0000048287-20-000164.txt : 20201125 0000048287-20-000164.hdr.sgml : 20201125 20201125181552 ACCESSION NUMBER: 0000048287-20-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201123 FILED AS OF DATE: 20201125 DATE AS OF CHANGE: 20201125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berger Vincent P CENTRAL INDEX KEY: 0001674256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14225 FILM NUMBER: 201352327 MAIL ADDRESS: STREET 1: 7571 215TH STREET WEST CITY: LAKEVILLE STATE: MN ZIP: 55044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HNI CORP CENTRAL INDEX KEY: 0000048287 STANDARD INDUSTRIAL CLASSIFICATION: OFFICE FURNITURE (NO WOOD) [2522] IRS NUMBER: 420617510 STATE OF INCORPORATION: IA FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 600 EAST SECOND STREET - PO BOX 1109 CITY: MUSCATINE STATE: IA ZIP: 52761-7109 BUSINESS PHONE: 5632727400 MAIL ADDRESS: STREET 1: 600 EAST SECOND STREET STREET 2: P O BOX 1109 CITY: MUSCATINE STATE: IA ZIP: 52761 FORMER COMPANY: FORMER CONFORMED NAME: HON INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HOME O NIZE CO DATE OF NAME CHANGE: 19681001 4 1 wf-form4_160634613427617.xml FORM 4 X0306 4 2020-11-23 0 0000048287 HNI CORP HNI 0001674256 Berger Vincent P 600 EAST SECOND STREET MUSCATINE IA 52761 0 1 0 0 President, HHT; EVP, HNI Corp Common Stock 2020-11-23 4 M 0 3421 31.98 A 21918.34 D Common Stock 2020-11-23 4 S 0 3421 37.55 D 18497.34 D Common Stock 2020-11-23 4 M 0 3125 31.98 A 21622.34 D Common Stock 2020-11-23 4 S 0 3125 37.56 D 18497.34 D Common Stock 2020-11-23 4 M 0 4637 25.46 A 23134.34 D Common Stock 2020-11-23 4 S 0 4637 37.50 D 18497.34 D Common Stock 2020-11-24 4 M 0 410 31.98 A 18907.34 D Common Stock 2020-11-24 4 M 0 375 31.98 A 19282.34 D Common Stock 2020-11-24 4 M 0 1359 25.46 A 20669.377 D Common Stock 1063.524 I Profit-Sharing Retirement Plan Non-qualifying employee stock options (right to buy) 31.98 2020-11-23 4 M 0 3421 0 D 2015-02-16 2021-02-16 Common Stock 3421.0 410 D Non-qualifying employee stock options (right to buy) 31.98 2020-11-23 4 M 0 3125 0 D 2015-02-16 2021-02-16 Common Stock 3125.0 375 D Non-qualifying employee stock option (right to buy) 25.46 2020-11-23 4 M 0 4637 0 D 2016-02-15 2022-02-15 Common Stock 4637.0 1359 D Non-qualifying employee stock options (right to buy) 31.98 2020-11-24 4 M 0 410 0 D 2015-02-16 2021-02-16 Common Stock 410.0 0 D Non-qualifying employee stock options (right to buy) 31.98 2020-11-24 4 M 0 375 0 D 2015-02-16 2021-02-16 Common Stock 375.0 0 D Non-qualifying employee stock option (right to buy) 25.46 2020-11-24 4 M 0 1359 0 D 2016-02-15 2022-02-15 Common Stock 1359.0 0 D The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 - $37.73, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 - $37.74, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.01 - $37.71, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. This is an exercise and hold transaction. This transaction is the second in a two step transaction initiated on November 23, 2020 under a 10b5-1 plan where options were exercised and shares sold to cover taxes and expenses. The total in column 5 includes 14.144 shares acquired under HNI Corporation Member's Stock Purchase Plan. The total in column 5 includes reinvested dividends of 13.89 shares. /s/ Steven M. Bradford, By Power of Attorney 2020-11-25