-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cl5pLLRLBwLBnKXQnRNrM4JBs8I1UesDv5Y7z+fm6z8amBo9rrPtUc8AmFJPq4ST 0iMmK3ubFgdLqsoBs4MYJA== 0001012990-99-000003.txt : 19990615 0001012990-99-000003.hdr.sgml : 19990615 ACCESSION NUMBER: 0001012990-99-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990531 FILED AS OF DATE: 19990608 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INC CENTRAL INDEX KEY: 0000048305 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] IRS NUMBER: 410415010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20629 FILM NUMBER: 99642357 BUSINESS ADDRESS: STREET 1: HONEYWELL PLZ STREET 2: 2701 4TH AVE S CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6129511000 MAIL ADDRESS: STREET 1: PO BOX 524 CITY: MINEAPOLIS STATE: MN ZIP: 55440-0524 FORMER COMPANY: FORMER CONFORMED NAME: MINNEAPOLIS HONEYWELL REGULATOR CO DATE OF NAME CHANGE: 19670213 COMPANY DATA: COMPANY CONFORMED NAME: TAMBAKERAS MARKOS I CENTRAL INDEX KEY: 0001012990 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] OTHER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: HONEYWELL PLZ STREET 2: P O BOX 524 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6129511000 MAIL ADDRESS: STREET 1: PO BOX 524 CITY: MINEAPOLIS STATE: MN ZIP: 55440-0524 4 1 FORM 4 - 5/31/1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person TAMBAKERAS, MARKOS I. Honeywell Inc. 16404 No. Black Canyon Hwy. Phoenix, AZ 85023 2. Issuer Name and Ticker or Trading Symbol Honeywell Inc. HON 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 5/31/1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) Former Business President 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |5/10/9|M | |2,308 |A |$43.3125 | | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5/10/9|M | |38,096 |A |$43.3125 | | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5/10/9|M | |132 |A |$43.50 | | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5/10/9|M | |1,504 |A |$43.50 | | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5/10/9|M | |1,329 |A |$75.19 | | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5/10/9|M | |20,171 |A |$75.19 | | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5/10/9|M | |1,317 |A |$75.875 | | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5/10/9|M | |16,683 |A |$75.875 | | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5/10/9|S | |81,540 |D |$100.2424 |19,819* |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |1,202 |I |401(k) Plan Trust | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$43.3125|5/10/|M | |2,308 |D |7/18/|7/18/|Common Stock|2,308 | | | | | (right to buy) | |99 | | | | |96 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$43.3125|5/10/|M | |38,096 |D |7/18/|7/18/|Common Stock|38,096 | | | | | (right to buy) | |99 | | | | |96 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$43.50 |5/10/|M | |132 |D |9/1/9|7/16/|Common Stock|132 | | | | | (right to buy) | |99 | | | | |6 |01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$43.50 |5/10/|M | |1,504 |D |9/1/9|7/20/|Common Stock|1,504 | | | | | (right to buy) | |99 | | | | |6 |02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$75.19 |5/10/|M | |1,329 |D |2/18/|2/18/|Common Stock|1,329 | | | | | (right to buy) | |99 | | | | |98 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$75.19 |5/10/|M | |20,171 |D |2/18/|2/18/|Common Stock|20,171 | | | | | (right to buy) | |99 | | | | |98 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$75.875 |5/10/|M | |1,317 |D |2/17/|2/17/|Common Stock|1,317 | | | | | (right to buy) | |99 | | | | |99 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$75.875 |5/10/|M | |16,683 |D |2/17/|2/17/|Common Stock|16,683 | |0** | | | (right to buy) | |99 | | | | |99 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * The reporting person terminated employment with Honeywell Inc. on May 21, 1999, resulting in the forfeiture of 16,000 shares of restricted stock previously reported as beneficially owned by the reporting person. ** The reporting person terminated employment with Honeywell Inc. on May 21, 1999, resulting in the forfeiture of 55,000 shares in options that had not yet vested. SIGNATURE OF REPORTING PERSON /s/ Kathleen M. Gibson on behalf of Markos I. Tambakeras DATE June 8, 1999 -----END PRIVACY-ENHANCED MESSAGE-----