-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JdaqOw2RRWCLJRGPm58BftxfQaV5jLUj1OvT86jt+q2Jlzm8YB8cEDeYuqCDhOj1 TNwDGIlFI2aRQQPojzSNhg== 0000861177-97-000106.txt : 19970222 0000861177-97-000106.hdr.sgml : 19970222 ACCESSION NUMBER: 0000861177-97-000106 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INC CENTRAL INDEX KEY: 0000048305 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] IRS NUMBER: 410415010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-32121 FILM NUMBER: 97534193 BUSINESS ADDRESS: STREET 1: HONEYWELL PLZ CITY: MINNEAPOLIS STATE: MN ZIP: 55408 BUSINESS PHONE: 6129511000 MAIL ADDRESS: STREET 1: PO BOX 524 CITY: MINEAPOLIS STATE: MN ZIP: 55440-0524 FORMER COMPANY: FORMER CONFORMED NAME: MINNEAPOLIS HONEYWELL REGULATOR CO DATE OF NAME CHANGE: 19670213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRINSON PARTNERS INC/IL CENTRAL INDEX KEY: 0000861177 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 209 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL BUSINESS PHONE: 60604-1295 MAIL ADDRESS: STREET 1: 209 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60604-1295 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Honeywell Inc. (Name of Issuer) Common Stock (see Item 2(d)) (Title of Class of Securities) 438506107 (CUSIP Number) Check the following box if a fee is being paid with this statement ____. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Cusip 438506107 Page 2 of 8 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brinson Partners, Inc. 36-3664388 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a b 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER - -0- 6 SHARED VOTING POWER - -0- 7 SOLE DISPOSITIVE POWER - -0- 8 SHARED DISPOSITIVE POWER - -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - -0- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% 12 TYPE OF REPORTING PERSON* CO IA * SEE INSTRUCTION BEFORE FILLING OUT! Cusip 438506107 Page 3 of 8 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brinson Trust Company 36-3718331 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a b 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER - -0- 6 SHARED VOTING POWER - -0- 7 SOLE DISPOSITIVE POWER - -0- 8 SHARED DISPOSITIVE POWER - -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - -0- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% 12 TYPE OF REPORTING PERSON* BK * SEE INSTRUCTION BEFORE FILLING OUT! Cusip 438506107 Page 4 of 8 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brinson Holdings, Inc. 36-3670610 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a b 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER - -0- 6 SHARED VOTING POWER - -0- 7 SOLE DISPOSITIVE POWER - -0- 8 SHARED DISPOSITIVE POWER - -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - -0- (see item 4 hereof). 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% 12 TYPE OF REPORTING PERSON* CO HC * SEE INSTRUCTION BEFORE FILLING OUT! Cusip 438506107 Page 5 of 8 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SBC Holding (USA), Inc. 13-3506524 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a b 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER - -0- 6 SHARED VOTING POWER - -0- 7 SOLE DISPOSITIVE POWER - -0- 8 SHARED DISPOSITIVE POWER - -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - -0- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% 12 TYPE OF REPORTING PERSON* CO HC * SEE INSTRUCTION BEFORE FILLING OUT! Cusip 438506107 Page 6 of 8 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Swiss Bank Corporation 13-5424347 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a b 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Swiss banking corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER - -0- 6 SHARED VOTING POWER - -0- 7 SOLE DISPOSITIVE POWER - -0- 8 SHARED DISPOSITIVE POWER - -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - -0- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% 12 TYPE OF REPORTING PERSON* CO HC * SEE INSTRUCTION BEFORE FILLING OUT! Cusip 438506107 Page 7 of 8 Item 1(a) Name of Issuer: Honeywell Inc. (the "Company") Item 1(b) Address of Issuer's Principal Executive Offices: Honeywell Plaza Minneapolis, MN 55408 Item 2(a) Name of Person Filing: Brinson Partners, Inc.("BPI") is filing this statement on behalf of itself, Brinson Trust Company ("BTC"), Brinson Holdings, Inc. ("BHI"), SBC Holding (USA), Inc. ("SBCUSA") and Swiss Bank Corporation ("SBC"). BTC is a wholly-owned subsidiary of BPI. BPI is a wholly-owned subsidiary of BHI. BHI is a wholly-owned subsidiary of SBCUSA. SBCUSA is a wholly-owned subsidiary of SBC. Exhibit I hereto contains the agreement of each of the parties hereto to file this joint disclosure statement on Schedule 13G. Item 2(b) Address of Principal Business: Each of BPI, BTC and BHI's principal business office is located at: 209 South LaSalle, Chicago, Illinois 60604-1295 SBCUSA's principal business office is located at: 222 Broadway, New York, NY 10038 SBC's principal business office is located at: Aeschenplatz 6 CH-4002 Basel, Switzerland Item 2(c) Citizenship: BPI is a Delaware corporation. BHI is a Delaware corporation. BTC is an Illinois corporation. SBCUSA is a Delaware corporation. SBC is a Swiss banking corporation. Item 2(d) Title of Class of Securities: Common Stock (the "Common Stock") Item 2(e) CUSIP Number: 438506107 Item 3 Type of Person Filing: BPI is an Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. BTC is a bank in accordance with section 240.13d-1(b)(1)(ii)(B). BHI is a Parent Holding Company in accordance with section 240.13d- 1(b)(1)(ii)(G) of the Exchange Act. SBCUSA is a Parent Holding Company in accordance with section 240.13d- 1(b)(1)(ii)(G) of the Exchange Act. SBC is a Parent Holding Company in accordance with section 240.13d-1(b)(1)(ii)(G) of the Exchange Act. Item 4 Ownership: See Items 5-11 of the cover pages hereto. By virtue of their corporate relationships described in Item 2 of this Schedule 13G, SBC, SBCUSA, BHI and BPI may be deemed to beneficially own and have the power to dispose and vote or direct the disposition or voting of the common stock held by BTC and BPI. Item 5 Ownership of Five Percent or Less of a Class: Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: See item 3 above Cusip 438506107 Page 8 of 8 Item 8 Identification and Classification of Member of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 Brinson Partners, Inc. Brinson Trust Company Brinson Holdings, Inc. By:/s/ Mark F. Kemper Mark F. Kemper Assistant Secretary of the above Companies SBC Holding (USA), Inc. By: /s/Mario Cueni By:/s/ Mike Daly Mario Cueni Mike Daly Secretary Treasurer Swiss Bank Corporation By: /s/ Martin Weber By:/s/ Mario Cueni Martin Weber Mario Cueni Legal Adviser Managing Director Legal Adviser EXHIBIT 1 AGREEMENT Pursuant to Rule 13d-1(f)(1) of the Securities and Exchange Commission, each of the parties hereto agrees that the statement on Schedule 13G (including all amendments thereto) with respect to the Common Stock of HONEYWELL INC. to which this agreement is attached is filed by and on behalf of each such party and that any amendment thereto will be filed on behalf of each such party. Date: February 14, 1997 Brinson Partners, Inc. Brinson Trust Company Brinson Holdings, Inc. By:/s/ Mark F. Kemper Mark F. Kemper Assistant Secretary of the above Companies SBC Holding (USA), Inc. By: /s/Mario Cueni By:/s/ Mike Daly Mario Cueni Mike Daly Secretary Treasurer Swiss Bank Corporation By: /s/ Martin Weber By:/s/ Mario Cueni Martin Weber Mario Cueni Legal Adviser Managing Director Legal Adviser DELEGATION OF AUTHORITY I, Samuel W. Anderson, as Vice President and Secretary of Brinson Holdings, Inc., Brinson Partners, Inc., and Brinson Trust Company (collectively the "Companies"), hereby delegate to Mark F. Kemper, as Assistant Secretary to the Companies, all necessary power and authority to execute, on behalf of the Companies, the following regulatory filings which the Companies may from time to time be obligated to file: Securities and Exchange Commission Forms 13F, 13G, 13D, 3, 4, and 5; Department of the Treasury International Capital Form S, and any other forms required in connection therewith. Effective February 15, 1993 /s/ Samuel W. Anderson Samuel W. Anderson Vice President and Secretary -----END PRIVACY-ENHANCED MESSAGE-----