-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DhLqDD4AjOfpLpHJ02r0ko1TdW4h2V343KKKxIFU6PGGBvwQjtE1NyK5GUR0ruTR 25bNLU6b53jj1VcWBPfAmw== 0001012986-99-000005.txt : 19990909 0001012986-99-000005.hdr.sgml : 19990909 ACCESSION NUMBER: 0001012986-99-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990831 FILED AS OF DATE: 19990908 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INC CENTRAL INDEX KEY: 0000048305 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] IRS NUMBER: 410415010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20629 FILM NUMBER: 99707370 BUSINESS ADDRESS: STREET 1: HONEYWELL PLZ STREET 2: 2701 4TH AVE S CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6129511000 MAIL ADDRESS: STREET 1: PO BOX 524 CITY: MINEAPOLIS STATE: MN ZIP: 55440-0524 FORMER COMPANY: FORMER CONFORMED NAME: MINNEAPOLIS HONEYWELL REGULATOR CO DATE OF NAME CHANGE: 19670213 COMPANY DATA: COMPANY CONFORMED NAME: HJERPE WILLIAM M CENTRAL INDEX KEY: 0001012986 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: HONEYWELL PLZ STREET 2: P O BOX 524 CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6129511000 MAIL ADDRESS: STREET 1: PO BOX 524 CITY: MINEAPOLIS STATE: MN ZIP: 55440-0524 4 1 FORM 4 - 8/31/1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person HJERPE, WILLIAM M. Honeywell Europe SA 3, Ave du Bourget Brussels, B 1140 Belgium 2. Issuer Name and Ticker or Trading Symbol Honeywell Inc. HON 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 8/31/1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President, Honeywell Europe 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |(1) |J |V|3 (1) |A |N.A. | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/9/99|M | |20,171 (2) |A |$75.19 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/9/99|F | |12,808 |D (|$118.4063 | |D | | | | | | |3) | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/9/99|F | |2,684 |D (|$118.4063 | |D | | | | | | |4) | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/9/99|M | |6,059 (2) |A |$75.875 | |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/9/99|F | |3,882 |D (|$118.4063 | |D | | | | | | |3) | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/9/99|F | |794 |D (|$118.4063 | |D | | | | | | |4) | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/19/9|S | |12,000 |D |$114.00 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/19/9|S | |10,000 |D |$114.7188 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|M | |10,624 |A |$75.875 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|M | |1,317 |A |$75.875 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|M | |1,329 |A |$75.19 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|M | |4,595 |A |$60.0625 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|M | |5,618 |A |$55.00 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|M | |3,241 |A |$43.50 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|M | |3,650 |A |$43.50 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|M | |1,357 |A |$43.50 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|S | |31,731 |D |$122.3409 | |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |8/24/9|S | |10,752 |D |$122.0215 |16,615 |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |1,226 |I |401(k) Plan Trust | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$75.19 |8/9/9|M | |20,171 |D |2/18/|2/18/|Common Stock|20,171 | | |D | | (right to buy) | |9 | | | | |98 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$75.875 |8/9/9|M | |6,059 |D |2/17/|2/17/|Common Stock|6,059 | | |D | | (right to buy) | |9 | | | | |99 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$118.406|8/9/9|A | |12,808 |A |8/9/0|2/18/|Common Stock|12,808 | | |D | | (right to buy) |3 |9 | | | | |0 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$118.406|8/9/9|A | |3,882 |A |9/1/9|2/17/|Common Stock|3,882 | | |D | | (right to buy) |3 |9 | | | | |9 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$75.875 |8/24/|M | |10,624 |D |2/17/|2/17/|Common Stock|10,624 | | |D | | (right to buy) | |99 | | | | |99 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$75.875 |8/24/|M | |1,317 |D |2/17/|2/17/|Common Stock|1,317 | | |D | | (right to buy) | |99 | | | | |99 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$75.19 |8/24/|M | |1,329 |D |2/18/|2/18/|Common Stock|1,329 | | |D | | (right to buy) | |99 | | | | |98 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Optoin |$60.0625|8/24/|M | |4,595 |D |9/4/9|10/2/|Common Stock|4,595 | | |D | | (right to buy) | |99 | | | | |7 |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$55.50 |8/24/|M | |5,618 |D |8/6/9|2/17/|Common Stock|5,618 | | |D | | (right to buy) | |99 | | | | |7 |02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$43.50 |8/24/|M | |3,241 |D |9/1/9|7/18/|Common Stock|3,241 | | |D | | (right to buy) | |99 | | | | |6 |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$43.50 |8/24/|M | |3,650 |D |9/1/9|7/20/|Common Stock|3,650 | | |D | | (right to buy) | |99 | | | | |6 |02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$43.50 |8/24/|M | |1,357 |D |9/1/9|2/17/|Common Stock|1,357 | |93,750 |D | | (right to buy) | |99 | | | | |6 |02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Shares purchased under the Employee Stock Purchase Plan. (2) Exercise of stock options, using stock to pay the exercise price and tax obligations. (3) Shares used to pay exercise price. (4) Shares used to satisfy tax obligations. SIGNATURE OF REPORTING PERSON /s/ Kathleen M. Gibson on behalf of William M. Hjerpe DATE September 8, 1999 -----END PRIVACY-ENHANCED MESSAGE-----