-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WqnCXXQ5uhs+IjQAZO5RUHShvUtlG79MIujifWyexqn6jgXDWmgnISuWflSqzrM/ fMaxge1UxL8BHh/qybpkOA== 0001243286-09-000002.txt : 20090807 0001243286-09-000002.hdr.sgml : 20090807 20090807151422 ACCESSION NUMBER: 0001243286-09-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090226 FILED AS OF DATE: 20090807 DATE AS OF CHANGE: 20090807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLADE JANET H CENTRAL INDEX KEY: 0001243286 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 09995185 MAIL ADDRESS: STREET 1: C/O HICKOK INCORPORATED STREET 2: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0303 4/A 2009-02-26 2009-02-27 0 0000047307 HICKOK INC HICKA.OB 0001243286 SLADE JANET H C/O HICKOK INCORPORATED 10514 DUPONT AVE CLEVELAND OH 44108 1 0 0 0 Stock Option (Right to Buy) 2.925 2009-02-26 4 A 0 1000 0 A 2019-02-26 Class A Common Shares 1000 10000 D This amendment is being filed solely for the purpose of correcting the Conversion or Exercise Price of Derivative Security in the original Form 4 filed February 27, 2009. Inadvertently, the strike price was listed as $2.50 but should have been $2.925. In addition, the original footnote number 1 becomes footnote number 2 and the original footnote number 2 becomes footnote number 3. Granted pursuant to the Hickok Incorporated 2007 Outside Directors Stock Option Plan which complies with Rule 16b-3. These options become exercisable in equal 33% increments over three years beginning on the first anniversary of the date of the grant. The reporting person still holds previously reported options to buy 9,000 Class A Common Shares granted pursuant to the Hickok Incorporated 1997 Outside Directors Stock Option Plan, the Hickok Incorporated 2000 Outside Directors Stock Option Plan, the Hickok Incorporated 2003 Outside Directors Stock Option Plan and the Hickok Incorporated 2007 Outside Directors Stock Option Plan. All these plans comply with Rule 16b-3. These options were granted between February 25, 2000 and February 21, 2008 at exercise prices ranging from $3.55 to $11.00, become or became exercisable between February 25, 2001 and February 21, 2011, and will expire between February 25, 2010 and February 21, 2018. The total number of options set forth in column No. 9 reflects the expiration of options to purchase 1,000 Class A Common Shares granted to the reporting person on February 25, 1999, which options expired on February 25, 2009. /s/ Janet H. Slade 2009-08-07 -----END PRIVACY-ENHANCED MESSAGE-----