30-Jan-01 8.35 $3,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Dec-00 26-Dec-00 7.25 $8,700,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Dec-00 25-Jan-01 8.35 $537,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Dec-00 3-Jan-01 8.35 $5,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Dec-00 16-Jan-01 8.35 $15,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 21-Dec-00 9-Jan-01 8.35 $1,866,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 22-Dec-00 26-Dec-00 7.15 $2,250,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 22-Dec-00 1-Feb-01 8.2 $2,140,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 22-Dec-00 4-Jan-01 8.35 $5,110,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 26-Dec-00 27-Dec-00 7.25 $6,400,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 27-Dec-00 5-Jan-01 8.75 $12,000,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 27-Dec-00 5-Jan-01 8.75 $11,950,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 28-Dec-00 29-Dec-00 7.15 $11,588,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 28-Dec-00 8-Jan-01 8.6 $6,362,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 29-Dec-00 3-Jan-01 7.8 $21,275,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- CP 29-Dec-00 3-Jan-01 7.85 $4,350,000.00 - -------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------- Wheeling Power Company - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- DEBT TYPE SETTLEMENT DATE MATURITY DATE INTEREST RATE PRINCIPAL AMOUNT - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- KB 20-Oct-00 24-Oct-00 7.18 $2,000,000.00 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- KB 24-Oct-00 31-Oct-00 7.24 $6,500,000.00 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- KB 31-Oct-00 16-Nov-00 7.18 $5,500,000.00 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- KB 16-Nov-00 22-Nov-00 7.23 $3,800,000.00 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- KB 22-Nov-00 29-Nov-00 7.25 $8,800,000.00 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- KB 29-Nov-00 14-Dec-00 7.21 $6,700,000.00 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- KB 14-Dec-00 29-Dec-00 7.34 $4,900,000.00 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- KB 27-Dec-00 5-Jan-01 7.4 $425,000.00 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- KB 29-Dec-00 5-Jan-01 7.26 $4,600,000.00 - ------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------
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