0001209191-19-062215.txt : 20191231 0001209191-19-062215.hdr.sgml : 20191231 20191231124823 ACCESSION NUMBER: 0001209191-19-062215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191227 FILED AS OF DATE: 20191231 DATE AS OF CHANGE: 20191231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Kirin CENTRAL INDEX KEY: 0001452526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 191318848 MAIL ADDRESS: STREET 1: C/O HICKOK INCORPORATED STREET 2: 10514 DUPONT AVENUE CITY: CLEVELAND STATE: OH ZIP: 44108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRAWFORD UNITED Corp CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK INC DATE OF NAME CHANGE: 19950328 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-27 0 0000047307 CRAWFORD UNITED Corp CRAWA 0001452526 Smith Kirin C/O CRAWFORD UNITED CORPORATION 10514 DUPONT AVENUE CLEVELAND OH 44108 1 0 0 0 Class A Common Shares, without par value 2019-12-27 4 M 0 1000 6.00 A 16935 D Class A Common Shares, without par value 51114 I By Intrinsic Value Capital, L.P. Stock Option (Right to Buy) 6.00 2019-12-27 4 M 0 1000 0.00 D 2020-02-25 Class A Common Shares 1000 2000 D As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Intrinsic Value Capital, L.P. ("IVC"), respectively, Kirin Smith may be deemed to beneficially own the Class A Common Shares beneficially owned by IVC. The reporting person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein. Granted pursuant to the Hickok Incorporated 2010 Outside Directors Stock Option Plan, which complies with Rule 16b-3. These options became exercisable in equal 33% increments over three years beginning on February 25, 2011. The reporting person still holds previously reported options to buy 2,000 Class A Common Shares granted pursuant to the Hickok Incorporated 2010 Outside Directors Stock Option Plan. These options were granted between February 24, 2011 and March 8, 2012, at an exercise price of $2.925, became exercisable between 2012 and 2016 and expire between February 24, 2021 and March 8, 2022. /s/ Kirin Smith, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated January 3, 2017 on file with the Commission 2019-12-31