-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GN0aQniRqAvbSNM784KCWbpOxhoSuPbtG1AvOzn3UwNTRBogj8PbeFWpbQPABSnA lxCkaC3/ZdcRMhUQh7QIJA== 0000004904-97-000049.txt : 19970409 0000004904-97-000049.hdr.sgml : 19970409 ACCESSION NUMBER: 0000004904-97-000049 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970408 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN ELECTRIC POWER COMPANY INC CENTRAL INDEX KEY: 0000004904 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 134922640 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-05943 FILM NUMBER: 97576591 BUSINESS ADDRESS: STREET 1: 1 RIVERSIDE PLZ CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6142231000 FORMER COMPANY: FORMER CONFORMED NAME: KINGSPORT UTILITIES INC DATE OF NAME CHANGE: 19660906 35-CERT 1 AEPCO C/N RE 70-5943 UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION : In the Matter of : : AMERICAN ELECTRIC POWER COMPANY, INC. : CERTIFICATE Columbus, Ohio 43215 : OF : NOTIFICATION (70-5943) : : PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 : : THIS IS TO CERTIFY that, in accordance with the terms and conditions of and for the purposes represented by the declaration, as amended, of American Electric Power Company, Inc. (the "Company") in the above-captioned file and the orders of the Securities and Exchange Commission with respect thereto (HCAR No. 19879, dated February 8, 1977; HCAR No. 19992, dated April 19, 1977; HCAR No. 20111, dated July 14, 1977; HCAR No. 20506, dated April 19, 1978; HCAR No. 20979, dated March 29, 1979; HCAR No. 21180, dated August 8, 1979; HCAR No. 21544, dated May 1, 1980; HCAR No. 22113, dated June 30, 1981; HCAR No. 22539, dated June 15, 1982; HCAR No. 22989, dated June 29, 1983; HCAR No. 23353, dated June 29, 1984; HCAR No. 23538, dated December 19, 1984; HCAR No. 23754, dated July 1, 1985; HCAR No. 23980, dated January 3, 1986; HCAR No. 24534, dated December 18, 1987, HCAR No. 25233, dated December 27, 1990, HCAR No. 25936, dated December 1, 1993, HCAR No. 26516 dated May 10, 1996 and HCAR No. 26553, dated August 13, 1996) during the period from January 1, 1997, through March 31, 1997, the Company issued a total of 329,503 shares of its Common Stock, $6.50 par value ("Common Stock"), to Stanley & Co. [a nominee of First Chicago Trust Company of New York ("First Chicago")], at a total purchase price of $13,624,949.05, for the accounts of participants in the Company's Dividend Reinvestment and Stock Purchase Plan (the "Plan"). During such period, First Chicago, as Agent under the Plan, also purchased on the open market for the accounts of participants a total of 41,898 shares of the Company's Common Stock, at a total purchase price of $1,729,489.39. These transactions are set forth in more detail in the attached Schedule I, incorporated herein by reference. AMERICAN ELECTRIC POWER COMPANY, INC. By: /s/ A. A. Pena A. A. Pena, Treasurer Dated: April 8, 1997 SCHEDULE I to CERTIFICATE OF NOTIFICATION (#70-5943) of AMERICAN ELECTRIC POWER COMPANY, INC. For the Period January 1 - March 31, 1997 TRANSACTIONS THIS PERIOD: - Original Issue Shares - Shares Price Total Period Issued Per Share Purchase Price 1/01/97 to 3/31/97 329,503 $41.350 $13,624,949.05 - Open Market Purchases - Shares Average Price Total Date Purchased Per Share Purchase Price 01/02/97 729 $41.125 $ 29,980.13 01/03/97 5,379 41.000 220,539.00 01/15/97 4,130 42.000 173,460.00 01/16/97 2,511 42.000 105,462.00 02/03/97 8,358 41.125 343,722.75 02/04/97 1,196 41.250 49,335.00 02/18/97 1,849 42.125 77,889.13 02/18/97 2,328 42.125 98,067.00 02/19/97 1,510 42.125 63,608.75 03/03/97 1,462 41.625 60,855.75 03/04/97 2,530 41.750 105,627.50 03/11/97 4,092 40.625 166,237.50 03/17/97 4,197 40.125 168,404.63 03/18/97 1,627 40.750 66,300.25 Total O/M Purch. 41,898 $ 1,729,489.39 - Total Activity This Period - Shares Total Purchased Purchase Price O/I Shares 329,503 $13,624,949.05 O/M Purchases 41,898 1,729,489.39 Total Activity 371,401 $15,354,438.44 HEDULE I to CERTIFICATE OF PAGE 2 NOTIFICATION (#70-5943) of AMERICAN ELECTRIC POWER COMPANY, INC. For the Period January 1 - March 31, 1997 CUMULATIVE SUMMARY OF TRANSACTIONS: - Original Issue Shares - Shares Total Issued Purchase Price Totals from last report 256,073 $ 10,313,340.08 Transactions this period 329,503 13,624,949.05 Total Original Issue Shares 585,576 $ 23,938.289.13 - Open Market Purchases - Shares Total Purchased Purchase Price Totals from last report 134,882 $ 5,446,861.77 Transactions this period 41,898 1,729,489.39 Total Open Market Purchases 176,780 $ 7,176,351.16 -----END PRIVACY-ENHANCED MESSAGE-----