-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdsepWDZ44dsY6LLiXVAE8qaeazrgswhB238KHkxreMbsp4JY8Xlkb+WAB7uOXSb hPjv4+ZWRfKtlz8wWng6dg== 0000950172-99-000756.txt : 19990615 0000950172-99-000756.hdr.sgml : 19990615 ACCESSION NUMBER: 0000950172-99-000756 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990604 FILED AS OF DATE: 19990614 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIEDSIGNAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-08974 FILM NUMBER: 99646190 BUSINESS ADDRESS: STREET 1: 101 COLUMBIA RD STREET 2: PO BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 BUSINESS PHONE: 2014552000 MAIL ADDRESS: STREET 1: 101 COLUMBIA RD P O BOX 4000 STREET 2: 101 COLUMBIA RD P O BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INC CENTRAL INDEX KEY: 0000048305 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] OWNER IRS NUMBER: 410415010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: HONEYWELL PLZ STREET 2: 2701 4TH AVE S CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6129511000 MAIL ADDRESS: STREET 1: PO BOX 524 CITY: MINEAPOLIS STATE: MN ZIP: 55440-0524 FORMER COMPANY: FORMER CONFORMED NAME: MINNEAPOLIS HONEYWELL REGULATOR CO DATE OF NAME CHANGE: 19670213 3 1 FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION _____________________ WASHINGTON, D.C. 20549 | OMB APPROVAL | |---------------------| INITIAL STATEMENT OF |OMB NUMBER: 3235-0104| BENEFICIAL OWNERSHIP OF SECURITIES |EXPIRES: | | SEPTEMBER 30, 1998| Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE | Securities Exchange Act of 1934, |BURDEN HOURS | Section 17(a) of the Public Utility |PER RESPONSE..... 0.5| Holding Company Act of 1935 |_____________________| or Section 30(f) of the Investment Company Act of 1940 - --------------------------------------------------------------------------- 1. Name and Address of Reporting Person Honeywell Inc. ----------------------------------------------------------------------- (Last) (First) (Middle) Honeywell Plaza ----------------------------------------------------------------------- (Street) Minneapolis Minnesota 55408 ----------------------------------------------------------------------- (City) (State) (Zip) - --------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 6/4/99 - --------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 41-0415010 - --------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol AlliedSignal Inc. (ALD) - --------------------------------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director+ ( x) 10% Owner ( ) Officer (give title below) ( ) Other (specify title below) ------------------------------------- - --------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - --------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) _x_Form filed by One Reporting Person ___Form filed by More than One Reporting Person =========================================================================== TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - --------------------------------------------------------------------------- |1. Title of Security|2. Amount of |3. Ownership |4. Nature of | | (Instr. 4) | Securities | Form: Direct| Indirect | | | Beneficially| (D) or | Beneficial | | | Owned | Indirect (I)| Ownership | | | (Instr. 4) | (Instr. 5) | (Instr. 5) | |--------------------|---------------|---------------|--------------------| [TYPE ENTRIES HERE] =========================================================================== TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - --------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 4) Option to Purchase Common Stock - --------------------------------------------------------------------------- 2. Date Exercisable and Expiration Date (Month/Day/Year) __________(1)____________ ___________(1)____________ Date Exercisable Expiration Date - --------------------------------------------------------------------------- 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Common Stock, par value $1.00 per share 109,308,537(1) Title Amount or Number of Shares - --------------------------------------------------------------------------- 4. Conversion or Exercise Price of Derivative Security $58.375 per share - --------------------------------------------------------------------------- 5. Ownership Form of Derivative Security: Direct(D) or Indirect(I) (Instr. 5) D - --------------------------------------------------------------------------- 6. Nature of Indirect Beneficial Ownership (Instr. 5) =========================================================================== EXPLANATION OF RESPONSES: See attached footnote (1) HONEYWELL INC. By /s/ Edward D. Grayson June 14, 1999 ---------------------------------- --------------------- ** SIGNATURE OF REPORTING PERSON DATE Name: Edward D. Grayson Title: Vice President and General Counsel - ----------------------------- ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE. POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER. =========================================================================== (1) On June 4, 1999, Honeywell Inc. (the "Reporting Person"), AlliedSignal Inc. (the "Issuer") and Blossom Acquisition Corp. ("Merger Sub"), a wholly owned subsidiary of the Reporting Person, entered into an Agreement and Plan of Merger (the "Merger Agreement") providing for, among other things, the merger of Merger Sub with and into the Reporting Person, with the Reporting Person being the surviving corporation in such merger and becoming a wholly owned subsidiary of the Issuer. In connection with the Merger Agreement, the Issuer and the Reporting Person entered into a Stock Option Agreement (the "Option Agreement"), dated as of June 4, 1999, pursuant to which the Issuer granted the Reporting Person an option (the "Option") to purchase up to 109,308,537 shares of common stock of the Issuer. The Option may only be exercised if the Merger Agreement is terminated under certain circumnstances set forth in the Merger Agreement and the Option Agreement. By reason of its execution of the Option Agreement, the Reporting Person may be deemed to have beneficial ownership of the Option Shares and, accordingly, may be deemed to beneficially own 109,308,537 (or approximately 16.6% of the outstanding shares of common stock of the Issuer (assuming exercise of the Option and based upon the 549,289,134 shares of common stock of the Issuer outstanding on June 3, 1999 as represented by the Issuer to the Reporting Person in the Merger Agreement). The Reporting Person expressly disclaims any beneficial ownership of the Option Shares on the grounds that the Option is not presently exerciseable and only becomes exerciseable upon the occurrence of the events referred to above. If the Option were exercised, the Reporting Person would have the sole right to vote and to dispose of the Option Shares issued as a result of such exercise. Neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission that the Reporting Person is the beneficial owner of the Option Shares for purposes of Sections 13(d) or 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose and such beneficial ownership is expressly disclaimed. The foregoing summary of the Option Agreement is qualified in its entirety by reference to such agreement, which has been filed as an exhibit to the Reporting Person's statement on Schedule 13D filed with respect to the Issuer on the date hereof. -----END PRIVACY-ENHANCED MESSAGE-----