0001209191-21-071619.txt : 20211230 0001209191-21-071619.hdr.sgml : 20211230 20211230173514 ACCESSION NUMBER: 0001209191-21-071619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211230 DATE AS OF CHANGE: 20211230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosen Steven CENTRAL INDEX KEY: 0001545202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 211533813 MAIL ADDRESS: STREET 1: 25101 CHAGRIN BOULEVARD SUITE 350 CITY: BEACHWOOD STATE: OH ZIP: 44122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRAWFORD UNITED Corp CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK INC DATE OF NAME CHANGE: 19950328 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-09 0 0000047307 CRAWFORD UNITED Corp CRAWA 0001545202 Rosen Steven 25101 CHAGRIN BOULEVARD SUITE 350 BEACHWOOD OH 44122 1 0 1 0 Class A Common Shares 2021-12-09 4 M 0 1000 2.925 A 17000 D Class B Common Shares 85000 I See Footnote Class A Common Shares 301928 I See Footnote Stock Option (Right to Buy) 2.925 2021-12-09 4 M 0 1000 0.00 D 2022-03-08 Class A Common Shares 1000 0 D The securities reported herein include (i) 42,500 Class B Common Shares and 150,964 Class A Common Shares owned directly by Seven Investors, LLC and (ii) 42,500 Class B Common Shares and 150,964 Class A Common Shares owned directly by The LJNP Investment Trust, in each case received as a liquidating distribution from Roundball, LLC. In prior reports, the reporting person reported beneficial ownership of 170,000 Class B Common Shares and 672,407 Class A Common Shares owned by Roundball, LLC. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. These options became exercisable in equal 33% increments over three years beginning on March 8, 2013. /s/ Steven Rosen, by Gregory J. Dziak, his attorney-in-fact, pursuant to Power of Attorney dated December 11, 2019, on file with the Commission 2021-12-30