-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rb2uqoTK+QLFW2JR2UW9HozU4PPJ2LELrsJ5w1Mwz8vdMUcAA45JjPnKI7JLpDne bFw5IapNeAyJFDWEqyAngA== 0001452526-10-000002.txt : 20100301 0001452526-10-000002.hdr.sgml : 20100301 20100301143119 ACCESSION NUMBER: 0001452526-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100225 FILED AS OF DATE: 20100301 DATE AS OF CHANGE: 20100301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Kirin CENTRAL INDEX KEY: 0001452526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 10643676 MAIL ADDRESS: STREET 1: C/O HICKOK INCORPORATED STREET 2: 10514 DUPONT AVENUE CITY: CLEVELAND STATE: OH ZIP: 44108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-02-25 0 0000047307 HICKOK INC HICKA.OB 0001452526 Smith Kirin C/O HICKOK INCORPORATED 10514 DUPONT AVENUE CLEVELAND OH 44108 1 0 0 1 SEE REMARKS Stock Option (Right to Buy) 6 2010-02-25 4 A 0 1000 0 A 2020-02-25 Class A Common Shares 1000 1000 D Granted pursuant to the Hickok Incorporated 2010 Outside Directors Stock Option Plan which complies with Rule 16b-3. These options become exercisable in equal 33% increments over three years beginning on the first anniversary of the date of the grant. In addition to being a director of Hickok Incorporated, the reporting person is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding shares of Class A Common Shares. The reporting person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein. As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Glaubman, Rosenberg and Robotti Fund, L.P. ("GRR"). Respectively, Kirin M. Smith may be deemed to beneficially own the shares of Class A Common Stock beneficially owned by GRR. /s/ Kirin Smith 2010-03-01 -----END PRIVACY-ENHANCED MESSAGE-----