0001105838-14-000002.txt : 20140312 0001105838-14-000002.hdr.sgml : 20140312 20140312162519 ACCESSION NUMBER: 0001105838-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110111 FILED AS OF DATE: 20140312 DATE AS OF CHANGE: 20140312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HICKOK INC CENTRAL INDEX KEY: 0000047307 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 340288470 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 BUSINESS PHONE: 2165418060 MAIL ADDRESS: STREET 1: 10514 DUPONT AVE CITY: CLEVELAND STATE: OH ZIP: 44108 FORMER COMPANY: FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBOTTI ROBERT CENTRAL INDEX KEY: 0001105838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00147 FILM NUMBER: 14687823 MAIL ADDRESS: STREET 1: 6 EAST 43RD STREET STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2011-01-11 0 0000047307 HICKOK INC HICKA 0001105838 ROBOTTI ROBERT 6 EAST 43RD STREET 23RD FLOOR NEW YORK NY 10017 0 0 1 0 Class A Common Shares, no par value 2011-01-11 4 J 0 5500 0 A 119149 I See Footnote Class A Common Shares, no par value 2011-01-11 4 J 0 22000 0 A 119149 I See Footnote Reflects the distribution in kind of 5,500 shares of the Class A Common Shares, no par value ("Common Shares"), to Robert Robotti from an unaffiliated investment fund. Reflects the distribution in kind of 22,000 shares of the Common Shares, to RNP Company G.P. ("RNP") from an unaffiliated investment fund. The distribution of shares was for no consideration. This amount includes 58,351 shares of the Common Shares directly beneficially owned by The Ravenswood Investment Company, L.P. ("RIC"), 33,298 shares of the Common Shares directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 22,000 shares of the Common Shares directly beneficially owned by RNP, and 5,500 shares of the Common Shares directly beneficially owned by Robert Robotti ("Robotti"). Mr. Robotti may be deemed to beneficially own certain of the shares of Common Shares set forth in this Form 4 as a managing member of Ravenswood Management Company, L.L.C., which serves as the general partner of RIC and RI, and as a general partner of RNP. Mr. Robotti disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. /s/ Robert E. Robotti 2014-03-12