0001209191-21-071619.txt : 20211230
0001209191-21-071619.hdr.sgml : 20211230
20211230173514
ACCESSION NUMBER: 0001209191-21-071619
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211230
DATE AS OF CHANGE: 20211230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosen Steven
CENTRAL INDEX KEY: 0001545202
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00147
FILM NUMBER: 211533813
MAIL ADDRESS:
STREET 1: 25101 CHAGRIN BOULEVARD SUITE 350
CITY: BEACHWOOD
STATE: OH
ZIP: 44122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRAWFORD UNITED Corp
CENTRAL INDEX KEY: 0000047307
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 340288470
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10514 DUPONT AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44108
BUSINESS PHONE: 2165418060
MAIL ADDRESS:
STREET 1: 10514 DUPONT AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44108
FORMER COMPANY:
FORMER CONFORMED NAME: HICKOK INC
DATE OF NAME CHANGE: 19950328
FORMER COMPANY:
FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-09
0
0000047307
CRAWFORD UNITED Corp
CRAWA
0001545202
Rosen Steven
25101 CHAGRIN BOULEVARD
SUITE 350
BEACHWOOD
OH
44122
1
0
1
0
Class A Common Shares
2021-12-09
4
M
0
1000
2.925
A
17000
D
Class B Common Shares
85000
I
See Footnote
Class A Common Shares
301928
I
See Footnote
Stock Option (Right to Buy)
2.925
2021-12-09
4
M
0
1000
0.00
D
2022-03-08
Class A Common Shares
1000
0
D
The securities reported herein include (i) 42,500 Class B Common Shares and 150,964 Class A Common Shares owned directly by Seven Investors, LLC and (ii) 42,500 Class B Common Shares and 150,964 Class A Common Shares owned directly by The LJNP Investment Trust, in each case received as a liquidating distribution from Roundball, LLC. In prior reports, the reporting person reported beneficial ownership of 170,000 Class B Common Shares and 672,407 Class A Common Shares owned by Roundball, LLC. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
These options became exercisable in equal 33% increments over three years beginning on March 8, 2013.
/s/ Steven Rosen, by Gregory J. Dziak, his attorney-in-fact, pursuant to Power of Attorney dated December 11, 2019, on file with the Commission
2021-12-30