-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, USxRSIrltBYhxFMSL3EVunKCxCKl+dBM+tq4Vj9AzwDiaafJzcMF9FHcDXUhpdtg 0LRmQUixKRuCsZFgXS718Q== 0001209191-04-035222.txt : 20040708 0001209191-04-035222.hdr.sgml : 20040708 20040708112814 ACCESSION NUMBER: 0001209191-04-035222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040706 FILED AS OF DATE: 20040708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLY CORP CENTRAL INDEX KEY: 0000048039 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 751056913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148713555 MAIL ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL APPLIANCE CORP DATE OF NAME CHANGE: 19680508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SURPLUS SCOTT C CENTRAL INDEX KEY: 0001233211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03876 FILM NUMBER: 04905504 BUSINESS ADDRESS: STREET 1: 102 RIMROCK COURT CITY: OVILLA STATE: TX ZIP: 75154 BUSINESS PHONE: 9726177759 MAIL ADDRESS: STREET 1: 102 RIMROCK COURT CITY: OVILLA STATE: TX ZIP: 75154 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-07-06 0 0000048039 HOLLY CORP HOC 0001233211 SURPLUS SCOTT C 102 RIMROCK COURT OVILLA TX 75154 0 1 0 0 Vice President & Controller Common Stock 2004-07-06 4 P 0 7000 5.0625 A 0 D Common Stock 2004-07-06 4 P 0 4500 11.90 A 0 D Common Stock 2004-07-06 4 S 0 200 37.50 D 0 D Common Stock 2004-07-06 4 S 0 10300 37.10 D 4864 D Common Stock 5.0625 2004-07-06 4 M 0 7000 D Employee Stock Option (Right to Buy) 7000 6000 D Common Stock 11.90 2004-07-06 4 M 0 4500 D Employee Stock Option (Right to Buy) 4500 5500 D Option became exercisable to the extent of 20% at June 9, 2001 and became exercisable for an additional 20% on each June 9 thereafter. The option will become fully exercisable on June 9, 2005. Option generally expires ten years from the effective date of grant (the period for exercise may be extended in certain cases following the death of the reporting person). If the reporting person's employment terminates because of death, permanent disability or normal retirement, the option is generally exercisable in full for two years from the date of termination. If the reporting person's employment is terminated for cause (as defined), the option immediately ceases to be exercisable. If the reporting person's employment terminates for any other reason, the option is exercisable for one year after such termination to the extent the option was exercisable at termination. Option was partial consideration to employee for services. Option became exercisable to the extent of 20% at March 9, 2002 and became exercisable for an additional 20% on each March 9 thereafter. The option will become fully exercisable on March 9, 2006. /s/ Scott C. Surplus By: Scott C. Surplus 2004-07-08 -----END PRIVACY-ENHANCED MESSAGE-----