-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPDwvqYQFlACJ+MGydHuKip36pXG7ccVi3K+EAxq6szCdkey9mRSM9UU+pEBXbso YIH+fXiYPsR7I5qabGt+bw== 0000004904-98-000133.txt : 19981014 0000004904-98-000133.hdr.sgml : 19981014 ACCESSION NUMBER: 0000004904-98-000133 CONFORMED SUBMISSION TYPE: 35-CERT/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981013 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN ELECTRIC POWER COMPANY INC CENTRAL INDEX KEY: 0000004904 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 134922640 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT/A SEC ACT: SEC FILE NUMBER: 070-05943 FILM NUMBER: 98723996 BUSINESS ADDRESS: STREET 1: 1 RIVERSIDE PLZ CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6142231000 FORMER COMPANY: FORMER CONFORMED NAME: KINGSPORT UTILITIES INC DATE OF NAME CHANGE: 19660906 35-CERT/A 1 AMENDMENT TO 07/09/98 FILING UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION - ---------------------------------------------- : In the Matter of : : AMERICAN ELECTRIC POWER COMPANY, INC. : CERTIFICATE Columbus, Ohio 43215 : OF : NOTIFICATION (70-5943) : : (AMENDED & RESTATED) PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 : - ----------------------------------------------: THIS IS TO CERTIFY that, in accordance with the terms and conditions of and for the purposes represented by the declaration, as amended, of American Electric Power Company, Inc. (the "Company") in the above-captioned file and the orders of the Securities and Exchange Commission with respect thereto (HCAR No. 19879, dated February 8, 1977; HCAR No. 19992, dated April 19, 1977; HCAR No. 20111, dated July 14, 1977; HCAR No. 20506, dated April 19, 1978; HCAR No. 20979, dated March 29, 1979; HCAR No. 21180, dated August 8, 1979; HCAR No. 21544, dated May 1, 1980; HCAR No. 22113, dated June 30, 1981; HCAR No. 22539, dated June 15, 1982; HCAR No. 22989, dated June 29, 1983; HCAR No. 23353, dated June 29, 1984; HCAR No. 23538, dated December 19, 1984; HCAR No. 23754, dated July 1, 1985; HCAR No. 23980, dated January 3, 1986; HCAR No. 24534, dated December 18, 1987, HCAR No. 25233, dated December 27, 1990, HCAR No. 25936, dated December 1, 1993, HCAR No. 26516 dated May 10, 1996 and HCAR No. 26553, dated August 13, 1996) during the period from April 1, 1998, through June 30, 1998, the Company issued a total of 308,640 shares of its Common Stock, $6.50 par value ("Common Stock"), to Stanley & Co. [a nominee of First Chicago Trust Company of New York ("First Chicago")], at a total purchase price of $14,522,686.87 , for the accounts of participants in the Company's Dividend Reinvestment and Direct Stock Purchase Plan (the "Plan"). During such period, First Chicago, as Agent under the Plan, also purchased on the open market for the accounts of participants a total of -0- shares of the Company's Common Stock, at a total purchase price of $-0- . These transactions are set forth in more detail in the attached Schedule I, incorporated herein by reference. Attached hereto is Schedule II, which provides a summary of the total expenses incurred, directly or indirectly, by the company in connection with the operation of the Plan for the year ending December 31, 1997. AMERICAN ELECTRIC POWER COMPANY, INC. By: /s/ A. A. Pena A. A. Pena, Treasurer Dated: October 12, 1998 SCHEDULE I to CERTIFICATE OF NOTIFICATION (#70-5943) of AMERICAN ELECTRIC POWER COMPANY, INC. For the Period April 1 - June 30, 1998 TRANSACTIONS THIS PERIOD: - Original Issue Shares - Shares Price Total Period Issued Per Share Purchase Price 04/07/98 3,836 $50.200 $ 192,567.20 04/14/98 3,430 49.150 168,584.50 04/21/98 2,680 48.444 129,829.92 04/28/98 2,365 47.075 111,332.38 05/05/98 4,543 47.181 214,343.28 05/12/98 1,644 47.013 77,289.37 05/19/98 2,695 46.331 124,862.05 05/26/98 1,361 45.244 61,577.08 06/02/98 4,639 45.838 212,642.48 06/09/98 3,884 47.056 182,765.50 06/10/98 267,202 47.013 12,561,967.63 06/16/98 4,953 47.381 234,678.09 06/23/98 2,595 46.956 121,850.82 06/30/98 2,813 45.644 128,396.57 Total O/I Purch. 308,640 $14,522,686.87 - Open Market Purchases - Shares Average Price Total Date Purchased Per Share Purchase Price Total O/M Purch. -0- $ -0- - Total Activity This Period - Shares Total Purchased Purchase Price O/I Shares 308,640 $14,522,686.87 O/M Purchases -0- -0- Total Activity 308,640 $14,522,686.87 SCHEDULE I to CERTIFICATE OF PAGE 2 NOTIFICATION (#70-5943) of AMERICAN ELECTRIC POWER COMPANY, INC. For the Period April 1 - June 30, 1998 CUMULATIVE SUMMARY OF TRANSACTIONS: - Original Issue Shares - Shares Total Issued Purchase Price Totals from last report 45,698,418 $919,671,659.69 Transactions this period 308,640 14,522,686.87 Total Original Issue Shares 46,007,058 $934,194,346.56 - Open Market Purchases - Shares Total Purchased Purchase Price Totals from last report 19,933,897 $604,795,081.99 Transactions this period -0- -0- Total Open Market Purchases 19,933,897 $604,795,081.99 SCHEDULE II to CERTIFICATE OF NOTIFICATION (#70-5943) of AMERICAN ELECTRIC POWER COMPANY, INC. Summary of Plan Expenses for the year ended December 31, 1997 Fees and expenses of First Chicago Trust Company of New York, the Plan agent: Brokers; fees for purchase of shares $ 6,766.32 Account maintenance charges * Postage 29,366.52 Printing expenses - DPR statement form, authorization cards, envelopes, and enclosing costs 8,909.87 Total $45,042.71 Average number of participants in the Plan during the year 52,045 * In prior years, the amount was separately identified in the billings from our transfer agent. However, beginning in 1991, we negotiated an all-encompassing fixed fee with the transfer agent for all transfer services it provides. Accordingly, it is not possible to separately identify this amount. The charge is approximately $5.00 per account. -----END PRIVACY-ENHANCED MESSAGE-----