0001209191-15-087175.txt : 20151228 0001209191-15-087175.hdr.sgml : 20151225 20151228185654 ACCESSION NUMBER: 0001209191-15-087175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151223 FILED AS OF DATE: 20151228 DATE AS OF CHANGE: 20151228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUBBELL INC CENTRAL INDEX KEY: 0000048898 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 060397030 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 WATERVIEW DR CITY: SHELTON STATE: CT ZIP: 06484-1000 BUSINESS PHONE: 2037994100 MAIL ADDRESS: STREET 1: 40 WATERVIEW DR CITY: SHELTON STATE: CT ZIP: 06484-1000 FORMER COMPANY: FORMER CONFORMED NAME: HUBBELL HARVEY INC DATE OF NAME CHANGE: 19860716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORD DAVID G CENTRAL INDEX KEY: 0001184191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02958 FILM NUMBER: 151310116 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-23 0 0000048898 HUBBELL INC HUBB 0001184191 NORD DAVID G C/O HUBBELL INCORPORATED 40 WATERVIEW DRIVE SHELTON CT 06484 1 1 0 0 Chairman, President & CEO Class B Common ($.01 Par) 2015-12-23 4 J 0 91148 D 0 D Common Stock 2015-12-23 4 J 0 91148 A 91148 D Stock Appreciation Right 2015-12-23 4 J 0 364925 D Class B Common Stock 364925 0 D Stock Appreciation Right 2015-12-23 4 J 0 364925 A Common Stock 364925 364925 D On December 23, 2015, Hubbell Incorporated (the "Company") filed with the Secretary of the State of the State of Connecticut (the time of the effectiveness of such filing, the "Effective Time") an Amended and Restated Certificate of Incorporation to, among other things, effect a reclassification transaction (the "Reclassification"), in which (a) each holder of Class A common stock of the Company, par value $0.01 per share ("Class A Common Stock"), as of immediately prior to the Effective Time became entitled to receive cash in the amount of $28.00 for each share of Class A Common Stock held, and (b) each share of Class A Common Stock issued and outstanding immediately prior to the Effective Time and each share of Class B common stock, par value $0.01 per share ("Class B Common Stock"), issued and outstanding immediately prior to the Effective Time was reclassified into one share of common stock of the Company, par value $0.01 per share (the "Common Stock"). Includes (a) 69,277 shares of Class B Common Stock held directly, which have been reclassified into 69,277 shares of Common Stock, and (b) 21,871 shares of Class B Common Stock, which have been reclassified into 21,871 shares of Common Stock, previously granted as restricted stock under the Second Amended and Restated 2005 Incentive Award Plan. Includes 364,925 stock appreciation rights ("SARs") previously granted at previously disclosed prices and, subject to previously disclosed vesting restrictions, exercisable for shares of Class B Common Stock which, in connection with the Reclassification, have been converted into 364,925 SARs exercisable for shares of Common Stock, but otherwise maintaining the terms and conditions applicable to such SARs. Megan C. Preneta, Attorney-in-fact for David G. Nord 2015-12-28