0001105838-14-000002.txt : 20140312
0001105838-14-000002.hdr.sgml : 20140312
20140312162519
ACCESSION NUMBER: 0001105838-14-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110111
FILED AS OF DATE: 20140312
DATE AS OF CHANGE: 20140312
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HICKOK INC
CENTRAL INDEX KEY: 0000047307
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 340288470
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10514 DUPONT AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44108
BUSINESS PHONE: 2165418060
MAIL ADDRESS:
STREET 1: 10514 DUPONT AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44108
FORMER COMPANY:
FORMER CONFORMED NAME: HICKOK ELECTRICAL INSTRUMENT CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBOTTI ROBERT
CENTRAL INDEX KEY: 0001105838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00147
FILM NUMBER: 14687823
MAIL ADDRESS:
STREET 1: 6 EAST 43RD STREET
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2011-01-11
0
0000047307
HICKOK INC
HICKA
0001105838
ROBOTTI ROBERT
6 EAST 43RD STREET
23RD FLOOR
NEW YORK
NY
10017
0
0
1
0
Class A Common Shares, no par value
2011-01-11
4
J
0
5500
0
A
119149
I
See Footnote
Class A Common Shares, no par value
2011-01-11
4
J
0
22000
0
A
119149
I
See Footnote
Reflects the distribution in kind of 5,500 shares of the Class A Common Shares, no par value ("Common Shares"), to Robert Robotti from an unaffiliated investment fund.
Reflects the distribution in kind of 22,000 shares of the Common Shares, to RNP Company G.P. ("RNP") from an unaffiliated investment fund.
The distribution of shares was for no consideration.
This amount includes 58,351 shares of the Common Shares directly beneficially owned by The Ravenswood Investment Company, L.P. ("RIC"), 33,298 shares of the Common Shares directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 22,000 shares of the Common Shares directly beneficially owned by RNP, and 5,500 shares of the Common Shares directly beneficially owned by Robert Robotti ("Robotti").
Mr. Robotti may be deemed to beneficially own certain of the shares of Common Shares set forth in this Form 4 as a managing member of Ravenswood Management Company, L.L.C., which serves as the general partner of RIC and RI, and as a general partner of RNP. Mr. Robotti disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.
/s/ Robert E. Robotti
2014-03-12