0001771015-24-000003.txt : 20240522
0001771015-24-000003.hdr.sgml : 20240522
20240522175815
ACCESSION NUMBER: 0001771015-24-000003
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240423
FILED AS OF DATE: 20240522
DATE AS OF CHANGE: 20240522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COWEN AND COMPANY, LLC
CENTRAL INDEX KEY: 0000048966
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41102
FILM NUMBER: 24974619
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-562-1727
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: COWEN & CO., LLC
DATE OF NAME CHANGE: 20060208
FORMER NAME:
FORMER CONFORMED NAME: SG COWEN & CO., LLC
DATE OF NAME CHANGE: 20040521
FORMER NAME:
FORMER CONFORMED NAME: SG COWEN SECURITIES CORPORATION
DATE OF NAME CHANGE: 20040503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cowen Holdings, Inc.
CENTRAL INDEX KEY: 0001355007
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41102
FILM NUMBER: 24974620
BUSINESS ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 646-562-1727
MAIL ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER NAME:
FORMER CONFORMED NAME: Cowen Group, Inc.
DATE OF NAME CHANGE: 20060303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COWEN INC.
CENTRAL INDEX KEY: 0001466538
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41102
FILM NUMBER: 24974623
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-845-7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: COWEN GROUP, INC.
DATE OF NAME CHANGE: 20091102
FORMER NAME:
FORMER CONFORMED NAME: LexingtonPark Parent Corp
DATE OF NAME CHANGE: 20090617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RCG LV Pearl LLC
CENTRAL INDEX KEY: 0001613404
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41102
FILM NUMBER: 24974621
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-562-1000
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cowen Financial Products LLC
CENTRAL INDEX KEY: 0001771015
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41102
FILM NUMBER: 24974622
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 6465621000
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Canna-Global Acquisition Corp
CENTRAL INDEX KEY: 0001867443
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 863692449
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4640 ADMIRALTY WAY
STREET 2: SUITE 500
CITY: MARINA DEL REY
STATE: CA
ZIP: 90292
BUSINESS PHONE: (6016) 333-0323
MAIL ADDRESS:
STREET 1: 4640 ADMIRALTY WAY
STREET 2: SUITE 500
CITY: MARINA DEL REY
STATE: CA
ZIP: 90292
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2024-04-23
0
0001867443
Canna-Global Acquisition Corp
CNGL
0001466538
COWEN INC.
599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001771015
Cowen Financial Products LLC
599 LEXINGTON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001613404
RCG LV Pearl LLC
599 LEXINGTON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001355007
Cowen Holdings, Inc.
1221 AVENUE OF THE AMERICAS
NEW YORK
NY
10020
0
0
1
0
0000048966
COWEN AND COMPANY, LLC
599 LEXINGTON AVENUE
20TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Canna-Global Acquisition Cl A
195000
I
By Cowen Financial Products LLC (1),(2), (3)
Canna-Global Acquisition Cl A
2348
I
By Cowen and Company, LLC (1)(2)(4)
(1)This Form 3 is filed jointly by Cowen Inc., Cowen Financial Products LLC("Cowen Financial"), Cowen and Company, LLC ("Cowen and Company"), Cowen Holdings, Inc. ("Cowen Holdings") and RCG LV Pearl LLC ("RCG"), and collectively, the "Reporting Person"
(2) Each of the Reporting Persons declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934, as amended, or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purposes of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest.
(3)Represents securities owned directly by Cowen Financial. RCG is the sole member of Cowen Financial. Cowen Inc. is the sole member of RCG. In such capacities, each of RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen Financial, but disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest herein.
(4)Represents securities owned directly by Cowen and Company. Cowen Holdings is the sole member of Cowen and Company. RCG is the sole owner of Cowen Holdings. Cowen Inc. is the sole member of RCG. In such capacities, Cowen Holdings, RCG and Cowen Inc. may be deemed to beneficially own the securities owned directly by Cowen and Company, but disclaims beneficial ownership of the securities reported herein except to the extent of the pecuniary interest herein.
Cowen Inc., By:/s/ John Holmes, Chief Operating Officer
2024-05-22
Cowen Financial Products LLC, By: RCG LV Pearl, sole owner, By: Cowen Inc., sole member, By: /s/John Holmes, Chief Operating Officer
2024-05-22
RCG LV Pearl LLC, By: Cowen Inc., sole member, By:/s/John Holmes, Chief Operating Officer
2024-05-22
Cowen Holdings, Inc. By: RCG LV Pearl LLC, sole owner, By: Cowen Inc., sole member, By: /s/John Holmes, Chief Operating Officer
2024-05-22
Cowen and Company, LLC,By: Cowen Holdings, Inc., sole member, By: RCG Pearl LV LLC, sole owner, By: Cowen Inc., sole member, By: /s/John Holmes, Chief Operating Officer
2024-05-22