-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QdqYT0ARfanI8bagNnHuwZL9jy8i2P3XQVTQomLsPKka8uspe4cDpviQrUc9ZtR/ afwkFcHu4lHWqx28zmRENg== 0001213900-09-001509.txt : 20090618 0001213900-09-001509.hdr.sgml : 20090617 20090618162710 ACCESSION NUMBER: 0001213900-09-001509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090615 FILED AS OF DATE: 20090618 DATE AS OF CHANGE: 20090618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hain Joseph CENTRAL INDEX KEY: 0001452525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 09899019 MAIL ADDRESS: STREET 1: 52 VANDERBILT AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 4 1 f4hjm061509_hickokex.xml X0303 4 2009-06-15 0 0000047307 HICKOK INC HICKA.OB 0001452525 Hain Joseph 708 GREENWICH STREET, 2E NEW YORK NY 100014 0 0 0 1 See Explanation of Responses Class A Common Stock, $1.00 par value 2009-06-15 4 P 0 400 4.25 A 3650 D Class A Common Stock, $1.00 par value 78614 I By Glaubman Rosenberg & Robotti Fund LP Class A Common Stock, $1.00 par value 2009-06-18 4 P 0 500 5.25 A 4150 D The Reporting Person is a member of a Section 13(d) group with respect to the securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein. As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Glaubman Rosenberg & Robotti Fund, L.P. ("GRR"), respectively, Joseph Hain may be deemed to beneficially own the shares of Common Stock beneficially owned by GRR /s/ Joseph Hain 2009-06-17 -----END PRIVACY-ENHANCED MESSAGE-----